-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PrL9UsCuZ7IxgkLwkwRJzKQct/uAeNdBTOSxVksGFxWioNsfPKT3USBDnqkB3rwy 4BBfEjZfFFSveHeixUKz8A== 0001041885-09-000079.txt : 20090416 0001041885-09-000079.hdr.sgml : 20090416 20090416093252 ACCESSION NUMBER: 0001041885-09-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090416 DATE AS OF CHANGE: 20090416 EFFECTIVENESS DATE: 20090416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INGALLS & SNYDER LLC CENTRAL INDEX KEY: 0001041885 IRS NUMBER: 135156620 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04143 FILM NUMBER: 09752776 BUSINESS ADDRESS: STREET 1: 61 BROADWAY STREET 2: C/O INGALLS & SNYDER CITY: NEW YORK STATE: NY ZIP: 100006 BUSINESS PHONE: 2122697812 MAIL ADDRESS: STREET 1: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 100006 13F-HR 1 foursixteen.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2009 Check here if Amendment [ ]; Amendment Number: Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: INGALLS & SNYDER Address: 61 BROADWAY 31ST FLOOR NEW YORK, N.Y. 10006 13F File Number: 08-01865 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: ED OBERST Title: MANAGING DIRECTOR Phone: (212) 269-7812 Signature, Place, and Date of Signing ED OBERST New York, New York Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 74,007 Form 13F Information Table Value Total: $ 867,646 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ P NAME OF ISSUER TITLE OF CLASS CUSIP (x 1000) PRN AMT PRN C - -------------- -------------- -------- -------- ------- --- - < AMDOCS LIMITED COMMON G0260210 770 41593 SH AXIS CAPITAL HLDGS LTD COMMON G0692U10 625 27760 SH EVEREST RE GROUP LTD COMMON G3223R10 778 11000 SH INVESCO LTD COMMON G491BT10 211 15225 SH SEAGATE TECH HLDGS COMMON G7945J10 388 64680 SH XOMA CORP ( BERMUDA ) COMMON G9825R10 7 13750 SH TRANSOCEAN LIMITED COMMON H8817H10 543 9240 SH COMMTOUCH SOFTWARE LTD COMMON M2559620 17 10000 SH NOVA MEASURING INSTRUMENTS COMMON M7516K10 107 151831 SH OTHER 151831 CORE LABS N.V. COMMON N2271710 3200 43751 SH OTHER 2131 41620 FLEXTRONICS INTERNATIONAL LTD COMMON Y2573F10 4010 1387761 SH OTHER 109775 1277986 ABB LTD COMMON 00037520 770 55305 SH OTHER 55305 AGL RESOURCES INC [HOLDING CO] COMMON 00120410 294 11100 SH OTHER 11100 AT & T INC COMMON 00206R10 4475 177590 SH OTHER 800 176790 ABBOTT LABORATORIES COMMON 00282410 3955 82933 SH OTHER 3690 79243 ABERDEEN ASIA PAC INCOME FUND COMMON 00300910 222 46700 SH OTHER 46700 ACACIA RESEARCH COMMON 00388130 630 154436 SH OTHER 154436 ACI WORLDWIDE INC COMMON 00449810 224 11975 SH OTHER 11975 ADOBE SYSTEMS INC COMMON 00724F10 257 12027 SH OTHER 12027 AIR PRODUCTS & CHEMICALS INC COMMON 00915810 354 6300 SH OTHER 6300 ALASKA AIR GROUP, INC COMMON 01165910 339 19312 SH OTHER 19312 ALLSTATE CORP COMMON 02000210 318 16611 SH OTHER 16611 ALSERES PHARMACEUTICAL INC. COMMON 02115210 585 585900 SH OTHER 485000 100900 ALTERA CORP COMMON 02144110 228 13000 SH OTHER 13000 ALTRIA GROUP, INC COMMON 02209S10 3852 240452 SH OTHER 6100 234352 AMBASSADORS INTERNATIONAL COMMON 02317810 12 32557 SH OTHER 32557 AMERICA MOVIL S.AB. DE C.V. COMMON 02364W10 584 21600 SH OTHER 21600 AMERICAN EXPRESS CO COMMON 02581610 260 19114 SH OTHER 19114 AMER INTERNATIONAL GROUP INC COMMON 02687410 78 78709 SH OTHER 78709 AMERICAN STATES WATER CO COMMON 02989910 240 6615 SH OTHER 6615 AMERICA'S CAR-MART INC COMMON 03062T10 611 