Vice President and Controller

0001042046-20-000006.txt : 20200211 0001042046-20-000006.hdr.sgml : 20200211 20200211132631 ACCESSION NUMBER: 0001042046-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04389 FILM NUMBER: 20595624 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001042046 XXXXXXXX 12-31-2019 12-31-2019 AMERICAN FINANCIAL GROUP INC

GREAT AMERICAN INSURANCE GROUP TOWER 301 E. 4TH STREET CINCINNATI OH 45202

13F HOLDINGS REPORT 028-04389 N Brian S. Hertzman Vice President and Controller 513-579-2153 /s/ Brian S. Hertzman Cincinnati OH 02-11-2020 3 263 1158596 false 1 28-498 Great American Insurance Company 2 28-1258 Great American Life Insurance Company 3 28-17123 Great American Holding, Inc INFORMATION TABLE 2 afg-2019123113xfhrinformat.xml INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 515 66168 SH DFND 1 66168 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 289 37200 SH DFND 2 37200 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 479 61631 SH DFND 3 61631 0 0 ATHENE HLDG LTD CL A G0684D107 4233 90000 SH DFND 1 90000 0 0 ATHENE HLDG LTD CL A G0684D107 4233 90000 SH DFND 2 90000 0 0 AXOVANT GENE THERAPIES LTD COM G0750W203 55 10774 SH DFND 1 10774 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 572 15000 SH DFND 1 15000 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 572 15000 SH DFND 2 15000 0 0 ENDO INTL PLC SHS G30401106 918 195690 SH DFND 1 195690 0 0 ENDO INTL PLC SHS G30401106 148 31500 SH DFND 3 31500 0 0 INVESCO LTD SHS G491BT108 10159 565000 SH DFND 1 565000 0 0 INVESCO LTD SHS G491BT108 10159 565000 SH DFND 2 565000 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 227 64900 SH DFND 1 64900 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 82 23550 SH DFND 3 23550 0 0 SIGNET JEWELERS LIMITED SHS G81276100 109 5000 SH DFND 1 5000 0 0 SIGNET JEWELERS LIMITED SHS G81276100 109 5000 SH DFND 2 5000 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 2432 125000 SH DFND 1 125000 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 2432 125000 SH DFND 2 125000 0 0 CHUBB LIMITED COM H1467J104 16459 105734 SH SOLE 105734 0 0 MYLAN N V SHS EURO N59465109 1005 50000 SH DFND 1 50000 0 0 MYLAN N V SHS EURO N59465109 2010 100000 SH DFND 2 100000 0 0 MYLAN N V SHS EURO N59465109 1005 50000 SH DFND 3 50000 0 0 AGNC INVT CORP COM 00123Q104 2799 158300 SH DFND 1 158300 0 0 AGNC INVT CORP COM 00123Q104 6094 344666 SH DFND 2 344666 0 0 AGNC INVT CORP COM 00123Q104 3568 201834 SH DFND 3 201834 0 0 ABBVIE INC COM 00287Y109 7526 85000 SH DFND 1 85000 0 0 ABBVIE INC COM 00287Y109 7526 85000 SH DFND 2 85000 0 0 AMERICAN WOODMARK 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SA LUXEMBOURG NY REGISTRY SH 03938L203 2339 133333 SH DFND 1 133333 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 4461 800842 SH DFND 1 800842 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 3359 603006 SH DFND 3 603006 0 0 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 187 12000 SH DFND 1 12000 0 0 BP MIDSTREAM PARTNERS LP UNIT LTD PTNR 0556EL109 187 12000 SH DFND 2 12000 0 0 BP PLC SPONSORED ADR 055622104 3114 82500 SH DFND 2 82500 0 0 BARCLAYS PLC ADR 06738E204 1914 201000 SH DFND 1 201000 0 0 BARCLAYS PLC ADR 06738E204 1647 173000 SH DFND 3 173000 0 0 BERKLEY W R CORP COM 084423102 12127 175500 SH SOLE 175500 0 0 BIOGEN INC COM 09062X103 1038 3500 SH DFND 1 3500 0 0 BIOGEN INC COM 09062X103 1038 3500 SH DFND 2 3500 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 1610 1500000 PRN DFND 1 1500000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 8584 8000000 PRN DFND 2 8000000 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 537 500000 PRN DFND 3 500000 0 0 BRIGHTHOUSE FINL INC COM 10922N103 407 10363 SH DFND 1 10363 0 0 BRIGHTHOUSE FINL INC COM 10922N103 39 999 SH DFND 3 999 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1926 