0001041885-11-000074.txt : 20111025
0001041885-11-000074.hdr.sgml : 20111025
20111025150204
ACCESSION NUMBER: 0001041885-11-000074
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111025
DATE AS OF CHANGE: 20111025
EFFECTIVENESS DATE: 20111025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INGALLS & SNYDER LLC
CENTRAL INDEX KEY: 0001041885
IRS NUMBER: 135156620
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04143
FILM NUMBER: 111156534
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY
STREET 2: C/O INGALLS & SNYDER
CITY: NEW YORK
STATE: NY
ZIP: 100006
BUSINESS PHONE: 2122697812
MAIL ADDRESS:
STREET 1: 61 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 100006
13F-HR
1
tentwentyfive.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment [ ]; Amendment Number:
Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: INGALLS & SNYDER
Address: 61 BROADWAY
31ST FLOOR
NEW YORK, N.Y. 10006
13F File Number: 08-01865
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: FRANK STOLBA
Title: MANAGING DIRECTOR
Phone: (212) 269-7814
Signature, Place, and Date of Signing
FRANK STOLBA New York, New York
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
Form 13F Information Table Entry Total: 71,291
Form 13F Information Table Value Total: $1,163,923
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ P
NAME OF ISSUER TITLE OF CLASS CUSIP (x 1000) PRN AMT PRN C
-------------- -------------- -------- -------- ------- --- -
<
AXIS CAPITAL HLDGS LTD COMMON G0692U10 637 24561 SH
EVEREST RE GROUP LTD COMMON G3223R10 238 3000 SH
TRANSOCEAN LIMITED COMMON H8817H10 925 19392 SH
CORE LABS N.V. COMMON N2271710 3239 36061 SH
VISTAPRINT NV COMMON N9354010 343 12725 SH
FLEXTRONICS INTERNATIONAL LTD COMMON Y2573F10 560 99624 SH
SEASPAN CORP COMMON Y7563810 166 14550 SH
ABB LTD COMMON 00037520 208 12200 SH
AGL RESOURCES INC [HOLDING CO] COMMON 00120410 411 10100 SH OTHER 10100
AT & T INC COMMON 00206R10 6865 240718 SH OTHER 240718
ABBOTT LABORATORIES COMMON 00282410 4816 94182 SH OTHER 94182
ABERDEEN ASIA PAC INCOME FUND COMMON 00300910 243 35300 SH OTHER 35300
ADVANTAGE OIL & GAS LTD COMMON 00765F10 215 57575 SH OTHER 3700 53875
AGENUS INC COMMON 00847G10 3651 7770120 SH OTHER 75000 7695120
AGNICO EAGLE MINES LTD. COMMON 00847410 1311 22030 SH OTHER 22030
ALLIANCE DATA SYSTEMS COMMON 01858110 4151 44785 SH OTHER 4150 40635
ALTRIA GROUP, INC COMMON 02209S10 446 16664 SH OTHER 16664
AMAZON COM INC COMMON 02313510 331 1532 SH OTHER 1532
AMERICA MOVIL S.AB. DE C.V. COMMON 02364W10 773 35050 SH OTHER 35050
AMERICAN EXPRESS CO COMMON 02581610 478 10664 SH OTHER 10664