44975 SH OTHER 44975 AMGEN INC COMMON 03116210 955 19294 SH OTHER 19294 AMKOR TECHNOLOGY INC COMMON 03165210 155 58000 SH OTHER 58000 ANADARKO PETROLEUM CORP COMMON 03251110 4106 105586 SH OTHER 300 105286 ANNALY CAPITAL MANAGEMENT INC COMMON 03571040 7979 575277 SH OTHER 13200 562077 ANTIGENICS INC COMMON 03703210 234 478000 SH OTHER 100000 378000 ANWORTH MTGE ASSET CORP COMMON 03734710 151 24775 SH OTHER 24775 APACHE CORP COMMON 03741110 2206 34426 SH OTHER 2000 32426 APPLE INC COMMON 03783310 908 8638 SH OTHER 400 8238 APPLIED MATERIALS INC COMMON 03822210 706 65700 SH OTHER 65700 AQUA AMERICA INC COMMON 03836W10 1204 60206 SH OTHER 60206 ARRIS GROUP INC COMMON 04269Q10 2862 388430 SH OTHER 2000 386430 ASPENBIO PHARMA INC COMMON 04534610 37 22310 SH OTHER 22310 AUGUSTA RESOURCES CORP COMMON 05091220 30 22004 SH OTHER 22004 AURIZON MINES LTD COMMON 05155P10 72 16000 SH OTHER 16000 AUTOMATIC DATA PROCESSING INC COMMON 05301510 1107 31510 SH OTHER 31510 AVALON HOLDINGS CORP COMMON 05343P10 49 30700 SH OTHER 30700 AXCELIS TECHNOLOGIES INC COMMON 05454010 1267 3335503 SH OTHER 3335503 BP PLC COMMON 05562210 5001 124732 SH OTHER 7177 117555 BOFI HOLDINGS INC COMMON 05566U10 99 18800 SH OTHER 18800 BANK OF AMERICA CORP NEW COMMON 06050510 1341 196691 SH OTHER 3100 193591 BANK NEW YORK MELLON CORP COMMON 06405810 2445 86566 SH OTHER 86566 BANK OF VIRGINIA COMMON 06544P10 387 114080 SH OTHER 27000 87080 BARD, C.R. INC COMMON 06738310 373 4690 SH OTHER 4690 BAYTEX ENERGY TRUST COMMON 07317610 512 42500 SH OTHER 42500 BECTON, DICKINSON & CO COMMON 07588710 215 3211 SH OTHER 3211 BERKLEY (WR) CORP COMMON 08442310 6805 301799 SH OTHER 8000 293799 BERKSHIRE HATHAWAY INC CL B COMMON 08467020 14100 5000 SH OTHER 56 4944 BHP BILLITON LTD COMMON 08860610 1772 39745 SH OTHER 39745 BLACKROCK CORPORATE HIGH YIELD COMMON 09255M10 463 118817 SH OTHER 118817 BLACKROCK CORP HI YIELD FD V COMMON 09255P10 1343 206330 SH OTHER 206330 BLOCKBUSTER INC CL B COMMON 09367920 234 520510 SH OTHER 520510 BOEING COMPANY COMMON 09702310 797 22410 SH OTHER 22410 BRISTOL-MYERS SQUIBB CO COMMON 11012210 3325 151711 SH OTHER 151711 BROOKS AUTOMATION INC COMMON 11434010 146 31720 SH OTHER 31720 BROWN FORMAN CORP CL B COMMON 11563720 719 18526 SH OTHER 18526 BURLINGTON NORTHERN SANTA FE COMMON 12189T10 5327 88566 SH OTHER 1700 86866 CBS CORP CL B COM NEW COMMON 12485720 717 186815 SH OTHER 2200 184615 CNX GAS CORPORATION COMMON 12618H30 2343 98823 SH OTHER 98823 CSX CORPORATION COMMON 12640810 348 13496 SH OTHER 650 12846 CVS CAREMARK CORP COMMON 12665010 333 12116 SH OTHER 12116 CALIFORNIA WATER SERVICE GROUP COMMON 13078810 3321 79352 SH OTHER 79352 CALPINE CORPORATION WI COMMON 13134730 136 20019 SH OTHER 13632 6387 CAMECO CORP COMMON 13321L10 790 46035 SH OTHER 46035 CANADIAN NATURAL RES LTD COMMON 13638510 20475 530992 SH OTHER 10000 520992 CAPITAL ONE FINANCIAL COMMON 14040H10 123 10100 SH OTHER 10100 CATALYST HEALTH SOLUTIONS INC COMMON 14888B10 420 21205 SH OTHER 21205 CATERPILLAR INC COMMON 14912310 3916 140068 SH OTHER 14000 126068 CAVALIER HOMES INC COMMON 14950710 892 575630 SH OTHER 575630 CELGENE CORP COMMON 15102010 746 16824 SH OTHER 16824 CHARTER COMMUNICATIONS CL A COMMON 16117M10 1 60000 SH OTHER 50000 10000 CHESAPEAKE ENERGY CORP COMMON 16516710 739 43325 SH OTHER 400 42925 CHESAPEAKE UTILITIES CORP COMMON 16530310 854 28025 SH OTHER 28025 CHEVRONTEXACO CORP COMMON 