0001209191-11-053146.txt : 20111028 0001209191-11-053146.hdr.sgml : 20111028 20111028163855 ACCESSION NUMBER: 0001209191-11-053146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISCHELL THOMAS E CENTRAL INDEX KEY: 0001185853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 111165641 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-10-27 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185853 MISCHELL THOMAS E ONE EAST FOURTH STREET CINCINNATI OH 45202 0 1 0 0 Sr. V.P. - Taxes Common Stock 2011-10-27 4 M 0 52500 20.0067 A 220744 D Common Stock 2011-10-27 4 S 0 52500 36.2357 D 168244 D Common Stock 21568 I ESPP Common Stock 47516.0806 I 401(k) Stock Option Exercise 20.0067 2011-10-27 4 M 0 52500 0.00 D 2014-02-27 Common Stock 52500 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04 to $36.44, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2010. Represents amounts held by the Reporting Person in the Issuer's retirement plan. Each share is the economic equivalent of one share of common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in case or in shares of the Issuer's common stock. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. Thomas E. Mischell By: Karl J. Grafe, as Attorney-in-Fact 2011-10-28