0000919574-16-014538.txt : 20160811 0000919574-16-014538.hdr.sgml : 20160811 20160811145141 ACCESSION NUMBER: 0000919574-16-014538 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 161824213 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 06-30-2016 06-30-2016 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 08-11-2016 0 193 800852 INFORMATION TABLE 2 infotable.xml ACCESS NATL CORP COM 004337101 1366 70000 SH SOLE 70000 0 0 AFFILIATED MANAGERS GROUP COM 008252108 5800 41200 SH SOLE 41200 0 0 AJS Bancorp, Inc. COM 001503101 2092 140400 SH SOLE 140400 0 0 AMERICAN EXPRESS CO COM 025816109 1215 20000 SH SOLE 20000 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 1229 60000 SH SOLE 60000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 6724 655100 SH SOLE 655100 0 0 AMERIS BANCORP COM 03076K108 15396 518400 SH SOLE 518400 0 0 AMES NATL CORP COM 031001100 268 10000 SH SOLE 10000 0 0 ASSOCIATED BANC CORP COM 045487105 2780 162100 SH SOLE 162100 0 0 Avidbank Holdings, Inc. COM 05368J103 1763 120353 SH SOLE 120353 0 0 BANCFIRST CORP COM 05945F103 5960 98800 SH SOLE 98800 0 0 BANCORPSOUTH INC COM 059692103 2947 129882 SH SOLE 129882 0 0 BANK AMER CORP COM 060505104 19614 1478100 SH SOLE 1478100 0 0 BANK COMM HLDGS COM 06424J103 1635 247800 SH SOLE 247800 0 0 BANK MUTUAL CORP NEW COM 063750103 423 55100 SH SOLE 55100 0 0 BANK NEW YORK MELLON CORP COM 064058100 4592 118200 SH SOLE 118200 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2622 214000 SH SOLE 214000 0 0 BANKUNITED INC COM 06652K103 1229 40000 SH SOLE 40000 0 0 Bay Banks of Virginia, Inc. COM 072035108 2795 469700 SH SOLE 469700 0 0 BNCCORP, Inc. COM 055936108 515 33471 SH SOLE 33471 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 10720 910000 SH SOLE 910000 0 0 BRYN MAWR BK CORP COM 117665109 2094 71700 SH SOLE 71700 0 0 C1 FINL INC COM 12591N109 4083 175000 SH SOLE 175000 0 0 CARDINAL FINL CORP COM 14149F109 5665 258200 SH SOLE 258200 0 0 CAROLINA FINL CORP NEW COM 143873107 1868 100000 SH SOLE 100000 0 0 CASCADE BANCORP COM NEW 147154207 222 40000 SH SOLE 40000 0 0 CENTERSTATE BANKS INC COM 15201P109 8861 562600 SH SOLE 562600 0 0 Central Federal Bancshares, Inc. COM 15346T107 1747 155800 SH SOLE 155800 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 13575 320700 SH SOLE 320700 0 0 CHICOPEE BANCORP INC COM 168565109 4585 251100 SH SOLE 251100 0 0 CITIGROUP INC COM NEW 172967424 26566 626700 SH SOLE 626700 0 0 CITIZENS FINL GROUP INC COM 174610105 8703 435600 SH SOLE 435600 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 131 10000 SH SOLE 10000 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 4622 110050 SH SOLE 110050 0 0 CNB FINL CORP PA COM 126128107 4525 254200 SH SOLE 254200 0 0 COASTWAY BANCORP INC COM 190632109 5703 458099 SH SOLE 458099 0 0 CODORUS VY BANCORP INC COM 192025104 2884 141568 SH SOLE 141568 0 0 COMERICA INC COM 200340107 20026 486900 SH SOLE 486900 0 0 COMMUNITY BANKERS TR CORP COM 203612106 2072 400000 SH SOLE 400000 0 0 COMMUNITY TR BANCORP INC COM 204149108 3684 106300 SH SOLE 106300 0 0 COMMUNITY WEST BANCSHARES COM 204157101 2216 301100 SH SOLE 301100 0 0 Connectone Bancorp, Inc. COM 20786U101 785 50000 SH SOLE 50000 0 0 D R HORTON INC COM 23331A109 5352 170000 SH SOLE 170000 0 0 DCB Financial Corp COM 233075100 2674 379228 SH SOLE 379228 0 0 DISCOVER FINL SVCS COM 254709108 6141 114600 SH SOLE 114600 0 0 DNB FINL CORP COM 233237106 