-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OuVS3hTWpCuiOhKl7XKasQsNYl3jhaOES4Qs0UOLuzYehiSXP4xGE4QM132aglab +hK42BUTVkoqaUk+SydMQQ== 0001012975-10-000411.txt : 20101119 0001012975-10-000411.hdr.sgml : 20101119 20101119180502 ACCESSION NUMBER: 0001012975-10-000411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101102 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN DYKE STEVEN A CENTRAL INDEX KEY: 0001042288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13703 FILM NUMBER: 101206762 MAIL ADDRESS: STREET 1: C/O AMERICAN BANKNOTE CORP STREET 2: 560 SYLVAN AVE CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Six Flags Entertainment Corp CENTRAL INDEX KEY: 0000701374 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 736137714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 652-9403 MAIL ADDRESS: STREET 1: 1540 BROADWAY, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS, INC. DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS INC DATE OF NAME CHANGE: 20000714 FORMER COMPANY: FORMER CONFORMED NAME: TIERCO GROUP INC/DE/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-02 0000701374 Six Flags Entertainment Corp SIX 0001042288 VAN DYKE STEVEN A 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 0 0 1 0 Common Stock, par value $0.025 per share 2010-11-02 4 J 0 236055 D 3906062 I See footnotes Common Stock, par value $0.025 per share 2010-11-02 4 J 0 236055 A 3906062 I See footnotes Common Stock, par value $0.025 per share 2010-11-15 4 J 0 684959 D 3221103 I See footnotes Common Stock, par value $0.025 per share 2010-11-19 5 P 0 684959 50.05 A 3906062 I See footnotes Bay Harbour Management, L.C. ("BHM") acted as investment adviser to a fund that directly held these shares pursuant to an investment management agreement (the "IMA"). BHM assigned its rights and obligations under the IMA to BHR Capital LLC ("BHR"). BHM and BHR are investment advisors registered under the Advisers Act. The Reporting Person is the Managing Principal of BHM and the Co-Managing Partner of BHR. As a result of the assignment of the IMA, BHM is no longer deemed to have beneficial ownership of these shares, and BHR, as investment adviser to the fund, shares voting and investment control with respect to these shares, and the Reporting Person may be deemed to have beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. As of November 15, 2010, BHM is no longer the investment adviser to a managed account that held these shares and as of such date, is no longer deemed to have beneficial ownership of these shares. Accordingly, the Reporting Person disclaims beneficial ownership of these shares of Common Stock, except to the extent of any pecuniary interest therein. On November 19, 2010, certain investment funds (each a "Fund") managed by BHR purchased these shares in a private transaction. BHR shares voting and investment control of these shares with such Funds. No Fund holds more than 10% of the outstanding Common Stock. The Reporting Person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The Reporting Person also directly holds 287,806 previously reported shares of Common Stock. This filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose. /s/ Steven Van Dyke 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----