Vice President and Controller

0001042046-16-000114.txt : 20161104 0001042046-16-000114.hdr.sgml : 20161104 20161104141730 ACCESSION NUMBER: 0001042046-16-000114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04389 FILM NUMBER: 161974699 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001042046 XXXXXXXX 09-30-2016 09-30-2016 AMERICAN FINANCIAL GROUP INC

GREAT AMERICAN INSURANCE GROUP TOWER 301 E. 4TH STREET CINCINNATI OH 45202

13F HOLDINGS REPORT 028-04389 N Brian S. Hertzman Vice President and Controller 513-579-2153 /s/ Brian S. Hertzman Cincinnati OH 11-04-2016 3 249 1396335 false 1 28-498 Great American Insurance Company 2 28-1258 Great American Life Insurance Company 3 28-17123 Great American Holding, Inc INFORMATION TABLE 2 afg-201693013fxhr.xml INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 5514 421193 SH DFND 1 421193 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 6778 517800 SH DFND 2 517800 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1584 121007 SH DFND 3 121007 0 0 ARRIS INTL INC SHS G0551A103 368 12996 SH DFND 1 12996 0 0 AXOVANT SCIENCES LTD COM G0750W104 1207 86197 SH DFND 1 86197 0 0 AXOVANT SCIENCES LTD COM G0750W104 1207 86198 SH DFND 2 86198 0 0 ENDO INTL PLC SHS G30401106 8547 424190 SH DFND 1 424190 0 0 ENDO INTL PLC SHS G30401106 7731 383690 SH DFND 2 383690 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 8545 122450 SH DFND 1 122450 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 13652 195650 SH DFND 2 195650 0 0 MEDTRONIC PLC SHS G5960L103 7344 85000 SH DFND 1 85000 0 0 CHUBB LIMITED COM H1467J104 13285 105734 SH SOLE 105734 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3226 40000 SH DFND 1 40000 0 0 ABBVIE INC COM 00287Y109 4163 66000 SH DFND 1 66000 0 0 ABBVIE INC COM 00287Y109 9713 154000 SH DFND 2 154000 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 533 24016 SH DFND 1 24016 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 2869 129364 SH DFND 2 129364 0 0 ALLY FINL INC COM 02005N100 7691 395000 SH DFND 1 395000 0 0 ALLY FINL INC COM 02005N100 7691 395000 SH DFND 2 395000 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 3735 191167 SH DFND 1 191167 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 8689 444666 SH DFND 2 444666 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 3302 168967 SH DFND 3 168967 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 7058 410585 SH DFND 1 410585 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 11035 641920 SH DFND 2 641920 0 0 AMERICAN CAP MTG INVT CORP COM 02504A104 3108 180795 SH DFND 3 180795 0 0 ANNALY CAP MGMT INC COM 035710409 1557 148260 SH DFND 2 148260 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 3337 678200 SH DFND 1 678200 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 1828 371450 SH DFND 2 371450 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 1812 368300 SH DFND 3 368300 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 2949 180155 SH DFND 1 180155 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 3193 195071 SH DFND 2 195071 0 0 APPLE INC COM 037833100 18201 161000 SH DFND 1 161000 0 0 APPLE INC COM 037833100 18201 161000 SH DFND 2 161000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2416 400000 SH DFND 1 400000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2416 400000 SH DFND 2 400000 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 13641 922342 SH DFND 1 922342 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 7121 481506 SH DFND 3 481506 0 0 BP PLC SPONSORED ADR 055622104 2901 82500 SH DFND 2 82500 0 0 BANK AMER CORP COM 060505104 