0000919574-17-002146.txt : 20170217 0000919574-17-002146.hdr.sgml : 20170217 20170217160025 ACCESSION NUMBER: 0000919574-17-002146 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 EFFECTIVENESS DATE: 20170217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 17621308 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001040762 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 02-13-2017 0 186 1111506 INFORMATION TABLE 2 infotable.xml AFFILIATED MANAGERS GROUP COM 008252108 11508 79200 SH SOLE 79200 0 0 AIR LEASE CORP CL A 00912X302 2575 75000 SH SOLE 75000 0 0 AJS Bancorp, Inc. COM 001503101 2570 169100 SH SOLE 169100 0 0 American Business Bank Unlisted 02475L105 210 6000 SH SOLE 6000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 9888 654400 SH SOLE 654400 0 0 AMERIS BANCORP COM 03076K108 18748 430000 SH SOLE 430000 0 0 ANNALY CAP MGMT INC COM 035710409 2493 250000 SH SOLE 250000 0 0 ASSOCIATED BANC CORP COM 045487105 2218 89800 SH SOLE 89800 0 0 Avidbank Holdings, Inc. COM 05368J103 2160 120353 SH SOLE 120353 0 0 BANCORP 34 INC COM 05970V106 755 60000 SH SOLE 60000 0 0 BANCORPSOUTH INC COM 059692103 14128 455000 SH SOLE 455000 0 0 BANK AMER CORP COM 060505104 13260 600000 SH SOLE 600000 0 0 BANK COMM HLDGS COM 06424J103 2945 310000 SH SOLE 310000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 2987 95000 SH SOLE 95000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 3304 217800 SH SOLE 217800 0 0 BANNER CORP COM NEW 06652V208 11536 206700 SH SOLE 206700 0 0 Bay Banks of Virginia, Inc. COM 072035108 3570 469700 SH SOLE 469700 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 12744 770000 SH SOLE 770000 0 0 BRYN MAWR BK CORP COM 117665109 3643 86425 SH SOLE 86425 0 0 CAMDEN NATL CORP COM 133034108 3387 76200 SH SOLE 76200 0 0 CARDINAL FINL CORP COM 14149F109 7214 220000 SH SOLE 220000 0 0 Carolina Alliance Bank Unlisted 14376R107 420 34439 SH SOLE 34439 0 0 CARROLL BANCORP INC *W $16 EXP 3/20/2017 114702115 0 12169 SH SOLE 12169 0 0 CENTERSTATE BANKS INC COM 15201P109 14115 560800 SH SOLE 560800 0 0 Central Federal Bancshares, Inc. Unlisted 15346T107 2102 165500 SH SOLE 165500 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 16862 281040 SH SOLE 281040 0 0 CITIGROUP INC COM NEW 172967424 29691 499600 SH SOLE 499600 0 0 CITIZENS FINL GROUP INC COM 174610105 2932 82300 SH SOLE 82300 0 0 CITIZENS HLDG CO MISS COM 174715102 72 2800 SH SOLE 2800 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 7050 115000 SH SOLE 115000 0 0 CNB FINL CORP PA COM 126128107 7701 288000 SH SOLE 288000 0 0 COASTWAY BANCORP INC COM 190632109 6730 430000 SH SOLE 430000 0 0 CODORUS VY BANCORP INC COM 192025104 7540 263629 SH SOLE 263629 0 0 COMERICA INC COM 200340107 11184 164200 SH SOLE 164200 0 0 COMERICA INC COM 200340107 1703 25000 SH Call SOLE 25000 0 0 Community Bank Of Santa Maria Unlisted 203598107 5 550 SH SOLE 550 0 0 COMMUNITY BANKERS TR CORP COM 203612106 6395 882100 SH SOLE 882100 0 0 COMMUNITY TR BANCORP INC COM 204149108 4434 89400 SH SOLE 89400 0 0 COMMUNITY WEST BANCSHARES COM 204157101 2851 308500 SH SOLE 308500 0 0 CULLEN FROST BANKERS INC COM 229899109 8823 100000 SH SOLE 100000 0 0 DCB Financial Corp COM 233075100 3437 185267 SH SOLE 185267 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 4581 132200 SH SOLE 132200 0 0 EAGLE BANCORP INC MD COM 268948106 