0001127602-14-032719.txt : 20141118 0001127602-14-032719.hdr.sgml : 20141118 20141118184711 ACCESSION NUMBER: 0001127602-14-032719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUKE MICHAEL T CENTRAL INDEX KEY: 0001194698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 141233179 MAIL ADDRESS: STREET 1: WAL-MART STORES, INC. STREET 2: 702 S.W. 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-11-14 0000104169 WAL MART STORES INC WMT 0001194698 DUKE MICHAEL T 702 S.W. 8TH STREET BENTONVILLE AR 72716-0215 1 1 Chairman of Exec. Committee Common Stock 2014-11-14 4 M 0 74013 53.35 A 1348855.5904 D Common Stock 2014-11-14 4 S 0 60681 82.5245 D 1288174.5904 D Common Stock 1325.4094 I By 401(k) Plan Common Stock 2600 I By Trust for Wife Common Stock 50400 I By Wife's Trust for Children Common Stock 27300 I By Reporting Person's Trust for Children Stock Option 53.35 2014-11-14 4 M 0 74013 0 D 2006-01-03 2015-01-02 Common Stock 74013 0 D Shares were sold only to cover the exercise price and required tax withholding upon exercise of options. The Reporting Person retained ownership of the net shares. Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan. These options became exercisable in five equal annual installments beginning January 3, 2006. /s/ Geoffrey W. Edwards, by Power of Attorney 2014-11-18