AMERICAN WATER WORKS COMPANY COMMON 03042010 4946 163901 SH OTHER 163901
AMGEN INC COMMON 03116210 1122 20436 SH OTHER 800 19636
ANADARKO PETROLEUM CORP COMMON 03251110 4972 78866 SH OTHER 500 78366
ANNALY CAPITAL MANAGEMENT INC COMMON 03571040 12661 761335 SH OTHER 18600 742735
APACHE CORP COMMON 03741110 2097 26135 SH OTHER 26135
APPLE INC COMMON 03783310 3562 9345 SH OTHER 9345
APPLIED MATERIALS INC COMMON 03822210 645 62350 SH OTHER 62350
AQUA AMERICA INC COMMON 03836W10 1550 71905 SH OTHER 71905
ARCHER-DANIELS-MIDLAND CO COMMON 03948310 556 22443 SH OTHER 22443
ATHENAHEALTH INC. COMMON 04685W10 211 3550 SH OTHER 3550
ATLANTIC POWER CORP COMMON 04878Q86 178 12600 SH OTHER 12600
AUGUSTA RESOURCES CORP COMMON 05091220 66 22004 SH OTHER 22004
AURICO GOLD INC COMMON 05155C10 3872 412000 SH OTHER 412000
AURIZON MINES LTD COMMON 05155P10 93 18275 SH OTHER 18275
AUTOMATIC DATA PROCESSING INC COMMON 05301510 1868 39635 SH OTHER 39635
AVALON HOLDINGS CORP COMMON 05343P10 76 34300 SH OTHER 4000 30300
AVANIR PHARMACEUTICALS INC COMMON 05348P40 37569 13136340 SH OTHER 121800 13014540
B B & T CORP COMMON 05493710 281 13181 SH OTHER 13181
BCE INC - NEW COMMON 05534B76 1158 30925 SH OTHER 30925
BP PLC COMMON 05562210 727 20170 SH OTHER 20170
BPZ RESOURCES, INC COMMON 05563910 27 10000 SH OTHER 10000
BOFI HOLDINGS INC COMMON 05566U10 555 41263 SH OTHER 41263
BANK OF AMERICA CORP NEW COMMON 06050510 3192 521705 SH OTHER 13200 508505
BANK NEW YORK MELLON CORP COMMON 06405810 314 16914 SH OTHER 16914
BANK OF VIRGINIA COMMON 06544P10 451 564485 SH OTHER 65300 499185
BARD, C.R. INC COMMON 06738310 730 8350 SH OTHER 8350
BAXTER INTERNATIONAL INC COMMON 07181310 514 9165 SH OTHER 900 8265
BERKLEY (WR) CORP COMMON 08442310 7819 263380 SH OTHER 7300 256080
BERKSHIRE HATHAWAY INC CL B COMMON 08467070 15558 219006 SH OTHER 3200 215806
BHP BILLITON LTD COMMON 08860610 4178 62889 SH OTHER 3000 59889
BOEING COMPANY COMMON 09702310 1314 21722 SH OTHER 21722
BRISTOL-MYERS SQUIBB CO COMMON 11012210 4611 146945 SH OTHER 146945
BROCADE COMMUNICATION SYSTEM COMMON 11162130 86 20110 SH OTHER 20110
BROWN FORMAN CORP CL B COMMON 11563720 1144 16320 SH OTHER 16320
CIGNA CORPORATION COMMON 12550910 315 7514 SH OTHER 7514
CALIFORNIA WATER SERVICE GROUP COMMON 13078810 1132 63961 SH OTHER 63961
CANADIAN NATURAL RES LTD COMMON 13638510 24551 838805 SH OTHER 3560 835245
CANON INC ADR COMMON 13800630 253 5600 SH OTHER 5600
CAREFUSION CORPORATION COMMON 14170T10 253 10600 SH OTHER 10600
CASTLE BRANDS INC COMMON 14843510 11 50000 SH OTHER 50000
CATERPILLAR INC COMMON 14912310 3073 41620 SH OTHER 41620
CELGENE CORP COMMON 15102010 2177 35166 SH OTHER 35166