1388 58801 SH SOLE 58801 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 3885 165400 SH SOLE 165400 0 0 EAGLE BANCORP INC MD COM 268948106 9439 196200 SH SOLE 196200 0 0 EAGLE BANCORP MONT INC COM 26942G100 267 21000 SH SOLE 21000 0 0 EQUITABLE FINL CORP NEW COM 29448T105 2515 302629 SH SOLE 302629 0 0 ESSA BANCORP INC COM 29667D104 5569 415600 SH SOLE 415600 0 0 EVANS BANCORP INC COM NEW 29911Q208 7160 290598 SH SOLE 290598 0 0 EVERBANK FINL CORP COM 29977G102 3641 245000 SH SOLE 245000 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 3186 72100 SH SOLE 72100 0 0 FCB FINL HLDGS INC CL A 30255G103 5311 156200 SH SOLE 156200 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 6221 165900 SH SOLE 165900 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 3291 286900 SH SOLE 286900 0 0 FIFTH THIRD BANCORP COM 316773100 2199 125000 SH SOLE 125000 0 0 FINANCIAL INSTNS INC COM 317585404 652 25000 SH SOLE 25000 0 0 First American International Corp. COM 31849X107 2474 168880 SH SOLE 168880 0 0 FIRST BUSEY CORP COM NEW 319383204 4052 189450 SH SOLE 189450 0 0 FIRST CLOVER LEAF FIN CORP COM 31969M105 298 25000 SH SOLE 25000 0 0 FIRST CMNTY CORP S C COM 319835104 6239 445982 SH SOLE 445982 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 6214 24000 SH SOLE 24000 0 0 FIRST FINL BANCORP OH COM 320209109 2917 150000 SH SOLE 150000 0 0 First Intercontinental Bank COM 32056Y101 933 131439 SH SOLE 131439 0 0 FIRST LONG IS CORP COM 320734106 1864 65000 SH SOLE 65000 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 222 8890 SH SOLE 8890 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 4293 244500 SH SOLE 244500 0 0 FIRST NBC BK HLDG CO COM 32115D106 1091 65000 SH SOLE 65000 0 0 FIRST SAVINGS FINL GROUP INC COM 33621E109 140 4066 SH SOLE 4066 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 778 83264 SH SOLE 83264 0 0 Four Oaks Fincorp, Inc. COM 350891107 167 81000 SH SOLE 81000 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 13699 673500 SH SOLE 673500 0 0 GEORGETOWN BANCORP INC MD COM 372591107 1404 69100 SH SOLE 69100 0 0 GERMAN AMERN BANCORP INC COM 373865104 786 24600 SH SOLE 24600 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6567 44200 SH SOLE 44200 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 7455 446400 SH SOLE 446400 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1718 107600 SH SOLE 107600 0 0 HAMILTON BANCORP INC MD COM 407015106 2782 200000 SH SOLE 200000 0 0 HANCOCK HLDG CO COM 410120109 6919 265000 SH SOLE 265000 0 0 HANMI FINL CORP COM NEW 410495204 235 10000 SH SOLE 10000 0 0 HEARTLAND FINL USA INC COM 42234Q102 1765 50000 SH SOLE 50000 0 0 HENNESSY ADVISORS INC COM 425885100 2209 66004 SH SOLE 66004 0 0 HERITAGE COMMERCE CORP COM 426927109 5982 568094 SH SOLE 568094 0 0 HERITAGE OAKS BANCORP COM 42724R107 7549 950800 SH SOLE 950800 0 0 Hibernia Bancorp, Inc. COM 42866N104 287 15000 SH SOLE 15000 0 0 HILLTOP HOLDINGS INC COM 432748101 1809 86200 SH SOLE 86200 0 0 HMN FINL INC COM 40424G108 992 73034 SH SOLE 73034 0 0 HOME BANCORP INC COM 43689E107 824 30000 SH SOLE 30000 0 0 HOMETRUST BANCSHARES INC COM 437872104 6242 337413 SH SOLE 337413 0 0 HUNTINGTON BANCSHARES INC COM 446150104 894 100000 SH SOLE 100000 0 0 IF BANCORP INC COM 44951J105 4677 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 13387 922600 SH SOLE 922600 0 0 INVESCO LTD SHS G491BT108 5460 213800 SH SOLE 213800 0 0 INVESTAR HLDG CORP COM 