30000 SH DFND 1 30000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1926 30000 SH DFND 3 30000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 90 30000 SH DFND 1 30000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 90 30000 SH DFND 3 30000 0 0 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 197 12000 SH DFND 1 12000 0 0 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 197 12000 SH DFND 2 12000 0 0 CVS HEALTH CORP COM 126650100 6686 90000 SH DFND 1 90000 0 0 CVS HEALTH CORP COM 126650100 6686 90000 SH DFND 2 90000 0 0 CAPITOL FED FINL INC COM 14057J101 494 36000 SH DFND 1 36000 0 0 CENTURY CMNTYS INC COM 156504300 10954 400500 SH DFND 1 400500 0 0 CENTURY CMNTYS INC COM 156504300 10954 400500 SH DFND 2 400500 0 0 CERENCE INC COM 156727109 566 25000 SH DFND 1 25000 0 0 CERENCE INC COM 156727109 566 25000 SH DFND 2 25000 0 0 CITIGROUP INC COM NEW 172967424 40765 510260 SH DFND 1 510260 0 0 CITIGROUP INC COM NEW 172967424 15353 192180 SH DFND 2 192180 0 0 CITIGROUP INC COM NEW 172967424 1003 12560 SH DFND 3 12560 0 0 CITIZENS FINL GROUP INC COM 174610105 8975 221000 SH DFND 1 221000 0 0 CITIZENS FINL GROUP INC COM 174610105 2335 57500 SH DFND 2 57500 0 0 CITIZENS FINL GROUP INC COM 174610105 1482 36500 SH DFND 3 36500 0 0 CLIPPER RLTY INC COM 18885T306 3944 372044 SH DFND 1 372044 0 0 CLIPPER RLTY INC COM 18885T306 5916 558067 SH DFND 2 558067 0 0 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 21377 21500000 PRN DFND 2 21500000 0 0 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 9830 10000000 PRN DFND 2 10000000 0 0 COLONY CAP INC NEW CL A COM 19626G108 13397 2820430 SH DFND 1 2820430 0 0 COLONY CAP INC NEW CL A COM 19626G108 3548 746906 SH DFND 2 746906 0 0 COLONY CAP INC NEW CL A COM 19626G108 779 164039 SH DFND 3 164039 0 0 COMCAST CORP NEW CL A 20030N101 9309 207000 SH DFND 1 207000 0 0 CONOCOPHILLIPS COM 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LP COM UNIT RP IN 292480100 50 5000 SH DFND 2 5000 0 0 ENBRIDGE INC COM 29250N105 600 15075 SH DFND 2 15075 0 0 ENBRIDGE INC COM 29250N105 67 1675 SH DFND 3 1675 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 558 43520 SH DFND 1 43520 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 18238 1421504 SH DFND 2 1421504 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 993 77376 SH DFND 3 77376 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 2950 635834 SH DFND 1 635834 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 2950 635835 SH DFND 2 635835 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 563 20000 SH DFND 1 20000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 563 20000 SH DFND 2 20000 0 0 ENVIVA PARTNERS LP COM UNIT 29414J107 317 8500 SH DFND 1 8500 0 0 ENVIVA PARTNERS LP COM UNIT 29414J107 317 8500 SH DFND 2 8500 0 0 FLEXION THERAPEUTICS INC COM 33938J106 3288 158850 SH DFND 1 158850 0 0 FLEXION THERAPEUTICS INC COM 33938J106 3288 158850 SH DFND 2 158850 0 0 FRANCHISE GROUP INC COM 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123667 SH DFND 2 123667 0 0 GRANITE PT MTG TR INC COM 38741L107 768 41790 SH DFND 3 41790 0 0 GRAY TELEVISION INC COM 389375106 9515 443797 SH DFND 1 443797 0 0 GRAY TELEVISION INC COM 389375106 11048 515298 SH DFND 2 515298 0 0 GRAY TELEVISION INC COM 389375106 3677 171500 SH DFND 3 171500 0 0 HC2 HLDGS INC COM 404139107 2186 1007421 SH DFND 2 1007421 0 0 HANESBRANDS INC COM 410345102 1634 110000 SH DFND 1 110000 0 0 HANESBRANDS INC COM 410345102 594 40000 SH DFND 3 40000 0 0 HESS MIDSTREAM LP CL A SHS 428103105 249 11000 SH DFND 1 11000 0 0 HESS MIDSTREAM LP CL A SHS 428103105 249 11000 SH DFND 2 11000 0 0 HOWARD BANCORP INC COM 442496105 1754 103900 SH DFND 1 103900 0 0 HOWARD BANCORP INC COM 442496105 1754 103900 SH DFND 2 103900 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 19 20000 SH DFND 1 20000 0 0 INSTEEL INDUSTRIES INC