CENOVUS ENERGY INC COMMON 15135U10 6004 195521 SH OTHER 700 194821
CHEVRON CORP COMMON 16676410 21960 237363 SH OTHER 1200 236163
CHICAGO BRIDGE & IRON CO COMMON 16725010 5064 176895 SH OTHER 176895
CHINA MOBILE ( HONG KONG) COMMON 16941M10 480 9860 SH OTHER 9860
CHUBB CORPORATION COMMON 17123210 1874 31246 SH OTHER 31246
CISCO SYSTEMS INC COMMON 17275R10 779 50309 SH OTHER 50309
CLAUDE RESOURCES INC (CDA) COMMON 18287310 861 483838 SH OTHER 483838
CLOROX COMPANY COMMON 18905410 380 5740 SH OTHER 5740
COCA-COLA COMPANY COMMON 19121610 7773 115060 SH OTHER 115060
COLGATE PALMOLIVE COMPANY COMMON 19416210 6325 71329 SH OTHER 500 70829
COMCAST CORP NEW COMMON 20030N10 1221 58443 SH OTHER 750 57693
COMCAST CORPORATION SPECIAL COMMON 20030N20 324 15687 SH OTHER 15687
COMPANHIA DE BEBIDAS DAS COMMON 20441W20 1185 38685 SH OTHER 38685
CONAGRA INC COMMON 20588710 241 9975 SH OTHER 9975
CONOCOPHILLIPS COMMON 20825C10 11043 174407 SH OTHER 3000 171407
CONSOLIDATED EDISON INC NEW COMMON 20911510 1685 29561 SH OTHER 29561
CONTINENTAL MATERIALS CORP COMMON 21161530 249 19100 SH OTHER 2400 16700
COPART INC COMMON 21720410 3866 98848 SH OTHER 6200 92648
CORCEPT THERAPEUTICS INC COMMON 21835210 7162 2310377 SH OTHER 9777 2300600
CORCEPT THERAPEUTICS COMMON 21835210 6499 2096504 SH OTHER 96504 2000000
CORNING INCORPORATED COMMON 21935010 312 25254 SH OTHER 25254
COSTCO WHOLESALE CORP COMMON 22160K10 486 5930 SH OTHER 5930
COWEN GROUP INCORPORATED COMMON 22362210 70 25947 SH OTHER 25947
CREDIT ACCEPTANCE CORPORATION COMMON 22531010 13001 202009 SH OTHER 18000 184009
D.R. HORTON INC COMMON 23331A10 191 21200 SH OTHER 21200
DELUXE CORPORATION COMMON 24801910 221 11920 SH OTHER 11920
DEPOMED INC COMMON 24990810 11640 2155700 SH OTHER 2155700
DEVON ENERGY CORP NEW COMMON 25179M10 1895 34197 SH OTHER 34197
DIAGEO PLC NEW COMMON 25243Q20 1161 15300 SH OTHER 15300
DIAMOND OFFSHORE DRILLING INC COMMON 25271C10 3309 60450 SH OTHER 1900 58550
DISNEY WALT (HOLDING CO) COMMON 25468710 1433 47546 SH OTHER 47546
DOMINION RESOURCES INC NEW COMMON 25746U10 738 14555 SH OTHER 14555
DONALDSON CO INC COMMON 25765110 579 10575 SH OTHER 10575
DONNELLEY, R.R. & SONS COMPANY COMMON 25786710 187 13250 SH OTHER 13250
DOVER CORPORATION COMMON 26000310 344 7400 SH OTHER 7400
DUPONT E I DE NEMOURS & CO COMMON 26353410 2652 66360 SH OTHER 66360
DUCOMMUN INC COMMON 26414710 5846 390315 SH OTHER 390315
DUKE ENERGY CORP NEW COMMON 26441C10 1797 89905 SH OTHER 89905
DYAX CORP COMMON 26746E10 2875 2282000 SH OTHER 2282000
EMC CORP COMMON 26864810 1688 80437 SH OTHER 80437
EQT CORPORATION COMMON 26884L10 3840 71982 SH OTHER 71982
