0001127602-22-001130.txt : 20220107 0001127602-22-001130.hdr.sgml : 20220107 20220107113740 ACCESSION NUMBER: 0001127602-22-001130 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220107 DATE AS OF CHANGE: 20220107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sami Sabir CENTRAL INDEX KEY: 0001900563 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 22517073 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2022-01-01 0 0001041061 YUM BRANDS INC YUM 0001900563 Sami Sabir 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief Executive Officer - KFC Common Stock 6162 D Restricted Stock Units 2025-11-12 Common Stock 8012.82 D Stock Appreciation Right 49.66 2017-02-05 2026-02-05 Common Stock 3440 D Stock Appreciation Right 68.00 2018-02-10 2027-02-10 Common Stock 11582 D Stock Appreciation Right 78.07 2019-02-12 2028-02-12 Common Stock 9075 D Stock Appreciation Right 93.26 2020-02-11 2029-02-11 Common Stock 13656 D Employee Stock Option (Right to Buy) 102.87 2021-02-10 2030-02-10 Common Stock 12218 D Employee Stock Option (Right to Buy) 102.87 2021-11-13 2030-11-13 Common Stock 13040 D Employee Stock Option (Right to Buy) 103.36 2022-01-07 2022-01-07 Common Stock 2349 D Employee Stock Option (Right to Buy) 68.00 2018-02-10 2027-02-10 Common Stock 5830 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vesting occurs upon distribution date of grant, that is 4 years from grant date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Vesting occurs on a quarterly basis beginning one year from grant date. Vesting occurs 25% per year beginning one year from grant date. /s/ M. Gayle Hobson, POA 2022-01-07