0000899243-16-019325.txt : 20160505 0000899243-16-019325.hdr.sgml : 20160505 20160505212028 ACCESSION NUMBER: 0000899243-16-019325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-5247 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE WILLIAM S CENTRAL INDEX KEY: 0001041175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 161625724 MAIL ADDRESS: STREET 1: GLOBAL WATER RESOURCES, INC. STREET 2: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-03 0 0001434728 Global Water Resources, Inc. GWRS 0001041175 LEVINE WILLIAM S C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 1 0 1 0 Common Stock 2016-05-03 4 P 0 101199 6.25 A 4580409 I By Levine Investments Limited Partnership Common Stock 2016-05-03 4 A 0 1600000 A 6180409 I By Levine Investments Limited Partnership These shares were purchased by the reporting person directly from the underwriter at the public offering price in connection with the initial public offering of the common stock of Global Water Resources, Inc. (the "Company"). On April 28 2016, the Company effected a 100.68-for-1 forward stock split of its common stock. The number of shares reported has been adjusted to reflect the stock split. Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. On May 3, 2016, the Company completed its merger (the "Merger") with GWR Global Water Resources Corp. ("GWRC") pursuant to which GWRC merged with and into the Company, with the Company surviving as a Delaware corporation. Holders of GWRC's common shares received one share of the Company's common stock for each then outstanding common share of GWRC. As a result, the reporting person received 1,600,000 shares of the Company's common stock for the 1,600,000 common shares of GWRC held by the reporting person prior to the consummation of the Merger. /s/ Joanne Ellsworth, attorney-in-fact 2016-05-05