EATON CORP COMMON 27805810 488 13760 SH OTHER 13760
EATON VANCE SENIOR INC TRUST COMMON 27826S10 232 36843 SH OTHER 36843
EBAY INC COMMON 27864210 853 28935 SH OTHER 28935
ECOLAB INC COMMON 27886510 970 19850 SH OTHER 19850
EL PASO CORP COMMON 28336L10 6416 367097 SH OTHER 207900 159197
EL PASO ENERGY CAPITAL PFD C COMMON 28367820 934 20900 SH OTHER 20900
EMERSON ELECTRIC CO COMMON 29101110 3914 94749 SH OTHER 94749
ENBRIDGE INC COMMON 29250N10 3295 103200 SH OTHER 1000 102200
ENBRIDGE ENERGY MGMNT L L C COMMON 29250X10 596 21706 SH OTHER 21706
ENERNOC INC COMMON 29276410 1051 116805 SH OTHER 2750 114055
ENERPLUS CORPORATION COMMON 29276610 1641 66900 SH OTHER 66900
ENNIS INC COMMON 29338910 156 12000 SH OTHER 12000
EXXON MOBIL CORP. COMMON 30231G10 36014 495857 SH OTHER 2300 493557
FX ENERGY INC COMMON 30269510 90 21995 SH OTHER 21995
FEDERAL REALTY INVT TRUST COMMON 31374720 243 2950 SH OTHER 2950
FERRO CORPORATION COMMON 31540510 73 12000 SH OTHER 11600 400
FIDELITY NATL FINANCIAL INC COMMON 31620R10 818 53925 SH OTHER 53925
FIRST NIAGARA FINCL GROUP INC COMMON 33582V10 730 79805 SH OTHER 79805
FIRSTENERGY CORP COMMON 33793210 598 13316 SH OTHER 13316
FLUOR CORP NEW COMMON 34341210 708 15212 SH OTHER 15212
FRANKLIN RESOURCES INC COMMON 35461310 1686 17638 SH OTHER 17638
FREEPORT MCMORAN COPPER & GOLD COMMON 35671D85 5773 189620 SH OTHER 189620
GABELLI GLOBAL GOLD NTRL RES COMMON 36244N10 832 58000 SH OTHER 58000
GENERAL CABLE CORP COMMON 36930010 789 33832 SH OTHER 33832
GENERAL ELECTRIC COMPANY COMMON 36960410 8936 586375 SH OTHER 3500 582875
GENERAL MILLS INC COMMON 37033410 1413 36755 SH OTHER 36755
GENON ENERGY INC COMMON 37244E10 125 45139 SH OTHER 45139
GETTY REALTY CORP NEW COMMON 37429710 11927 827173 SH OTHER 7800 819373
GILEAD SCIENCES INC COMMON 37555810 307 7915 SH OTHER 7915
GLAXO SMITH KLINE PLC ADS COMMON 37733W10 603 14623 SH OTHER 14623
GOLDCORP INC COMMON 38095640 444 9746 SH OTHER 1000 8746
GOLDEN STAR RES LTD COMMON 38119T10 55 30000 SH OTHER 30000
GOOGLE INC COMMON 38259P50 397 772 SH OTHER 772
GRAN TIERRA ENERGY INC COMMON 38500T10 29784 6244166 SH OTHER 16700 6227466
HCP INC COMMON 40414L10 2381 67925 SH OTHER 67925
HATTERAS FINANCIAL CORP COMMON 41902R10 1113 44255 SH OTHER 44255
HEALTH CARE REIT, INC COMMON 42217K10 625 13367 SH OTHER 13367
HEIDRICK & STRUGGLES INTL COMMON 42281910 296 18000 SH OTHER 18000
H.J. HEINZ COMPANY COMMON 42307410 1627 32234 SH OTHER 32234
HERSHEY FOODS CORP. COMMON 42786610 879 14852 SH OTHER 14852
HEWLETT-PACKARD COMPANY COMMON 42823610 1042 46428 SH OTHER 600 45828
HEXCEL CORP COMMON 42829110 86247 3892044 SH OTHER 129750 3762294