46134L105 4657 302800 SH SOLE 302800 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1150 10000 SH Put SOLE 10000 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1728 63769 SH SOLE 63769 0 0 KEYCORP NEW COM 493267108 6523 590300 SH SOLE 590300 0 0 LAKELAND BANCORP INC COM 511637100 5648 496300 SH SOLE 496300 0 0 LAZARD LTD SHS A G54050102 744 25000 SH SOLE 25000 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 205 7600 SH SOLE 7600 0 0 LENNAR CORP CL B 526057302 2541 68215 SH SOLE 68215 0 0 LPL FINL HLDGS INC COM 50212V100 958 42500 SH SOLE 42500 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 4898 112800 SH SOLE 112800 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 6255 283654 SH SOLE 283654 0 0 MALVERN BANCORP INC COM 561409103 1061 68000 SH SOLE 68000 0 0 MB Bancorp, Inc. COM 55280E104 2494 190400 SH SOLE 190400 0 0 MBT FINL CORP COM 578877102 640 80000 SH SOLE 80000 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 791 47500 SH SOLE 47500 0 0 MELROSE BANCORP INC COM 585553100 3003 193515 SH SOLE 193515 0 0 MERITAGE HOMES CORP COM 59001A102 1502 40000 SH SOLE 40000 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 1972 72500 SH SOLE 72500 0 0 MIDLAND STS BANCORP INC ILL COM 597742105 8973 413700 SH SOLE 413700 0 0 Minden Bancorp, Inc. COM 60255R106 354 14900 SH SOLE 14900 0 0 MORGAN STANLEY COM NEW 617446448 8459 325600 SH SOLE 325600 0 0 MUTUALFIRST FINL INC COM 62845B104 10535 385200 SH SOLE 385200 0 0 New Bancorp, Inc. COM 642142103 850 66200 SH SOLE 66200 0 0 New Jersey Community Bank COM 64577U102 650 160488 SH SOLE 160488 0 0 NMI HLDGS INC CL A 629209305 5359 977900 SH SOLE 977900 0 0 NORTHRIM BANCORP INC COM 666762109 3250 123628 SH SOLE 123628 0 0 NVR INC COM 62944T105 178 100 SH SOLE 100 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 616 63200 SH SOLE 63200 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 763 45000 SH SOLE 45000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 9088 1330606 SH SOLE 1330606 0 0 OM ASSET MGMT PLC SHS G67506108 1202 90000 SH SOLE 90000 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 3550 500000 SH SOLE 500000 0 0 PARAGON COML CORP COM NEW 69911U403 1742 49769 SH SOLE 49769 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3156 280000 SH SOLE 280000 0 0 PB BANCORP INC COM 70454T100 2911 345730 SH SOLE 345730 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 1949 105300 SH SOLE 105300 0 0 PEOPLES BANCORP INC COM 709789101 1416 65000 SH SOLE 65000 0 0 PEOPLES BANCORP N C INC COM 710577107 1479 75400 SH SOLE 75400 0 0 Pilgrim Bancshares, Inc. COM 72143J105 1917 149200 SH SOLE 149200 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2768 158900 SH SOLE 158900 0 0 POAGE BANKSHARES INC COM 730206109 4647 270505 SH SOLE 270505 0 0 Polonia Bancorp, Inc. COM 73158Q109 3546 329900 SH SOLE 329900 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 6045 209300 SH SOLE 209300 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1281 70000 SH SOLE 70000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 5640 400000 SH SOLE 400000 0 0 QCR HOLDINGS INC COM 74727A104 10096 371300 SH SOLE 371300 0 0 QNB Corporation COM 74726N107 998 31194 SH SOLE 31194 0 0 RADIAN GROUP INC COM 750236101 1042 100000 SH SOLE 100000 0 0 REGIONS FINL CORP NEW COM 7591EP100 9115 1071100 SH SOLE 1071100 0 0 RIVERVIEW BANCORP INC COM 769397100 3045 643700 SH SOLE 643700 0 0 S & T BANCORP INC