0001181431-13-056703.txt : 20131105 0001181431-13-056703.hdr.sgml : 20131105 20131105111736 ACCESSION NUMBER: 0001181431-13-056703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Electric Technologies Inc CENTRAL INDEX KEY: 0001043186 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 593410234 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6410 LONG DRIVE CITY: HOUSTON STATE: TX ZIP: 77087 BUSINESS PHONE: 713-644-8182 MAIL ADDRESS: STREET 1: 6410 LONG DRIVE CITY: HOUSTON STATE: TX ZIP: 77087 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACCESS TECHNOLOGIES INC DATE OF NAME CHANGE: 19971117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hare Neal T CENTRAL INDEX KEY: 0001398756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 131191373 MAIL ADDRESS: STREET 1: C/O M & I ELECTRIC INDUSTRIES, INC. STREET 2: 6410 LONG DRIVE CITY: HOUSTON STATE: TX ZIP: 77087 4 1 rrd394407.xml FORM 4 X0306 4 2013-11-04 0 0001043186 American Electric Technologies Inc AETI 0001398756 Hare Neal T 6410 LONG DRIVE HOUSTON TX 77087 0 1 0 0 S V President of Operations Common Stock 2013-11-04 4 S 0 2334 8.4 D 279282 D Common Stock 2013-11-04 4 S 0 10000 8.3 D 269282 D Received in exchange for 14,802 shares of M & I Electric Industries, Inc. ("M & I") common stock in connection with the merger transaction among the Issuer, AAT Merger Sub, Inc. and M & I (the "Merger"). On the effective date of the Merger each share of M&I common stock was converted into the right to receive approximately 24.43 shares of the Issuer's common stock, taking into consideration the 5:1 reverse stock split effected in connection with the merger. The closing price of the Issuer's common stock on the closing date of the merger, not taking into consideration the reverse stock split, was $0.97. /s/ Charles M. Dauber, as attorney-in-fact for Neal T. Hare 2013-11-05