0000919574-16-012910.txt : 20160513 0000919574-16-012910.hdr.sgml : 20160513 20160513144011 ACCESSION NUMBER: 0000919574-16-012910 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 161647682 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2016 03-31-2016 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 05-13-2016 0 209 770440 INFORMATION TABLE 2 infotable.xml 1ST SOURCE CORP COM 336901103 2652 83300 SH SOLE 83300 0 0 ACCESS NATL CORP COM 004337101 1388 70000 SH SOLE 70000 0 0 AFFILIATED MANAGERS GROUP COM 008252108 3735 23000 SH SOLE 23000 0 0 AJS BANCORP INC. COM 001503101 2106 140400 SH SOLE 140400 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 932 50000 SH SOLE 50000 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 12748 801750 SH SOLE 801750 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7032 692100 SH SOLE 692100 0 0 AMERIS BANCORP COM 03076K108 14090 476339 SH SOLE 476339 0 0 AMES NATL CORP COM 031001100 908 36683 SH SOLE 36683 0 0 ASSOCIATED BANC CORP COM 045487105 2512 140000 SH SOLE 140000 0 0 ASTORIA FINL CORP COM 046265104 792 50000 SH SOLE 50000 0 0 AVIDBANK HOLDINGS INC COM 05368J103 1685 120353 SH SOLE 120353 0 0 B RILEY FINL INC COM 05580M108 8 746 SH SOLE 746 0 0 BANCFIRST CORP COM 05945F103 5903 103500 SH SOLE 103500 0 0 BANK AMER CORP COM 060505104 10546 780000 SH SOLE 780000 0 0 BANK COMM HLDGS COM 06424J103 1157 182200 SH SOLE 182200 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2506 214000 SH SOLE 214000 0 0 BAY BANKS OF VIRGINIA INC COM 072035108 2652 472700 SH SOLE 472700 0 0 BNCCORP, Inc. COM 055936108 532 35455 SH SOLE 35455 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 11278 985000 SH SOLE 985000 0 0 BRIDGE BANCORP INC COM 108035106 5439 178500 SH SOLE 178500 0 0 BRYN MAWR BK CORP COM 117665109 1119 43500 SH SOLE 43500 0 0 C1 FINL INC COM 12591N109 4235 175000 SH SOLE 175000 0 0 CARDINAL FINL CORP COM 14149F109 6007 295200 SH SOLE 295200 0 0 CAROLINA FINL CORP NEW COM 143873107 2890 155700 SH SOLE 155700 0 0 CARROLL BANCORP INC WARRANT 144702107 0 12169 SH SOLE 12169 0 0 CENTERSTATE BANKS INC COM 15201P109 7743 520000 SH SOLE 520000 0 0 CENTRAL FEDERAL BANCSHARES INC COM 15346T107 1538 144000 SH SOLE 144000 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 11657 299600 SH SOLE 299600 0 0 CHEMUNG FINL CORP COM 164024101 87 3293 SH SOLE 3293 0 0 CHEVIOT FINL CORP NEW COM 16677X105 2086 142000 SH SOLE 142000 0 0 CHICOPEE BANCORP INC COM 168565109 4126 233900 SH SOLE 233900 0 0 CITIGROUP INC COM NEW 172967424 22963 550000 SH SOLE 550000 0 0 CITIZENS FINL GROUP INC COM 174610105 8066 385000 SH SOLE 385000 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 103 10000 SH SOLE 10000 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 3776 109450 SH SOLE 109450 0 0 CNB FINL CORP PA COM 126128107 3625 206100 SH SOLE 206100 0 0 COASTWAY BANCORP INC COM 190632109 5740 458099 SH SOLE 458099 0 0 COBIZ FINANCIAL INC COM 190897108 3428 290000 SH SOLE 290000 0 0 CODORUS VY BANCORP INC COM 192025104 869 42959 SH SOLE 42959 0 0 Colonial Bancgroup Inc. 6.375% Due 12/1/2015 Bond 195556AA3 0 3952000 SH SOLE 3952000 0 0 COLONY STARWOOD HOMES COM 19625X102 1238 50000 SH SOLE 50000 0 0 COMERICA INC COM 200340107 15337 405000 SH SOLE 405000 0 0 COMMUNITY BANKERS TR CORP COM 203612106 875 175000 SH SOLE 175000 0 0 COMMUNITY TR BANCORP INC COM 204149108 3355 95000 SH SOLE 95000 0 0 COMMUNITY WEST BANCSHARES COM 204157101 1530 225000 SH SOLE 225000 0 0 D R HORTON INC COM 23331A109 1209 40000 SH SOLE 40000 0 0 DCB Financial Corp COM 233075100 1907 280000 SH SOLE 280000 0 0 DIME CMNTY BANCSHARES COM 253922108 7679 435800 SH SOLE 435800 0 0 DNB FINL CORP COM 233237106 1677 58801 SH SOLE 58801 