-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3bauDLSWkf+owzxxNgg6GJGysykFz9cyoiXFD9WoonTNA+HwlFG+/86zRkCtp13 V7JlJT1NmbkZbdWM/z5hxw== 0000950134-00-010202.txt : 20001201 0000950134-00-010202.hdr.sgml : 20001201 ACCESSION NUMBER: 0000950134-00-010202 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20001130 GROUP MEMBERS: BESS C STEPHENS GROUP MEMBERS: BESS C STEPHENS TRUST GROUP MEMBERS: BRADBURY ENTERPRISES GROUP MEMBERS: CORAL PARTNERS GROUP MEMBERS: CORAL TWO CORP GROUP MEMBERS: CURTIS F BRADBURY JR GROUP MEMBERS: DOUGLAS H MARTIN GROUP MEMBERS: ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST GROUP MEMBERS: ELIZABETH STEPHENS CAMPBELL GROUP MEMBERS: HARRIET C STEPHENS GROUP MEMBERS: HARRIET CALHOUN STEPHENS TRUST GROUP MEMBERS: J & J PARTNERS GROUP MEMBERS: JACKSON T STEPHENS GROUP MEMBERS: JACKSON T STEPHENS GRANDCHILDRENS TRUST AAAA GROUP MEMBERS: JACKSON T STEPHENS TRUST NO. ONE GROUP MEMBERS: JACOBY ENTERPRISES INC GROUP MEMBERS: JOHN CALHOUN STEPHENS TRUST UID 12/01/87 GROUP MEMBERS: JON E M JACOBY GROUP MEMBERS: LAURA WHITAKER STEPHENS TRUST UID 12/28/90 GROUP MEMBERS: PAMELA DIANE STEPHENS GROUP MEMBERS: PAMELA DIANE STEPHENS TRUST ONE GROUP MEMBERS: STEPHENS GROUP INC GROUP MEMBERS: VERNON J GISS GROUP MEMBERS: VOTING TRUST PURSUANT TO AGREEMENT 6/8/98 GROUP MEMBERS: W R STEPHENS JR REVOCABLE TRUST GROUP MEMBERS: WARREN & HARRIET STEPHENS CHILDREN'S TRUST GROUP MEMBERS: WARREN A STEPHENS GROUP MEMBERS: WARREN A STEPHENS TRUST GROUP MEMBERS: WARREN MILES AMERINE STEPHENS TRUST UID 9/10/86 GROUP MEMBERS: WILTON R STEPHENS JR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POWER ONE INC CENTRAL INDEX KEY: 0001042825 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 770420182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51761 FILM NUMBER: 781505 BUSINESS ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 8059878741 MAIL ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS GROUP INC CENTRAL INDEX KEY: 0001027804 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 710211822 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 CENTER STREET STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 5015772573 MAIL ADDRESS: STREET 1: 111 CENTER ST STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 SC 13D/A 1 d82356a4sc13da.txt AMENDMENT NO. 4 TO SCHEDULE 13D 1 CUSIP No. 739308 10 4 Page 1 of 40 Pages ----------- ------------------ OMB APPROVAL ------------ OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form .... 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* Power-One, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 739308 10 4 -------------- (CUSIP Number) David A. Knight, c/o Stephens Group, Inc., 111 Center Street, Little Rock, AR 72201, (501) 377-2573 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 27, 2000 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 739308 10 4 Page 2 of 40 Pages ----------- ------------------ SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Voting trust pursuant to agreement dated as of June 8, 1998 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [x] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 11,441,567 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 11,441,567 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 14.6 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 3 CUSIP No. 739308 10 4 Page 3 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Group, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [X] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 6,442,826 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 6,442,826 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 8.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) HC, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 4 CUSIP No. 739308 10 4 Page 4 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Trust No. One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 187,524 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 187,524 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 5 CUSIP No. 739308 10 4 Page 5 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 362,736 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 362,736 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.5 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 6 CUSIP No. 739308 10 4 Page 6 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 156,816 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 264,624 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 156,816 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 959,620 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,116,436 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 7 CUSIP No. 739308 10 4 Page 7 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 175,212 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 175,212 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 8 CUSIP No. 739308 10 4 Page 8 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 40,000 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 845,725 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 845,725 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 9 CUSIP No. 739308 10 4 Page 9 of 40 Pages ----------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Vernon J. Giss - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 175,212 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 175,212 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 10 CUSIP No. 739308 10 4 Page 10 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 114,688 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 114,688 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 11 CUSIP No. 739308 10 4 Page 11 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren & Harriet Stephens Children's Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 239,937 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 239,937 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 12 CUSIP No. 739308 10 4 Page 12 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jon E.M. Jacoby - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 120,566 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 448,032 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 120,566 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 2,257,281 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,377,847 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 3.