0001041885-11-000074.txt : 20111025 0001041885-11-000074.hdr.sgml : 20111025 20111025150204 ACCESSION NUMBER: 0001041885-11-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111025 DATE AS OF CHANGE: 20111025 EFFECTIVENESS DATE: 20111025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INGALLS & SNYDER LLC CENTRAL INDEX KEY: 0001041885 IRS NUMBER: 135156620 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04143 FILM NUMBER: 111156534 BUSINESS ADDRESS: STREET 1: 61 BROADWAY STREET 2: C/O INGALLS & SNYDER CITY: NEW YORK STATE: NY ZIP: 100006 BUSINESS PHONE: 2122697812 MAIL ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 100006 13F-HR 1 tentwentyfive.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment [ ]; Amendment Number: Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INGALLS & SNYDER Address: 61 BROADWAY 31ST FLOOR NEW YORK, N.Y. 10006 13F File Number: 08-01865 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: FRANK STOLBA Title: MANAGING DIRECTOR Phone: (212) 269-7814 Signature, Place, and Date of Signing FRANK STOLBA New York, New York Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 71,291 Form 13F Information Table Value Total: $1,163,923 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ P NAME OF ISSUER TITLE OF CLASS CUSIP (x 1000) PRN AMT PRN C -------------- -------------- -------- -------- ------- --- - < AXIS CAPITAL HLDGS LTD COMMON G0692U10 637 24561 SH EVEREST RE GROUP LTD COMMON G3223R10 238 3000 SH TRANSOCEAN LIMITED COMMON H8817H10 925 19392 SH CORE LABS N.V. COMMON N2271710 3239 36061 SH VISTAPRINT NV COMMON N9354010 343 12725 SH FLEXTRONICS INTERNATIONAL LTD COMMON Y2573F10 560 99624 SH SEASPAN CORP COMMON Y7563810 166 14550 SH ABB LTD COMMON 00037520 208 12200 SH AGL RESOURCES INC [HOLDING CO] COMMON 00120410 411 10100 SH OTHER 10100 AT & T INC COMMON 00206R10 6865 240718 SH OTHER 240718 ABBOTT LABORATORIES COMMON 00282410 4816 94182 SH OTHER 94182 ABERDEEN ASIA PAC INCOME FUND COMMON 00300910 243 35300 SH OTHER 35300 ADVANTAGE OIL & GAS LTD COMMON 00765F10 215 57575 SH OTHER 3700 53875 AGENUS INC COMMON 00847G10 3651 7770120 SH OTHER 75000 7695120 AGNICO EAGLE MINES LTD. COMMON 00847410 1311 22030 SH OTHER 22030 ALLIANCE DATA SYSTEMS COMMON 01858110 4151 44785 SH OTHER 4150 40635 ALTRIA GROUP, INC COMMON 02209S10 446 16664 SH OTHER 16664 AMAZON COM INC COMMON 02313510 331 1532 SH OTHER 1532 AMERICA MOVIL S.AB. DE C.V. COMMON 02364W10 773 35050 SH OTHER 35050 AMERICAN EXPRESS CO COMMON 02581610 478 10664 SH OTHER 10664 AMERICAN WATER WORKS COMPANY COMMON 03042010 4946 163901 SH OTHER 163901 AMGEN INC COMMON 03116210 1122 20436 SH OTHER 800 19636 ANADARKO PETROLEUM CORP COMMON 03251110 4972 78866 SH OTHER 500 78366 ANNALY CAPITAL MANAGEMENT INC COMMON 03571040 12661 761335 