HOME DEPOT, INC COMMON 43707610 4744 144351 SH OTHER 144351
HOWARD HUGHES CORP COMMON 44267D10 6678 158645 SH OTHER 4900 153745
HUDSON CITY BANCORP INC COMMON 44368310 172 30546 SH OTHER 30546
ITT CORPORATION COMMON 45091110 388 9245 SH OTHER 1000 8245
ILLINOIS TOOL WORKS INC COMMON 45230810 1525 36679 SH OTHER 36679
INTEL CORPORATION COMMON 45814010 12830 601529 SH OTHER 9900 591629
INTL BUSINESS MACHINES CORP COMMON 45920010 6289 35931 SH OTHER 20 35911
INTERNATIONAL PAPER CO. COMMON 46014610 665 28604 SH OTHER 28604
INVESCO VAN KAMPEN SR INC COMMON 46131H10 155 36810 SH OTHER 36400 410
IRON MOUNTAIN INC COMMON 46284610 3409 107812 SH OTHER 8000 99812
J P MORGAN CHASE & CO COMMON 46625H10 4955 164511 SH OTHER 2500 162011
JACOBS ENGINEERING GROUP INC. COMMON 46981410 292 9060 SH OTHER 9060
JAGUAR MINING INCORPERATED COMMON 47009M10 1976 420537 SH OTHER 28710 391827
JOHNSON & JOHNSON COMMON 47816010 14858 233228 SH OTHER 233228
JOHNSON CONTROLS INC COMMON 47836610 1855 70378 SH OTHER 800 69578
JOY GLOBAL INC COMMON 48116510 558 8950 SH OTHER 8950
KSW INC COMMON 48268R10 31 10000 SH OTHER 10000
KELLOGG COMPANY COMMON 48783610 215 4055 SH OTHER 4055
KIMBERLY-CLARK CORPORATION COMMON 49436810 8193 115385 SH OTHER 1000 114385
KINDER MORGAN MGMNT LLC COMMON 49455U10 429 7318 SH OTHER 7318
KORN FERRY INTERNATIONAL COMMON 50064320 437 35900 SH OTHER 35900
KRAFT FOODS INC COMMON 50075N10 7266 216387 SH OTHER 216387
LABORATORY CORP. OF AMERICA COMMON 50540R40 3526 44615 SH OTHER 44615
LAYNE INC COMMON 52105010 529 22927 SH OTHER 22927
LEUCADIA NATIONAL CORP COMMON 52728810 1155 50970 SH OTHER 50 50920
LIFE TIME FITNESS INC COMMON 53217R20 1385 37605 SH OTHER 4450 33155
LILLY, ELI & CO COMMON 53245710 508 13760 SH OTHER 13760
LIME ENERGY COMPANY COMMON 53261U20 45 14500 SH OTHER 14500
LO-JACK CORP COMMON 53945110 2137 674325 SH OTHER 55934 618391
LOWES COMPANIES, INC COMMON 54866110 1320 68258 SH OTHER 68258
MARATHON OIL CORP NEW COMMON 56584910 1056 48954 SH OTHER 48954
MARATHON PETROLEUM CORP COMMON 56585A10 655 24227 SH OTHER 24227
MARKET LEADERS INC. COMMON 57056R10 56 25141 SH OTHER 4000 21141
MC CORMICK & CO, INC NON-VTNG COMMON 57978020 242 5250 SH OTHER 5250
MCDONALD'S CORPORATION COMMON 58013510 1151 13110 SH OTHER 13110
MCKESSON CORPORATION COMMON 58155Q10 5010 68923 SH OTHER 68923
MEDTRONIC, INC COMMON 58505510 242 7295 SH OTHER 7295
MERCK & CO INC NEW COMMON 58933Y10 3797 116125 SH OTHER 116125
METHANEX CORP COMMON 59151K10 4300 206335 SH OTHER 206335
MICROSOFT CORP COMMON 59491810 17226 692124 SH OTHER 7400 684724
MID-AMERICA APARTMENT CMNTS. COMMON 59522J10 436 7250 SH OTHER 500 6750