16676410 22211 330336 SH OTHER 5900 324436 CHICAGO BRIDGE & IRON CO COMMON 16725010 1537 245293 SH OTHER 1000 244293 CHINA MOBILE ( HONG KONG) COMMON 16941M10 293 6750 SH OTHER 6750 CHYRON CORPORATION NEW COMMON 17160530 23 20000 SH OTHER 16667 3333 CISCO SYSTEMS INC COMMON 17275R10 2287 136395 SH OTHER 1000 135395 CITIGROUP INC COMMON 17296710 110 43563 SH OTHER 1000 42563 CLOROX COMPANY COMMON 18905410 323 6275 SH OTHER 6275 COCA-COLA COMPANY COMMON 19121610 3434 78137 SH OTHER 78137 COLGATE PALMOLIVE COMPANY COMMON 19416210 1261 21390 SH OTHER 21390 COMCAST CORP NEW COMMON 20030N10 1009 74002 SH OTHER 74002 COMPLETE PROD SERV INC COMMON 20453E10 67 21950 SH OTHER 21950 COMPTON PETROLEUM CORP COMMON 20494010 136 206061 SH OTHER 206061 COMVERGE INC COMMON 20585910 1927 277329 SH OTHER 20000 257329 CONAGRA INC COMMON 20588710 250 14863 SH OTHER 14863 CONNECTICUT WATER SERVICES INC COMMON 20779710 1600 78910 SH OTHER 2000 76910 CONOCOPHILLIPS COMMON 20825C10 11075 282816 SH OTHER 5100 277716 CONSOLIDATED EDISON INC NEW COMMON 20911510 2639 66642 SH OTHER 66642 CONSUMER PORTFOLIO SVCS INC COMMON 21050210 18 36844 SH OTHER 36844 COPART INC COMMON 21720410 3664 123555 SH OTHER 123555 CORE MARK HOLDING CO INC COMMON 21868110 283 15582 SH OTHER 15582 CORNING INCORPORATED COMMON 21935010 313 23604 SH OTHER 23604 CORRIENTE RESOURCES INC COMMON 22027E40 720 154000 SH OTHER 154000 COSTCO WHOLESALE CORP COMMON 22160K10 259 5610 SH OTHER 5610 CREDIT ACCEPTANCE CORPORATION COMMON 22531010 5029 234056 SH OTHER 234056 CUBIC CORP COMMON 22966910 2286 90275 SH OTHER 90275 D.R. HORTON INC COMMON 23331A10 1185 122200 SH OTHER 3700 118500 DELTA AIRLINES INC (NEW) COMMON 24736170 173 30777 SH OTHER 256 30521 DELUXE CORPORATION COMMON 24801910 99 10335 SH OTHER 10335 DEVON ENERGY CORP NEW COMMON 25179M10 2698 60393 SH OTHER 900 59493 DIAGEO PLC NEW COMMON 25243Q20 1224 27365 SH OTHER 27365 DIAMOND OFFSHORE DRILLING INC COMMON 25271C10 809 12875 SH OTHER 12875 DIME COMMUNITY BANCORP INC COMMON 25392210 136 14536 SH OTHER 14536 DISNEY WALT (HOLDING CO) COMMON 25468710 1691 93169 SH OTHER 93169 DISCOVER FINANCIAL SERVICES COMMON 25470910 292 46285 SH OTHER 46285 DOMINION RESOURCES INC NEW COMMON 25746U10 281 9082 SH OTHER 9082 DONALDSON CO INC COMMON 25765110 247 9225 SH OTHER 9225 DOVER CORPORATION COMMON 26000310 253 9616 SH OTHER 9616 DOW CHEMICAL COMPANY COMMON 26054310 146 17340 SH OTHER 17340 DRYCLEAN USA INC COMMON 26243210 21 24300 SH OTHER 24300 DUPONT E I DE NEMOURS & CO COMMON 26353410 1483 66451 SH OTHER 66451 DUCOMMUN INC COMMON 26414710 3661 251844 SH OTHER 251844 DUKE ENERGY CORP NEW COMMON 26441C10 1250 87336 SH OTHER 87336 DYNAMEX INC COMMON 26784F10 232 17810 SH OTHER 17810 DYNCORP INTERNATIONAL INC CL A COMMON 26817C10 174 13100 SH OTHER 13100 EDCI HOLDING INC COMMON 26831510 79 19010 SH OTHER 19010 EMC CORP COMMON 26864810 861 75557 SH OTHER 75557 EAGLE MATERIALS INC COMMON 26969P10 720 29730 SH OTHER 29730 EARTHLINK INC NEW COMMON 27032110 3714 565438 SH OTHER 45188 520250 EATON CORP COMMON 27805810 235 6380 SH OTHER 6380 EBAY INC COMMON 27864210 307 24500 SH OTHER 24500 EL PASO CORP COMMON 28336L10 15791 2526601 SH OTHER 315500 2211101 EL PASO ENERGY CAPITAL PFD C COMMON 28367820 360 14400 SH OTHER 14400 EMERSON ELECTRIC CO COMMON 29101110 2479 86765 SH OTHER 86765 ENBRIDGE INC COMMON 29250N10 360 12500 SH OTHER 12500 ENBRIDGE ENERGY MGMNT L