SH OTHER 18600 742735 APACHE CORP COMMON 03741110 2097 26135 SH OTHER 26135 APPLE INC COMMON 03783310 3562 9345 SH OTHER 9345 APPLIED MATERIALS INC COMMON 03822210 645 62350 SH OTHER 62350 AQUA AMERICA INC COMMON 03836W10 1550 71905 SH OTHER 71905 ARCHER-DANIELS-MIDLAND CO COMMON 03948310 556 22443 SH OTHER 22443 ATHENAHEALTH INC. COMMON 04685W10 211 3550 SH OTHER 3550 ATLANTIC POWER CORP COMMON 04878Q86 178 12600 SH OTHER 12600 AUGUSTA RESOURCES CORP COMMON 05091220 66 22004 SH OTHER 22004 AURICO GOLD INC COMMON 05155C10 3872 412000 SH OTHER 412000 AURIZON MINES LTD COMMON 05155P10 93 18275 SH OTHER 18275 AUTOMATIC DATA PROCESSING INC COMMON 05301510 1868 39635 SH OTHER 39635 AVALON HOLDINGS CORP COMMON 05343P10 76 34300 SH OTHER 4000 30300 AVANIR PHARMACEUTICALS INC COMMON 05348P40 37569 13136340 SH OTHER 121800 13014540 B B & T CORP COMMON 05493710 281 13181 SH OTHER 13181 BCE INC - NEW COMMON 05534B76 1158 30925 SH OTHER 30925 BP PLC COMMON 05562210 727 20170 SH OTHER 20170 BPZ RESOURCES, INC COMMON 05563910 27 10000 SH OTHER 10000 BOFI HOLDINGS INC COMMON 05566U10 555 41263 SH OTHER 41263 BANK OF AMERICA CORP NEW COMMON 06050510 3192 521705 SH OTHER 13200 508505 BANK NEW YORK MELLON CORP COMMON 06405810 314 16914 SH OTHER 16914 BANK OF VIRGINIA COMMON 06544P10 451 564485 SH OTHER 65300 499185 BARD, C.R. INC COMMON 06738310 730 8350 SH OTHER 8350 BAXTER INTERNATIONAL INC COMMON 07181310 514 9165 SH OTHER 900 8265 BERKLEY (WR) CORP COMMON 08442310 7819 263380 SH OTHER 7300 256080 BERKSHIRE HATHAWAY INC CL B COMMON 08467070 15558 219006 SH OTHER 3200 215806 BHP BILLITON LTD COMMON 08860610 4178 62889 SH OTHER 3000 59889 BOEING COMPANY COMMON 09702310 1314 21722 SH OTHER 21722 BRISTOL-MYERS SQUIBB CO COMMON 11012210 4611 146945 SH OTHER 146945 BROCADE COMMUNICATION SYSTEM COMMON 11162130 86 20110 SH OTHER 20110 BROWN FORMAN CORP CL B COMMON 11563720 1144 16320 SH OTHER 16320 CIGNA CORPORATION COMMON 12550910 315 7514 SH OTHER 7514 CALIFORNIA WATER SERVICE GROUP COMMON 13078810 1132 63961 SH OTHER 63961 CANADIAN NATURAL RES LTD COMMON 13638510 24551 838805 SH OTHER 3560 835245 CANON INC ADR COMMON 13800630 253 5600 SH OTHER 5600 CAREFUSION CORPORATION COMMON 14170T10 253 10600 SH OTHER 10600 CASTLE BRANDS INC COMMON 14843510 11 50000 SH OTHER 50000 CATERPILLAR INC COMMON 14912310 3073 41620 SH OTHER 41620 CELGENE CORP COMMON 15102010 2177 35166 SH OTHER 35166 CENOVUS ENERGY INC COMMON 15135U10 6004 195521 SH OTHER 700 194821 CHEVRON CORP COMMON 16676410 21960 237363 SH OTHER 1200 236163 CHICAGO BRIDGE & IRON CO COMMON 16725010 5064 176895 SH OTHER 176895 CHINA MOBILE ( HONG KONG) COMMON 16941M10 480 9860 SH OTHER 9860 CHUBB CORPORATION COMMON 17123210 1874 31246 SH OTHER 31246 CISCO SYSTEMS INC COMMON 17275R10 779 50309 SH OTHER 