MILLER, HERMAN INC COMMON 60054410 244 13700 SH OTHER 13700
MISSION WEST PROPERTIES INC. COMMON 60520310 16188 2132891 SH OTHER 25220 2107671
MOBILE MINI INC COMMON 60740F10 2314 140810 SH OTHER 3100 137710
MONMOUTH REAL EST INVST CORP COMMON 60972010 189 23900 SH OTHER 23900
MONSANTO COMPANY (NEW) COMMON 61166W10 352 5868 SH OTHER 5868
MORGAN STANLEY EMERGING COMMON 61744H10 251 26000 SH OTHER 26000
MOSYS, INC COMMON 61971810 15171 4145284 SH OTHER 19717 4125567
MUELLER INDUSTRIES INC COMMON 62475610 421 10925 SH OTHER 10925
NII HOLDINGS INC COMMON 62913F20 292 10850 SH OTHER 10850
NYSE EURONEXT INC COMMON 62949110 2432 104674 SH OTHER 1000 103674
NATIONAL FUEL GAS COMPANY COMMON 63618010 399 8200 SH OTHER 8200
NATL PENNSYLVANIA BANCSHARES COMMON 63713810 419 59864 SH OTHER 59864
NEENAH PAPER INC COMMON 64007910 287 20295 SH OTHER 7300 12995
NEUSTAR INC COMMON 64126X20 2052 81658 SH OTHER 2250 79408
NEW GOLD INC COMMON 64453510 4093 399335 SH OTHER 399335
NEW JERSEY RESOURCES CORP COMMON 64602510 788 18516 SH OTHER 18516
NEWMONT MINING CORP. COMMON 65163910 868 13802 SH OTHER 13802
NEWTEK BUSINESS SERVICES INC COMMON 65252610 14 10671 SH OTHER 10671
NEXTERA ENERGY INC COMMON 65339F10 1062 19662 SH OTHER 19662
NICOR INCORPORATED COMMON 65408610 3213 58414 SH OTHER 58414
NISOURCE INC COMMON 65473P10 919 43000 SH OTHER 43000
NORFOLK SOUTHERN CORPORATION COMMON 65584410 1278 20948 SH OTHER 20948
NORTHERN OIL & GAS INC COMMON 66553110 5549 286203 SH OTHER 1000 285203
NORTHWEST NATURAL GAS CO COMMON 66765510 1530 34696 SH OTHER 34696
NOVARTIS A G COMMON 66987V10 1927 34569 SH OTHER 34569
OGE ENERGY CORP COMMON 67083710 4241 88750 SH OTHER 88750
OFFICEMAX INC COMMON 67622P10 87 17957 SH OTHER 17957
OMNICARE, INC. COMMON 68190410 599 23580 SH OTHER 1000 22580
OMEROS CORP COMMON 68214310 2915 718100 SH OTHER 23000 695100
ONEOK INC NEW COMMON 68268010 4711 71345 SH OTHER 71345
ORACLE CORP COMMON 68389X10 3863 134423 SH OTHER 134423
OWENS & MINOR INC (HLDG CO.) COMMON 69073210 231 8141 SH OTHER 8141
PDL BIOPHARMA INC COMMON 69329Y10 662 119425 SH OTHER 119425
PICO HOLDINGS INC COMMON 69336620 452 22070 SH OTHER 22070
PNC FINANCIAL SERVICES GRP INC COMMON 69347510 385 8004 SH OTHER 8004
PACIRA PHARMACEUTICALS INC COMMON 69512710 2234 225000 SH OTHER 225000
PALL CORPORATION COMMON 69642930 326 7700 SH OTHER 7700
PARAMOUNT GOLD & SILVER CORP COMMON 69924P10 23 10000 SH OTHER 10000
PARKER-HANNIFIN CORPORATION COMMON 70109410 430 6813 SH OTHER 6813
PEABODY ENERGY CORP COMMON 70454910 2065 60954 SH OTHER 60954
PENGROWTH ENERGY CORP COMMON 70706P10 304 33909 SH OTHER 33909