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 13 CUSIP No. 739308 10 4 Page 13 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet Calhoun Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 61,254 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 61,254 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 14 CUSIP No. 739308 10 4 Page 14 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 61,254 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 61,254 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 15 CUSIP No. 739308 10 4 Page 15 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Ann Stephens Campbell Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 533,286 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 533,286 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 16 CUSIP No. 739308 10 4 Page 16 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Stephens Campbell - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 1,163,799 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,163,799 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.5 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 17 CUSIP No. 739308 10 4 Page 17 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W. R. Stephens, Jr. Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 624,789 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 624,789 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.8 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 18 CUSIP No. 739308 10 4 Page 18 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Wilton R. Stephens, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 40,000 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 1,295,302 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,295,302 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 19 CUSIP No. 739308 10 4 Page 19 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Grandchildrens Trust AAAA - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 20 CUSIP No. 739308 10 4 Page 20 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens Trust One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 630,513 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 630,513 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.8 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 21 CUSIP No. 739308 10 4 Page 21 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 630,513 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 630,513 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.8 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 22 CUSIP No. 739308 10 4 Page 22 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren Miles Amerine Stephens Trust UID 9/10/86 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 106,160 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 106,160 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 23 CUSIP No. 739308 10 4 Page 23 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) John Calhoun Stephens Trust UID 12/01/87 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 106,160 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 106,160 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 24 CUSIP No. 739308 10 4 Page 24 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Laura Whitaker Stephens Trust UID 12/28/90 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 106,160 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 106,160 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 25 CUSIP No. 739308 10 4 Page 25 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) J & J Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 26 CUSIP No. 739308 10 4 Page 26 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jacoby Enterprises, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 321,450 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 321,450 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 27 CUSIP No. 739308 10 4 Page 27 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Two Corporation - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 283,544 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 283,544 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 28 CUSIP No. 739308 10 4 Page 28 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Douglas H. Martin - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 209,035 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 209,035 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 29 CUSIP No. 739308 10 4 Page 29 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Curtis F. Bradbury, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 304,544 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 304,544 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 30 CUSIP No. 739308 10 4 Page 30 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bradbury Enterprises - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 31 CUSIP No. 739308 10 4 Page 31 of 40 Pages ----------- ------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) -0- - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 32 CUSIP No. 739308 10 4 Page 32 of 40 Pages ----------- ------------------- This Amendment No. 4 amends and supplements the Schedule 13D initially filed by the Reporting Persons on June 11, 1998. It is being filed to report a decrease in beneficial ownership of Power-One common stock by certain of the Reporting Persons. Except as set forth below, there are no changes in the Schedule 13D. Capitalized terms not otherwise defined herein shall have the same meanings as defined in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended by deleting the previous Item 5 and replacing it in its entirety with the following: (a) The table below discloses the ownership of the common stock of Power-One by the Reporting Persons and their respective directors and executive officers.