50309 CLAUDE RESOURCES INC (CDA) COMMON 18287310 861 483838 SH OTHER 483838 CLOROX COMPANY COMMON 18905410 380 5740 SH OTHER 5740 COCA-COLA COMPANY COMMON 19121610 7773 115060 SH OTHER 115060 COLGATE PALMOLIVE COMPANY COMMON 19416210 6325 71329 SH OTHER 500 70829 COMCAST CORP NEW COMMON 20030N10 1221 58443 SH OTHER 750 57693 COMCAST CORPORATION SPECIAL COMMON 20030N20 324 15687 SH OTHER 15687 COMPANHIA DE BEBIDAS DAS COMMON 20441W20 1185 38685 SH OTHER 38685 CONAGRA INC COMMON 20588710 241 9975 SH OTHER 9975 CONOCOPHILLIPS COMMON 20825C10 11043 174407 SH OTHER 3000 171407 CONSOLIDATED EDISON INC NEW COMMON 20911510 1685 29561 SH OTHER 29561 CONTINENTAL MATERIALS CORP COMMON 21161530 249 19100 SH OTHER 2400 16700 COPART INC COMMON 21720410 3866 98848 SH OTHER 6200 92648 CORCEPT THERAPEUTICS INC COMMON 21835210 7162 2310377 SH OTHER 9777 2300600 CORCEPT THERAPEUTICS COMMON 21835210 6499 2096504 SH OTHER 96504 2000000 CORNING INCORPORATED COMMON 21935010 312 25254 SH OTHER 25254 COSTCO WHOLESALE CORP COMMON 22160K10 486 5930 SH OTHER 5930 COWEN GROUP INCORPORATED COMMON 22362210 70 25947 SH OTHER 25947 CREDIT ACCEPTANCE CORPORATION COMMON 22531010 13001 202009 SH OTHER 18000 184009 D.R. HORTON INC COMMON 23331A10 191 21200 SH OTHER 21200 DELUXE CORPORATION COMMON 24801910 221 11920 SH OTHER 11920 DEPOMED INC COMMON 24990810 11640 2155700 SH OTHER 2155700 DEVON ENERGY CORP NEW COMMON 25179M10 1895 34197 SH OTHER 34197 DIAGEO PLC NEW COMMON 25243Q20 1161 15300 SH OTHER 15300 DIAMOND OFFSHORE DRILLING INC COMMON 25271C10 3309 60450 SH OTHER 1900 58550 DISNEY WALT (HOLDING CO) COMMON 25468710 1433 47546 SH OTHER 47546 DOMINION RESOURCES INC NEW COMMON 25746U10 738 14555 SH OTHER 14555 DONALDSON CO INC COMMON 25765110 579 10575 SH OTHER 10575 DONNELLEY, R.R. & SONS COMPANY COMMON 25786710 187 13250 SH OTHER 13250 DOVER CORPORATION COMMON 26000310 344 7400 SH OTHER 7400 DUPONT E I DE NEMOURS & CO COMMON 26353410 2652 66360 SH OTHER 66360 DUCOMMUN INC COMMON 26414710 5846 390315 SH OTHER 390315 DUKE ENERGY CORP NEW COMMON 26441C10 1797 89905 SH OTHER 89905 DYAX CORP COMMON 26746E10 2875 2282000 SH OTHER 2282000 EMC CORP COMMON 26864810 1688 80437 SH OTHER 80437 EQT CORPORATION COMMON 26884L10 3840 71982 SH OTHER 71982 EATON CORP COMMON 27805810 488 13760 SH OTHER 13760 EATON VANCE SENIOR INC TRUST COMMON 27826S10 232 36843 SH OTHER 36843 EBAY INC COMMON 27864210 853 28935 SH OTHER 28935 ECOLAB INC COMMON 27886510 970 19850 SH OTHER 19850 EL PASO CORP COMMON 28336L10 6416 367097 SH OTHER 207900 159197 EL PASO ENERGY CAPITAL PFD C COMMON 28367820 934 20900 SH OTHER 20900 EMERSON ELECTRIC CO COMMON 29101110 3914 94749 SH OTHER 94749 ENBRIDGE INC COMMON 29250N10 3295 103200 SH OTHER 1000 102200 ENBRIDGE ENERGY MGMNT L L C COMMON 29250X10 596 21706 