0000919574-17-004073.txt : 20170515
0000919574-17-004073.hdr.sgml : 20170515
20170512180136
ACCESSION NUMBER: 0000919574-17-004073
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001040762
IRS NUMBER: 133906061
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07148
FILM NUMBER: 17840319
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-7300
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 19970610
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040762
XXXXXXXX
03-31-2017
03-31-2017
false
MALTESE CAPITAL MANAGEMENT LLC
150 East 52nd Street
30th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-07148
N
Terry Maltese
President/CEO
212-486-7300
/s/ Terry Maltese
New York
NY
05-12-2017
0
181
926059
INFORMATION TABLE
2
infotable.xml
AFFILIATED MANAGERS GROUP
COM
008252108
12886
78600
SH
SOLE
78600
0
0
AJS Bancorp, Inc.
COM
001503101
2862
188900
SH
SOLE
188900
0
0
ALLY FINL INC
COM
02005N100
1017
50000
SH
Put
SOLE
50000
0
0
American Business Bank
Unlisted
02475L105
1976
49100
SH
SOLE
49100
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
6321
426505
SH
SOLE
426505
0
0
AMERIS BANCORP
COM
03076K108
27199
590000
SH
SOLE
590000
0
0
AMES NATL CORP
COM
031001100
60
1951
SH
SOLE
1951
0
0
ANNALY CAP MGMT INC
COM
035710409
2939
264500
SH
SOLE
264500
0
0
ASSOCIATED BANC CORP
COM
045487105
1098
45000
SH
SOLE
45000
0
0
Avidbank Holdings, Inc.
COM
05368J103
2428
127103
SH
SOLE
127103
0
0
BANC OF CALIFORNIA INC
COM
05990K106
2588
125000
SH
SOLE
125000
0
0
BANCFIRST CORP
COM
05945F103
3974
44209
SH
SOLE
44209
0
0
BANCORP 34 INC
COM
05970V106
788
61906
SH
SOLE
61906
0
0
BANCORPSOUTH INC
COM
059692103
13915
460000
SH
SOLE
460000
0
0
BANK AMER CORP
COM
060505104
17169
727800
SH
SOLE
727800
0
0
BANK COMM HLDGS
COM
06424J103
3264
305000
SH
SOLE
305000
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
7818
245000
SH
SOLE
245000
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
2344
160200
SH
SOLE
160200
0
0
BANKUNITED INC
COM
06652K103
1866
50000
SH
SOLE
50000
0
0
Bay Banks of Virginia, Inc.
COM
072035108
4420
469700
SH
SOLE
469700
0
0
Blackhawk Bancorp, Inc.
Unlisted
09237E204
3229
157000
SH
SOLE
157000
0
0
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
7905
482000
SH
SOLE
482000
0
0
BRYN MAWR BK CORP
COM
117665109
3619
91625
SH
SOLE
91625
0
0
CAMDEN NATL CORP
COM
133034108
2092
47500
SH
SOLE
47500
0
0
CARDINAL FINL CORP
COM
14149F109
162
5400
SH
SOLE
5400
0
0
Carolina Alliance Bank
Unlisted
14376R107
426
34439
SH
SOLE
34439
0
0
CAROLINA FINL CORP NEW
COM
143873107
3450
115000
SH
SOLE
115000
0
0
Carroll Bancorp, Inc.
Unlisted
144702107
120
7301
SH
SOLE
7301
0
0
CENTERSTATE BANKS INC
COM
15201P109
16965
655000
SH
SOLE
655000
0
0
Central Federal Bancshares, Inc.