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 2204 90000 SH SOLE 90000 0 0 EAGLE BANCORP INC MD COM 268948106 9418 196200 SH SOLE 196200 0 0 Eagle Bancorp Inc. - Warrant $6.7636 Exp 12/05/2018 WARRANT 2699929B1 17523 423977 SH SOLE 423977 0 0 EAGLE BANCORP MONT INC COM 26942G100 255 21000 SH SOLE 21000 0 0 EQUITABLE FINL CORP NEW COM 29448T105 2292 277158 SH SOLE 277158 0 0 ESSA BANCORP INC COM 29667D104 4722 350000 SH SOLE 350000 0 0 EVANS BANCORP INC COM NEW 29911Q208 6838 280239 SH SOLE 280239 0 0 EVERBANK FINL CORP COM 29977G102 5131 340000 SH SOLE 340000 0 0 FARMERS CAP BK CORP COM 309562106 528 20000 SH SOLE 20000 0 0 FC HOLDINGS INC Equity 993029941 75 100000 SH SOLE 100000 0 0 FCB FINL HLDGS INC CL A 30255G103 5488 165000 SH SOLE 165000 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 543 50000 SH SOLE 50000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 3482 55000 SH SOLE 55000 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 561 35000 SH SOLE 35000 0 0 FIFTH THIRD BANCORP COM 316773100 5257 315000 SH SOLE 315000 0 0 FINANCIAL INSTNS INC COM 317585404 727 25000 SH SOLE 25000 0 0 First American International Corp. COM 31849X107 2525 168880 SH SOLE 168880 0 0 FIRST BANCORP N C COM 318910106 377 20000 SH SOLE 20000 0 0 FIRST BUSEY CORP COM NEW 319383204 2970 145000 SH SOLE 145000 0 0 FIRST CMNTY CORP S C COM 319835104 6523 452382 SH SOLE 452382 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 4168 16600 SH SOLE 16600 0 0 FIRST FINL BANCORP OH COM 320209109 2909 160000 SH SOLE 160000 0 0 FIRST HORIZON NATL CORP COM 320517105 2161 165000 SH SOLE 165000 0 0 First Intercontinental Bank COM 32056Y101 933 131439 SH SOLE 131439 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 498 20646 SH SOLE 20646 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 5857 325000 SH SOLE 325000 0 0 FIRST NBC BK HLDG CO COM 32115D106 1338 65000 SH SOLE 65000 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 850 103025 SH SOLE 103025 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 429 20000 SH SOLE 20000 0 0 FNB Corporation - Warrant $3.243 Exp 1/30/2019 WARRANT 302520945 3684 377106 SH SOLE 377106 0 0 FOUR OAKS FINCORP INC COM 350891107 9 4827 SH SOLE 4827 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 14322 741300 SH SOLE 741300 0 0 Fraternity Community Bancorp, Inc. COM 35553P101 2611 136700 SH SOLE 136700 0 0 GEORGETOWN BANCORP INC MD COM 372591107 1382 69100 SH SOLE 69100 0 0 GERMAN AMERN BANCORP INC COM 373865104 460 14300 SH SOLE 14300 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5494 35000 SH SOLE 35000 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 12368 800000 SH SOLE 800000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1234 82400 SH SOLE 82400 0 0 HAMILTON BANCORP INC MD COM 407015106 2662 200000 SH SOLE 200000 0 0 HANCOCK HLDG CO COM 410120109 2353 102500 SH SOLE 102500 0 0 HANMI FINL CORP COM NEW 410495204 1323 60100 SH SOLE 60100 0 0 HENNESSY ADVISORS INC COM 425885100 1736 65000 SH SOLE 65000 0 0 HERITAGE COMMERCE CORP COM 426927109 6044 603800 SH SOLE 603800 0 0 HERITAGE OAKS BANCORP COM 42724R107 7790 1000000 SH SOLE 1000000 0 0 Hibernia Bancorp, Inc. COM 42866N104 307 15000 SH SOLE 15000 0 0 HMN FINL INC COM 40424G108 787 69858 SH SOLE 69858 0 0 HMN FINL INC WARRANT 40424G975 1864 277778 SH SOLE 277778 0 0 HOME BANCORP INC COM 43689E107 460 17151 SH SOLE 17151 0 0 HOMESTREET INC COM 43785V102 1353 65000 SH SOLE 65000 0 0 HOMETRUST BANCSHARES INC COM 437872104 5409 295113 SH SOLE 295113 0 0 IF BANCORP INC COM 44951J105 4723 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 11058 760000 SH SOLE 760000 0 0 INVESCO LTD SHS G491BT108 10693 347500 SH SOLE 347500 0 0 INVESTAR HLDG CORP COM 46134L105 4402 300100 SH SOLE 