0000919574-17-004073.txt : 20170515 0000919574-17-004073.hdr.sgml : 20170515 20170512180136 ACCESSION NUMBER: 0000919574-17-004073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 17840319 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2017 03-31-2017 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 05-12-2017 0 181 926059 INFORMATION TABLE 2 infotable.xml AFFILIATED MANAGERS GROUP COM 008252108 12886 78600 SH SOLE 78600 0 0 AJS Bancorp, Inc. COM 001503101 2862 188900 SH SOLE 188900 0 0 ALLY FINL INC COM 02005N100 1017 50000 SH Put SOLE 50000 0 0 American Business Bank Unlisted 02475L105 1976 49100 SH SOLE 49100 0 0 AMERICAN RIVER BANKSHARES COM 029326105 6321 426505 SH SOLE 426505 0 0 AMERIS BANCORP COM 03076K108 27199 590000 SH SOLE 590000 0 0 AMES NATL CORP COM 031001100 60 1951 SH SOLE 1951 0 0 ANNALY CAP MGMT INC COM 035710409 2939 264500 SH SOLE 264500 0 0 ASSOCIATED BANC CORP COM 045487105 1098 45000 SH SOLE 45000 0 0 Avidbank Holdings, Inc. COM 05368J103 2428 127103 SH SOLE 127103 0 0 BANC OF CALIFORNIA INC COM 05990K106 2588 125000 SH SOLE 125000 0 0 BANCFIRST CORP COM 05945F103 3974 44209 SH SOLE 44209 0 0 BANCORP 34 INC COM 05970V106 788 61906 SH SOLE 61906 0 0 BANCORPSOUTH INC COM 059692103 13915 460000 SH SOLE 460000 0 0 BANK AMER CORP COM 060505104 17169 727800 SH SOLE 727800 0 0 BANK COMM HLDGS COM 06424J103 3264 305000 SH SOLE 305000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 7818 245000 SH SOLE 245000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2344 160200 SH SOLE 160200 0 0 BANKUNITED INC COM 06652K103 1866 50000 SH SOLE 50000 0 0 Bay Banks of Virginia, Inc. COM 072035108 4420 469700 SH SOLE 469700 0 0 Blackhawk Bancorp, Inc. Unlisted 09237E204 3229 157000 SH SOLE 157000 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 7905 482000 SH SOLE 482000 0 0 BRYN MAWR BK CORP COM 117665109 3619 91625 SH SOLE 91625 0 0 CAMDEN NATL CORP COM 133034108 2092 47500 SH SOLE 47500 0 0 CARDINAL FINL CORP COM 14149F109 162 5400 SH SOLE 5400 0 0 Carolina Alliance Bank Unlisted 14376R107 426 34439 SH SOLE 34439 0 0 CAROLINA FINL CORP NEW COM 143873107 3450 115000 SH SOLE 115000 0 0 Carroll Bancorp, Inc. Unlisted 144702107 120 7301 SH SOLE 7301 0 0 CENTERSTATE BANKS INC COM 15201P109 16965 655000 SH SOLE 655000 0 0 Central Federal Bancshares, Inc. Unlisted 15346T107 2069 165500 SH SOLE 165500 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 17094 281040 SH SOLE 281040 0 0 CITIGROUP INC COM NEW 172967424 24257 405500 SH SOLE 405500 0 0 CITIZENS HLDG CO MISS COM 174715102 69 2800 SH SOLE 2800 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 3324 150000 SH SOLE 150000 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 7505 115000 SH SOLE 115000 0 0 CNB FINL CORP PA COM 126128107 5645 236300 SH SOLE 236300 0 0 COASTWAY BANCORP INC COM 190632109 7572 430000 SH SOLE 430000 0 0 CODORUS VY BANCORP INC COM 192025104 8031 309967 SH SOLE 309967 0 0 COMERICA INC COM 200340107 13874 202300 SH SOLE 202300 0 0 COMERICA INC COM 200340107 1715 25000 SH Call SOLE 25000 0 0 Community Bank Of Santa Maria Unlisted 203598107 5 550 SH SOLE 550 0 0 COMMUNITY BANKERS TR CORP COM 203612106 6527 815855 SH SOLE 815855 0 0 COMMUNITY TR