Unlisted
15346T107
2069
165500
SH
SOLE
165500
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
17094
281040
SH
SOLE
281040
0
0
CITIGROUP INC
COM NEW
172967424
24257
405500
SH
SOLE
405500
0
0
CITIZENS HLDG CO MISS
COM
174715102
69
2800
SH
SOLE
2800
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
3324
150000
SH
SOLE
150000
0
0
CIVISTA BANCSHARES INC
6.50% PFD SER B
178867206
7505
115000
SH
SOLE
115000
0
0
CNB FINL CORP PA
COM
126128107
5645
236300
SH
SOLE
236300
0
0
COASTWAY BANCORP INC
COM
190632109
7572
430000
SH
SOLE
430000
0
0
CODORUS VY BANCORP INC
COM
192025104
8031
309967
SH
SOLE
309967
0
0
COMERICA INC
COM
200340107
13874
202300
SH
SOLE
202300
0
0
COMERICA INC
COM
200340107
1715
25000
SH
Call
SOLE
25000
0
0
Community Bank Of Santa Maria
Unlisted
203598107
5
550
SH
SOLE
550
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
6527
815855
SH
SOLE
815855
0
0
COMMUNITY TR BANCORP INC
COM
204149108
4026
88000
SH
SOLE
88000
0
0
COMMUNITY WEST BANCSHARES
COM
204157101
2652
260000
SH
SOLE
260000
0
0
CULLEN FROST BANKERS INC
COM
229899109
12456
140000
SH
SOLE
140000
0
0
DCB Financial Corp
COM
233075100
1194
66200
SH
SOLE
66200
0
0
DISCOVER FINL SVCS
COM
254709108
4391
64200
SH
SOLE
64200
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
2913
83500
SH
SOLE
83500
0
0
EAST WEST BANCORP INC
COM
27579R104
3355
65000
SH
SOLE
65000
0
0
ENTERPRISE FINL SVCS CORP
COM
293712105
2756
65000
SH
SOLE
65000
0
0
EQUITABLE FINL CORP NEW
COM
29448T105
3163
308629
SH
SOLE
308629
0
0
EQUITY BANCSHARES INC
COM CL A
29460X109
7129
224400
SH
SOLE
224400
0
0
ESSA BANCORP INC
COM
29667D104
6632
454900
SH
SOLE
454900
0
0
EVANS BANCORP INC
COM NEW
29911Q208
9024
235000
SH
SOLE
235000
0
0
FARMERS NATL BANC CORP
COM
309627107
502
35000
SH
SOLE
35000
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
3602
92500
SH
SOLE
92500
0
0
First American International Corp.
COM
31849X107
3589
168880
SH
SOLE
168880
0
0
FIRST AMERN FINL CORP
COM
31847R102
2946
75000
SH
SOLE
75000
0
0
FIRST BANCSHARES INC MS
COM
318916103
8028
281690
SH
SOLE
281690
0
0
FIRST CMNTY CORP S C
COM
319835104
3748
170370
SH
SOLE
170370
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
1000
20188
SH
SOLE
20188
0
0
FIRST HORIZON NATL CORP
COM
320517105
9805
530000
SH
SOLE
530000
0
0
First Intercontinental Bank
COM
32056Y101
1196
131439
SH
SOLE
131439
0
0
FIRST MID ILL BANCSHARES INC
COM
320866106
722
21332
SH
SOLE
21332
0
0
FIRST MIDWEST BANCORP DEL
COM
320867104
2368
100000
SH
SOLE
100000
0
0
First Northern Community Bancorp
Unlisted
335925103
1
104
SH
SOLE
104
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1435
118271
SH
SOLE
118271
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
757
5000
SH
SOLE
5000
0
0
FNB CORP PA
COM
302520101
5205
350000
SH
SOLE
350000
0
0
FNB CORP PA
*W $3.161 EXP 1/30/2019
302520945
4571
389724
SH
SOLE
389724
0
0
Four Oaks Fincorp, Inc.
Unlisted
350891107
525
37360
SH
SOLE
37360
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
1938
50000
SH
SOLE
50000
0
0
FSB BANCORP INC
COM
30289C102
1020
71541
SH
SOLE
71541
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
3653
150000
SH
SOLE
150000
0
0
GUARANTY FED BANCSHARES INC
COM
40108P101
1870
98100
SH
SOLE
98100
0
0
HAMILTON BANCORP INC MD
COM
407015106
2129
140961
SH
SOLE
140961
0
0
HENNESSY ADVISORS INC
COM
425885100
1584
94205
SH
SOLE
94205
0
0
Hibernia Bancorp, Inc.