SH OTHER 21706 ENERNOC INC COMMON 29276410 1051 116805 SH OTHER 2750 114055 ENERPLUS CORPORATION COMMON 29276610 1641 66900 SH OTHER 66900 ENNIS INC COMMON 29338910 156 12000 SH OTHER 12000 EXXON MOBIL CORP. COMMON 30231G10 36014 495857 SH OTHER 2300 493557 FX ENERGY INC COMMON 30269510 90 21995 SH OTHER 21995 FEDERAL REALTY INVT TRUST COMMON 31374720 243 2950 SH OTHER 2950 FERRO CORPORATION COMMON 31540510 73 12000 SH OTHER 11600 400 FIDELITY NATL FINANCIAL INC COMMON 31620R10 818 53925 SH OTHER 53925 FIRST NIAGARA FINCL GROUP INC COMMON 33582V10 730 79805 SH OTHER 79805 FIRSTENERGY CORP COMMON 33793210 598 13316 SH OTHER 13316 FLUOR CORP NEW COMMON 34341210 708 15212 SH OTHER 15212 FRANKLIN RESOURCES INC COMMON 35461310 1686 17638 SH OTHER 17638 FREEPORT MCMORAN COPPER & GOLD COMMON 35671D85 5773 189620 SH OTHER 189620 GABELLI GLOBAL GOLD NTRL RES COMMON 36244N10 832 58000 SH OTHER 58000 GENERAL CABLE CORP COMMON 36930010 789 33832 SH OTHER 33832 GENERAL ELECTRIC COMPANY COMMON 36960410 8936 586375 SH OTHER 3500 582875 GENERAL MILLS INC COMMON 37033410 1413 36755 SH OTHER 36755 GENON ENERGY INC COMMON 37244E10 125 45139 SH OTHER 45139 GETTY REALTY CORP NEW COMMON 37429710 11927 827173 SH OTHER 7800 819373 GILEAD SCIENCES INC COMMON 37555810 307 7915 SH OTHER 7915 GLAXO SMITH KLINE PLC ADS COMMON 37733W10 603 14623 SH OTHER 14623 GOLDCORP INC COMMON 38095640 444 9746 SH OTHER 1000 8746 GOLDEN STAR RES LTD COMMON 38119T10 55 30000 SH OTHER 30000 GOOGLE INC COMMON 38259P50 397 772 SH OTHER 772 GRAN TIERRA ENERGY INC COMMON 38500T10 29784 6244166 SH OTHER 16700 6227466 HCP INC COMMON 40414L10 2381 67925 SH OTHER 67925 HATTERAS FINANCIAL CORP COMMON 41902R10 1113 44255 SH OTHER 44255 HEALTH CARE REIT, INC COMMON 42217K10 625 13367 SH OTHER 13367 HEIDRICK & STRUGGLES INTL COMMON 42281910 296 18000 SH OTHER 18000 H.J. HEINZ COMPANY COMMON 42307410 1627 32234 SH OTHER 32234 HERSHEY FOODS CORP. COMMON 42786610 879 14852 SH OTHER 14852 HEWLETT-PACKARD COMPANY COMMON 42823610 1042 46428 SH OTHER 600 45828 HEXCEL CORP COMMON 42829110 86247 3892044 SH OTHER 129750 3762294 HOME DEPOT, INC COMMON 43707610 4744 144351 SH OTHER 144351 HOWARD HUGHES CORP COMMON 44267D10 6678 158645 SH OTHER 4900 153745 HUDSON CITY BANCORP INC COMMON 44368310 172 30546 SH OTHER 30546 ITT CORPORATION COMMON 45091110 388 9245 SH OTHER 1000 8245 ILLINOIS TOOL WORKS INC COMMON 45230810 1525 36679 SH OTHER 36679 INTEL CORPORATION COMMON 45814010 12830 601529 SH OTHER 9900 591629 INTL BUSINESS MACHINES CORP COMMON 45920010 6289 35931 SH OTHER 20 35911 INTERNATIONAL PAPER CO. COMMON 46014610 665 28604 SH OTHER 28604 INVESCO VAN KAMPEN SR INC COMMON 46131H10 155 36810 SH OTHER 36400 410 IRON MOUNTAIN INC COMMON 46284610 3409 107812 SH OTHER 8000 99812 J P MORGAN CHASE & CO COMMON 46625H10 4955 164511 SH OTHER 2500 162011 JACOBS ENGINEERING GROUP INC. COMMON 46981410 292 9060 SH OTHER 9060 JAGUAR MINING INCORPERATED COMMON 47009M10 1976 420537 SH OTHER 28710 391827 JOHNSON & JOHNSON COMMON 47816010 14858 233228 SH OTHER 233228 JOHNSON CONTROLS INC COMMON 47836610 1855 70378 SH OTHER 800 69578 JOY GLOBAL INC COMMON 48116510 558 8950 SH OTHER 8950 KSW INC COMMON 48268R10 31 10000 SH OTHER 10000 KELLOGG COMPANY COMMON 48783610 215 4055 SH OTHER 4055 KIMBERLY-CLARK CORPORATION COMMON 49436810 8193 115385 SH OTHER 1000 114385 KINDER MORGAN MGMNT LLC COMMON 49455U10 429 7318 SH OTHER 7318 KORN FERRY INTERNATIONAL COMMON 50064320 437 35900 SH OTHER 35900 KRAFT FOODS INC COMMON 50075N10 7266 216387 SH OTHER 216387 LABORATORY CORP. OF AMERICA COMMON 50540R40 3526 44615 SH OTHER 44615 LAYNE INC COMMON 52105010 529 22927 SH OTHER 22927 LEUCADIA NATIONAL CORP COMMON 52728810 1155 50970 SH OTHER 50 50920 LIFE TIME FITNESS INC COMMON 53217R20 1385 37605 SH OTHER 4450 33155 LILLY, ELI & CO COMMON 53245710 508 13760 SH OTHER 13760 LIME ENERGY COMPANY COMMON 53261U20 45 14500 SH OTHER 14500 LO-JACK CORP COMMON 53945110 2137 674325 SH OTHER 55934 618391 LOWES COMPANIES, INC COMMON 54866110 1320 68258 SH OTHER 68258 MARATHON OIL CORP NEW COMMON 56584910 1056 48954 SH OTHER 48954 MARATHON PETROLEUM CORP COMMON 56585A10 655 24227 SH OTHER 24227 MARKET LEADERS INC. COMMON 57056R10 56 25141 SH OTHER 4000 21141 MC CORMICK & CO, INC NON-VTNG COMMON 57978020 242 5250 SH OTHER 5250 MCDONALD'S CORPORATION COMMON 58013510 1151 13110 SH OTHER 13110 MCKESSON CORPORATION COMMON 58155Q10 5010 68923 SH OTHER 68923 MEDTRONIC, INC COMMON 58505510 242 7295 SH OTHER 7295 MERCK & CO INC NEW COMMON 58933Y10 3797 116125 SH OTHER 116125 METHANEX CORP COMMON 59151K10 4300 206335 SH OTHER 206335 MICROSOFT CORP COMMON 59491810 17226 692124 SH OTHER 7400 684724 MID-AMERICA APARTMENT CMNTS. COMMON 59522J10 436 7250 SH OTHER 500 6750 MILLER, HERMAN INC COMMON 60054410 244 13700 SH OTHER 13700 MISSION WEST PROPERTIES INC. COMMON 60520310 16188 2132891 SH OTHER 25220 2107671 MOBILE MINI INC COMMON 60740F10 2314 140810 SH OTHER 3100 137710 MONMOUTH REAL EST INVST CORP COMMON 60972010 189 23900 SH OTHER 23900 MONSANTO COMPANY (NEW) COMMON 61166W10 352 5868 SH OTHER 5868 MORGAN STANLEY EMERGING COMMON 61744H10 251 26000 SH OTHER 26000 MOSYS, INC COMMON 61971810 15171 4145284 SH OTHER 19717 4125567 MUELLER INDUSTRIES INC COMMON 62475610 421 10925 SH OTHER 10925 NII HOLDINGS INC COMMON 62913F20 292 10850 SH OTHER 10850 NYSE EURONEXT INC COMMON 62949110 2432 104674 SH OTHER 1000 103674 NATIONAL FUEL GAS COMPANY COMMON 63618010 399 8200 SH OTHER 8200 NATL PENNSYLVANIA BANCSHARES COMMON 63713810 419 59864 SH OTHER 59864 NEENAH PAPER INC COMMON 64007910 