PEPSICO INC COMMON 71344810 8693 140446 SH OTHER 3100 137346
PERRIGO CO COMMON 71429010 203 2100 SH OTHER 2100
PFIZER INC COMMON 71708110 28695 1623046 SH OTHER 16800 1606246
PHILIP MORRIS INTERNATIONAL COMMON 71817210 2467 39558 SH OTHER 39558
PINNACLE WEST CAPITAL CORP COMMON 72348410 740 17244 SH OTHER 17244
PIONEER NATURAL RESOURCES CO COMMON 72378710 101831 1548303 SH OTHER 2200 1546103
PLUM CREEK TIMBER COMPANY INC COMMON 72925110 288 8300 SH OTHER 8300
PRAXAIR, INC COMMON 74005P10 334 3582 SH OTHER 3582
PROCTER & GAMBLE CO COMMON 74271810 24723 391322 SH OTHER 1000 390322
PROGRESS ENERGY INC COMMON 74326310 438 8487 SH OTHER 8487
PROVIDENT ENERGY LTD COMMON 74386V10 692 84850 SH OTHER 84850
PUBLIC SERVICE ENTERPRISE GRP COMMON 74457310 441 13232 SH OTHER 13232
PULTE GROUP INC COMMON 74586710 128 32538 SH OTHER 32538
PUTNAM PREMIER INCOME TRUST COMMON 74685310 139 26000 SH OTHER 25000 1000
QEP RESOURCES INC COMMON 74733V10 1969 72752 SH OTHER 72752
QUALCOMM, INC COMMON 74752510 255 5256 SH OTHER 5256
QUANTA SERVICES INC COMMON 74762E10 682 36300 SH OTHER 36300
QUESTAR CORP COMMON 74835610 2064 116585 SH OTHER 116585
QUINSTREET INC COMMON 74874Q10 854 82535 SH OTHER 2000 80535
RPM INTERNATIONAL INC COMMON 74968510 433 23175 SH OTHER 23175
RANGE RESOURCES CORP COMMON 75281A10 1411 24144 SH OTHER 24144
REAVES UTILITY INCOME FUND COMMON 75615810 346 14200 SH OTHER 14200
RENTRAK CORP COMMON 76017410 1052 83565 SH OTHER 3900 79665
REPUBLIC SERVICE INC COMMON 76075910 1157 41235 SH OTHER 41235
RITE AID CORP COMMON 76775410 30 31000 SH OTHER 25000 6000
ROPER INDUSTRIES, INC NEW COMMON 77669610 8719 126532 SH OTHER 400 126132
ROYAL DUTCH SHELL PLC COMMON 78025920 1238 20131 SH OTHER 20131
SCBT FINANCIAL CORP COMMON 78401V10 1376 55780 SH OTHER 55780
SEI INVESTMENTS CO COMMON 78411710 1432 93118 SH OTHER 8000 85118
SANOFI COMMON 80105N10 4061 123824 SH OTHER 2800 121024
SARA LEE CORPORATION COMMON 80311110 7289 445814 SH OTHER 7000 438814
SCANA CORP. (NEW) COMMON 80589M10 627 15502 SH OTHER 15502
SCHLUMBERGER LIMITED COMMON 80685710 3132 52443 SH OTHER 52443
SEATTLE GENETICS INC COMMON 81257810 2369 124344 SH OTHER 124344
SIGMA-ALDRICH CORPORATION COMMON 82655210 484 7835 SH OTHER 7835
SILVER WHEATON CORP COMMON 82833610 1803 61230 SH OTHER 3700 57530
SMUCKER JM CO NEW COMMON 83269640 4606 63201 SH OTHER 63201
SOMAXON PHARMACEUTICALS INC COMMON 83445310 5370 6173000 SH OTHER 10000 6163000
SOUTH JERSEY INDUSTRIES INC. COMMON 83851810 711 14306 SH OTHER 14306
SOUTHERN COMPANY COMMON 84258710 431 10186 SH OTHER 10186
SOUTHERN UNION CO NEW COMMON 84403010 2311 56980 SH OTHER 56980