7717 493120 SH DFND 1 493120 0 0 BANK AMER CORP COM 060505104 1228 78480 SH DFND 3 78480 0 0 BANK OF NOVA SCOTIA NOTE 4.500%12/1 064159HB5 32008 30000000 PRN DFND 2 30000000 0 0 BARCLAYS PLC ADR 06738E204 1786 205500 SH DFND 1 205500 0 0 BARCLAYS PLC ADR 06738E204 3337 384000 SH DFND 2 384000 0 0 BARCLAYS PLC ADR 06738E204 1464 168500 SH DFND 3 168500 0 0 BERKLEY W R CORP COM 084423102 6758 117000 SH SOLE 117000 0 0 BIG LOTS INC COM 089302103 201 4201 SH DFND 1 4201 0 0 BIOGEN INC COM 09062X103 1096 3500 SH DFND 1 3500 0 0 BIOGEN INC COM 09062X103 1096 3500 SH DFND 2 3500 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1134 44400 SH DFND 1 44400 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 8874 347600 SH DFND 2 347600 0 0 CYS INVTS INC COM 12673A108 9649 1106500 SH DFND 1 1106500 0 0 CYS INVTS INC COM 12673A108 12775 1465000 SH DFND 2 1465000 0 0 CYS INVTS INC COM 12673A108 6605 757500 SH DFND 3 757500 0 0 CAPITOL FED FINL INC COM 14057J101 507 36000 SH DFND 1 36000 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1096 70373 SH DFND 1 70373 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 15298 982541 SH DFND 2 982541 0 0 CARRIAGE SVCS INC COM 143905107 318 13438 SH DFND 1 13438 0 0 CEDAR REALTY TRUST INC COM NEW 150602209 336 46654 SH DFND 1 46654 0 0 CELGENE CORP COM 151020104 1045 10000 SH DFND 2 10000 0 0 CELGENE CORP COM 151020104 1568 15000 SH DFND 3 15000 0 0 CENTURY CMNTYS INC COM 156504300 9153 425500 SH DFND 1 425500 0 0 CENTURY CMNTYS INC COM 156504300 9153 425500 SH DFND 2 425500 0 0 CISCO SYS INC COM 17275R102 3489 110000 SH DFND 1 110000 0 0 CISCO SYS INC COM 17275R102 7930 250000 SH DFND 2 250000 0 0 CITIGROUP INC COM NEW 172967424 19223 407000 SH DFND 1 407000 0 0 CITIGROUP INC COM NEW 172967424 10768 228000 SH DFND 2 228000 0 0 COACH INC COM 189754104 6639 181600 SH DFND 1 181600 0 0 COACH INC COM 189754104 7436 203400 SH DFND 3 203400 0 0 COLONY CAP INC CL A 19624R106 510 28000 SH DFND 1 28000 0 0 COLONY CAP INC CL A 19624R106 638 35000 SH DFND 2 35000 0 0 COMCAST CORP NEW CL A 20030N101 6866 103500 SH DFND 1 103500 0 0 CONOCOPHILLIPS COM 20825C104 304 7000 SH DFND 1 7000 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 362 12776 SH DFND 1 12776 0 0 CUBIC CORP COM 229669106 245 5226 SH DFND 1 5226 0 0 CYRUSONE INC COM 23283R100 375 7874 SH DFND 1 7874 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1039 21734 SH DFND 1 21734 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1066 22292 SH DFND 2 22292 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 293 6129 SH DFND 3 6129 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3180 80804 SH DFND 1 80804 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 2765 70244 SH DFND 2 70244 0 0 DUCOMMUN INC DEL COM 264147109 340 14886 SH DFND 1 14886 0 0 EBAY INC COM 278642103 1908 58000 SH DFND 1 58000 0 0 ELLINGTON FINANCIAL LLC COM 288522303 5213 312700 SH DFND 1 312700 0 0 ELLINGTON FINANCIAL LLC COM 288522303 12288 737153 SH DFND 2 737153 0 0 EMCOR GROUP INC COM 29084Q100 355 5946 SH DFND 1 5946 0 0 EMPLOYERS HOLDINGS INC COM 292218104 240 8053 SH DFND 1 8053 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 127 5000 SH DFND 1 5000 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1144 45000 SH DFND 2 45000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1332 36000 SH DFND 1 36000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 11988 324000 SH DFND 2 324000 0 0 EVERI HLDGS INC COM 30034T103 324 131286 SH DFND 1 131286 0 0 FIRST FINL BANCORP OH COM 320209109 276 12636 SH DFND 1 12636 0 0 FIRST MERCHANTS CORP COM 320817109 349 13042 SH