0001181431-14-008737.txt : 20140224
0001181431-14-008737.hdr.sgml : 20140224
20140224162012
ACCESSION NUMBER: 0001181431-14-008737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140101
FILED AS OF DATE: 20140224
DATE AS OF CHANGE: 20140224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERBA JEFFRY E
CENTRAL INDEX KEY: 0001042959
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 14637172
MAIL ADDRESS:
STREET 1: ALVARADO SQUARE M S 2806
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87158
4
1
rrd403486.xml
X0306
4
2014-01-01
0
0001410636
American Water Works Company, Inc.
AWK
0001042959
STERBA JEFFRY E
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
President and CEO
Common Stock
2014-01-01
4
F
0
1232
42.26
D
53034
D
Common Stock
2014-02-20
4
A
0
8937
0
A
61971
D
Performance Stock Unit
2014-02-20
4
A
0
12612
0
A
2016-12-31
Common Stock
12612
12612
D
Employee Stock Option (right to buy)
44.06
2014-02-20
4
A
0
144761
0
A
2020-12-31
Common Stock
144761
144761
D
The shares indicated constitute restricted stock units that settle in common stock on a one share per unit basis. The restricted stock units vest fully on January 1, 2015.
Each performance stock unit represents a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"). The actual number of performance stock units that may be earned will be based on the Company's total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over the three-year performance period beginning on January 1, 2014 and ending December 31, 2016. The number of performance stock units shown in column 5 is equal to the target number of performance stock units that may be earned.
Represents the end of the performance period to which the performance stock units relate.
In previous Form 4s derivative securities with different attributes were erroneously aggregated and reported as one class. In accordance with interpretations of the staff of the Securities and Exchange Commission, derivatives with different attributes should be reported as different classes of derivatives. Based on these staff interpretations, the newly granted derivative securities are reported herein without aggregation.
The options vest fully on January 1, 2015.
/s/ Thomas Wyatt by Power of Attorney previously filed
2014-02-24