SPECTRA ENERGY CORP COMMON 84756010 1816 74034 SH OTHER 74034
THE SPECTRANETICS CORP COMMON 84760C10 79 11100 SH OTHER 11100
STANLEY BLACK & DECKER INC COMMON 85450210 297 6055 SH OTHER 6055
STATE STREET CORPORATION COMMON 85747710 475 14790 SH OTHER 800 13990
STRATTEC SEC CORP COMMON 86311110 468 19435 SH OTHER 3000 16435
STRATUS PROPERTIES INC NEW COMMON 86316720 10143 1263238 SH OTHER 400 1262838
STRYKER CORP COMMON 86366710 1192 25305 SH OTHER 25305
SUPPORT.COM INC COMMON 86858W10 646 326540 SH OTHER 15000 311540
SYMANTEC CORP COMMON 87150310 196 12033 SH OTHER 12033
SYNGENTA AG SPONSORED ADR COMMON 87160A10 627 12100 SH OTHER 12100
SYSCO CORPORATION COMMON 87182910 383 14820 SH OTHER 14820
SYSTEMAX INC COMMON 87185110 1992 156620 SH OTHER 9200 147420
TECO ENERGY, INC COMMON 87237510 464 27115 SH OTHER 27115
TAIWAN SEMICONDUCTOR MFG CO COMMON 87403910 2820 246773 SH OTHER 246773
TALISMAN ENERGY INC COMMON 87425E10 319 26075 SH OTHER 26075
TARGET CORP COMMON 87612E10 944 19255 SH OTHER 19255
TASEKO MINES LTD COMMON 87651110 478 187825 SH OTHER 187825
TECK RESOURCES LIMITED COMMON 87874220 2073 71029 SH OTHER 71029
TEMPLETON DRAGON FUND, INC COMMON 88018T10 261 10800 SH OTHER 10800
TEXAS INSTRUMENTS INC. COMMON 88250810 475 17850 SH OTHER 17850
THERA TECHNOLOGIES INC COMMON 88338H10 17713 5962295 SH OTHER 160000 5802295
THOMSON CORPORATION (THE) COMMON 88490310 552 20418 SH OTHER 20418
3M COMPANY COMMON 88579Y10 1059 14753 SH OTHER 14753
TIME WARNER INC NEW COMMON 88731730 211 7049 SH OTHER 7049
TOLL BROTHERS INC COMMON 88947810 555 38470 SH OTHER 38470
TORCHMARK CORP COMMON 89102710 5128 147127 SH OTHER 147127
TORONTO-DOMINION BANK COMMON 89116050 261 3691 SH OTHER 3691
TORTOISE POWER & ENERGY INF FD COMMON 89147X10 3331 147940 SH OTHER 147940
TOTAL S.A. COMMON 89151E10 362 8270 SH OTHER 8270
TRACTOR SUPPLY CO COMMON 89235610 3945 63085 SH OTHER 3000 60085
TRANSCANADA CORP COMMON 89353D10 1882 46500 SH OTHER 46500
THE TRAVELERS COMPANIES INC COMMON 89417E10 215 4416 SH OTHER 4416
TRIMBLE NAVIGATION LTD COMMON 89623910 325 9709 SH OTHER 9709
USEC INC CV CORP BND 90333EAC 630 1190000 PRN OTHER 1190000
US GEOTHERMAL INC COMMON 90338S10 8 18000 SH OTHER 18000
U.S AUTO PARTS NETWORK INC COMMON 90343C10 50 10006 SH OTHER 3000 7006
UNILEVER PLC(NEW)ADS(RP4 ORD) COMMON 90476770 1570 50365 SH OTHER 50365
UNION PACIFIC CORPORATION COMMON 90781810 847 10381 SH OTHER 10381
UNITED PARCEL SVC INC. COMMON 91131210 460 7299 SH OTHER 7299
UNITED TECHNOLOGIES CORP COMMON 91301710 1748 24855 SH OTHER 24855
UNIVERSAL ELECTRONICS INC COMMON 91348310 186 11350 SH OTHER 11350
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