DFND 1 13042 0 0 FRANKLIN RES INC COM 354613101 3808 107050 SH DFND 1 107050 0 0 FRANKLIN RES INC COM 354613101 5721 160850 SH DFND 2 160850 0 0 FRANKLIN RES INC COM 354613101 2209 62100 SH DFND 3 62100 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2281 210000 SH DFND 1 210000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 977 90000 SH DFND 3 90000 0 0 FULL HOUSE RESORTS INC COM 359678109 63 35331 SH DFND 1 35331 0 0 FULL HOUSE RESORTS INC COM 359678109 57 31617 SH DFND 2 31617 0 0 GENERAC HLDGS INC COM 368736104 265 7312 SH DFND 1 7312 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 15045 1004350 SH DFND 1 1004350 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 1225 81750 SH DFND 2 81750 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 12454 831361 SH DFND 3 831361 0 0 GENERAL MTRS CO COM 37045V100 21904 689450 SH DFND 1 689450 0 0 GENERAL MTRS CO COM 37045V100 12725 400550 SH DFND 3 400550 0 0 GILEAD SCIENCES INC COM 375558103 6104 77143 SH DFND 1 77143 0 0 GILEAD SCIENCES INC COM 375558103 2487 31428 SH DFND 2 31428 0 0 GILEAD SCIENCES INC COM 375558103 904 11429 SH DFND 3 11429 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 279 18369 SH DFND 1 18369 0 0 GRAY TELEVISION INC COM 389375106 335 32289 SH DFND 1 32289 0 0 GREAT AJAX CORP COM 38983D300 1250 91552 SH DFND 1 91552 0 0 GREAT AJAX CORP COM 38983D300 10723 785571 SH DFND 2 785571 0 0 GREAT AJAX CORP COM 38983D300 9474 694067 SH DFND 3 694067 0 0 GREAT WESTN BANCORP INC COM 391416104 377 11326 SH DFND 1 11326 0 0 HC2 HLDGS INC COM 404139107 5490 1007421 SH DFND 2 1007421 0 0 HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 990 1000000 PRN DFND 1 1000000 0 0 HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 8910 9000000 PRN DFND 3 9000000 0 0 HSBC HLDGS PLC NOTE 6.375%12/2 404280AT6 7900 8000000 PRN DFND 2 8000000 0 0 HSBC HLDGS PLC NOTE 6.375%12/2 404280AT6 1975 2000000 PRN OTR 2000000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 9356 411250 SH DFND 1 411250 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2292 100750 SH DFND 2 100750 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1320 58000 SH DFND 3 58000 0 0 HOMESTREET INC COM 43785V102 1464 58406 SH DFND 1 58406 0 0 HOMESTREET INC COM 43785V102 6575 262374 SH DFND 2 262374 0 0 HOMESTREET INC COM 43785V102 3869 154391 SH DFND 3 154391 0 0 HUNTSMAN CORP COM 447011107 2115 130000 SH DFND 1 130000 0 0 HUNTSMAN CORP COM 447011107 5044 310000 SH DFND 3 310000 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 31 20000 SH DFND 1 20000 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 31 20000 SH DFND 2 20000 0 0 INSTEEL INDUSTRIES INC COM 45774W108 892 24609 SH DFND 1 24609 0 0 INSTEEL INDUSTRIES INC COM 45774W108 805 22216 SH DFND 2 22216 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 250 14571 SH DFND 1 14571 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1231 80800 SH DFND 1 80800 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1872 122900 SH DFND 2 122900 0 0 JPMORGAN CHASE & CO COM 46625H100 17313 260000 SH DFND 1 260000 0 0 JPMORGAN CHASE & CO COM 46625H100 3330 50000 SH DFND 3 50000 0 0 KKR & CO L P DEL COM UNITS 48248M102 3010 211115 SH DFND 1 211115 0 0 KKR & CO L P DEL COM UNITS 48248M102 7496 525685 SH DFND 2 525685 0 0 KKR & CO L P DEL COM UNITS 48248M102 4190 293800 SH DFND 3 293800 0 0 KELLOGG CO COM 487836108 3010 38850 SH DFND 1 38850 0 0 KOPPERS HOLDINGS INC COM 50060P106 254 7883 SH DFND 1 7883 0 0 LCNB CORP COM 50181P100 2091 114785 SH DFND 1 114785 0 0 LCNB CORP COM 50181P100 36 2000 SH DFND 3 2000 0 0 LEGG MASON INC COM 524901105 3465 