0000950103-12-006973.txt : 20121228 0000950103-12-006973.hdr.sgml : 20121228 20121228142838 ACCESSION NUMBER: 0000950103-12-006973 CONFORMED SUBMISSION TYPE: 485BXT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20121228 DATE AS OF CHANGE: 20121228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST CENTRAL INDEX KEY: 0001041130 IRS NUMBER: 133574560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1933 Act SEC FILE NUMBER: 333-31247 FILM NUMBER: 121290297 BUSINESS ADDRESS: STREET 1: PDR SERVICES LLC C/O NYSE EURONEXT STREET 2: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-4440 MAIL ADDRESS: STREET 1: PDR SERVICES LLC C/O NYSE EURONEXT STREET 2: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIAMONDS TRUST SERIES I DATE OF NAME CHANGE: 19970714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST CENTRAL INDEX KEY: 0001041130 IRS NUMBER: 133574560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1940 Act SEC FILE NUMBER: 811-09170 FILM NUMBER: 121290298 BUSINESS ADDRESS: STREET 1: PDR SERVICES LLC C/O NYSE EURONEXT STREET 2: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-4440 MAIL ADDRESS: STREET 1: PDR SERVICES LLC C/O NYSE EURONEXT STREET 2: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIAMONDS TRUST SERIES I DATE OF NAME CHANGE: 19970714 485BXT 1 dp35110_485bxt-a17.htm FORM 485BXT
 
As filed with the Securities and Exchange Commission on December 28, 2012
File No. 333-31247
811-09170


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

POST EFFECTIVE AMENDMENT NO. 17
TO
Form S-6
FOR REGISTRATION UNDER THE SECURITIES ACT OF 1933 OF
SECURITIES OF UNIT INVESTMENT TRUSTS REGISTERED
ON FORM N-8B-2

A.
Exact name of Trust:
 
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
 
(formerly known as DIAMONDS TRUST SERIES 1 prior to February 26, 2010)
B.
Name of Depositor:
 
PDR SERVICES LLC
C.
Complete address of Depositor's principal executive office:
 
PDR SERVICES LLC
 
c/o NYSE Euronext
 
11 Wall Street
 
New York, New York 10005
D.
Name and complete address of agent for service:
 
Marija Willen, Esq.
 
PDR SERVICES LLC
 
c/o NYSE Euronext
 
11 Wall Street
 
New York, New York 10005
 
Copy to:
 
Nora M. Jordan, Esq.
 
Davis Polk & Wardwell LLP
 
450 Lexington Avenue
 
New York, New York 10017
   
 
It is proposed that this filing will become effective:
 
[X] on January 25, 2013 pursuant to Rule 485 paragraph (b).
 
If appropriate, check the following box:
 
[X] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
E.
Title of securities being registered:
 
An indefinite number of Units pursuant to Rule 24f-2 under the Investment Company Act of 1940.
F.
Approximate date of proposed public offering:
 
AS SOON AS PRACTICABLE AFTER THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT.
 
oCheck box if it is proposed that this filing will become effective on [date] at [time] pursuant to Rule 487.



 
 
 
 

The contents of the registrant's Post-Effective Amendment No. 16 under the Securities Act of 1933, filed on October 31, 2012, are incorporated by reference herein.  This amendment is being filed pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 for the sole purpose of delaying the effectiveness of the above-referenced amendment until January 25, 2013.

 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant, SPDR Dow Jones Industrial Average ETF Trust, certifies that it meets all the requirements for the effectiveness of this Registration Statement pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933, as amended, and has duly caused this amendment to the Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, in the City of New York, and State of New York, on the 28th day of December, 2012.
 
       
 
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
 
 
(Registrant)
 
       
 
By:
PDR Services LLC
 
       
 
By:
/s/ Joe Mecane
 
   
Name: Joe Mecane
 
   
Title: President
 

Pursuant to the requirements of the Securities Act of 1933, this amendment to the Registration Statement has been signed below on behalf of PDR Services LLC, the Depositor, by the following persons in the capacities and on the date indicated.

PDR SERVICES LLC

Name
 
Title/Office
Date
/s/ Joe Mecane 
 
President of PDR Services LLC*
December 28, 2012
Joe Mecane
     
       
/s/ Laura Morrison 
 
Senior Vice President of PDR Services LLC
December 28, 2012
Laura Morrison
     
____________
*
The President of PDR Services LLC also undertakes all the duties and responsibilities of, and performs all functions of, the principal financial officer of PDR Services LLC.


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