Percent of Number of Outstanding Voting Name Shares Shares Power Investment Power - ---- --------- ----------- ------------ ---------------- Voting Trust pursuant to Voting Trust Agreement 11,441,567 14.6 11,441,567 -0- Stephens Group, Inc. 6,442,826 8.2 -0- Shared: 6,442,826 Jackson T. Stephens Trust No. One 187,524 0.2 -0- Shared: 187,524 Bess C. Stephens Trust 175,212 0.2 -0- Shared: 175,212 Warren A. Stephens Trust 114,688 0.1 -0- Shared: 114,688 Warren & Harriet Stephens Children's Trust 239,937 0.3 -0- Shared: 239,937 Harriet Calhoun Stephens Trust 61,254 0.1 -0- Shared: 61,254 Elizabeth Ann Stephens Campbell Revocable Trust 533,286 0.7 -0- Shared: 533,286 W. R. Stephens, Jr. Revocable Trust 624,789 0.8 -0- Shared: 624,789 Jackson T. Stephens Grandchildrens Trust AAAA -0- 0.0 -0- -0- Pamela Diane Stephens Trust One 630,513 0.8 -0- Shared: 630,513 Warren Miles Amerine Stephens Trust 106,160 0.1 -0- Shared: 106,160 John Calhoun Stephens Trust 106,160 0.1 -0- Shared: 106,160 Laura Whitaker Stephens Trust 106,160 0.1 -0- Shared: 106,160 Jackson T. Stephens (1) 362,736 0.5 -0- Shared: 362,736 Warren A. Stephens (2) 1,116,436 1.4 Sole: 156,816 Sole: 156,816 Shared: 264,624 Shared: 959,620 Bess C. Stephens (3) 845,725 1.2 Shared: 40,000 Shared: 845,725 Vernon J. Giss (4) 175,212 0.2 -0- Shared: 175,212 Jon E.M. Jacoby (5) 2,377,847 3.0 Sole: 120,566 Sole: 120,566 Shared: 448,032 Shared: 2,257,281 Harriet C. Stephens (6) 61,254 0.1 -0- Shared: 61,254 Elizabeth Stephens Campbell (7) 1,163,799 1.5 -0- Shared: 1,163,799 Wilton R. Stephens, Jr. (8) 1,295,302 1.7 Shared: 40,000 Shared: 1,295,302 Pamela Diane Stephens (9) 630,513 0.8 -0- Shared: 630,513 J & J Partners -0- 0.0 -0- -0- Jacoby Enterprises, Inc. 321,450 0.4 -0- Shared: 321,450 Coral Two Corporation 283,544 0.4 -0- Shared: 283,544 Douglas H. Martin (10) 209,035 0.3 -0- Shared: 209,035 Curtis F. Bradbury, Jr. 304,544 0.4 -0- Shared: 304,544 Bradbury Enterprises -0- 0.0 -0- -0- I. Ernest Butler (11) 135,000 0.2 Shared: 135,000 Shared: 135,000 Coral Partners -0- 0.0 -0- -0- Craig D. Campbell -0- 0.0 -0- -0- William Walker 2,500 0.0 Sole: 2,500 Sole: 2,500
33 CUSIP No. 739308 10 4 Page 33 of 40 Pages ----------- ------------------- (1) Includes 187,524 shares beneficially owned by Jackson T. Stephens Trust No. One and 175,212 shares beneficially owned by Bess C. Stephens Trust, of which Jackson T. Stephens is a trustee. (2) Includes 187,524 shares beneficially owned by Jackson T. Stephens Trust No. One, 114,688 shares beneficially owned by Warren A. Stephens Trust, 106,160 shares beneficially owned by each of Warren Miles Amerine Stephens Trust, John Calhoun Stephens Trust and Laura Whitaker Stephens Trust, and 88,208 shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust Three UID 12/89. Mr. Stephens is a trustee for each of these trusts. Also includes 231,120 shares owned by Stephens Inc. Custodian for Warren A. Stephens IRA. (3) Includes 175,212 shares beneficially owned by Bess C. Stephens Trust, 630,513 shares beneficially owned by Pamela Diane Stephens Trust One and 40,000 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95. Ms. Stephens is a trustee for each of these trusts. (4) Includes 175,212 shares beneficially owned by Bess C. Stephens Trust, of which Vernon J. Giss is a trustee. (5) Includes 88,208 shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust Three UID 12/89, 239,937 shares beneficially owned by Warren & Harriet Stephens Children's Trust UID 9/30/87, 245,322 shares owned by each of Nicolas M. Stephens Trust AAAA, Caroline A. Stephens Trust AAAA and J.T. Stephens III Trust AAAA, and 45,000 shares owned by each of Susan Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Jacoby is a trustee for each of these trusts. Also includes 321,450 shares beneficially owned by Jacoby Enterprises, Inc., 283,544 shares beneficially owned by Coral Two Corporation, 30,566 shares owned by Delaware Charter Guarantee & Trust F/B/O Jon E.M. Jacoby Keogh, 74,304 shares beneficially owned by Jon E.M. Jacoby IRA, and 154,048 shares beneficially owned by Mr. Jacoby. Also includes 90,000 shares which may be acquired upon the exercise of