BANCORP INC COM 204149108 4026 88000 SH SOLE 88000 0 0 COMMUNITY WEST BANCSHARES COM 204157101 2652 260000 SH SOLE 260000 0 0 CULLEN FROST BANKERS INC COM 229899109 12456 140000 SH SOLE 140000 0 0 DCB Financial Corp COM 233075100 1194 66200 SH SOLE 66200 0 0 DISCOVER FINL SVCS COM 254709108 4391 64200 SH SOLE 64200 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 2913 83500 SH SOLE 83500 0 0 EAST WEST BANCORP INC COM 27579R104 3355 65000 SH SOLE 65000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 2756 65000 SH SOLE 65000 0 0 EQUITABLE FINL CORP NEW COM 29448T105 3163 308629 SH SOLE 308629 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 7129 224400 SH SOLE 224400 0 0 ESSA BANCORP INC COM 29667D104 6632 454900 SH SOLE 454900 0 0 EVANS BANCORP INC COM NEW 29911Q208 9024 235000 SH SOLE 235000 0 0 FARMERS NATL BANC CORP COM 309627107 502 35000 SH SOLE 35000 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3602 92500 SH SOLE 92500 0 0 First American International Corp. COM 31849X107 3589 168880 SH SOLE 168880 0 0 FIRST AMERN FINL CORP COM 31847R102 2946 75000 SH SOLE 75000 0 0 FIRST BANCSHARES INC MS COM 318916103 8028 281690 SH SOLE 281690 0 0 FIRST CMNTY CORP S C COM 319835104 3748 170370 SH SOLE 170370 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1000 20188 SH SOLE 20188 0 0 FIRST HORIZON NATL CORP COM 320517105 9805 530000 SH SOLE 530000 0 0 First Intercontinental Bank COM 32056Y101 1196 131439 SH SOLE 131439 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 722 21332 SH SOLE 21332 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 2368 100000 SH SOLE 100000 0 0 First Northern Community Bancorp Unlisted 335925103 1 104 SH SOLE 104 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 1435 118271 SH SOLE 118271 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 757 5000 SH SOLE 5000 0 0 FNB CORP PA COM 302520101 5205 350000 SH SOLE 350000 0 0 FNB CORP PA *W $3.161 EXP 1/30/2019 302520945 4571 389724 SH SOLE 389724 0 0 Four Oaks Fincorp, Inc. Unlisted 350891107 525 37360 SH SOLE 37360 0 0 FRANKLIN FINL NETWORK INC COM 35352P104 1938 50000 SH SOLE 50000 0 0 FSB BANCORP INC COM 30289C102 1020 71541 SH SOLE 71541 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 3653 150000 SH SOLE 150000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1870 98100 SH SOLE 98100 0 0 HAMILTON BANCORP INC MD COM 407015106 2129 140961 SH SOLE 140961 0 0 HENNESSY ADVISORS INC COM 425885100 1584 94205 SH SOLE 94205 0 0 Hibernia Bancorp, Inc. COM 42866N104 319 15000 SH SOLE 15000 0 0 HILLTOP HOLDINGS INC COM 432748101 1099 40000 SH SOLE 40000 0 0 HMN FINL INC COM 40424G108 2181 120834 SH SOLE 120834 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 3747 277778 SH SOLE 277778 0 0 HOME BANCORP INC COM 43689E107 1113 32985 SH SOLE 32985 0 0 HOMESTREET INC COM 43785V102 1537 55000 SH SOLE 55000 0 0 HOMETRUST BANCSHARES INC COM 437872104 6843 291191 SH SOLE 291191 0 0 HOPE BANCORP INC COM 43940T109 3067 160000 SH SOLE 160000 0 0 HOWARD BANCORP INC COM 442496105 3740 200000 SH SOLE 200000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 5825 435000 SH SOLE 435000 0 0 IBERIABANK CORP COM 450828108 16611 210000 SH SOLE 210000 0 0 IF BANCORP