L C COMMON 29250X10 259 8945 SH OTHER 8945 ENCANA CORP COMMON 29250510 3498 86155 SH OTHER 86155 ENERGEN CORP COMMON 29265N10 4425 151910 SH OTHER 14500 137410 ENERPLUS RESOURCES FD TR-UTS COMMON 29274D60 1105 67529 SH OTHER 67529 ENERNOC INC COMMON 29276410 3939 270950 SH OTHER 9675 261275 EXAR CORP COMMON 30064510 8497 1361832 SH OTHER 1361832 EXTERRAN HOLDINGS INC COMMON 30225X10 1393 86974 SH OTHER 9000 77974 EXXON MOBIL CORP. COMMON 30231G10 43165 633851 SH OTHER 9905 623946 FPL GROUP, INC COMMON 30257110 444 8756 SH OTHER 8756 FX ENERGY INC COMMON 30269510 3213 1155864 SH OTHER 206440 949424 FIDELITY NATL INFORMATION COMMON 31620M10 1492 82030 SH OTHER 82030 FIDELITY NATL FINANCIAL INC COMMON 31620R10 2809 144005 SH OTHER 144005 FIRST MARBLEHEAD CORP COMMON 32077110 69 54000 SH OTHER 54000 FLAHERTY&CRUMRINE CLAYMORE COMMON 33847810 64 10000 SH OTHER 10000 FLUOR CORP NEW COMMON 34341210 530 15353 SH OTHER 15353 FORD MOTOR CO NEW COMMON 34537086 28 11000 SH OTHER 11000 FOREST LABORATORIES INC COMMON 34583810 509 23185 SH OTHER 23185 FORTUNE BRANDS INC COMMON 34963110 407 16580 SH OTHER 16580 FRANKLIN RESOURCES INC COMMON 35461310 759 14090 SH OTHER 14090 FREEPORT MCMORAN COPPER & GOLD COMMON 35671D85 12657 332143 SH OTHER 5536 326607 FRONTIER COMMUNICATIONS CORP COMMON 35906A10 111 15500 SH OTHER 15500 GSI TECHNOLOGY COMMON 36241U10 67 26363 SH OTHER 26363 GAMMON GOLD INC COMMON 36467T10 6426 993230 SH OTHER 993230 GENERAL ELECTRIC COMPANY COMMON 36960410 5541 548090 SH OTHER 3000 545090 GENZYME CORPORATION COMMON 37291710 974 16402 SH OTHER 16402 GETTY REALTY CORP NEW COMMON 37429710 26284 1432403 SH OTHER 9800 1422603 GLAXO SMITH KLINE PLC ADS COMMON 37733W10 310 9991 SH OTHER 9991 GOLDCORP INC COMMON 38095640 208 6264 SH OTHER 6264 GOOGLE INC COMMON 38259P50 216 622 SH OTHER 622 GRAN TIERRA ENERGY INC COMMON 38500T10 25250 9902085 SH OTHER 400000 9502085 GREAT BASIN GOLD LTD COMMON 39012410 18 14700 SH OTHER 14700 HARVEST ENERGY TRUST COMMON 41752X10 204 56746 SH OTHER 56746 HATTERAS FINANCIAL CORP COMMON 41902R10 1200 48020 SH OTHER 48020 HAYES LEMMERZ INTL INC COMMON 42078130 105 569500 SH OTHER 569500 HEALTH CARE REIT, INC COMMON 42217K10 454 14867 SH OTHER 14867 HEALTH GRADES INC COMMON 42218Q10 664 325925 SH OTHER 325925 HEIDRICK & STRUGGLES INTL COMMON 42281910 423 23877 SH OTHER 23877 H.J. HEINZ COMPANY COMMON 42307410 318 9631 SH OTHER 9631 HELMERICH & PAYNE INC. COMMON 42345210 341 15000 SH OTHER 15000 HEWLETT-PACKARD COMPANY COMMON 42823610 767 23924 SH OTHER 23924 HEXCEL CORP COMMON 42829110 34388 5234142 SH OTHER 320100 4914042 HILLTOP HOLDINGS INC COMMON 43274810 1438 126215 SH OTHER 126215 HOME DEPOT, INC COMMON 43707610 3598 152747 SH OTHER 1000 151747 HONEYWELL INTERNATIONAL NEW COMMON 43851610 318 11420 SH OTHER 11420 HUDSON CITY BANCORP INC COMMON 44368310 399 34155 SH OTHER 34155 HUMANA INC. COMMON 44485910 264 10145 SH OTHER 10145 IGO INC COMMON 44959310 28 50000 SH OTHER 50000 IMS HEALTH INC. COMMON 44993410 341 27358 SH OTHER 27358 ILLINOIS TOOL WORKS INC COMMON 45230810 955 30968 SH OTHER 30968 INNOVATIVE SOLUTIONS & SUP COMMON 45769N10 4653 1100135 SH OTHER 1000 1099135 INTEL CORPORATION COMMON 45814010 943 62708 SH OTHER 62708 INTERACTIVE BROKERS GROUP COMMON 45841N10 295 18335 SH OTHER 18335 INTL BUSINESS MACHINES CORP COMMON 45920010 4542 46878 SH OTHER 20 46858 INTERNATIONAL PAPER CO. COMMON 46014610 324 