options. Also includes 48,408 shares owned by Etablissement Landeco Vaduz over which Mr. Jacoby has a power of attorney. (6) Includes 61,254 shares beneficially owned by Harriet Calhoun Stephens Trust, of which Harriet C. Stephens is a trustee. Excludes shares beneficially owned by Harriet Calhoun Stephens' husband, Warren A. Stephens, listed in note (2) above. (7) Includes 533,286 shares beneficially owned by Elizabeth Ann Stephens Campbell Revocable Trust and 630,513 shares beneficially owned by Pamela Diane Stephens Trust One, of which Elizabeth Stephens Campbell is a trustee. (8) Includes 624,789 shares beneficially owned by W. R. Stephens, Jr. Revocable Trust and 630,513 shares beneficially owned by Pamela Diane Stephens Trust One, of which Wilton R. Stephens, Jr. is a trustee. Also includes 40,000 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95, of which Wilton R. Stephens, Jr. is a trustee. (9) Includes 630,513 shares beneficially owned by Pamela Diane Stephens Trust One, of which Pamela Diane Stephens is a trustee. (10) Includes 53,176 shares owned by Stephens Inc. Custodian for Douglas H. Martin IRA and 65,859 shares beneficially owned by Mr. Martin. Also includes 90,000 shares which may be acquired upon the exercise of options. (11) Includes 45,000 shares owned by each of Susan Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Butler is a trustee for each of these trusts. 34 CUSIP No. 739308 10 4 Page 34 of 40 Pages ----------- ------------------- (b) The table below discloses the beneficial ownership of common stock of Power-One by persons who may comprise a group with any of the Reporting Persons within the meaning of Rule 13-d(3) of the Exchange Act. The persons listed below expressly disclaim membership in any group pursuant to Regulation 13D.
Percent of Number of Outstanding Name Shares Shares - ---- --------- ----------- Stephens Inc. 47,800 0.1 Grandchild's Trust One 88,208 0.1 Grandchild's Trust Two 88,208 0.1 Grandchild's Trust Three 88,208 0.1 K. Rick Turner 15,278 0.0 C. Ray Gash 8,580 0.0 Robert L. Schulte 7,430 0.0 William S. Walker 2,500 0.0 Gordon D. Grender & Amanda F. Grender, JTWROS 235,224 0.3 Susan Stephens Campbell 1995 Trust 45,000 0.1 Craig D. Campbell, Jr. 1995 Trust 45,000 0.1 Elizabeth Chisum Campbell 1995 Trust 45,000 0.1 W. R. Stephens, Jr. Children's Trust 40,000 0.1
(c) The Voting Trustee expressly disclaims beneficial ownership of any securities covered by this Schedule 13D. (d) The table below discloses the sale of shares of Power-One common stock by certain of the Reporting Persons during the past sixty days. All of such sales were effected in broker's transactions.
Number of Name Date Shares Price - ---- ---- ---------- ----- Stephens Group, Inc. 10/26/00 172,700 $72.6061 10/27/00 156,300 $74.2457 10/30/00 8,800 $70.8239 10/31/00 76,800 $ 70.202 11/01/00 92,500 $71.3539 11/02/00 81,700 $76.9534 11/03/00 100,000 $73.2286 11/03/00 48,800 $74.5407 11/06/00 21,700 $76.0565 11/17/00 46,000 $62.6535 11/27/00 27,600 $61.4556 Bess C. Stephens Trust UID 1/4/85 10/26/00 10,000 $72.6061 10/27/00 10,000 $74.2457 Warren & Harriet Stephens Children's Trust 11/06/00 20,000 $76.0565
35 CUSIP No. 739308 10 4 Page 35 of 40 Pages ----------- -------------------
Number of Name Date Shares Price - ---- ---- ---------- ----- W.R. Stephens Jr. Revocable Trust 10/26/00 25,000 $72.6061 10/27/00 25,000 $74.2457 W.R. Stephens, Jr. Children's Trust 11/02/00 6,500 $78.3904 Pamela Diane Stephens Trust One UID 4/10/92 10/26/00 25,000 $72.6061 10/27/00 25,000 $74.2457 Warren Miles Amerine Stephens Trust UID 9/10/86 11/06/00 10,000 $76.0565 John Calhoun Stephens Trust UID 12/1/87 11/06/00 10,000 $76.0565 Laura Whitaker Stephens Trust UID 12/28/90 11/06/00 10,000 $76.0565 Jacoby Enterprises, Inc. 10/26/00 50,000 $ 73.775 10/27/00 50,000 $73.7183 Doug Martin 10/26/00 30,000 $75.7414 10/31/00 14,300 $71.3057 11/02/00 10,000 $77.3098 Doug Martin IRA 10/26/00 30,000 $75.7414 10/31/00 5,000 $71.3057 11/02/00 5,000 $77.3908