300100 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1546 60645 SH SOLE 60645 0 0 KEARNY FINL CORP MD COM 48716P108 1482 120000 SH SOLE 120000 0 0 KEYCORP NEW COM 493267108 4692 425000 SH SOLE 425000 0 0 LAKELAND BANCORP INC COM 511637100 3463 341200 SH SOLE 341200 0 0 LENNAR CORP CL B 526057302 1207 31189 SH SOLE 31189 0 0 LPL FINL HLDGS INC COM 50212V100 2418 97500 SH SOLE 97500 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 4276 112800 SH SOLE 112800 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 6222 295000 SH SOLE 295000 0 0 MALVERN BANCORP INC COM 561409103 1282 80000 SH SOLE 80000 0 0 MB Bancorp, Inc. COM 55280E104 2317 183900 SH SOLE 183900 0 0 MBT FINL CORP COM 578877102 564 70000 SH SOLE 70000 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 751 47500 SH SOLE 47500 0 0 MELROSE BANCORP INC COM 585553100 2874 191600 SH SOLE 191600 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 3020 110000 SH SOLE 110000 0 0 Minden Bancorp, Inc. COM 60255R106 329 14900 SH SOLE 14900 0 0 MONARCH FINANCIAL HOLDINGS I COM 60907Q100 199 12000 SH SOLE 12000 0 0 MORGAN STANLEY COM NEW 617446448 3376 135000 SH SOLE 135000 0 0 MUTUALFIRST FINL INC COM 62845B104 5232 207600 SH SOLE 207600 0 0 New Bancorp, Inc. COM 642142103 822 65000 SH SOLE 65000 0 0 New Jersey Community Bank COM 64577U102 743 150000 SH SOLE 150000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 407 35000 SH SOLE 35000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 2385 150000 SH SOLE 150000 0 0 NMI HLDGS INC CL A 629209305 3106 615000 SH SOLE 615000 0 0 Northeast Community Bancorp, Inc. COM 664112109 506 74900 SH SOLE 74900 0 0 NORTHRIM BANCORP INC COM 666762109 2542 106300 SH SOLE 106300 0 0 NVR INC COM 62944T105 1906 1100 SH SOLE 1100 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 520 56100 SH SOLE 56100 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 350 20000 SH SOLE 20000 0 0 OLD LINE BANCSHARES INC COM 67984M100 541 30000 SH SOLE 30000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 8051 1122900 SH SOLE 1122900 0 0 OPUS BK IRVINE CALIF COM 684000102 2713 79800 SH SOLE 79800 0 0 ORRSTOWN FINL SVCS INC COM 687380105 39 2249 SH SOLE 2249 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 1960 280000 SH SOLE 280000 0 0 PARAGON COMMERCIAL CORPORATION COM 69911U403 19 700 SH SOLE 700 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3086 280000 SH SOLE 280000 0 0 PB BANCORP INC COM 70454T100 2604 310000 SH SOLE 310000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 1521 90000 SH SOLE 90000 0 0 PEOPLES BANCORP INC COM 709789101 1669 85400 SH SOLE 85400 0 0 PEOPLES BANCORP N C INC COM 710577107 1674 90000 SH SOLE 90000 0 0 Pilgrim Bancshares, Inc. COM 72143J105 1612 125900 SH SOLE 125900 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2742 135000 SH SOLE 135000 0 0 POAGE BANKSHARES INC COM 730206109 3484 210000 SH SOLE 210000 0 0 Polonia Bancorp, Inc. COM 73158Q109 3497 329900 SH SOLE 329900 0 0 POPULAR INC COM NEW 733174700 760 26550 SH SOLE 26550 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 5143 170000 SH SOLE 170000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1364 80000 SH SOLE 80000 0 0 PROVIDENT FINL SVCS INC COM 74386T105 1514 75000 SH SOLE 75000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 5728 400000 SH SOLE 400000 0 0 PULASKI FINL CORP COM 745548107 565 35000 SH SOLE 35000 0 0 PULTE GROUP INC COM 745867101 4397 235000 SH SOLE 235000 0 0 QCR HOLDINGS INC COM 74727A104 4205 176300 SH SOLE 176300 0 0 QNB Corporation COM 74726N107 812 27072 SH SOLE 27072 0 0 REGIONS FINL CORP NEW COM 7591EP100 7693 980000 SH SOLE 980000 0 0 RIVERVIEW BANCORP INC COM 769397100 2648 630400 SH SOLE 630400 0 0 S & T BANCORP INC