COM
42866N104
319
15000
SH
SOLE
15000
0
0
HILLTOP HOLDINGS INC
COM
432748101
1099
40000
SH
SOLE
40000
0
0
HMN FINL INC
COM
40424G108
2181
120834
SH
SOLE
120834
0
0
HMN FINL INC
*W $4.68 EXP 12/23/2018
40424G975
3747
277778
SH
SOLE
277778
0
0
HOME BANCORP INC
COM
43689E107
1113
32985
SH
SOLE
32985
0
0
HOMESTREET INC
COM
43785V102
1537
55000
SH
SOLE
55000
0
0
HOMETRUST BANCSHARES INC
COM
437872104
6843
291191
SH
SOLE
291191
0
0
HOPE BANCORP INC
COM
43940T109
3067
160000
SH
SOLE
160000
0
0
HOWARD BANCORP INC
COM
442496105
3740
200000
SH
SOLE
200000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
5825
435000
SH
SOLE
435000
0
0
IBERIABANK CORP
COM
450828108
16611
210000
SH
SOLE
210000
0
0
IF BANCORP INC
COM
44951J105
5075
255000
SH
SOLE
255000
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
17220
831900
SH
SOLE
831900
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
1608
25000
SH
SOLE
25000
0
0
INVESCO LTD
SHS
G491BT108
6031
196900
SH
SOLE
196900
0
0
INVESTAR HLDG CORP
COM
46134L105
6680
305000
SH
SOLE
305000
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
2301
160000
SH
SOLE
160000
0
0
JACKSONVILLE BANCORP INC MD
COM
46924R106
1932
63769
SH
SOLE
63769
0
0
JPMORGAN CHASE & CO
COM
46625H100
11858
135000
SH
SOLE
135000
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
5673
122500
SH
SOLE
122500
0
0
KEYCORP NEW
COM
493267108
18580
1045000
SH
SOLE
1045000
0
0
LAKELAND BANCORP INC
COM
511637100
5880
300000
SH
SOLE
300000
0
0
LEGG MASON INC
COM
524901105
722
20000
SH
SOLE
20000
0
0
LENNAR CORP
CL B
526057302
10584
253208
SH
SOLE
253208
0
0
M & T BK CORP
*W EXP 12/23/201
55261F112
6054
75019
SH
SOLE
75019
0
0
MAINSOURCE FINANCIAL GP INC
COM
56062Y102
10017
304200
SH
SOLE
304200
0
0
MB Bancorp, Inc.
COM
55280E104
2790
188500
SH
SOLE
188500
0
0
Meetinghouse Bancorp, Inc.
COM
58514H109
626
38400
SH
SOLE
38400
0
0
MELROSE BANCORP INC
COM
585553100
2737
162432
SH
SOLE
162432
0
0
MERITAGE HOMES CORP
COM
59001A102
2944
80000
SH
SOLE
80000
0
0
MIDDLEBURG FINANCIAL CORP
COM
596094102
2302
57500
SH
SOLE
57500
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
9430
275000
SH
SOLE
275000
0
0
Minden Bancorp, Inc.
COM
60255R106
358
14900
SH
SOLE
14900
0
0
MORGAN STANLEY
COM NEW
617446448
6640
155000
SH
SOLE
155000
0
0
MUTUALFIRST FINL INC
COM
62845B104
6881
218100
SH
SOLE
218100
0
0
NATIONAL COMM CORP
COM
63546L102
1647
45000
SH
SOLE
45000
0
0
New Bancorp, Inc.
COM
642142103
922
66200
SH
SOLE
66200
0
0
New Jersey Community Bank
COM
64577U102
730
160488
SH
SOLE
160488
0
0
NICOLET BANKSHARES INC
COM
65406E102
80
1700
SH
SOLE
1700
0
0
NMI HLDGS INC
CL A
629209305
6498
570000
SH
SOLE
570000
0
0
NORTHRIM BANCORP INC
COM
666762109
5265
175200
SH
SOLE
175200
0
0
OAK VALLEY BANCORP OAKDALE C
COM
671807105
1093
82825
SH
SOLE
82825
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
10901
969000
SH
SOLE
969000
0
0
OM ASSET MGMT PLC
SHS
G67506108
1663
110000
SH
SOLE
110000
0
0
OTTAWA BANCORP INC
COM
689195105
3124
237785
SH
SOLE
237785
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
904
119800
SH
SOLE
119800
0
0
PARAGON COML CORP
COM NEW
69911U403
419
7829
SH
SOLE
7829
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
3762
257661
SH
SOLE
257661
0
0
PAYPAL HLDGS INC
COM
70450Y103
2151
50000
SH
SOLE
50000
0
0
PB BANCORP INC
COM
70454T100
3075
301430
SH
SOLE
301430
0
0
PEOPLES BANCORP N C INC
COM
710577107
1979
66622
SH
SOLE
66622
0
0
Pilgrim Bancshares, Inc.