INC COM 44951J105 5075 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 17220 831900 SH SOLE 831900 0 0 INDEPENDENT BK GROUP INC COM 45384B106 1608 25000 SH SOLE 25000 0 0 INVESCO LTD SHS G491BT108 6031 196900 SH SOLE 196900 0 0 INVESTAR HLDG CORP COM 46134L105 6680 305000 SH SOLE 305000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 2301 160000 SH SOLE 160000 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1932 63769 SH SOLE 63769 0 0 JPMORGAN CHASE & CO COM 46625H100 11858 135000 SH SOLE 135000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 5673 122500 SH SOLE 122500 0 0 KEYCORP NEW COM 493267108 18580 1045000 SH SOLE 1045000 0 0 LAKELAND BANCORP INC COM 511637100 5880 300000 SH SOLE 300000 0 0 LEGG MASON INC COM 524901105 722 20000 SH SOLE 20000 0 0 LENNAR CORP CL B 526057302 10584 253208 SH SOLE 253208 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 6054 75019 SH SOLE 75019 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 10017 304200 SH SOLE 304200 0 0 MB Bancorp, Inc. COM 55280E104 2790 188500 SH SOLE 188500 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 626 38400 SH SOLE 38400 0 0 MELROSE BANCORP INC COM 585553100 2737 162432 SH SOLE 162432 0 0 MERITAGE HOMES CORP COM 59001A102 2944 80000 SH SOLE 80000 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 2302 57500 SH SOLE 57500 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 9430 275000 SH SOLE 275000 0 0 Minden Bancorp, Inc. COM 60255R106 358 14900 SH SOLE 14900 0 0 MORGAN STANLEY COM NEW 617446448 6640 155000 SH SOLE 155000 0 0 MUTUALFIRST FINL INC COM 62845B104 6881 218100 SH SOLE 218100 0 0 NATIONAL COMM CORP COM 63546L102 1647 45000 SH SOLE 45000 0 0 New Bancorp, Inc. COM 642142103 922 66200 SH SOLE 66200 0 0 New Jersey Community Bank COM 64577U102 730 160488 SH SOLE 160488 0 0 NICOLET BANKSHARES INC COM 65406E102 80 1700 SH SOLE 1700 0 0 NMI HLDGS INC CL A 629209305 6498 570000 SH SOLE 570000 0 0 NORTHRIM BANCORP INC COM 666762109 5265 175200 SH SOLE 175200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 1093 82825 SH SOLE 82825 0 0 OLD SECOND BANCORP INC ILL COM 680277100 10901 969000 SH SOLE 969000 0 0 OM ASSET MGMT PLC SHS G67506108 1663 110000 SH SOLE 110000 0 0 OTTAWA BANCORP INC COM 689195105 3124 237785 SH SOLE 237785 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 904 119800 SH SOLE 119800 0 0 PARAGON COML CORP COM NEW 69911U403 419 7829 SH SOLE 7829 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3762 257661 SH SOLE 257661 0 0 PAYPAL HLDGS INC COM 70450Y103 2151 50000 SH SOLE 50000 0 0 PB BANCORP INC COM 70454T100 3075 301430 SH SOLE 301430 0 0 PEOPLES BANCORP N C INC COM 710577107 1979 66622 SH SOLE 66622 0 0 Pilgrim Bancshares, Inc. COM 72143J105 2162 136000 SH SOLE 136000 0 0 PLUMAS BANCORP COM 729273102 599 32909 SH SOLE 32909 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 827 15647 SH SOLE 15647 0 0 POAGE BANKSHARES INC COM 730206109 5275 270505 SH SOLE 270505 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 11000 205000 SH SOLE 205000 0 0 PRICE T ROWE GROUP INC COM 74144T108 3258 47800 SH SOLE 47800 0 0 PRIVATEBANCORP INC COM 742962103 9202 155000 SH SOLE 155000 0 0 QCR HOLDINGS INC COM 74727A104 15987 