-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aa+mHH7UmKChuHeeRMC8jFKeReeMwFchzinUm2tKWPcn4h5Hh+ZFn1tdOrVn83ZI R3tCBBtoh8jNWi5sESRZ8w== 0000950152-09-001266.txt : 20090212 0000950152-09-001266.hdr.sgml : 20090212 20090212143920 ACCESSION NUMBER: 0000950152-09-001266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL STOCKS INC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06728 FILM NUMBER: 09594036 BUSINESS ADDRESS: STREET 1: 507 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 5070 CAREW TOWER 441 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 13F-HR 1 l35482ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FSI Group, LLC Address: 441 Vine Street Suite 1300 Cincinnati, Ohio 45202 13F File Number: 28-6728 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John M. Stein Title: President Phone: (513) 746-2200 Signature, Place, and Date of Signing: /s/ John M. Stein Cincinnati, Ohio February 11, 2009 - ------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: N/A -1- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $57,500 (thousands) List of Other Included Managers: None -2-
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- ----------- ------------------ -------- -------- --------------------- SH\ PUT\ Inv. Name of Issuer Title of Class CUSIP FMV (000's) SH or PRN PRN CALL Discr. Oth Mgrs Sole Shared None - ---------------------------- -------------- --------- ----------- --------- --- ---- -------- -------- --------- ------ ---- BANK OF AMERICA CORP COM 060505104 $2,957 210,000 SH Sole 210,000 BANKATLANTIC BANCORP COM 065908600 $ 719 124,023 SH Sole 124,023 BCSB BANCORP COM 055367106 $1,511 173,498 SH Sole 173,498 BROOKFIELD INFRASTR PARTNERS LP INT UNIT G16252101 $1,360 121,449 SH Sole 121,449 CITIZENS REPUBLIC BANCORP COM 174420109 $2,270 761,900 SH Sole 761,900 CITIZENS COMMUNITY BANCORP COM 174903104 $1,273 181,863 SH Sole 181,863 DANVERS BANCORP INC COM 236442109 $2,317 173,278 SH Sole 173,278 E TRADE FINANCIAL COM 269246104 $ 230 200,000 SH Sole 200,000 FLAGSTAR BANCORP COM 337930101 $ 835 1,176,542 SH Sole 1,176,542 FIRST FRANKLIN CORP COM 320272107 $ 161 40,274 SH Sole 40,274 FIRST FINANCIAL NORTHWEST COM 32022K102 $ 877 93,898 SH Sole 93,898 FIFTH THIRD BANCORP COM 316773100 $3,469 420,000 SH Sole 420,000 FIDELITY NATIONAL FINANCIAL COM 31620R105 $1,420 80,000 SH Sole 80,000 -- -- GUARANTY FINANCIAL GROUP COM 40108N106 $3,380 1,295,209 SH Sole 1,295,209 HOME BANCORP COM 43689E107 $ 975 100,000 SH Sole 100,000 HOME FEDERAL BANCORP COM 43710G105 $2,542 237,129 SH Sole 237,129 KEYCORP NEW COM 493267108 $2,386 280,000 SH Sole 280,000 LEGACY BANCORP INC CL A 52463G105 $ 264 24,720 SH Sole 24,720 NESS TECHNOLOGIES INC COM 64104X108 $ 439 102,607 SH Sole 102,607 PATRIOT NATIONAL BANCORP COM 70336F104 $ 361 52,763 SH Sole 52,763 STANDARD PACIFIC CORP COM 85375C101 $ 445 250,000 SH Sole 250,000 UNITEDHEALTH GROUP COM 91324P102 $1,955 73,500 SH Sole 73,500 WELLPOINT INC COM 94973V107 $1,843 43,750 SH Sole 43,750 PEOPLES COMMUNITY COM 71086E107 $ 86 432,183 SH Sole 432,183 MACKINAC FINANCIAL CORP COM 554571109 $1,496 340,000 SH Sole 340,000 JMP GROUP INC COM 46629U107 $ 740 133,333 SH Sole 133,333 AMERISERV FINANCIAL INC COM 03074A102 $4,388 2,180,000 SH Sole 2,180,000 COMMONWEALTH BANCSHARES COM 202736104 $3,245 452,513 SH Sole 452,513 COMMUNITY BANKERS TRUST COM 203612106 $1,704 568,000 SH Sole 568,000 SOUTHERN NATIONAL BANCORP COM 843395104 $1,206 202,950 SH Sole 202,950 TIDELANDS BANCSHARES COM 886374107 $1,182 300,000 SH Sole 300,000 GREAT FLORIDA CLASS A CL A 390528107 $3,364 1,103,000 SH Sole 1,103,000 FIRST KEYSTONE FINANCIAL COM 320655103 $1,741 221,515 SH Sole 221,515 MAIDEN HOLDINGS LTD SHS G5753U112 $3,756 1,200,000 SH Sole 1,200,000 BANCORP INC COM 05969A105 $ 601 160,146 SH Sole 160,146
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