0001127602-16-068389.txt : 20161123
0001127602-16-068389.hdr.sgml : 20161123
20161123183816
ACCESSION NUMBER: 0001127602-16-068389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161121
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WAL MART STORES INC
CENTRAL INDEX KEY: 0000104169
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 710415188
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 702 SOUTHWEST 8TH ST
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
BUSINESS PHONE: 5012734000
MAIL ADDRESS:
STREET 1: 702 SOUTHWEST 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMillon C Douglas
CENTRAL INDEX KEY: 0001335782
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06991
FILM NUMBER: 162017527
MAIL ADDRESS:
STREET 1: 702 SW 8TH STREET
CITY: BENTONVILLE
STATE: AR
ZIP: 72716
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-21
0000104169
WAL MART STORES INC
WMT
0001335782
McMillon C Douglas
702 S.W. 8TH STREET
BENTONVILLE
AR
72716-0215
1
1
President and CEO
Common Stock
2016-11-21
4
M
0
75063
47.96
A
867198.549
D
Common Stock
2016-11-21
4
S
0
75063
69.0771
D
792135.549
D
Common Stock
1645.7139
I
By 401(k)
Common Stock
5194
I
By Wife as UGMA Custodian for Children
Common
75954
I
By Trust for Children
Common
75374
I
By Wife's Trust for Children
Common
1741
I
By Trust for Wife
Stock Options
47.96
2016-11-21
4
M
0
75063
0
D
2017-01-21
Common Stock
75063
0
D
These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
The option is exercisable in five equal annual installments beginning on January 22, 2008.
/s/ Geoffrey W. Edwards, By Power of Attorney
2016-11-23