COM 45774W108 529 24609 SH DFND 1 24609 0 0 INSTEEL INDUSTRIES INC COM 45774W108 477 22216 SH DFND 2 22216 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1016 61000 SH DFND 1 61000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2046 122900 SH DFND 2 122900 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 330 19800 SH DFND 3 19800 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 277 10000 SH DFND 1 10000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 277 10000 SH DFND 2 10000 0 0 JEFFERIES FINL GROUP INC COM 47233W109 174 8159 SH DFND 1 8159 0 0 JEFFERIES FINL GROUP INC COM 47233W109 178 8315 SH DFND 2 8315 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 6855 492098 SH DFND 1 492098 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 6855 492096 SH DFND 2 492096 0 0 KELLOGG CO COM 487836108 2687 38850 SH DFND 1 38850 0 0 KRAFT HEINZ CO COM 500754106 3534 110000 SH DFND 1 110000 0 0 LCNB CORP COM 50181P100 1774 91920 SH DFND 1 91920 0 0 LCNB CORP COM 50181P100 32 1662 SH DFND 3 1662 0 0 LEGACY HOUSING CORP COM 52472M101 1569 94285 SH DFND 1 94285 0 0 LEGACY HOUSING CORP COM 52472M101 1569 94282 SH DFND 2 94282 0 0 LENNAR CORP CL A 526057104 1395 25000 SH DFND 1 25000 0 0 MFA FINL INC COM 55272X102 191 25000 SH DFND 2 25000 0 0 MFA FINL INC COM 55272X102 191 25000 SH DFND 3 25000 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 15675 15000000 PRN DFND 2 15000000 0 0 MPLX LP COM UNIT REP LTD 55336V100 280 11000 SH DFND 1 11000 0 0 MPLX LP COM UNIT REP LTD 55336V100 280 11000 SH DFND 2 11000 0 0 MACYS INC COM 55616P104 2295 135000 SH DFND 1 135000 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 440 7000 SH DFND 1 7000 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 440 7000 SH DFND 2 7000 0 0 MEDLEY CAP CORP COM 58503F106 2355 1080073 SH DFND 1 1080073 0 0 MEDLEY CAP CORP COM 58503F106 2153 987442 SH DFND 2 987442 0 0 MEDLEY CAP CORP COM 58503F106 450 206498 SH DFND 3 206498 0 0 MEDLEY MGMT INC CL A COM 58503T106 818 276350 SH DFND 1 276350 0 0 MEDLEY MGMT INC CL A COM 58503T106 896 302750 SH DFND 3 302750 0 0 METLIFE INC COM 59156R108 5811 114000 SH DFND 1 114000 0 0 METLIFE INC COM 59156R108 561 11010 SH DFND 3 11010 0 0 MOLSON COORS BREWING CO CL B 60871R209 1348 25000 SH DFND 1 25000 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 8120 789473 SH DFND 1 789473 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 18946 1842106 SH DFND 2 1842106 0 0 NII HLDGS INC COM PAR 62913F508 54 24793 SH DFND 1 24793 0 0 NII HLDGS INC COM PAR 62913F508 6 2849 SH DFND 3 2849 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 4207 350000 SH DFND 1 350000 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 3820 3750000 PRN DFND 1 3750000 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 17381 17063000 PRN DFND 2 17063000 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 2077 2039000 PRN DFND 3 2039000 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 20093 171372 SH DFND 1 171372 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 21512 183473 SH DFND 2 183473 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 1419 12100 SH DFND 3 12100 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 266 10000 SH DFND 1 10000 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 266 10000 SH DFND 2 10000 0 0 OMEROS CORP COM 682143102 1918 136113 SH DFND 1 136113 0 0 OMEROS CORP COM 682143102 2877 204171 SH DFND 2 204171 0 0 ORGANOVO HLDGS INC COM 68620A104 33 91500 SH DFND 1 91500 0 0 ORGANOVO HLDGS INC COM 68620A104 57 160000 SH DFND 2 160000 0 0 ONEOK INC NEW COM 682680103 378 5000 SH DFND 1 5000 0 0 ONEOK INC NEW COM 682680103 378 5000 SH DFND 2 5000 0 0 PJT PARTNERS INC COM CL A 69343T107 392 8690 SH DFND 2 8690 0 0 PJT PARTNERS INC COM CL A 69343T107 50 1110 SH DFND 3 1110 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 8194 8184000 