(e) Warren A. Stephens Trust gifted 689 shares on October 18, 2000, and 766 shares on October 30, 2000. 36 CUSIP No. 739308 10 4 Page 36 of 40 Pages ----------- ------------------- ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is hereby amended by deleting the previous subsection (b) under Item 6 and replacing it in its entirety with the following: (b) Prior to the creation of the voting trust, Jackson T. Stephens Trust No. One assigned the economic interest in 25,000 shares of the common stock to two individuals. Adjusted for stock splits, 15,000 of such shares remain subject to such assignments. Prior to the creation of the voting trust, Warren A. Stephens Trust and Harriet C. Stephens Trust assigned the economic interest in a total of 95,000 shares of the common stock to a total of seven individuals, including several family members. Adjusted for stock splits, 78,720 of such shares remain subject to such assignments. Item 6 is further amended by adding the following: (e) Coral Partners and Jackson T. Stephens Grandchildren's Trust AAAA distributed their interests in the common stock held in the Voting Trust to their respective members/beneficiaries in accordance with the provisions of the Voting Trust Agreement on August 18, 2000 and November 7, 2000, respectively. Such shares remained in the Voting Trust and the distributees consented to become parties to the Voting Trust Agreement. On September 18, 2000, Doug Martin contributed 31,727 shares to the Voting Trust. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS (a) Consents to become parties to the Voting Trust Agreement. (b) Agreement to File Joint Schedule 13D. 37 CUSIP No. 739308 10 4 Page 37 of 40 Pages ----------- ------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 30, 2000 STEPHENS GROUP, INC. By: /s/ JACKSON T. STEPHENS ------------------------------------------- Jackson T. Stephens Chairman of the Board of Directors JACKSON T. STEPHENS TRUST NO. ONE By: /s/ JACKSON T. STEPHENS ------------------------------------------- Jackson T. Stephens, Trustee By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee BESS C. STEPHENS TRUST By: /s/ BESS C. STEPHENS ------------------------------------------- Bess C. Stephens, Trustee By: /s/ JACKSON T. STEPHENS ------------------------------------------- Jackson T. Stephens, Trustee By: /s/ VERNON J. GISS ------------------------------------------- Vernon J. Giss, Trustee WARREN A. STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee WARREN & HARRIET STEPHENS CHILDREN'S TRUST By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Trustee 38 CUSIP No. 739308 10 4 Page 38 of 40 Pages ----------- ------------------- HARRIET CALHOUN STEPHENS TRUST By: /s/ HARRIET C. STEPHENS ------------------------------------------- Harriet C. Stephens, Trustee ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------------- Elizabeth Stephens Campbell, Trustee W. R. STEPHENS, JR. REVOCABLE TRUST By: /s/ WILTON R. STEPHENS, JR. ------------------------------------------- Wilton R. Stephens, Jr., Trustee JACKSON T. STEPHENS GRANDCHILDRENS TRUST AAAA By: /s/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Trustee PAMELA DIANE STEPHENS TRUST ONE By: /s/ BESS C. STEPHENS ------------------------------------------- Bess C. Stephens, Trustee By: /s/ ELIZABETH STEPHENS CAMPBELL ------------------------------------------- Elizabeth Stephens Campbell, Trustee By: /s/ WILTON R. STEPHENS, JR. ------------------------------------------- Wilton R. Stephens, Jr., Trustee By: /s/ PAMELA DIANE STEPHENS ------------------------------------------- Pamela Diane Stephens, Trustee 39 CUSIP No. 739308 10 4 Page 39 of 40 Pages ----------- ------------------- WARREN MILES AMERINE STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee JOHN CALHOUN STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee LAURA WHITAKER STEPHENS TRUST By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Trustee J&J PARTNERS By: /S/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Managing Partner JACOBY ENTERPRISES, INC. By: /S/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, President CORAL TWO CORPORATION By: /S/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, President CORAL PARTNERS By: /s/ WARREN A. STEPHENS ------------------------------------------- Warren A. Stephens, Partner