287 20295 SH OTHER 7300 12995 NEUSTAR INC COMMON 64126X20 2052 81658 SH OTHER 2250 79408 NEW GOLD INC COMMON 64453510 4093 399335 SH OTHER 399335 NEW JERSEY RESOURCES CORP COMMON 64602510 788 18516 SH OTHER 18516 NEWMONT MINING CORP. COMMON 65163910 868 13802 SH OTHER 13802 NEWTEK BUSINESS SERVICES INC COMMON 65252610 14 10671 SH OTHER 10671 NEXTERA ENERGY INC COMMON 65339F10 1062 19662 SH OTHER 19662 NICOR INCORPORATED COMMON 65408610 3213 58414 SH OTHER 58414 NISOURCE INC COMMON 65473P10 919 43000 SH OTHER 43000 NORFOLK SOUTHERN CORPORATION COMMON 65584410 1278 20948 SH OTHER 20948 NORTHERN OIL & GAS INC COMMON 66553110 5549 286203 SH OTHER 1000 285203 NORTHWEST NATURAL GAS CO COMMON 66765510 1530 34696 SH OTHER 34696 NOVARTIS A G COMMON 66987V10 1927 34569 SH OTHER 34569 OGE ENERGY CORP COMMON 67083710 4241 88750 SH OTHER 88750 OFFICEMAX INC COMMON 67622P10 87 17957 SH OTHER 17957 OMNICARE, INC. COMMON 68190410 599 23580 SH OTHER 1000 22580 OMEROS CORP COMMON 68214310 2915 718100 SH OTHER 23000 695100 ONEOK INC NEW COMMON 68268010 4711 71345 SH OTHER 71345 ORACLE CORP COMMON 68389X10 3863 134423 SH OTHER 134423 OWENS & MINOR INC (HLDG CO.) COMMON 69073210 231 8141 SH OTHER 8141 PDL BIOPHARMA INC COMMON 69329Y10 662 119425 SH OTHER 119425 PICO HOLDINGS INC COMMON 69336620 452 22070 SH OTHER 22070 PNC FINANCIAL SERVICES GRP INC COMMON 69347510 385 8004 SH OTHER 8004 PACIRA PHARMACEUTICALS INC COMMON 69512710 2234 225000 SH OTHER 225000 PALL CORPORATION COMMON 69642930 326 7700 SH OTHER 7700 PARAMOUNT GOLD & SILVER CORP COMMON 69924P10 23 10000 SH OTHER 10000 PARKER-HANNIFIN CORPORATION COMMON 70109410 430 6813 SH OTHER 6813 PEABODY ENERGY CORP COMMON 70454910 2065 60954 SH OTHER 60954 PENGROWTH ENERGY CORP COMMON 70706P10 304 33909 SH OTHER 33909 PEPSICO INC COMMON 71344810 8693 140446 SH OTHER 3100 137346 PERRIGO CO COMMON 71429010 203 2100 SH OTHER 2100 PFIZER INC COMMON 71708110 28695 1623046 SH OTHER 16800 1606246 PHILIP MORRIS INTERNATIONAL COMMON 71817210 2467 39558 SH OTHER 39558 PINNACLE WEST CAPITAL CORP COMMON 72348410 740 17244 SH OTHER 17244 PIONEER NATURAL RESOURCES CO COMMON 72378710 101831 1548303 SH OTHER 2200 1546103 PLUM CREEK TIMBER COMPANY INC COMMON 72925110 288 8300 SH OTHER 8300 PRAXAIR, INC COMMON 74005P10 334 3582 SH OTHER 3582 PROCTER & GAMBLE CO COMMON 74271810 24723 391322 SH OTHER 1000 390322 PROGRESS ENERGY INC COMMON 74326310 438 8487 SH OTHER 8487 PROVIDENT ENERGY LTD COMMON 74386V10 692 84850 SH OTHER 84850 PUBLIC SERVICE ENTERPRISE GRP COMMON 74457310 441 13232 SH OTHER 13232 PULTE GROUP INC COMMON 74586710 128 32538 SH OTHER 32538 PUTNAM PREMIER INCOME TRUST COMMON 74685310 139 26000 SH OTHER 25000 1000 QEP RESOURCES INC COMMON 74733V10 1969 72752 SH OTHER 72752 QUALCOMM, INC COMMON 74752510 255 