103500 SH DFND 1 103500 0 0 LEGG MASON INC COM 524901105 3398 101500 SH DFND 2 101500 0 0 LEUCADIA NATL CORP COM 527288104 150 7896 SH DFND 1 7896 0 0 LEUCADIA NATL CORP COM 527288104 158 8315 SH DFND 2 8315 0 0 LEUCADIA NATL CORP COM 527288104 5 263 SH DFND 3 263 0 0 LIVE OAK BANCSHARES INC COM 53803X105 168 11634 SH DFND 1 11634 0 0 MFA FINL INC COM 55272X102 187 25000 SH DFND 1 25000 0 0 MFA FINL INC COM 55272X102 187 25000 SH DFND 2 25000 0 0 MYR GROUP INC DEL COM 55405W104 574 19060 SH DFND 1 19060 0 0 MARATHON OIL CORP COM 565849106 3130 198000 SH DFND 2 198000 0 0 MASTEC INC COM 576323109 324 10884 SH DFND 1 10884 0 0 MEDLEY CAP CORP COM 58503F106 8464 1109285 SH DFND 1 1109285 0 0 MEDLEY CAP CORP COM 58503F106 8321 1090573 SH DFND 2 1090573 0 0 MEDLEY MGMT INC CL A COM 58503T106 2546 302750 SH DFND 1 302750 0 0 MEDLEY MGMT INC CL A COM 58503T106 2324 276350 SH DFND 3 276350 0 0 MERCER INTL INC COM 588056101 360 42493 SH DFND 1 42493 0 0 METLIFE INC COM 59156R108 7775 175000 SH DFND 1 175000 0 0 MICROSEMI CORP COM 595137100 407 9699 SH DFND 1 9699 0 0 NII HLDGS INC COM PAR $0.001 62913F508 92 27642 SH DFND 1 27642 0 0 NII HLDGS INC COM PAR $0.001 62913F508 264 79223 SH DFND 2 79223 0 0 NMI HLDGS INC CL A 629209305 3520 462000 SH DFND 1 462000 0 0 NMI HLDGS INC CL A 629209305 7056 926000 SH DFND 2 926000 0 0 NN INC COM 629337106 200 10954 SH DFND 1 10954 0 0 NATIONAL BK HLDGS CORP CL A 633707104 88 3776 SH DFND 1 3776 0 0 NATIONAL BK HLDGS CORP CL A 633707104 133 5677 SH DFND 2 5677 0 0 NATIONAL INTERSTATE CORP COM 63654U100 331806 10200000 SH DFND 1 10200000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 4981 350000 SH DFND 1 350000 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 22417 1702110 SH DFND 1 1702110 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 2244 170390 SH DFND 2 170390 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 1633 149166 SH DFND 1 149166 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1060 25000 SH DFND 1 25000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1060 25000 SH DFND 2 25000 0 0 OMEROS CORP COM 682143102 3192 286040 SH DFND 1 286040 0 0 OMEROS CORP COM 682143102 4788 429061 SH DFND 2 429061 0 0 OPUS BK IRVINE CALIF COM 684000102 321 9086 SH DFND 1 9086 0 0 ORGANOVO HLDGS INC COM 68620A104 347 91500 SH DFND 1 91500 0 0 ORGANOVO HLDGS INC COM 68620A104 606 160000 SH DFND 2 160000 0 0 PDVWIRELESS INC COM 69290R104 9541 416640 SH DFND 1 416640 0 0 PDVWIRELESS INC COM 69290R104 15442 674329 SH DFND 2 674329 0 0 PJT PARTNERS INC COM CL A 69343T107 30 1110 SH DFND 1 1110 0 0 PJT PARTNERS INC COM CL A 69343T107 237 8690 SH DFND 2 8690 0 0 PAYPAL HLDGS INC COM 70450Y103 2376 58000 SH DFND 1 58000 0 0 PEAK RESORTS INC COM 70469L100 6417 1245986 SH DFND 1 1245986 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 964 20000 SH DFND 1 20000 0 0 PERFICIENT INC COM 71375U101 342 16995 SH DFND 1 16995 0 0 POTBELLY CORP COM 73754Y100 373 30000 SH DFND 1 30000 0 0 POTBELLY CORP COM 73754Y100 1243 100000 SH DFND 2 100000 0 0 POTBELLY CORP COM 73754Y100 870 70000 SH DFND 3 70000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 51 50000 PRN DFND 1 50000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 871 850000 PRN DFND 2 850000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 102 100000 PRN DFND 3 100000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 118 120000 PRN DFND 1 120000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 11613 11760000 PRN DFND 2 11760000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 316 320000 PRN DFND 3 320000 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 