0001181431-13-056703.txt : 20131105
0001181431-13-056703.hdr.sgml : 20131105
20131105111736
ACCESSION NUMBER: 0001181431-13-056703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Electric Technologies Inc
CENTRAL INDEX KEY: 0001043186
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 593410234
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6410 LONG DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77087
BUSINESS PHONE: 713-644-8182
MAIL ADDRESS:
STREET 1: 6410 LONG DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77087
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN ACCESS TECHNOLOGIES INC
DATE OF NAME CHANGE: 19971117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hare Neal T
CENTRAL INDEX KEY: 0001398756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24575
FILM NUMBER: 131191373
MAIL ADDRESS:
STREET 1: C/O M & I ELECTRIC INDUSTRIES, INC.
STREET 2: 6410 LONG DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77087
4
1
rrd394407.xml
FORM 4
X0306
4
2013-11-04
0
0001043186
American Electric Technologies Inc
AETI
0001398756
Hare Neal T
6410 LONG DRIVE
HOUSTON
TX
77087
0
1
0
0
S V President of Operations
Common Stock
2013-11-04
4
S
0
2334
8.4
D
279282
D
Common Stock
2013-11-04
4
S
0
10000
8.3
D
269282
D
Received in exchange for 14,802 shares of M & I Electric Industries, Inc. ("M & I") common stock in connection with the merger transaction among the Issuer, AAT Merger Sub, Inc. and M & I (the "Merger"). On the effective date of the Merger each share of M&I common stock was converted into the right to receive approximately 24.43 shares of the Issuer's common stock, taking into consideration the 5:1 reverse stock split effected in connection with the merger. The closing price of the Issuer's common stock on the closing date of the merger, not taking into consideration the reverse stock split, was $0.97.
/s/ Charles M. Dauber, as attorney-in-fact for Neal T. Hare
2013-11-05