-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGn+ltZ/WrxKItIXesgEyCl7ySruAiZukvyifSX79WbX1loMtZVdD27RT2h+oc61 2he3iC5CD++d8/442piSPA== 0001104659-02-000269.txt : 20020414 0001104659-02-000269.hdr.sgml : 20020414 ACCESSION NUMBER: 0001104659-02-000269 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERVASIVE SOFTWARE INC CENTRAL INDEX KEY: 0001042821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742693793 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53293 FILM NUMBER: 02536693 BUSINESS ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122316000 MAIL ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS RON CENTRAL INDEX KEY: 0001166841 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 12365 RIATA TRACE PARKWAY STREET 2: BLDG II CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5122316000 SC 13G 1 j2740_sc13g.htm SC 13G Hummer - DeltaPoint Schedule 13G Original - 1996

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G
(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. ___)*

 

Pervasive Software Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

715710109

(CUSIP Number)

 

December 31, 1997

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  715710109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Ron R. Harris

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S. Citizen

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,585,816 shares

 

6.

Shared Voting Power
0 shares

 

7.

Sole Dispositive Power
1,585,816 shares

 

8.

Shared Dispositive Power
0 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,585,816

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
11.0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


 

Item 1.

 

(a)

Name of Issuer
Pervasive Software Inc.

 

(b)

Address of Issuer's Principal Executive Offices
12365 Riata Trace Parkway
Building II
Austin, Texas  78727

 

Item 2.

 

(a)

Name of Person Filing
This Statement is filed by Ron R. Harris.

 

(b)

Address of Principal Business Office or, if none, Residence
The address for Mr. Harris is:

 

12365 Riata Trace Parkway
Building II
Austin, Texas  78727

 

 

(c)

Citizenship
Mr. Harris is a United States citizen.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
715710109

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

Not applicable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    1,585,816 shares.

 

(b)

Percent of class:    11.0%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    1,585,816 shares.

 

 

(ii)

Shared power to vote or to direct the vote    0 shares.

 

 

(iii)

Sole power to dispose or to direct the disposition of    1,585,816 shares.

 

 

(iv)

Shared power to dispose or to direct the disposition of    0 shares.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this Statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable

 

Item 8.

Identification and Classification of Members of the Group

Not applicable

 

Item 9.

Notice of Dissolution of Group

Not applicable

 

Item 10.

Certification

Not applicable

 


 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:

February 7, 2002

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Ron R. Harris

 

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