COM 783859101 1834 75000 SH SOLE 75000 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1479 125000 SH SOLE 125000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3748 148100 SH SOLE 148100 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 15356 945542 SH SOLE 945542 0 0 SHORE BANCSHARES INC COM 825107105 1929 164193 SH SOLE 164193 0 0 SI FINL GROUP INC MD COM 78425V104 13774 1040347 SH SOLE 1040347 0 0 SIERRA BANCORP COM 82620P102 4406 264000 SH SOLE 264000 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 681 40000 SH SOLE 40000 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 2701 220700 SH SOLE 220700 0 0 SOUTHERN FIRST BANCSHARES IN COM 842873101 603 25000 SH SOLE 25000 0 0 SOUTHERN MO BANCORP INC COM 843380106 5151 218892 SH SOLE 218892 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 1693 100000 SH SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13616 65000 SH Put SOLE 65000 0 0 Standard Financial Corp. COM 853393106 6109 263300 SH SOLE 263300 0 0 STATE BK FINL CORP COM 856190103 15087 741400 SH SOLE 741400 0 0 STEWART INFORMATION SVCS COR COM 860372101 2071 50000 SH SOLE 50000 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 7178 222433 SH SOLE 222433 0 0 STONEGATE MTG CORP COM 86181Q300 1368 407186 SH SOLE 407186 0 0 Sugar Creek Financial Corporation COM 86481Y102 953 83575 SH SOLE 83575 0 0 SUN BANCORP INC COM NEW 86663B201 11468 555100 SH SOLE 555100 0 0 Sunnyside Bancorp, Inc. COM 867475105 812 64871 SH SOLE 64871 0 0 Sunshine Financial Inc. COM 86782T109 1264 66000 SH SOLE 66000 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 866 93400 SH SOLE 93400 0 0 SYNOVUS FINL CORP COM NEW 87161C501 8407 290000 SH SOLE 290000 0 0 TERRITORIAL BANCORP INC COM 88145X108 7766 293405 SH SOLE 293405 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2178 100592 SH SOLE 100592 0 0 TRIUMPH BANCORP INC COM 89679E300 1122 70100 SH SOLE 70100 0 0 TWO RIV BANCORP COM 90207C105 1656 152483 SH SOLE 152483 0 0 UNITED CMNTY BANCORP IND COM 90984R101 4177 296886 SH SOLE 296886 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 9513 520100 SH SOLE 520100 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 7008 1152600 SH SOLE 1152600 0 0 UNITED FINL BANCORP INC NEW COM 910304104 5581 430000 SH SOLE 430000 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1453 226300 SH SOLE 226300 0 0 WALKER & DUNLOP INC COM 93148P102 18 800 SH SOLE 800 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 4214 195000 SH SOLE 195000 0 0 WELLS FARGO & CO NEW COM 949746101 7100 150000 SH SOLE 150000 0 0 West End Indiana Bancshares, Inc. COM 952678100 743 30000 SH SOLE 30000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1959 60000 SH SOLE 60000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 943 42400 SH SOLE 42400 0 0 WILSHIRE BANCORP INC COM 97186T108 3178 305000 SH SOLE 305000 0 0 WINTRUST FINL CORP COM 97650W108 6630 130000 SH SOLE 130000 0 0 WOLVERINE BANCORP INC COM 977880103 4836 189423 SH SOLE 189423 0 0 WSFS Financial Corporation 6.25% Pfd. Stock 6.50% PFD 929328409 2904 110796 SH SOLE 110796 0 0 WSFS FINL CORP COM 929328102 3863 120000 SH SOLE 120000 0 0 XENITH BANKSHARES INC COM 98410X105 7417 933000 SH SOLE 933000 0 0 YADKIN FINL CORP COM 984305102 4945 197100 SH SOLE 197100 0 0 ZIONS BANCORPORATION COM 989701107 13274 528200 SH SOLE 528200 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 1913 1755000 SH SOLE 1755000 0 0