By: /S/ JON E.M. JACOBY ------------------------------------------- Jon E.M. Jacoby, Partner 40 CUSIP No. 739308 10 4 Page 40 of 40 Pages ----------- ------------------- BRADBURY ENTERPRISES By: /s/ CURTIS F. BRADBURY, JR. ------------------------------------------- Curtis F. Bradbury, Jr., Partner /s/ DOUGLAS H. MARTIN ---------------------------------------------- Douglas H. Martin /s/ CURTIS F. BRADBURY, JR. ---------------------------------------------- Curtis F. Bradbury, Jr. /s/ JACKSON T. STEPHENS ---------------------------------------------- Jackson T. Stephens /s/ WARREN A. STEPHENS ---------------------------------------------- Warren A. Stephens /s/ BESS C. STEPHENS ---------------------------------------------- Bess C. Stephens /s/ VERNON J. GISS ---------------------------------------------- Vernon J. Giss /s/ JON E.M. JACOBY ---------------------------------------------- Jon E.M. Jacoby /s/ HARRIET C. STEPHENS ---------------------------------------------- Harriet C. Stephens /s/ ELIZABETH STEPHENS CAMPBELL ---------------------------------------------- Elizabeth Stephens Campbell /s/ WILTON R. STEPHENS, JR. ---------------------------------------------- Wilton R. Stephens, Jr. /s/ PAMELA DIANE STEPHENS ---------------------------------------------- Pamela Diane Stephens /s/ JAMES SOMMERS ---------------------------------------------- James Sommers, trustee pursuant to Voting Trust Agreement dated as of June 8, 1998 41 EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION - ------ ----------- (a) Consents to become parties to the Voting Trust Agreement. (b) Agreement to File Joint Schedule 13D.
EX-99.(A) 2 d82356a4ex99-a.txt CONSENTS TO BECOME PARTIES TO VOTING TURST AGRMT. 1 CONSENT The undersigned, Robert L. Schulte IRA, being a holder of 3,715 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Robert L. Schulte IRA Dated: July 24, 2000 BY: /s/ ROBERT L. SCHULTE --------------- ----------------------- Robert L. Schulte 2 CONSENT The undersigned, K. Rick Turner IRA, being a holder of 3,715 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. K. Rick Turner, IRA Dated: July 18, 2000 BY: /s/ K. RICK TURNER --------------- ----------------------- K. Rick Turner 3 CONSENT The undersigned, Douglas Martin IRA, being a holder of 14,861 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Douglas Martin IRA Dated: July 18, 2000 BY: /s/ DOUGLAS MARTIN --------------- ----------------------- Douglas Martin 4 CONSENT The undersigned, C. Ray Gash IRA, being a holder of 9,288 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. C. Ray Gash IRA Dated: July 18, 2000 BY: /s/ C. RAY GASH --------------- ----------------------- C. Ray Gash 5 CONSENT The undersigned, Warren A. Stephens IRA, being a holder of 37,152 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Warren A. Stephens IRA Dated: July 18, 2000 BY: /s/ WARREN A. STEPHENS --------------- ------------------------ Warren A. Stephens 6 CONSENT The undersigned, Jon E.M. Jacoby IRA, being a holder of 37,152 shares (the "Shares") of common stock par value $.001 per share, of Power-One, Inc. (the "Common Stock") received as a distribution from Coral Partners hereby (i) agrees to become a party to the Voting Trust Agreement dated as of June 8, 1998 (the "Voting Trust Agreement") relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement. Jon E.M. Jacoby IRA Dated: July 18, 2000 BY: /s/ JON E.M. JACOBY --------------- ----------------------- Jon E.M. Jacoby EX-99.(B) 3 d82356a4ex99-b.txt AGREEMENT TO FILE JOINT SCHEDULE 13D 1 CUSIP No. 739308 10 4 Page 1 of 4 Pages ------------ ----------------- JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of Regulation 13D of the Securities Exchange Act of 1934, as amended, the persons or entities below agree to the joint filing on behalf of each of them of this statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of Power-One, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof the undersigned, being duly authorized, hereby execute this Agreement as of the 30th day of November, 2000. STEPHENS GROUP, INC. By: /s/ JACKSON T. STEPHENS -------------------------------------- Jackson