PRN DFND 1 8184000 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 40206 40157000 PRN DFND 2 40157000 0 0 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 2002 2000000 PRN DFND 3 2000000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 431 7000 SH DFND 1 7000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 431 7000 SH DFND 2 7000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 120 6500 SH DFND 1 6500 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 120 6500 SH DFND 2 6500 0 0 POTBELLY CORP COM 73754Y100 127 30000 SH DFND 1 30000 0 0 POTBELLY CORP COM 73754Y100 422 100000 SH DFND 2 100000 0 0 POTBELLY CORP COM 73754Y100 295 70000 SH DFND 3 70000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 11870 11760000 PRN DFND 2 11760000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 444 440000 PRN DFND 3 440000 0 0 PRUDENTIAL FINL INC COM 744320102 10546 112500 SH DFND 1 112500 0 0 PRUDENTIAL FINL INC COM 744320102 7155 76323 SH DFND 3 76323 0 0 READY CAP CORP COM 75574U101 5661 367152 SH DFND 1 367152 0 0 READY CAP CORP COM 75574U101 13975 906290 SH DFND 2 906290 0 0 READY CAP CORP COM 75574U101 3188 206770 SH DFND 3 206770 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6117 102000 SH DFND 2 102000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 480 8000 SH DFND 3 8000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 383 6500 SH DFND 3 6500 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 3088 196581 SH DFND 1 196581 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 8541 543664 SH DFND 2 543664 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 5078 323233 SH DFND 3 323233 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 5439 605053 SH DFND 1 605053 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 9082 1010194 SH DFND 2 1010194 0 0 SELECT ENERGY SVCS INC CL A COM 81617J301 6901 743684 SH DFND 1 743684 0 0 SELECT ENERGY SVCS INC CL A COM 81617J301 17112 1843916 SH DFND 2 1843916 0 0 SELECT ENERGY SVCS INC CL A COM 81617J301 2215 238652 SH DFND 3 238652 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 182 9000 SH DFND 1 9000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 182 9000 SH DFND 2 9000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 12624 378656 SH DFND 1 378656 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 13011 390238 SH DFND 2 390238 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 391 11730 SH DFND 3 11730 0 0 STARWOOD PPTY TR INC COM 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192500 0 0 TIVO CORP COM 88870P106 1632 192500 SH DFND 2 192500 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 10430 581719 SH DFND 1 581719 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 10219 569964 SH DFND 2 569964 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 1076 60000 SH DFND 3 60000 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1000 91280 SH DFND 1 91280 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1000 91281 SH DFND 2 91281 0 0 TWO HBRS INVT CORP COM NEW 90187B408 7311 500042 SH DFND 1 500042 0 0 TWO HBRS INVT CORP COM NEW 90187B408 12642 864735 SH DFND 2 864735 0 0 TWO HBRS INVT CORP COM NEW 90187B408 3287 224823 SH DFND 3 224823 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 2154 118721 SH DFND 2 118721 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 202 11150 SH DFND 3 11150 0 0 VERISK ANALYTICS INC COM 92345Y106 27806 186191 SH DFND 1 186191 0 0 VIACOMCBS INC CL B 92556H206 25193 600271 SH DFND 1 600271 0 0 VIACOMCBS INC CL B 92556H206 13898 331153 SH DFND 2 331153 0 0 VIACOMCBS INC CL B 92556H206 6898 164355 SH DFND 3 164355 0 0 WELLS FARGO CO NEW COM 949746101 6564 122000 SH DFND 1 122000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 236 12000 SH DFND 1 12000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 236 12000 SH DFND 2 12000 0 0