46116 SH OTHER 46116 INTEVAC INC COMMON 46114810 407 78240 SH OTHER 78240 IPASS INC COMMON 46261V10 2425 2425112 SH OTHER 2425112 IRON MOUNTAIN INC COMMON 46284610 6268 282766 SH OTHER 282766 ISHARES MSCI MALAYSIA IND FD COMMON 46428683 71 10300 SH OTHER 10300 ITRON INC COMMON 46574110 1472 31095 SH OTHER 2500 28595 J P MORGAN CHASE & CO COMMON 46625H10 2389 89901 SH OTHER 800 89101 JABIL CIRCUIT INC COMMON 46631310 56 10175 SH OTHER 10175 JACOBS ENGINEERING GROUP INC. COMMON 46981410 242 6285 SH OTHER 6285 JOHNSON & JOHNSON COMMON 47816010 14214 270240 SH OTHER 270240 JOY GLOBAL INC COMMON 48116510 243 11445 SH OTHER 11445 KHD HUMBOLDT WEDAG INTL LTD COMMON 48246210 70 10160 SH OTHER 10160 KIMBERLY-CLARK CORPORATION COMMON 49436810 554 12024 SH OTHER 12024 KINDER MORGAN MGMNT LLC COMMON 49455U10 225 5537 SH OTHER 5537 KORN FERRY INTERNATIONAL COMMON 50064320 348 38450 SH OTHER 38450 KRAFT FOODS INC COMMON 50075N10 3861 173232 SH OTHER 173232 KULICKE & SOFFA INDUSTRIES INC COMMON 50124210 104 40000 SH OTHER 40000 LTX-CREDENCE CORP COMMON 50240310 411 1468124 SH OTHER 1468124 LABORATORY CORP. OF AMERICA COMMON 50540R40 4160 71135 SH OTHER 71135 LABRANCHE & CO COMMON 50544710 443 118550 SH OTHER 118550 LAYNE INC COMMON 52105010 503 31307 SH OTHER 31307 LENDER PROCESSING SERVICES INC COMMON 52602E10 1411 46116 SH OTHER 46116 LEUCADIA NATIONAL CORP COMMON 52728810 974 65425 SH OTHER 65425 LIFE TIME FITNESS INC COMMON 53217R20 539 42935 SH OTHER 42935 LILLY, ELI & CO COMMON 53245710 615 18427 SH OTHER 18427 LO-JACK CORP COMMON 53945110 1050 231851 SH OTHER 60513 171338 LORILLARD INC COMMON 54414710 1079 17485 SH OTHER 17485 LOUISIANA PACIFIC CORPORATION COMMON 54634710 1263 566614 SH OTHER 5200 561414 LOWES COMPANIES, INC COMMON 54866110 3589 196707 SH OTHER 196707 LUNDIN MINING CORP COMMON 55037210 2880 1834500 SH OTHER 1834500 MBIA, INC COMMON 55262C10 138 30300 SH OTHER 8500 21800 MI DEVELOPMENT INC COMMON 55304X10 4053 660161 SH OTHER 660161 MARATHON OIL CORP NEW COMMON 56584910 244 9308 SH OTHER 9308 MARKET LEADERS INC. COMMON 57056R10 50 34500 SH OTHER 34500 MATTSON TECHNOLOGY INC. COMMON 57722310 28 34000 SH OTHER 34000 MCDERMOTT INTERNATIONAL INC COMMON 58003710 147 11000 SH OTHER 11000 MCDONALD'S CORPORATION COMMON 58013510 318 5841 SH OTHER 5841 MCKESSON CORPORATION COMMON 58155Q10 3104 88588 SH OTHER 88588 MEDALLION FINANCIAL CORP COMMON 58392810 98 13300 SH OTHER 13300 MEDCO HEALTH SOLUTIONS INC COMMON 58405U10 203 4912 SH OTHER 4912 MEDTRONIC, INC COMMON 58505510 334 11364 SH OTHER 11364 MERCK & CO, INC COMMON 58933110 2107 78789 SH OTHER 78789 METHANEX CORP COMMON 59151K10 117 15000 SH OTHER 15000 MICROSOFT CORP COMMON 59491810 2074 112944 SH OTHER 112944 MICROVISION INC COMMON 59496010 12 10000 SH OTHER 10000 MICRON TECHNOLOGY INC. COMMON 59511210 81 20000 SH OTHER 20000 MILLER, HERMAN INC COMMON 60054410 310 29165 SH OTHER 29165 MINE SAFETY APPLIANCES CO COMMON 60272010 404 20200 SH OTHER 20200 MISSION WEST PROPERTIES INC. COMMON 60520310 20329 3176493 SH OTHER 77061 3099432 MOBILE MINI INC COMMON 60740F10 1001 86955 SH OTHER 86955 MORGAN STANLEY EMERGING COMMON 61744H10 192 27000 SH OTHER 27000 MOSYS, INC COMMON 61971810 12743 6707055 SH OTHER 5000 6702055 MOTOROLA, INC COMMON 62007610 325 76913 SH OTHER 76913 MUELLER INDUSTRIES INC COMMON 62475610 258 11925 SH OTHER 11925 NYSE EURONEXT INC COMMON 62949110 2096 117148 SH OTHER 117148 