T. Stephens Chairman of the Board of Directors JACKSON T. STEPHENS TRUST NO. ONE By: /s/ JACKSON T. STEPHENS -------------------------------------- Jackson T. Stephens, Trustee By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Trustee BESS C. STEPHENS TRUST By: /s/ BESS C. STEPHENS -------------------------------------- Bess C. Stephens, Trustee By: /s/ JACKSON T. STEPHENS -------------------------------------- Jackson T. Stephens, Trustee By: /s/ VERNON J. GISS -------------------------------------- Vernon J. Giss, Trustee WARREN A. STEPHENS TRUST By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Trustee 2 CUSIP No. 739308 10 4 Page 2 of 4 Pages ------------ ----------------- WARREN & HARRIET STEPHENS CHILDREN'S TRUST By: /s/ JON E.M. JACOBY --------------------------------------------- Jon E.M. Jacoby, Trustee HARRIET CALHOUN STEPHENS TRUST By: /s/ HARRIET C. STEPHENS --------------------------------------------- Harriet C. Stephens, Trustee ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST By: /s/ ELIZABETH STEPHENS CAMPBELL --------------------------------------------- Elizabeth Stephens Campbell, Trustee W. R. STEPHENS, JR. REVOCABLE TRUST By: /s/ WILTON R. STEPHENS, JR. --------------------------------------------- Wilton R. Stephens, Jr., Trustee JACKSON T. STEPHENS GRANDCHILDRENS TRUST AAAA By: /s/ JON E.M. JACOBY --------------------------------------------- Jon E.M. Jacoby, Trustee PAMELA DIANE STEPHENS TRUST ONE By: /s/ BESS C. STEPHENS --------------------------------------------- Bess C. Stephens, Trustee By: /s/ ELIZABETH STEPHENS CAMPBELL --------------------------------------------- Elizabeth Stephens Campbell, Trustee By: /s/ WILTON R. STEPHENS, JR. --------------------------------------------- Wilton R. Stephens, Jr., Trustee By: /s/ PAMELA DIANE STEPHENS --------------------------------------------- Pamela Diane Stephens, Trustee 3 CUSIP No. 739308 10 4 Page 3 of 4 Pages ------------ ----------------- WARREN MILES AMERINE STEPHENS TRUST By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Trustee JOHN CALHOUN STEPHENS TRUST By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Trustee LAURA WHITAKER STEPHENS TRUST By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Trustee J&J PARTNERS By: /s/ JON E.M. JACOBY -------------------------------------- Jon E.M. Jacoby, Managing Partner JACOBY ENTERPRISES, INC. By: /s/ JON E.M. JACOBY -------------------------------------- Jon E.M. Jacoby, President CORAL TWO CORPORATION By: /s/ JON E.M. JACOBY -------------------------------------- Jon E.M. Jacoby, President CORAL PARTNERS By: /s/ WARREN A. STEPHENS -------------------------------------- Warren A. Stephens, Partner 4 CUSIP No. 739308 10 4 Page 4 of 4 Pages ------------ ----------------- By: /s/ JON E.M. JACOBY ------------------------------------------ Jon E.M. Jacoby, General Partner BRADBURY ENTERPRISES By: /s/ CURTIS F. BRADBURY, JR. ------------------------------------------ Curtis F. Bradbury, Jr., Partner /s/ DOUGLAS H. MARTIN --------------------------------------------- Douglas H. Martin /s/ CURTIS F. BRADBURY, JR. --------------------------------------------- Curtis F. Bradbury, Jr. /s/ JACKSON T. STEPHENS --------------------------------------------- Jackson T. Stephens /s/ WARREN A. STEPHENS --------------------------------------------- Warren A. Stephens /s/ BESS C. STEPHENS --------------------------------------------- Bess C. Stephens /s/ VERNON J. GISS --------------------------------------------- Vernon J. Giss /s/ JON E.M. JACOBY --------------------------------------------- Jon E.M. Jacoby /s/ HARRIET C. STEPHENS --------------------------------------------- Harriet C. Stephens /s/ ELIZABETH STEPHENS CAMPBELL --------------------------------------------- Elizabeth Stephens Campbell /s/ WILTON R. STEPHENS, JR. --------------------------------------------- Wilton R. Stephens, Jr. /s/ PAMELA DIANE STEPHENS --------------------------------------------- Pamela Diane Stephens /s/ JAMES SOMMERS --------------------------------------------- James Sommers, trustee pursuant to Voting Trust Agreement dated as of June 8, 1998 -----END PRIVACY-ENHANCED MESSAGE-----