0001127602-15-006436.txt : 20150218 0001127602-15-006436.hdr.sgml : 20150216 20150217170602 ACCESSION NUMBER: 0001127602-15-006436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150217 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 15624130 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-02-17 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 1 SVP and Chief Public Affairs Common Stock 2015-02-17 4 M 0 1394 32.98 A 23525 D Common Stock 2015-02-17 4 D 0 865 75.37 D 22660 D Common Stock 2015-02-17 4 S 0 529 75.37 D 22131 D Common Stock 2015-02-17 4 M 0 16606 37.30 A 38737 D Common Stock 2015-02-17 4 D 0 10972 75.00 D 27765 D Common Stock 2015-02-17 4 S 0 5634 75.00 D 22131 D Stock Appreciation Right 32.98 2015-02-17 4 M 0 1394 0 D 2011-02-05 2020-02-05 Common Stock 1394 0 D Stock Appreciation Right 37.30 2015-02-17 4 M 0 16606 0 D 2012-01-24 2018-01-24 Common Stock 16606 63708 D Pursuant to 10b5-1 Plan Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2015-02-17