NASDAQ OMX GROUP, INC COMMON 63110310 215 11000 SH OTHER 11000 NATL PENNSYLVANIA BANCSHARES COMMON 63713810 1025 123542 SH OTHER 123542 NEENAH PAPER INC COMMON 64007910 622 171459 SH OTHER 171459 NEW JERSEY RESOURCES CORP COMMON 64602510 1675 49323 SH OTHER 3750 45573 NEW YORK COMMUNITY BANCORP INC COMMON 64944510 334 29926 SH OTHER 29926 NEWMONT MINING CORP. COMMON 65163910 373 8336 SH OTHER 250 8086 NEWPORT CORP COMMON 65182410 2202 498315 SH OTHER 498315 NEWTEK BUSINESS SERVICES INC COMMON 65252610 4 10671 SH OTHER 10671 NICOR INCORPORATED COMMON 65408610 3131 94250 SH OTHER 2000 92250 NISOURCE INC COMMON 65473P10 245 25100 SH OTHER 25100 NORFOLK SOUTHERN CORPORATION COMMON 65584410 966 28649 SH OTHER 6500 22149 NORTHERN TRUST CORP COMMON 66585910 468 7840 SH OTHER 7840 NORTHROP GRUMMAN CORP COMMON 66680710 206 4743 SH OTHER 4743 NORTHWEST NATURAL GAS CO COMMON 66765510 6907 159077 SH OTHER 1800 157277 NOVARTIS A G COMMON 66987V10 731 19325 SH OTHER 19325 NOVELLUS SYSTEMS INC COMMON 67000810 191 11500 SH OTHER 11500 OGE ENERGY CORP COMMON 67083710 904 37960 SH OTHER 37960 OCCIDENTAL PETROLEUM CORP COMMON 67459910 262 4724 SH OTHER 4724 OCEANEERING INTERNATIONAL INC COMMON 67523210 1485 40300 SH OTHER 40300 OLIN CORP COMMON 68066520 468 32800 SH OTHER 32800 OMNIVISION TECHNOLOGIES INC COMMON 68212810 470 69974 SH OTHER 69974 ONEOK INC NEW COMMON 68268010 1575 69599 SH OTHER 460 69139 VIMPEL COMMUNICATIONS COMMON 68370R10 65 10050 SH OTHER 10050 ORACLE CORP COMMON 68389X10 2535 140305 SH OTHER 1000 139305 OSHKOSH CORP CL B COMMON 68823920 1002 148693 SH OTHER 5500 143193 OWENS CORNING INC COMMON 69074210 257 28465 SH OTHER 28465 PICO HOLDINGS INC COMMON 69336620 359 11950 SH OTHER 11950 PNC BANK CORP COMMON 69347510 493 16838 SH OTHER 16838 PALL CORPORATION COMMON 69642930 282 13808 SH OTHER 13808 PARKER-HANNIFIN CORPORATION COMMON 70109410 3078 90588 SH OTHER 13550 77038 PATRIOT COAL CORP COM STK COMMON 70336T10 704 190000 SH OTHER 10500 179500 PEABODY ENERGY CORP COMMON 70454910 965 38548 SH OTHER 38548 PEERLESS SYSTEMS CORP COMMON 70553610 81 45200 SH OTHER 45200 PENNANTPARK INVESTMENT CORP COMMON 70806210 37 10000 SH OTHER 10000 PENNICHUCK CORP COMMON 70825420 1568 76692 SH OTHER 9500 67192 PEPSICO INC COMMON 71344810 1852 35978 SH OTHER 35978 PERMA FIX ENVIR SERVICE COMMON 71415710 22 11700 SH OTHER 10000 1700 PETRO CANADA COMMON 71644E10 1188 44710 SH OTHER 44710 PETROQUEST ENERGY INC COMMON 71674810 67 28025 SH OTHER 12500 15525 PFIZER INC COMMON 71708110 6135 450454 SH OTHER 450454 PHILIP MORRIS INTERNATIONAL COMMON 71817210 1732 48692 SH OTHER 48692 PIEDMONT NATURAL GAS CO., INC. COMMON 72018610 209 8100 SH OTHER 8100 PINNACLE WEST CAPITAL CORP COMMON 72348410 537 20250 SH OTHER 20250 PIONEER FLOATING RATE TRUST COMMON 72369J10 180 24740 SH OTHER 24740 PIONEER NATURAL RESOURCES CO COMMON 72378710 48389 2938059 SH OTHER 92200 2845859 PLAINS EXPLORATION & PROD CO COMMON 72650510 361 21000 SH OTHER 21000 PLUM CREEK TIMBER COMPANY INC COMMON 72925110 241 8300 SH OTHER 8300 PRAXAIR, INC COMMON 74005P10 357 5310 SH OTHER 1500 3810 PRE-PAID LEGAL SERVICES, INC COMMON 74006510 3864 133116 SH OTHER 133116 PRECISION DRILLING TR UNIT COMMON 74021510 170 63517 SH OTHER 63517 PROCTER & GAMBLE CO COMMON 74271810 16041 340646 SH OTHER 340646 PROGRESS ENERGY INC COMMON 74326310 242 6700 SH OTHER 6700 PUBLIC SERVICE ENTERPRISE GRP COMMON 74457310 