0001127602-16-068389.txt : 20161123 0001127602-16-068389.hdr.sgml : 20161123 20161123183816 ACCESSION NUMBER: 0001127602-16-068389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMillon C Douglas CENTRAL INDEX KEY: 0001335782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 162017527 MAIL ADDRESS: STREET 1: 702 SW 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-21 0000104169 WAL MART STORES INC WMT 0001335782 McMillon C Douglas 702 S.W. 8TH STREET BENTONVILLE AR 72716-0215 1 1 President and CEO Common Stock 2016-11-21 4 M 0 75063 47.96 A 867198.549 D Common Stock 2016-11-21 4 S 0 75063 69.0771 D 792135.549 D Common Stock 1645.7139 I By 401(k) Common Stock 5194 I By Wife as UGMA Custodian for Children Common 75954 I By Trust for Children Common 75374 I By Wife's Trust for Children Common 1741 I By Trust for Wife Stock Options 47.96 2016-11-21 4 M 0 75063 0 D 2017-01-21 Common Stock 75063 0 D These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership. Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan. These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership. Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan. The option is exercisable in five equal annual installments beginning on January 22, 2008. /s/ Geoffrey W. Edwards, By Power of Attorney 2016-11-23