Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000000610 | Nuveen Tradewinds International Value Fund | ||
| Class/Contract C000001720 | Nuveen Tradewinds International Value Fund - Class A | NAIGX | |
| Class/Contract C000001721 | Nuveen Tradewinds International Value Fund - Class B | NBIGX | |
| Class/Contract C000001722 | Nuveen Tradewinds International Value Fund - Class C | NCIGX | |
| Class/Contract C000001723 | Nuveen Tradewinds International Value Fund - Class I | NGRRX | |
| Class/Contract C000069576 | Class R3 | NTITX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000008516 | Nuveen Tradewinds Global All-Cap Fund | ||
| Class/Contract C000023367 | Nuveen Tradewinds Global All-Cap Fund - Class A | NWGAX | |
| Class/Contract C000023368 | Nuveen Tradewinds Global All-Cap Fund - Class B | NWGBX | |
| Class/Contract C000023369 | Nuveen Tradewinds Global All-Cap Fund - Class C | NWGCX | |
| Class/Contract C000023370 | Nuveen Tradewinds Global All-Cap Fund - Class I | NWGRX | |
| Class/Contract C000074303 | Class R3 | NGARX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000008517 | Nuveen Santa Barbara Growth Fund | ||
| Class/Contract C000023371 | Nuveen Santa Barbara Growth Fund - Class A | NSAGX | |
| Class/Contract C000023373 | Nuveen Santa Barbara Growth Fund - Class C | NSRCX | |
| Class/Contract C000023374 | Nuveen Santa Barbara Growth Fund - Class I | NSRGX | |
| Class/Contract C000074304 | Class R3 | NBGRX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000008519 | Nuveen Santa Barbara Dividend Growth Fund | ||
| Class/Contract C000023379 | Nuveen Santa Barbara Dividend Growth Fund - Class A | NSBAX | |
| Class/Contract C000023380 | Nuveen Santa Barbara Dividend Growth Fund - Class B | NSBBX | |
| Class/Contract C000023381 | Nuveen Santa Barbara Dividend Growth Fund - Class C | NSBCX | |
| Class/Contract C000023382 | Nuveen Santa Barbara Dividend Growth Fund - Class I | NSBRX | |
| Class/Contract C000074306 | Class R3 | NBDRX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000014595 | Nuveen Tradewinds Global Resources Fund | ||
| Class/Contract C000039897 | Class A | NTGAX | |
| Class/Contract C000039899 | Class C | NTGCX | |
| Class/Contract C000039900 | Class I | NTRGX | |
| Class/Contract C000081722 | Class R3 | NTGQX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000024097 | Nuveen Santa Barbara Global Growth Fund | ||
| Class/Contract C000070806 | Class A | NGGAX | |
| Class/Contract C000070807 | Class C | NGGCX | |
| Class/Contract C000070808 | Class R3 | NGGRX | |
| Class/Contract C000070809 | Class I | NGWIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000024098 | Nuveen Santa Barbara International Growth Fund | ||
| Class/Contract C000070810 | Class A | NBQAX | |
| Class/Contract C000070811 | Class C | NBQCX | |
| Class/Contract C000070812 | Class R3 | NBQBX | |
| Class/Contract C000070813 | Class I | NBQIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000024424 | Nuveen Tradewinds Emerging Markets Fund | ||
| Class/Contract C000072469 | Class A | NTEAX | |
| Class/Contract C000072470 | Class C | NTECX | |
| Class/Contract C000072471 | Class R3 | NTERX | |
| Class/Contract C000072472 | Class I | NTEIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000024425 | Nuveen Tradewinds Japan Fund | ||
| Class/Contract C000072473 | Class A | NTJAX | |
| Class/Contract C000072474 | Class C | NTJCX | |
| Class/Contract C000072476 | Class I | NTJIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000024570 | Nuveen Santa Barbara Long/Short Equity Fund | ||
| Class/Contract C000072944 | Class A | ||
| Class/Contract C000072945 | Class C | ||
| Class/Contract C000072947 | Class I | ||
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000025526 | Nuveen Winslow Large-Cap Growth Fund | ||
| Class/Contract C000076404 | Class A | NWCAX | |
| Class/Contract C000076405 | Class C | NWCCX | |
| Class/Contract C000076406 | Class R3 | NWCRX | |
| Class/Contract C000076407 | Class I | NVLIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000033803 | Nuveen Tradewinds Small-Cap Opportunities Fund | ||
| Class/Contract C000104439 | Class A | NTSAX | |
| Class/Contract C000104440 | Class C | NTSCX | |
| Class/Contract C000104441 | Class R3 | NTSRX | |
| Class/Contract C000104442 | Class I | NTSIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000037309 | Nuveen Santa Barbara Global Dividend Growth Fund | ||
| Class/Contract C000115036 | Class A | NUGAX | |
| Class/Contract C000115037 | Class C | NUGCX | |
| Class/Contract C000115038 | Class R3 | NUGRX | |
| Class/Contract C000115039 | Class I | NUGIX | |
| Status | Name | Ticker Symbol | |
| CIK 0001041673 | |||
| Series S000037310 | Nuveen Santa Barbara International Dividend Growth Fund | ||
| Class/Contract C000115040 | Class A | NUIAX | |
| Class/Contract C000115041 | Class C | NUICX | |
| Class/Contract C000115042 | Class R3 | NUIRX | |
| Class/Contract C000115043 | Class I | NUIIX | |
IRS No.: 000000000 | Fiscal Year End: 0731
Type: 485BPOS | Act: 40 | File No.: 811-08333 | Film No.: 121281125
IRS No.: 000000000 | Fiscal Year End: 0731
Type: 485BPOS | Act: 33 | File No.: 333-33607 | Film No.: 121281126