COM 783859101 2875 111600 SH SOLE 111600 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1406 125000 SH SOLE 125000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4763 170000 SH SOLE 170000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 13991 886042 SH SOLE 886042 0 0 SHORE BANCSHARES INC COM 825107105 6153 513575 SH SOLE 513575 0 0 SI FINL GROUP INC MD COM 78425V104 11970 859305 SH SOLE 859305 0 0 SIERRA BANCORP COM 82620P102 2641 145500 SH SOLE 145500 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 1782 120000 SH SOLE 120000 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 2230 175000 SH SOLE 175000 0 0 SOUTHERN MO BANCORP INC COM 843380106 5537 230500 SH SOLE 230500 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 298 25000 SH SOLE 25000 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 2859 190000 SH SOLE 190000 0 0 Standard Financial Corp. COM 853393106 6398 263300 SH SOLE 263300 0 0 STATE BK FINL CORP COM 856190103 16102 814900 SH SOLE 814900 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 5822 194323 SH SOLE 194323 0 0 STONEGATE MTG CORP COM 86181Q300 2337 407186 SH SOLE 407186 0 0 Sugar Creek Financial Corporation COM 86481Y102 748 65000 SH SOLE 65000 0 0 SUN BANCORP INC COM NEW 86663B201 11496 555100 SH SOLE 555100 0 0 Sunnyside Bancorp, Inc. COM 867475105 600 52200 SH SOLE 52200 0 0 Sunshine Financial Inc. COM 86782T109 1311 68300 SH SOLE 68300 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 742 115000 SH SOLE 115000 0 0 Sutherland Asset Management Corporation - 144a Equity 86933F107 1728 164600 SH SOLE 164600 0 0 Sutherland Asset Management Corporation - Reg D Equity 86933F305 372 35400 SH SOLE 35400 0 0 SYNCHRONY FINL COM 87165B103 6878 240000 SH SOLE 240000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 7517 260000 SH SOLE 260000 0 0 TERRITORIAL BANCORP INC COM 88145X108 7452 285951 SH SOLE 285951 0 0 The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 WARRANT 31866P979 746 226819 SH SOLE 226819 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2207 115000 SH SOLE 115000 0 0 TRIUMPH BANCORP INC COM 89679E300 1114 70400 SH SOLE 70400 0 0 TWO RIV BANCORP COM 90207C105 1188 125000 SH SOLE 125000 0 0 UMPQUA HLDGS CORP COM 904214103 3013 190000 SH SOLE 190000 0 0 UNITED CMNTY BANCORP IND COM 90984R101 3977 291600 SH SOLE 291600 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 14314 775000 SH SOLE 775000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 9070 1545100 SH SOLE 1545100 0 0 UNITED FINL BANCORP INC NEW COM 910304104 2536 201407 SH SOLE 201407 0 0 UNITED SECURITY BANCSHARES C COM 911460103 913 184523 SH SOLE 184523 0 0 UNIVEST CORP PA COM 915271100 870 44600 SH SOLE 44600 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 3824 175000 SH SOLE 175000 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 808 43500 SH SOLE 43500 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 1722 110000 SH SOLE 110000 0 0 West End Indiana Bancshares, Inc. COM 952678100 582 27000 SH SOLE 27000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1246 57700 SH SOLE 57700 0 0 WILSHIRE BANCORP INC COM 97186T108 3142 305000 SH SOLE 305000 0 0 WINTRUST FINL CORP COM 97650W108 9311 210000 SH SOLE 210000 0 0 WOLVERINE BANCORP INC COM 977880103 4807 188523 SH SOLE 188523 0 0 WSFS Financial Corporation 6.25% Pfd. Stock 6.50% PFD 929328409 3108 117596 SH SOLE 117596 0 0 WSFS FINL CORP COM 929328102 6504 200000 SH SOLE 200000 0 0 XENITH BANKSHARES INC COM 98410X105 5670 750000 SH SOLE 750000 0 0 YADKIN FINL CORP COM 984305102 5042 213000 SH SOLE 213000 0 0 ZIONS BANCORPORATION COM 989701107 11984 495000 SH SOLE 495000 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 1580 1755000 SH SOLE 1755000 0 0