4050 500000 SH DFND 1 500000 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 4050 500000 SH DFND 2 500000 0 0 PROVIDENT FINL SVCS INC COM 74386T105 307 14439 SH DFND 1 14439 0 0 PRUDENTIAL FINL INC COM 744320102 19392 237500 SH DFND 1 237500 0 0 PRUDENTIAL FINL INC COM 744320102 9906 121323 SH DFND 3 121323 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 325 17345 SH DFND 1 17345 0 0 RESOLUTE FST PRODS INC COM 76117W109 2242 474084 SH DFND 1 474084 0 0 RESOLUTE FST PRODS INC COM 76117W109 3669 775627 SH DFND 2 775627 0 0 RESOLUTE FST PRODS INC COM 76117W109 147 31125 SH DFND 3 31125 0 0 REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 5695 902535 SH DFND 1 902535 0 0 REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 5695 902535 SH DFND 2 902535 0 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 32828 30000000 PRN DFND 2 30000000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 423 8000 SH DFND 1 8000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 5389 102000 SH DFND 2 102000 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 325 6500 SH DFND 1 6500 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 280 15808 SH DFND 1 15808 0 0 SVB FINL GROUP COM 78486Q101 279 2525 SH DFND 1 2525 0 0 STARWOOD PPTY TR INC COM 85571B105 338 15000 SH DFND 1 15000 0 0 STARWOOD PPTY TR INC COM 85571B105 338 15000 SH DFND 2 15000 0 0 STONEGATE MTG CORP COM 86181Q300 6049 1320830 SH DFND 1 1320830 0 0 STONEGATE MTG CORP COM 86181Q300 5868 1281281 SH DFND 2 1281281 0 0 SYNAPTICS INC COM 87157D109 316 5398 SH DFND 1 5398 0 0 TORONTO DOMINION BK ONT NOTE 3.625% 9/1 891160MJ9 20061 20000000 PRN DFND 2 20000000 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 4927 160236 SH DFND 1 160236 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 2721 88480 SH DFND 2 88480 0 0 TRIBUNE MEDIA CO CL A 896047503 12417 340000 SH DFND 1 340000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1211 50000 SH DFND 1 50000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1211 50000 SH DFND 2 50000 0 0 TWO HBRS INVT CORP COM 90187B101 3924 460000 SH DFND 1 460000 0 0 TWO HBRS INVT CORP COM 90187B101 11132 1305000 SH DFND 2 1305000 0 0 TWO HBRS INVT CORP COM 90187B101 3369 395000 SH DFND 3 395000 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 282 15000 SH DFND 1 15000 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 3002 159871 SH DFND 2 159871 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 234 2351 SH DFND 1 2351 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 330 7265 SH DFND 1 7265 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 671 3375 SH DFND 1 3375 0 0 VANGUARD INDEX FDS REIT ETF 922908553 441 5089 SH DFND 1 5089 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 491 5380 SH DFND 1 5380 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2755 52994 SH DFND 2 52994 0 0 VERISK ANALYTICS INC COM 92345Y106 15134 186191 SH DFND 1 186191 0 0 VIAD CORP COM NEW 92552R406 369 9997 SH DFND 1 9997 0 0 VIACOM INC NEW CL B 92553P201 17814 467550 SH DFND 1 467550 0 0 VIACOM INC NEW CL B 92553P201 8666 227450 SH DFND 3 227450 0 0 VOLTARI CORP COM NEW 92870X309 15 5652 SH DFND 1 5652 0 0 VOLTARI CORP COM NEW 92870X309 22 8478 SH DFND 2 8478 0 0 VONAGE HLDGS CORP COM 92886T201 415 62810 SH DFND 1 62810 0 0 WEB COM GROUP INC COM 94733A104 181 10490 SH DFND 1 10490 0 0 WELLS FARGO & CO NEW COM 949746101 12044 272000 SH DFND 1 272000 0 0 WEST CORP COM 952355204 308 13942 SH DFND 1 13942 0 0 XCERRA CORP COM 98400J108 254 41960 SH DFND 1 41960 0 0 ZAGG INC COM 98884U108 195 24031 SH DFND 1 24031 0 0