0000899243-16-019325.txt : 20160505
0000899243-16-019325.hdr.sgml : 20160505
20160505212028
ACCESSION NUMBER: 0000899243-16-019325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Water Resources, Inc.
CENTRAL INDEX KEY: 0001434728
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 900632193
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 480-999-5247
MAIL ADDRESS:
STREET 1: 21410 N. 19TH AVENUE
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVINE WILLIAM S
CENTRAL INDEX KEY: 0001041175
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37756
FILM NUMBER: 161625724
MAIL ADDRESS:
STREET 1: GLOBAL WATER RESOURCES, INC.
STREET 2: 21410 N 19TH AVENUE #220
CITY: PHOENIX
STATE: AZ
ZIP: 85027
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-03
0
0001434728
Global Water Resources, Inc.
GWRS
0001041175
LEVINE WILLIAM S
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #220
PHOENIX
AZ
85027
1
0
1
0
Common Stock
2016-05-03
4
P
0
101199
6.25
A
4580409
I
By Levine Investments Limited Partnership
Common Stock
2016-05-03
4
A
0
1600000
A
6180409
I
By Levine Investments Limited Partnership
These shares were purchased by the reporting person directly from the underwriter at the public offering price in connection with the initial public offering of the common stock of Global Water Resources, Inc. (the "Company").
On April 28 2016, the Company effected a 100.68-for-1 forward stock split of its common stock. The number of shares reported has been adjusted to reflect the stock split.
Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
On May 3, 2016, the Company completed its merger (the "Merger") with GWR Global Water Resources Corp. ("GWRC") pursuant to which GWRC merged with and into the Company, with the Company surviving as a Delaware corporation. Holders of GWRC's common shares received one share of the Company's common stock for each then outstanding common share of GWRC. As a result, the reporting person received 1,600,000 shares of the Company's common stock for the 1,600,000 common shares of GWRC held by the reporting person prior to the consummation of the Merger.
/s/ Joanne Ellsworth, attorney-in-fact
2016-05-05