438 14886 SH OTHER 14886 PULTE CORP COMMON 74586710 431 39446 SH OTHER 39446 PURECYCLE CORP NEW COMMON 74622830 288 100661 SH OTHER 17011 83650 PUTNAM PREMIER INCOME TRUST COMMON 74685310 207 48878 SH OTHER 48878 QLOGIC CORP COMMON 74727710 387 34875 SH OTHER 34875 QUANTA SERVICES INC COMMON 74762E10 422 19700 SH OTHER 19700 QUESTAR CORP COMMON 74835610 5961 202582 SH OTHER 2000 200582 QUICKLOGIC CORP COMMON 74837P10 81 45900 SH OTHER 45900 RPC, INC COMMON 74966010 352 53100 SH OTHER 53100 RPM INTERNATIONAL INC COMMON 74968510 464 36475 SH OTHER 36475 RF MICRO DEVICES INC. COMMON 74994110 136 102500 SH OTHER 102500 RANGE RESOURCES CORP COMMON 75281A10 1147 27869 SH OTHER 27869 RITE AID CORP COMMON 76775410 10 30000 SH OTHER 30000 ROPER INDUSTRIES, INC NEW COMMON 77669610 25151 592497 SH OTHER 42600 549897 ROYAL BK SCOTLAND GP PLC PFD M COMMON 78009779 127 22200 SH OTHER 22200 ROYAL DUTCH SHELL PLC COMMON 78025920 831 18778 SH OTHER 18778 SEI INVESTMENTS CO COMMON 78411710 1483 121482 SH OTHER 121482 SPDR GOLDTRUST COMMON 78463V10 4637 51373 SH OTHER 1100 50273 ST. JOE CO COMMON 79014810 2418 144474 SH OTHER 800 143674 SANMINA-SCI CORP COMMON 80090710 46 151320 SH OTHER 151320 SCANA CORP. (NEW) COMMON 80589M10 562 18202 SH OTHER 18202 SCHERING-PLOUGH CORPORATION COMMON 80660510 6414 272359 SH OTHER 272359 SCHLUMBERGER LIMITED COMMON 80685710 2160 53176 SH OTHER 53176 SEALED AIR CORPORATION NEW COMMON 81211K10 4688 339717 SH OTHER 10500 329217 SEATTLE GENETICS INC COMMON 81257810 1967 199495 SH OTHER 199495 SELECT COMFORT CORP. COMMON 81616X10 17 24200 SH OTHER 24200 SIGMA-ALDRICH CORPORATION COMMON 82655210 400 10595 SH OTHER 10595 SILICON STORAGE TECH INC COMMON 82705710 16 10000 SH OTHER 10000 SILVERLEAF RESORTS INC. COMMON 82839510 631 1002575 SH OTHER 23000 979575 SMUCKER JM CO NEW COMMON 83269640 382 10274 SH OTHER 10274 SOAPSTONE NETWORKS INC COMMON 83357010 85 23871 SH OTHER 23871 SOLUTIA INC (NEW) COMMON 83437650 84 45004 SH OTHER 45004 SOUTH JERSEY INDUSTRIES INC. COMMON 83851810 2089 59696 SH OTHER 2000 57696 SOUTHERN COMPANY COMMON 84258710 221 7220 SH OTHER 7220 SOUTHERN UNION CO NEW COMMON 84403010 1152 75755 SH OTHER 75755 SOUTHWESTERN ENERGY CO COMMON 84546710 531 17896 SH OTHER 17896 SPECTRA ENERGY CORP COMMON 84756010 677 47932 SH OTHER 47932 THE SPECTRANETICS CORP COMMON 84760C10 115 45660 SH OTHER 10500 35160 STATE STREET CORPORATION COMMON 85747710 225 7320 SH OTHER 7320 STERLING BANCSHARES COMMON 85890710 119 18250 SH OTHER 18250 STRATUS PROPERTIES INC NEW COMMON 86316720 7664 1266782 SH OTHER 10300 1256482 STRYKER CORP COMMON 86366710 751 22090 SH OTHER 22090 SUNPOWER CORP COMMON 86765210 345 14550 SH OTHER 14550 SUPERIOR ENERGY SERVICES INC COMMON 86815710 1747 135604 SH OTHER 500 135104 SYNGENTA AG SPONSORED ADR COMMON 87160A10 544 13575 SH OTHER 13575 SYSCO CORPORATION COMMON 87182910 524 23015 SH OTHER 23015 TECO ENERGY, INC COMMON 87237510 370 33265 SH OTHER 33265 TW TELECOM INC CL A COMMON 87311L10 97 11100 SH OTHER 11100 TAIWAN SEMICONDUCTOR MFG CO COMMON 87403910 2215 247571 SH OTHER 247571 TALISMAN ENERGY INC COMMON 87425E10 338 32205 SH OTHER 32205 TARGET CORP COMMON 87612E10 331 9643 SH OTHER 9643 TECK COMINCO LTD CL B COMMON 87874220 1325 238865 SH OTHER 238865 TELEFONICA DE ESPANA, SA ADR COMMON 87938220 309 5185 SH OTHER 5185 TELEPHONE & DATA SYSTEMS, INC COMMON 87943310 303 11450 SH OTHER 11450 TEMECULA VALLEY