0001209191-21-031237.txt : 20210510
0001209191-21-031237.hdr.sgml : 20210510
20210510162453
ACCESSION NUMBER: 0001209191-21-031237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210506
FILED AS OF DATE: 20210510
DATE AS OF CHANGE: 20210510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERDING JOHN B
CENTRAL INDEX KEY: 0001196316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13653
FILM NUMBER: 21907596
MAIL ADDRESS:
STREET 1: 250 EAST FIFTH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-06
0
0001042046
AMERICAN FINANCIAL GROUP INC
AFG
0001196316
BERDING JOHN B
301 EAST FOURTH STREET
27TH FLOOR
CINCINNATI
OH
45202
1
1
0
0
President of Subsidiary
Common Stock
2021-05-06
4
M
0
4377
38.11
A
38171.3471
D
Common Stock
2021-05-06
4
S
0
4377
127.7055
D
33794.3471
D
Common Stock
2021-05-06
4
M
0
4000
44.01
A
37794.3471
D
Common Stock
2021-05-06
4
S
0
4000
127.7055
D
33794.3471
D
Common Stock
2021-05-07
4
M
0
2000
44.01
A
35794.3471
D
Common Stock
2021-05-07
4
S
0
2000
128.75
D
33794.3471
D
Common Stock
233
I
By Trust
Common Stock
14064
I
Irrev Children's Trust
Common Stock
4161.5097
I
ESPP
Common Stock
19740.71
I
RASP 401(k)
Stock Option Exercise
38.11
2021-05-06
4
M
0
4377
0.00
D
2022-02-23
Common Stock
4377
0
D
Stock Option Exercise
44.01
2021-05-06
4
M
0
4000
0.00
D
2023-02-21
Common Stock
4000
23728
D
Stock Option Exercise
44.01
2021-05-07
4
M
0
2000
0.00
D
2023-02-21
Common Stock
2000
21728
D
Phantom Stock
2021-05-07
4
I
0
1394.79
128.70
D
Common Stock
1394.79
3250.1661
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020.
Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG.
John B. Berding by: Karl J. Grafe, as Attorney-in-Fact
2021-05-10