0001209191-21-031237.txt : 20210510 0001209191-21-031237.hdr.sgml : 20210510 20210510162453 ACCESSION NUMBER: 0001209191-21-031237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERDING JOHN B CENTRAL INDEX KEY: 0001196316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 21907596 MAIL ADDRESS: STREET 1: 250 EAST FIFTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-06 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001196316 BERDING JOHN B 301 EAST FOURTH STREET 27TH FLOOR CINCINNATI OH 45202 1 1 0 0 President of Subsidiary Common Stock 2021-05-06 4 M 0 4377 38.11 A 38171.3471 D Common Stock 2021-05-06 4 S 0 4377 127.7055 D 33794.3471 D Common Stock 2021-05-06 4 M 0 4000 44.01 A 37794.3471 D Common Stock 2021-05-06 4 S 0 4000 127.7055 D 33794.3471 D Common Stock 2021-05-07 4 M 0 2000 44.01 A 35794.3471 D Common Stock 2021-05-07 4 S 0 2000 128.75 D 33794.3471 D Common Stock 233 I By Trust Common Stock 14064 I Irrev Children's Trust Common Stock 4161.5097 I ESPP Common Stock 19740.71 I RASP 401(k) Stock Option Exercise 38.11 2021-05-06 4 M 0 4377 0.00 D 2022-02-23 Common Stock 4377 0 D Stock Option Exercise 44.01 2021-05-06 4 M 0 4000 0.00 D 2023-02-21 Common Stock 4000 23728 D Stock Option Exercise 44.01 2021-05-07 4 M 0 2000 0.00 D 2023-02-21 Common Stock 2000 21728 D Phantom Stock 2021-05-07 4 I 0 1394.79 128.70 D Common Stock 1394.79 3250.1661 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020. Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG. John B. Berding by: Karl J. Grafe, as Attorney-in-Fact 2021-05-10