377500 SH SOLE 377500 0 0 QNB Corporation COM 74726N107 2480 65000 SH SOLE 65000 0 0 REGIONS FINL CORP NEW COM 7591EP100 3923 270000 SH SOLE 270000 0 0 RIVERVIEW BANCORP INC COM 769397100 5025 702800 SH SOLE 702800 0 0 S & T BANCORP INC COM 783859101 3633 105000 SH SOLE 105000 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1280 80000 SH SOLE 80000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 7346 180000 SH SOLE 180000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 13441 560500 SH SOLE 560500 0 0 SI FINL GROUP INC MD COM 78425V104 11826 841737 SH SOLE 841737 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 1988 13400 SH SOLE 13400 0 0 SOUTHERN MO BANCORP INC COM 843380106 3644 102600 SH SOLE 102600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4715 20000 SH Put SOLE 20000 0 0 Standard AVB Financial Corp. COM 853393106 5605 211500 SH SOLE 211500 0 0 STATE BK FINL CORP COM 856190103 14587 558463 SH SOLE 558463 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 7534 160000 SH SOLE 160000 0 0 Sugar Creek Financial Corporation COM 86481Y102 1174 83575 SH SOLE 83575 0 0 SUN BANCORP INC COM NEW 86663B201 20289 831500 SH SOLE 831500 0 0 Sunnyside Bancorp, Inc. COM 867475105 858 64871 SH SOLE 64871 0 0 SUNSHINE BANCORP INC COM 86777J108 1573 75100 SH SOLE 75100 0 0 Sunshine Financial Inc. COM 86782T109 1346 66000 SH SOLE 66000 0 0 SUNTRUST BKS INC COM 867914103 10507 190000 SH SOLE 190000 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 800 37000 SH SOLE 37000 0 0 SUTHERLAND ASSET MGMT CORP M COM 86933G105 1734 120000 SH SOLE 120000 0 0 SVB FINL GROUP COM 78486Q101 13771 74000 SH SOLE 74000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 9024 220000 SH SOLE 220000 0 0 TRI POINTE GROUP INC COM 87265H109 1317 105000 SH SOLE 105000 0 0 TWO RIV BANCORP COM 90207C105 2874 162633 SH SOLE 162633 0 0 UNITED CMNTY BANCORP IND COM 90984R101 5255 296886 SH SOLE 296886 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 11076 400000 SH SOLE 400000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 8882 1065000 SH SOLE 1065000 0 0 UNITED FINL BANCORP INC NEW COM 910304104 10072 592108 SH SOLE 592108 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1802 246800 SH SOLE 246800 0 0 UNIVEST CORP PA COM 915271100 5051 195000 SH SOLE 195000 0 0 US BANCORP DEL COM NEW 902973304 1288 25000 SH SOLE 25000 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 4701 167900 SH SOLE 167900 0 0 WESBANCO INC COM 950810101 964 25300 SH SOLE 25300 0 0 WEST BANCORPORATION INC CAP STK 95123P106 560 24400 SH SOLE 24400 0 0 West End Indiana Bancshares, Inc. COM 952678100 695 22800 SH SOLE 22800 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 3961 377267 SH SOLE 377267 0 0 WILLIS LEASE FINANCE CORP COM 970646105 559 25000 SH SOLE 25000 0 0 WINTRUST FINL CORP COM 97650W108 8294 120000 SH SOLE 120000 0 0 WOLVERINE BANCORP INC COM 977880103 6516 200000 SH SOLE 200000 0 0 WSFS FINL CORP COM 929328102 7655 166600 SH SOLE 166600 0 0 Xenith Bankshares, Inc. COM 984102103 5011 197500 SH SOLE 197500 0 0 ZIONS BANCORPORATION COM 989701107 20370 485000 SH SOLE 485000 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 13053 1437500 SH SOLE 1437500 0 0