5256 SH OTHER 5256 QUANTA SERVICES INC COMMON 74762E10 682 36300 SH OTHER 36300 QUESTAR CORP COMMON 74835610 2064 116585 SH OTHER 116585 QUINSTREET INC COMMON 74874Q10 854 82535 SH OTHER 2000 80535 RPM INTERNATIONAL INC COMMON 74968510 433 23175 SH OTHER 23175 RANGE RESOURCES CORP COMMON 75281A10 1411 24144 SH OTHER 24144 REAVES UTILITY INCOME FUND COMMON 75615810 346 14200 SH OTHER 14200 RENTRAK CORP COMMON 76017410 1052 83565 SH OTHER 3900 79665 REPUBLIC SERVICE INC COMMON 76075910 1157 41235 SH OTHER 41235 RITE AID CORP COMMON 76775410 30 31000 SH OTHER 25000 6000 ROPER INDUSTRIES, INC NEW COMMON 77669610 8719 126532 SH OTHER 400 126132 ROYAL DUTCH SHELL PLC COMMON 78025920 1238 20131 SH OTHER 20131 SCBT FINANCIAL CORP COMMON 78401V10 1376 55780 SH OTHER 55780 SEI INVESTMENTS CO COMMON 78411710 1432 93118 SH OTHER 8000 85118 SANOFI COMMON 80105N10 4061 123824 SH OTHER 2800 121024 SARA LEE CORPORATION COMMON 80311110 7289 445814 SH OTHER 7000 438814 SCANA CORP. (NEW) COMMON 80589M10 627 15502 SH OTHER 15502 SCHLUMBERGER LIMITED COMMON 80685710 3132 52443 SH OTHER 52443 SEATTLE GENETICS INC COMMON 81257810 2369 124344 SH OTHER 124344 SIGMA-ALDRICH CORPORATION COMMON 82655210 484 7835 SH OTHER 7835 SILVER WHEATON CORP COMMON 82833610 1803 61230 SH OTHER 3700 57530 SMUCKER JM CO NEW COMMON 83269640 4606 63201 SH OTHER 63201 SOMAXON PHARMACEUTICALS INC COMMON 83445310 5370 6173000 SH OTHER 10000 6163000 SOUTH JERSEY INDUSTRIES INC. COMMON 83851810 711 14306 SH OTHER 14306 SOUTHERN COMPANY COMMON 84258710 431 10186 SH OTHER 10186 SOUTHERN UNION CO NEW COMMON 84403010 2311 56980 SH OTHER 56980 SPECTRA ENERGY CORP COMMON 84756010 1816 74034 SH OTHER 74034 THE SPECTRANETICS CORP COMMON 84760C10 79 11100 SH OTHER 11100 STANLEY BLACK & DECKER INC COMMON 85450210 297 6055 SH OTHER 6055 STATE STREET CORPORATION COMMON 85747710 475 14790 SH OTHER 800 13990 STRATTEC SEC CORP COMMON 86311110 468 19435 SH OTHER 3000 16435 STRATUS PROPERTIES INC NEW COMMON 86316720 10143 1263238 SH OTHER 400 1262838 STRYKER CORP COMMON 86366710 1192 25305 SH OTHER 25305 SUPPORT.COM INC COMMON 86858W10 646 326540 SH OTHER 15000 311540 SYMANTEC CORP COMMON 87150310 196 12033 SH OTHER 12033 SYNGENTA AG SPONSORED ADR COMMON 87160A10 627 12100 SH OTHER 12100 SYSCO CORPORATION COMMON 87182910 383 14820 SH OTHER 14820 SYSTEMAX INC COMMON 87185110 1992 156620 SH OTHER 9200 147420 TECO ENERGY, INC COMMON 87237510 464 27115 SH OTHER 27115 TAIWAN SEMICONDUCTOR MFG CO COMMON 87403910 2820 246773 SH OTHER 246773 TALISMAN ENERGY INC COMMON 87425E10 319 26075 SH OTHER 26075 TARGET CORP COMMON 87612E10 944 19255 SH OTHER 19255 TASEKO MINES LTD COMMON 87651110 478 187825 SH OTHER 187825 TECK RESOURCES LIMITED COMMON 87874220 2073 71029 SH OTHER 71029 TEMPLETON DRAGON FUND, INC