BANCORP COMMON 87972L10 15 35100 SH OTHER 35100 TEXAS INSTRUMENTS INC. COMMON 88250810 579 35119 SH OTHER 35119 THOMPSON CREEK METALS CO INC COMMON 88476810 248 62700 SH OTHER 62700 THOMSON REUTERS PLC ADR COMMON 88514110 469 3513 SH OTHER 3513 3M COMPANY COMMON 88579Y10 655 13185 SH OTHER 625 12560 TIME WARNER INC. COMMON 88731710 947 111466 SH OTHER 111466 TOLL BROTHERS INC COMMON 88947810 1011 55695 SH OTHER 55695 TORCHMARK CORP COMMON 89102710 3123 119099 SH OTHER 119099 TOREADOR RESOURCES CORP COMMON 89105010 2064 822389 SH OTHER 822389 TRACTOR SUPPLY CO COMMON 89235610 1175 32585 SH OTHER 32585 TRANSCANADA CORP COMMON 89353D10 879 37200 SH OTHER 37200 THE TRAVELERS COMPANIES INC COMMON 89417E10 404 9942 SH OTHER 9942 TRIDENT MICROSYSTEMS INC COMMON 89591910 1007 690183 SH OTHER 690183 TRIMBLE NAVIGATION LTD COMMON 89623910 4148 271477 SH OTHER 22500 248977 US BANCORP DEL NEW COMMON 90297330 893 61182 SH OTHER 61182 USA TECHNOLOGIES INC COMMON 90328S50 151 83395 SH OTHER 83395 USG CORP NEW COMMON 90329340 133 17550 SH OTHER 17550 USA MOBILITY INC COMMON 90341G10 1802 195684 SH OTHER 7800 187884 US AIRWAYS GROUP INC COMMON 90341W10 83 33030 SH OTHER 33030 UNILEVER PLC(NEW)ADS(RP4 ORD) COMMON 90476770 1054 55700 SH OTHER 55700 UNION PACIFIC CORPORATION COMMON 90781810 789 19206 SH OTHER 350 18856 UNITED PARCEL SVC INC. COMMON 91131210 250 5084 SH OTHER 5084 UNITED RENTALS INC COMMON 91136310 584 138910 SH OTHER 8100 130810 UNITED TECHNOLOGIES CORP COMMON 91301710 1602 37294 SH OTHER 37294 UNIVERSAL ELECTRONICS INC COMMON 91348310 200 11100 SH OTHER 11100 URANIUM RESOURCES INC COMMON 91690150 24 52800 SH OTHER 52800 VALENCE TECHNOLOGY INC COMMON 91891410 3012 1414250 SH OTHER 1414250 VAN KAMPEN INCOME TRUST COMMON 92096110 189 79695 SH OTHER 79695 VECTREN CORP COMMON 92240G10 969 45980 SH OTHER 4000 41980 VERIZON COMMUNICATIONS COMMON 92343V10 2147 71114 SH OTHER 71114 VICAL INCORPORATED COMMON 92560210 2741 1428073 SH OTHER 45000 1383073 VODAFONE GROUP PLC ADR COMMON 92857W20 920 52862 SH OTHER 52862 WADDELL & REED FINANCIAL COMMON 93005910 891 49323 SH OTHER 49323 WAL-MART STORES, INC COMMON 93114210 1446 27755 SH OTHER 27755 WALGREEN CO COMMON 93142210 2056 79217 SH OTHER 79217 WEBMEDIA BRANDS INC COMMON 94770W10 48 121588 SH OTHER 30730 90858 WEINGARTEN REALTY INVS SBI COMMON 94874110 550 57850 SH OTHER 57850 WELLS FARGO & CO NEW COMMON 94974610 793 55740 SH OTHER 1000 54740 WESTERN ASSET EMERGING MKTS COMMON 95766A10 277 23495 SH OTHER 23495 WESTERN ASSET HIGH INCM OPP FD COMMON 95766K10 1317 316720 SH OTHER 316720 WESTERN DIGITAL CORP COMMON 95810210 216 11200 SH OTHER 11200 WESTERN UNION CORPORATION COMMON 95980210 202 16145 SH OTHER 16145 WHITE ELECTRONIC DESIGNS CORP COMMON 96380110 54 13500 SH OTHER 13500 WILLIAMS COMPANIES, INC COMMON 96945710 52838 4643070 SH OTHER 354815 4288255 WORLD ACCEPTANCE CORPORATION COMMON 98141910 1776 103889 SH OTHER 103889 WYETH COMMON 98302410 1964 45636 SH OTHER 45636 XTO ENERGY INC COMMON 98385X10 531 17364 SH OTHER 17364 XCEL ENERGY INC COMMON 98389B10 236 12688 SH OTHER 12688 XILINX INC COMMON 98391910 217 11360 SH OTHER 11360 YAHOO INC COMMON 98433210 240 18810 SH OTHER 18810 YAMANA GOLD INC COMMON 98462Y10 11044 1193960 SH OTHER 15000 1178960 ZIMMER HOLDINGS COMMON 98956P10 1361 37297 SH OTHER 37297 ZORAN CORP COMMON 98975F10 929 105677 SH OTHER 105677
-----END PRIVACY-ENHANCED MESSAGE-----