COM
72143J105
2162
136000
SH
SOLE
136000
0
0
PLUMAS BANCORP
COM
729273102
599
32909
SH
SOLE
32909
0
0
PNC FINL SVCS GROUP INC
*W EXP 12/31/201
693475121
827
15647
SH
SOLE
15647
0
0
POAGE BANKSHARES INC
COM
730206109
5275
270505
SH
SOLE
270505
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
11000
205000
SH
SOLE
205000
0
0
PRICE T ROWE GROUP INC
COM
74144T108
3258
47800
SH
SOLE
47800
0
0
PRIVATEBANCORP INC
COM
742962103
9202
155000
SH
SOLE
155000
0
0
QCR HOLDINGS INC
COM
74727A104
15987
377500
SH
SOLE
377500
0
0
QNB Corporation
COM
74726N107
2480
65000
SH
SOLE
65000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
3923
270000
SH
SOLE
270000
0
0
RIVERVIEW BANCORP INC
COM
769397100
5025
702800
SH
SOLE
702800
0
0
S & T BANCORP INC
COM
783859101
3633
105000
SH
SOLE
105000
0
0
SB FINL GROUP INC
DEP SHS PFD 6.5%
78408D204
1280
80000
SH
SOLE
80000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
7346
180000
SH
SOLE
180000
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
13441
560500
SH
SOLE
560500
0
0
SI FINL GROUP INC MD
COM
78425V104
11826
841737
SH
SOLE
841737
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
1988
13400
SH
SOLE
13400
0
0
SOUTHERN MO BANCORP INC
COM
843380106
3644
102600
SH
SOLE
102600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4715
20000
SH
Put
SOLE
20000
0
0
Standard AVB Financial Corp.
COM
853393106
5605
211500
SH
SOLE
211500
0
0
STATE BK FINL CORP
COM
856190103
14587
558463
SH
SOLE
558463
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
7534
160000
SH
SOLE
160000
0
0
Sugar Creek Financial Corporation
COM
86481Y102
1174
83575
SH
SOLE
83575
0
0
SUN BANCORP INC
COM NEW
86663B201
20289
831500
SH
SOLE
831500
0
0
Sunnyside Bancorp, Inc.
COM
867475105
858
64871
SH
SOLE
64871
0
0
SUNSHINE BANCORP INC
COM
86777J108
1573
75100
SH
SOLE
75100
0
0
Sunshine Financial Inc.
COM
86782T109
1346
66000
SH
SOLE
66000
0
0
SUNTRUST BKS INC
COM
867914103
10507
190000
SH
SOLE
190000
0
0
SUNTRUST BKS INC
*W EXP 12/31/201
867914129
800
37000
SH
SOLE
37000
0
0
SUTHERLAND ASSET MGMT CORP M
COM
86933G105
1734
120000
SH
SOLE
120000
0
0
SVB FINL GROUP
COM
78486Q101
13771
74000
SH
SOLE
74000
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
9024
220000
SH
SOLE
220000
0
0
TRI POINTE GROUP INC
COM
87265H109
1317
105000
SH
SOLE
105000
0
0
TWO RIV BANCORP
COM
90207C105
2874
162633
SH
SOLE
162633
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
5255
296886
SH
SOLE
296886
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
11076
400000
SH
SOLE
400000
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
8882
1065000
SH
SOLE
1065000
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
10072
592108
SH
SOLE
592108
0
0
UNITED SECURITY BANCSHARES C
COM
911460103
1802
246800
SH
SOLE
246800
0
0
UNIVEST CORP PA
COM
915271100
5051
195000
SH
SOLE
195000
0
0
US BANCORP DEL
COM NEW
902973304
1288
25000
SH
SOLE
25000
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
4701
167900
SH
SOLE
167900
0
0
WESBANCO INC
COM
950810101
964
25300
SH
SOLE
25300
0
0
WEST BANCORPORATION INC
CAP STK
95123P106
560
24400
SH
SOLE
24400
0
0
West End Indiana Bancshares, Inc.
COM
952678100
695
22800
SH
SOLE
22800
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
3961
377267
SH
SOLE
377267
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
559
25000
SH
SOLE
25000
0
0
WINTRUST FINL CORP
COM
97650W108
8294
120000
SH
SOLE
120000
0
0
WOLVERINE BANCORP INC
COM
977880103
6516
200000
SH
SOLE
200000
0
0
WSFS FINL CORP
COM
929328102
7655
166600
SH
SOLE
166600
0
0
Xenith Bankshares, Inc.
COM
984102103
5011
197500
SH
SOLE
197500
0
0
ZIONS BANCORPORATION
COM
989701107
20370
485000
SH
SOLE
485000
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
13053
1437500
SH
SOLE
1437500
0
0