33425 548400 SH SOLE 548400 0 0 EAST WEST BANCORP INC COM 27579R104 1779 35000 SH SOLE 35000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 1716 39900 SH SOLE 39900 0 0 EQUITABLE FINL CORP NEW COM 29448T105 3055 308629 SH SOLE 308629 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 5551 165000 SH SOLE 165000 0 0 ESSA BANCORP INC COM 29667D104 6533 415600 SH SOLE 415600 0 0 EVANS BANCORP INC COM NEW 29911Q208 9232 292600 SH SOLE 292600 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 3435 50000 SH SOLE 50000 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 842 24800 SH SOLE 24800 0 0 First American International Corp. COM 31849X107 3048 168880 SH SOLE 168880 0 0 FIRST BANCSHARES INC MS COM 318916103 7746 281690 SH SOLE 281690 0 0 FIRST CMNTY CORP S C COM 319835104 5461 302571 SH SOLE 302571 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 426 1200 SH SOLE 1200 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1024 20188 SH SOLE 20188 0 0 FIRST HORIZON NATL CORP COM 320517105 4902 245000 SH SOLE 245000 0 0 First Intercontinental Bank COM 32056Y101 954 131439 SH SOLE 131439 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 5167 204800 SH SOLE 204800 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 1413 118271 SH SOLE 118271 0 0 FNB CORP PA COM 302520101 5663 353300 SH SOLE 353300 0 0 FNB CORP PA *W $3.161 EXP 1/30/2019 302520945 4979 386888 SH SOLE 386888 0 0 Four Oaks Fincorp, Inc. Unlisted 350891107 425 160500 SH SOLE 160500 0 0 FRANKLIN FINL NETWORK INC COM 35352P104 2302 55000 SH SOLE 55000 0 0 FSB BANCORP INC COM 30289C102 1016 71541 SH SOLE 71541 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8884 37100 SH SOLE 37100 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 6932 286461 SH SOLE 286461 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 2279 107600 SH SOLE 107600 0 0 HAMILTON BANCORP INC MD COM 407015106 2850 200000 SH SOLE 200000 0 0 HENNESSY ADVISORS INC COM 425885100 1994 62804 SH SOLE 62804 0 0 HERITAGE COMMERCE CORP COM 426927109 307 21257 SH SOLE 21257 0 0 HERITAGE OAKS BANCORP COM 42724R107 580 47000 SH SOLE 47000 0 0 Hibernia Bancorp, Inc. COM 42866N104 319 15000 SH SOLE 15000 0 0 HILLTOP HOLDINGS INC COM 432748101 7146 239800 SH SOLE 239800 0 0 HMN FINL INC COM 40424G108 2184 124800 SH SOLE 124800 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 3597 277778 SH SOLE 277778 0 0 HOME BANCORP INC COM 43689E107 1274 32985 SH SOLE 32985 0 0 HOMETRUST BANCSHARES INC COM 437872104 7700 297291 SH SOLE 297291 0 0 HOPE BANCORP INC COM 43940T109 4816 220000 SH SOLE 220000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4053 306600 SH SOLE 306600 0 0 IBERIABANK CORP COM 450828108 13367 159600 SH SOLE 159600 0 0 IF BANCORP INC COM 44951J105 4718 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 20018 922500 SH SOLE 922500 0 0 INDEPENDENT BK GROUP INC COM 45384B106 2184 35000 SH SOLE 35000 0 0 INVESCO LTD SHS G491BT108 7130 235000 SH SOLE 235000 0 0 INVESTAR HLDG CORP COM 46134L105 7520 403222 SH SOLE 403222 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1913 63769 SH SOLE 63769 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 885 20000 SH SOLE 20000 0 0 JPMORGAN CHASE & CO COM 46625H100 8172 94700 SH SOLE 94700 0 0 KEYCORP NEW COM 493267108 16626 910000 SH SOLE 910000 0 0 LAKELAND BANCORP INC COM 511637100 8561 439000 