-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QTYwIHpNaPZIij8Pou8mao49ZeMzfs353Hiy5/Ur46ycE2Mr+A5IGO2g5/WkYw/c KAPyXNV7BQrukzRDhIK+eA== 0000950123-09-035049.txt : 20090814 0000950123-09-035049.hdr.sgml : 20090814 20090814094953 ACCESSION NUMBER: 0000950123-09-035049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FSI GROUP, LLC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06728 FILM NUMBER: 091012638 BUSINESS ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL STOCKS INC DATE OF NAME CHANGE: 19970618 13F-HR 1 l37335e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FSI Group, LLC Address: 441 Vine Street Suite 1300 Cincinnati, Ohio 45202 13F File Number: 28-6728 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John M. Stein Title: President Phone: (513) 746-2200 Signature, Place, and Date of Signing: /s/ John M. Stein Mt. Pleasant, North Carolina August 13, 2009 - ------------------------------- ---------------------------- --------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: N/A FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $ 107,556 (thousands) List of Other Included Managers: None -2-
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- --------------- --------- -------- ------------------ -------- -------- --------------------- Title of FMV SH\ PUT\ Inv. Name of Issuer Class CUSIP (000's) SH or PRN PRN CAL Discr. Oth Mgrs Sole Shared None - -------------- --------------- --------- -------- --------- --- ---- -------- -------- --------- ------ ---- BANK OF AMERICA CORP COM 060505104 $9,240 700,000 SH Sole 700,000 BCSB BANCORP COM 055367106 $1,401 173,498 SH Sole 173,498 CITIZENS REPUBLIC BANCORP COM 174420109 $1,065 1,500,000 SH Sole 1,500,000 CITIZENS COMMUNITY BANCORP COM 174903104 $ 327 61,663 SH Sole 61,663 CME GROUP COM 12572Q105 $3,111 10,000 SH Sole 10,000 CAPITALSOURCE INC COM 14055X102 $1,464 300,000 SH Sole 300,000 E TRADE FINANCIAL COM 269246104 $ 258 200,000 SH Sole 200,000 FLAGSTAR BANCORP COM 337930101 $1,053 1,548,874 SH Sole 1,548,874 FIRST FRANKLIN CORP COM 320272107 $ 262 40,274 SH Sole 40,274 FIRST NIAGARA FINANCIAL COM 33582V108 $1,713 150,000 SH Sole 150,000 FIFTH THIRD BANCORP COM 316773100 $9,825 1,383,808 SH Sole 1,383,808 FOREST CITY ENTERPRISE CLA 345550107 $1,320 200,000 SH Sole 200,000 GUARANTY FINANCIAL GROUP COM 40108N106 $ 246 1,295,209 SH Sole 1,295,209 HARTFORD FINANCIAL SERVICES COM 416515104 $3,264 275,000 SH Sole 275,000 LINCOLN NATIONAL COM 534187109 $5,163 300,000 SH Sole 300,000 LEUCADIA NATIONAL CO COM 527288104 $2,233 105,900 SH Sole 105,900 NYSE GROUP COM 629491101 $2,725 100,000 SH Sole 100,000 PATRIOT NATIONAL BANCORP COM 70336F104 $ 150 52,763 SH Sole 52,763 STANDARD PACIFIC CORP COM 85375C101 $ 508 250,000 SH Sole 250,000 MF GLOBAL LTD SHS G60642108 $2,194 370,000 SH Sole 370,000 PLUM CREEK TIMBER COM 729251108 $2,234 75,000 SH Sole 75,000 PRINCIPAL FINANCIAL COM 74251V102 $4,710 250,000 SH Sole 250,000 PROTECTIVE LIFE CORP COM 743674103 $3,260 285,000 SH Sole 285,000 PRUDENTIAL FINANCIAL COM 744320102 $4,839 130,000 SH Sole 130,000 REGIONS FINANCIAL COM 7591EP100 $9,898 2,449,905 SH Sole 2,449,905 RAYMOND JAMES FINANCIAL COM 754730109 $3,442 200,000 SH Sole 200,000 SEACOAST BANKING CORP. COM 811707306 $ 367 150,830 SH Sole 150,830 SOUTH FINANCIAL GROUP COM 837841105 $1,785 1,500,000 SH Sole 1,500,000 WELLS FARGO PERP PFD CNV A 949746804 $3,925 5,000 SH Sole 5,000 TIDELANDS BANCSHARES COM 886374107 $ 870 300,000 SH Sole 300,000 GREAT FLORIDA CLASS A CLA 390528107 $1,842 1,103,000 SH Sole 1,103,000 FIRST KEYSTONE FINANCIAL COM 320655103 $2,049 221,515 SH Sole 221,515 MAIDEN HOLDINGS LTD SHS G5753U112 $7,872 1,200,000 SH Sole 1,200,000 MACKINAC FINANCIAL CORP COM 554571109 $1,530 340,000 SH Sole 340,000 PEOPLES COMMUNITY COM 71086E107 $ 346 432,183 SH Sole 432,183 JMP GROUP INC COM 46629U107 $1,025 133,333 SH Sole 133,333 AMERISERV FINANCIAL INC COM 03074A102 $3,904 2,110,000 SH Sole 2,110,000 COMMONWEALTH BANCSHARES COM 202736104 $2,372 463,235 SH Sole 463,235 COMMUNITY BANKERS TRUST COM 203612106 $2,102 568,000 SH Sole 568,000 SOUTHERN NATIONAL BANCORP COM 843395104 $1,664 202,950 SH Sole 202,950
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