-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPpVzqQCMaUFz4BnGBhkB3YNqhV3CI6BR4wWasoa1/+EZ86L4dBTLj0NCQs+HrB9 lrRikznyE4ujrbdNaaUuUQ== 0001193125-08-232820.txt : 20081112 0001193125-08-232820.hdr.sgml : 20081111 20081112061953 ACCESSION NUMBER: 0001193125-08-232820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 081177893 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [_]; Amendment Number: This amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: PRESIDENT Phone: (212) 486-7300 Signature, Place and Date of Signing: TERRY MALTESE November 12, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: 533108 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------- ---------------- --------- -------- -------- --- ---- -------- -------- ------- ------ ---- D AMCORE FIN INC COM STK COMMON STOCK 023912108 6735 728100 SH SOLE 728100 0 0 D AMERICAN PHYSICIANS COM STK COMMON STOCK 028882108 5282 249500 SH SOLE 249500 0 0 D AON CORP COM STK COMMON STOCK 037389103 25627 570000 SH SOLE 570000 0 0 D ARROW FINANCIAL CORP COMMON STOCK 042744102 465 15800 SH SOLE 15800 0 0 D ASTORIA FINL CORP COM STK COMMON STOCK 046265104 5340 257600 SH SOLE 257600 0 0 D BANK OF FLORIDA CORP COMMON STOCK 062128103 2959 359100 SH SOLE 359100 0 0 D BANK HAWAII CORP COM STK COMMON STOCK 062540109 2758 51600 SH SOLE 51600 0 0 D BAR HARBOR BANKSHARES COMMON STOCK 066849100 2805 103900 SH SOLE 103900 0 0 D BEACH FIRST NATIONAL BNCSHRS COMMON STOCK 073334104 189 31900 SH SOLE 31900 0 0 D BENJAMIN FRANKLIN BANCORP COM COMMON STOCK 082073107 227 19900 SH SOLE 19900 0 0 D BLACKROCK INC COM NEW COMMON STOCK 09247X101 1789 9200 SH SOLE 9200 0 0 D BOK FINANCIAL CORP COM STK COMMON STOCK 05561Q201 16943 350000 SH SOLE 350000 0 0 D BOSTON PRIVATE FINL HLDGS INC COMMON STOCK 101119105 6184 707500 SH SOLE 707500 0 0 D CADENCE FINANCIAL CORP COMMON STOCK 12738A101 762 82200 SH SOLE 82200 0 0 D CAPE FEAR BANK COMMON STOCK 139380109 1725 287963 SH SOLE 287963 0 0 D CAPITAL BANK CORP COM STK COMMON STOCK 139793103 992 104500 SH SOLE 104500 0 0 D CARDINAL FINL CORP COM STK COMMON STOCK 14149F109 998 123500 SH SOLE 123500 0 0 D CENTURY BANCORP INC MA COMMON STOCK 156432106 5332 356150 SH SOLE 356150 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 5501 268200 SH SOLE 268200 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 40872 752700 SH SOLE 752700 0 0 D COLONIAL BANCGROUP I NC COM ST COMMON STOCK 195493309 5217 663700 SH SOLE 663700 0 0 D COMERICA INC COM STK COMMON STOCK 200340107 5210 158900 SH SOLE 158900 0 0 D COMMERCE BANCSHARES INC COM ST COMMON STOCK 200525103 10979 236600 SH SOLE 236600 0 0 D CONNECTICUT BANK & TRUST COMMON STOCK 207546102 1395 258900 SH SOLE 258900 0 0 D CULLEN FROST BANKER INC COMMON STOCK 229899109 16500 275000 SH SOLE 275000 0 0 D DANVERS BANCORP COMMON STOCK 236442109 2457 192700 SH SOLE 192700 0 0
D EUROBANCSHARES INC COMMON STOCK 298716101 2344 904900 SH SOLE 904900 0 0 D FIFTH THIRD BANCORP COM STK COMMON STOCK 316773100 13387 1125000 SH SOLE 1125000 0 0 D FIRST DEFIANCE FIN CORP COMMON STOCK 32006W106 1690 153500 SH SOLE 153500 0 0 D FIRST FNL BANCORP COMMON STOCK 320209109 7182 491900 SH SOLE 491900 0 0 D FIRST FNL HLDGS INC COMMON STOCK 320239106 3262 124600 SH SOLE 124600 0 0 D FIRST FNL NW INC COMMON STOCK 32022K102 1122 108700 SH SOLE 108700 0 0 D FIRST HORIZON NATL CORP COMMON STOCK 320517105 17334 1851900 SH SOLE 1851900 0 0 D FIRST M&F CORPORATION COMMON STOCK 320744105 2792 241100 SH SOLE 241100 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 23006 949100 SH SOLE 949100 0 0 D FIRST PACTRUST BANCORP INC COMMON STOCK 33646W100 1240 100000 SH SOLE 100000 0 0 D FIRST SECURITY GROUP INC COMMON STOCK 336312103 5980 816900 SH SOLE 816900 0 0 D FIRST SOUTH BANCORP INC VA COM COMMON STOCK 33646W100 1269 73500 SH SOLE 73500 0 0 D FIRSTFED FINANCIAL CORP (DEL) COMMON STOCK 337907109 886 113000 SH SOLE 113000 0 0 D FIRSTMERIT CORP COM STK COMMON STOCK 337915102 11099 528500 SH SOLE 528500 0 0 D FLAGSTAR BANCORP INC COM STK COMMON STOCK 337930101 242 81138 SH SOLE 81138 0 0 D FRANKLIN RESOURCES INC COM STK COMMON STOCK 354613101 3525 40000 SH SOLE 