SH SOLE 439000 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 1498 34800 SH SOLE 34800 0 0 LEGG MASON INC COM 524901105 598 20000 SH SOLE 20000 0 0 LENNAR CORP CL B 526057302 6863 198928 SH SOLE 198928 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 7155 90000 SH SOLE 90000 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 9233 268397 SH SOLE 268397 0 0 MB Bancorp, Inc. COM 55280E104 2771 188500 SH SOLE 188500 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 757 45300 SH SOLE 45300 0 0 MELROSE BANCORP INC COM 585553100 3487 194240 SH SOLE 194240 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 1043 30000 SH SOLE 30000 0 0 Minden Bancorp, Inc. COM 60255R106 339 14900 SH SOLE 14900 0 0 MORGAN STANLEY COM NEW 617446448 12392 293300 SH SOLE 293300 0 0 MUTUALFIRST FINL INC COM 62845B104 7219 218100 SH SOLE 218100 0 0 New Bancorp, Inc. COM 642142103 880 66200 SH SOLE 66200 0 0 New Jersey Community Bank COM 64577U102 586 160488 SH SOLE 160488 0 0 NICOLET BANKSHARES INC COM 65406E102 81 1700 SH SOLE 1700 0 0 NMI HLDGS INC CL A 629209305 8355 784492 SH SOLE 784492 0 0 NORTHRIM BANCORP INC COM 666762109 5536 175200 SH SOLE 175200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 1039 82825 SH SOLE 82825 0 0 OLD SECOND BANCORP INC ILL COM 680277100 10497 949943 SH SOLE 949943 0 0 OM ASSET MGMT PLC SHS G67506108 1296 89400 SH SOLE 89400 0 0 OTTAWA BANCORP INC COM 689195105 3027 237785 SH SOLE 237785 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 3249 445000 SH SOLE 445000 0 0 PARAGON COML CORP COM NEW 69911U403 127 2902 SH SOLE 2902 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3589 266056 SH SOLE 266056 0 0 PB BANCORP INC COM 70454T100 3202 323431 SH SOLE 323431 0 0 PEOPLES BANCORP N C INC COM 710577107 2632 105000 SH SOLE 105000 0 0 Pilgrim Bancshares, Inc. COM 72143J105 2247 153900 SH SOLE 153900 0 0 PLUMAS BANCORP COM 729273102 519 27323 SH SOLE 27323 0 0 PNC FINL SVCS GROUP INC COM 693475105 15790 135000 SH SOLE 135000 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 493 10000 SH SOLE 10000 0 0 POAGE BANKSHARES INC COM 730206109 5085 270505 SH SOLE 270505 0 0 Polonia Bancorp, Inc. COM 73158Q109 3928 317400 SH SOLE 317400 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 13341 254500 SH SOLE 254500 0 0 PRICE T ROWE GROUP INC COM 74144T108 3981 52900 SH SOLE 52900 0 0 PRIVATEBANCORP INC COM 742962103 9483 175000 SH SOLE 175000 0 0 PROSPERITY BANCSHARES INC COM 743606105 5541 77200 SH SOLE 77200 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 443 25886 SH SOLE 25886 0 0 QCR HOLDINGS INC COM 74727A104 14648 338300 SH SOLE 338300 0 0 QNB Corporation COM 74726N107 1644 45927 SH SOLE 45927 0 0 REGIONS FINL CORP NEW COM 7591EP100 6677 465000 SH SOLE 465000 0 0 RIVERVIEW BANCORP INC COM 769397100 9304 1329200 SH SOLE 1329200 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1134 80000 SH SOLE 80000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 8861 224500 SH SOLE 224500 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 19523 885000 SH SOLE 885000 0 0 SHORE BANCSHARES INC COM 825107105 1162 76200 SH SOLE 76200 0 0 SI FINL GROUP INC MD COM 78425V104 12963 841737 SH SOLE 841737 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 440 33434 SH SOLE 33434 0 0 SOUTHERN MO BANCORP INC COM 843380106 3863 109200 SH SOLE 109200 