COMMON 88018T10 261 10800 SH OTHER 10800 TEXAS INSTRUMENTS INC. COMMON 88250810 475 17850 SH OTHER 17850 THERA TECHNOLOGIES INC COMMON 88338H10 17713 5962295 SH OTHER 160000 5802295 THOMSON CORPORATION (THE) COMMON 88490310 552 20418 SH OTHER 20418 3M COMPANY COMMON 88579Y10 1059 14753 SH OTHER 14753 TIME WARNER INC NEW COMMON 88731730 211 7049 SH OTHER 7049 TOLL BROTHERS INC COMMON 88947810 555 38470 SH OTHER 38470 TORCHMARK CORP COMMON 89102710 5128 147127 SH OTHER 147127 TORONTO-DOMINION BANK COMMON 89116050 261 3691 SH OTHER 3691 TORTOISE POWER & ENERGY INF FD COMMON 89147X10 3331 147940 SH OTHER 147940 TOTAL S.A. COMMON 89151E10 362 8270 SH OTHER 8270 TRACTOR SUPPLY CO COMMON 89235610 3945 63085 SH OTHER 3000 60085 TRANSCANADA CORP COMMON 89353D10 1882 46500 SH OTHER 46500 THE TRAVELERS COMPANIES INC COMMON 89417E10 215 4416 SH OTHER 4416 TRIMBLE NAVIGATION LTD COMMON 89623910 325 9709 SH OTHER 9709 USEC INC CV CORP BND 90333EAC 630 1190000 PRN OTHER 1190000 US GEOTHERMAL INC COMMON 90338S10 8 18000 SH OTHER 18000 U.S AUTO PARTS NETWORK INC COMMON 90343C10 50 10006 SH OTHER 3000 7006 UNILEVER PLC(NEW)ADS(RP4 ORD) COMMON 90476770 1570 50365 SH OTHER 50365 UNION PACIFIC CORPORATION COMMON 90781810 847 10381 SH OTHER 10381 UNITED PARCEL SVC INC. COMMON 91131210 460 7299 SH OTHER 7299 UNITED TECHNOLOGIES CORP COMMON 91301710 1748 24855 SH OTHER 24855 UNIVERSAL ELECTRONICS INC COMMON 91348310 186 11350 SH OTHER 11350 URANIUM RESOURCES INC COMMON 91690150 7 10800 SH OTHER 500 10300 VANDA PHARMACEUTICALS INC COMMON 92165910 3253 657300 SH OTHER 657300 VECTREN CORP COMMON 92240G10 577 21325 SH OTHER 21325 VEOLIA ENVIRONMENT ADS COMMON 92334N10 198 13600 SH OTHER 13600 VERIZON COMMUNICATIONS COMMON 92343V10 5201 141334 SH OTHER 100 141234 VICAL INCORPORATED COMMON 92560210 6817 2748911 SH OTHER 35000 2713911 VISA INC COMMON 92826C83 387 4525 SH OTHER 4525 VODAFONE GROUP PLC ADR COMMON 92857W20 6879 268103 SH OTHER 3200 264903 WADDELL & REED FINANCIAL COMMON 93005910 1233 49323 SH OTHER 49323 WAL-MART STORES, INC COMMON 93114210 1406 27105 SH OTHER 27105 WALGREEN CO COMMON 93142210 441 13423 SH OTHER 13423 WASTE MANAGEMENT NEW COMMON 94106L10 1144 35150 SH OTHER 35150 WELLS FARGO & CO NEW COMMON 94974610 345 14341 SH OTHER 14341 WESTERN UNION CORPORATION COMMON 95980210 165 10800 SH OTHER 10800 WILLIAMS COMPANIES, INC COMMON 96945710 74390 3056313 SH OTHER 185267 2871046 WORLD ACCEPTANCE CORPORATION COMMON 98141910 6976 124685 SH OTHER 11000 113685 XCEL ENERGY INC COMMON 98389B10 290 11764 SH OTHER 11764 YAHOO INC COMMON 98433210 8200 623141 SH OTHER 19700 603441 YAMANA GOLD INC COMMON 98462Y10 5134 375858 SH OTHER 8000 367858 YUM BRANDS INC COMMON 98849810 433 8780 SH OTHER 8780 ZIMMER HOLDINGS COMMON 98956P10 1945 36361 SH OTHER 36361