40000 0 0 D GOLDMAN SACHS GROUP INC COM ST COMMON STOCK 38141G104 4096 32000 SH SOLE 32000 0 0 D GUARANTY BANCORP COMMON STOCK 40075T102 1188 194800 SH SOLE 194800 0 0 D HAMPDEN BANCORP INC COMMON STOCK 40868E107 1721 176200 SH SOLE 176200 0 0 D HAWTHORN BANCSHARES INC COM COMMON STOCK 420476103 2001 82100 SH SOLE 82100 0 0 D HERITAGE OAKS BANCORP COMMON STOCK 42724R107 1846 242900 SH SOLE 242900 0 0 D HINGHAM INST FOR SVGS COMMON STOCK 433323102 2862 106000 SH SOLE 106000 0 0 D HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 2197 275000 SH SOLE 275000 0 0 D HUNTINGTON BANCSHARE INC PFC PRFD STK (CONVRT 446150401 14789 19055 SH SOLE 19055 0 0 D INDIANA COMMUNITY BANCORP COMMON STOCK 454674102 2228 149500 SH SOLE 149500 0 0 D INTEGRA BANK CORP COMMON STOCK 45814P105 3635 455500 SH SOLE 455500 0 0 D INTERNATIONAL BANCSH ARES CORP COMMON STOCK 459044103 6593 244200 SH SOLE 244200 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 1837 87600 SH SOLE 87600 0 0 D ISB FINL CORP IOWA COM STK COMMON STOCK 598511103 2665 192000 SH SOLE 192000 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 34343 735400 SH SOLE 735400 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 5054 412600 SH SOLE 412600 0 0
D MB FINANCIAL INC COMMON STOCK 55264U108 906 27400 SH SOLE 27400 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 4062 184200 SH SOLE 184200 0 0 D NATL CITY CORP SR UNS CONV 4% CONVRT BONDS 635405AW3 935 2000000 PRN SOLE 2000000 0 0 D NORTHERN TRUST CORP COMMON STOCK 665859104 996 13800 SH SOLE 13800 0 0 D PACIFIC ST BANCORP COM STK COMMON STOCK 694864109 722 126700 SH SOLE 126700 0 0 D PNC FINANCIAL SERVIC ES GROUP COMMON STOCK 693475105 17547 234900 SH SOLE 234900 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 6884 614600 SH SOLE 614600 0 0 D RENASANT CORP COM STK COMMON STOCK 75970E107 2340 107800 SH SOLE 107800 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 1756 1033000 SH SOLE 1033000 0 0 D S & T BANCORP INC COM STK COMMON STOCK 783859101 4438 120500 SH SOLE 120500 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 4187 316000 SH SOLE 316000 0 0 D SOMERSET HILLS BANCO RP BERNA COMMON STOCK 834728107 847 100000 SH SOLE 100000 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 1080 151200 SH SOLE 151200 0 0 D SOUTHERN NATL BANCOR OF VA COMMON STOCK 843395104 1429 173200 SH SOLE 173200 0 0 D SOUTHWEST BANCORP IN C OKLA CO COMMON STOCK 844767103 1120 63400 SH SOLE 63400 0 0 D SOVEREIGN BANCORP IN C COM STK COMMON STOCK 845905108 2610 660700 SH SOLE 660700 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 6482 435000 SH SOLE 435000 0 0 D STATE STR CORP COM STK COMMON STOCK 857477103 1314 23100 SH SOLE 23100 0 0 D STERLING BANCSHARES INC COM ST COMMON STOCK 858907108 8165 781300 SH SOLE 781300 0 0 D SUNTRUST BANKS INC COMMON STOCK 867914103 1125 25000 SH SOLE 25000 0 0 D SUPERIOR BANCORP COM STK COMMON STOCK 86806M205 3272 387250 SH SOLE 387250 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 6619 639600 SH SOLE 639600 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 19071 1059500 SH SOLE 1059500 0 0 D TEXAS CAP BANCSHARES INC COM COMMON STOCK 88224Q107 8968 432000 SH SOLE 432000 0 0 D TRUSTMARK CORP COM STK COMMON STOCK 898402102 2512 121100 SH SOLE 121100 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 2136 161099 SH SOLE 161099 0 0 D UNITED WESTN BANCORP COM STK COMMON STOCK 913201109 3403 273800 SH SOLE 273800 0 0 D US BANCORP COM COMMON STOCK 902973304 24922 691900 SH SOLE 691900 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 2972 79200 SH SOLE 79200 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 815 59300 SH SOLE 59300 0 0 D WILLIS GROUP HOLDING S LTD BE COMMON STOCK G96655108 4613 143100 SH SOLE 143100 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1974 176700 SH SOLE 176700 0 0 D WILMINGTON TRUST COR P COM STK COMMON STOCK 971807102 6651 230700 SH SOLE 230700 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 17577 598900 SH SOLE 598900 0 0 S REPORT SUMMARY 91 DATA RECORDS 533108 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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