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 803 27700 SH SOLE 27700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 78236 350000 SH Put SOLE 350000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5558 100000 SH Put SOLE 100000 0 0 Standard Financial Corp. COM 853393106 5330 211500 SH SOLE 211500 0 0 STATE BK FINL CORP COM 856190103 17862 665000 SH SOLE 665000 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 12715 304700 SH SOLE 304700 0 0 STONEGATE MTG CORP COM 86181Q300 1926 322600 SH SOLE 322600 0 0 Sugar Creek Financial Corporation COM 86481Y102 1095 83575 SH SOLE 83575 0 0 SUN BANCORP INC COM NEW 86663B201 14433 555100 SH SOLE 555100 0 0 Sunnyside Bancorp, Inc. COM 867475105 863 64871 SH SOLE 64871 0 0 SUNSHINE BANCORP INC COM 86777J108 514 30000 SH SOLE 30000 0 0 Sunshine Financial Inc. COM 86782T109 1287 66000 SH SOLE 66000 0 0 SUNTRUST BKS INC COM 867914103 14294 260600 SH SOLE 260600 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 212 10000 SH SOLE 10000 0 0 SUTHERLAND ASSET MGMT CORP M COM 86933G105 2248 167116 SH SOLE 167116 0 0 SVB FINL GROUP COM 78486Q101 12016 70000 SH SOLE 70000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 5135 125000 SH SOLE 125000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 4691 107600 SH SOLE 107600 0 0 TERRITORIAL BANCORP INC COM 88145X108 2692 81981 SH SOLE 81981 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 3676 74500 SH SOLE 74500 0 0 Tri City Bankshares Corporation Unlisted 895364107 200 10435 SH SOLE 10435 0 0 TRI POINTE GROUP INC COM 87265H109 4862 423500 SH SOLE 423500 0 0 TRIUMPH BANCORP INC COM 89679E300 3061 117068 SH SOLE 117068 0 0 TWO RIV BANCORP COM 90207C105 2334 156437 SH SOLE 156437 0 0 UNITED BANKSHARES INC WEST V COM 909907107 2775 60000 SH SOLE 60000 0 0 UNITED CMNTY BANCORP IND COM 90984R101 4958 296886 SH SOLE 296886 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 15995 540000 SH SOLE 540000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 7989 893614 SH SOLE 893614 0 0 UNITED FINL BANCORP INC NEW COM 910304104 10753 592108 SH SOLE 592108 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1938 250097 SH SOLE 250097 0 0 UNIVEST CORP PA COM 915271100 6523 211100 SH SOLE 211100 0 0 US BANCORP DEL COM NEW 902973304 16182 315000 SH SOLE 315000 0 0 VALLEY NATL BANCORP COM 919794107 2037 175000 SH SOLE 175000 0 0 VERITEX HLDGS INC COM 923451108 5609 210000 SH SOLE 210000 0 0 VISA INC COM CL A 92826C839 1365 17500 SH SOLE 17500 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 5167 178250 SH SOLE 178250 0 0 West End Indiana Bancshares, Inc. COM 952678100 775 22800 SH SOLE 22800 0 0 WESTERN ALLIANCE BANCORP COM 957638109 4087 83900 SH SOLE 83900 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 3844 411102 SH SOLE 411102 0 0 WILLIS LEASE FINANCE CORP COM 970646105 640 25000 SH SOLE 25000 0 0 WINTRUST FINL CORP COM 97650W108 7257 100000 SH SOLE 100000 0 0 WOLVERINE BANCORP INC COM 977880103 6320 200000 SH SOLE 200000 0 0 WSFS Financial Corporation 6.25 Pfd. Stock 6.50% PFD 929328409 2115 83275 SH SOLE 83275 0 0 WSFS FINL CORP COM 929328102 4635 100000 SH SOLE 100000 0 0 XENITH BANKSHARES INC NEW COM 984102202 7109 252100 SH SOLE 252100 0 0 ZIONS BANCORPORATION COM 989701107 19105 443900 SH SOLE 443900 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 13189 1524700 SH SOLE 1524700 0 0