0000919574-16-011587.txt : 20160303 0000919574-16-011587.hdr.sgml : 20160303 20160303165626 ACCESSION NUMBER: 0000919574-16-011587 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 EFFECTIVENESS DATE: 20160303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 161482032 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001040762 XXXXXXXX 12-31-2015 12-31-2015 true 1 RESTATEMENT false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 Y This amendment is being filed to correct the previously filed Form 13F-HR. Due to technical errors, a position was incorrectly reported. Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 03-03-2016 0 218 856196 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 6901 1000100 SH SOLE 1000100 0 0 1ST SOURCE CORP COM 336901103 9107 295000 SH SOLE 295000 0 0 ACCESS NATL CORP COM 004337101 1432 70000 SH SOLE 70000 0 0 AERCAP HOLDINGS NV SHS N00985106 5827 135000 SH SOLE 135000 0 0 AFFILIATED MANAGERS GROUP COM 008252108 1198 7500 SH SOLE 7500 0 0 AJS Bancorp, Inc. COM 001503101 2075 140400 SH SOLE 140400 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 12412 745000 SH SOLE 745000 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 945 50000 SH SOLE 50000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7566 715100 SH SOLE 715100 0 0 AMERIS BANCORP COM 03076K108 14561 428400 SH SOLE 428400 0 0 AMES NATL CORP COM 031001100 17 700 SH SOLE 700 0 0 ASSOCIATED BANC CORP COM 045487105 1125 60000 SH SOLE 60000 0 0 ATLANTIC CAP BANCSHARES INC COM 048269203 3371 225000 SH SOLE 225000 0 0 Avidbank Holdings, Inc. COM 05368J103 1754 125743 SH SOLE 125743 0 0 BANC CALIF INC COM 05990K106 2110 144300 SH SOLE 144300 0 0 BANCFIRST CORP COM 05945F103 6085 103800 SH SOLE 103800 0 0 BANCORPSOUTH INC COM 059692103 1799 75000 SH SOLE 75000 0 0 BANK AMER CORP COM 060505104 1599 95000 SH SOLE 95000 0 0 BANK COMM HLDGS COM 06424J103 1202 180000 SH SOLE 180000 0 0 BANK NEW YORK MELLON CORP COM 064058100 5153 125000 SH SOLE 125000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2767 214000 SH SOLE 214000 0 0 Bay Banks of Virginia, Inc. COM 072035108 2704 472700 SH SOLE 472700 0 0 BB&T CORP COM 054937107 3630 96000 SH SOLE 96000 0 0 BLACKROCK INC COM 09247X101 3201 9400 SH SOLE 9400 0 0 BNCCORP, Inc. COM 055936108 581 35455 SH SOLE 35455 0 0 BOK FINL CORP COM NEW 05561Q201 2960 49500 SH SOLE 49500 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 11016 971400 SH SOLE 971400 0 0 BRIDGE BANCORP INC COM 108035106 5432 178500 SH SOLE 178500 0 0 BRYN MAWR BK CORP COM 117665109 1149 40000 SH SOLE 40000 0 0 CAROLINA FINL CORP NEW COM 143873107 3138 174350 SH SOLE 174350 0 0 Carroll Bancorp, Inc. - Warrant $16 Exp 3/20/2017 Warrant 144702107 4 12169 SH SOLE 12169 0 0 CENTERSTATE BANKS INC COM 15201P109 7445 475700 SH SOLE 475700 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 11973 275500 SH SOLE 275500 0 0 Certus Holdings, Inc. - Class A Voting Equity 095990966 0 199579 SH SOLE 199579 0 0 Certus Holdings, Inc. - Class B Non-Voting Equity 095990958 0 197658 SH SOLE 197658 0 0 CHEMUNG FINL CORP COM 164024101 182 6600 SH SOLE 6600 0 0 CHEVIOT FINL CORP NEW COM 16677X105 2177 142000 SH SOLE 142000 0 0 CHICOPEE BANCORP INC COM 168565109 4056 233900 SH SOLE 233900 0 0 CITIGROUP INC COM NEW 172967424 23417 452500 SH SOLE 452500 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 378 40000 SH SOLE 40000 0 0 CITIZENS FINL GROUP INC COM 174610105 10738 410000 SH SOLE 410000 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 2127 55259 SH SOLE 55259 0 0 CNB FINL CORP PA COM 126128107 3928 217861 SH SOLE 217861 0 0 COASTWAY BANCORP INC COM 190632109 6290 480900 SH SOLE 480900 0 0 COBIZ FINANCIAL INC COM 190897108 3491 260100 SH SOLE 260100 0 0 Colonial Bancgroup Inc. 6.375% Due 12/1/2015 (In Default) Bond 195556AA3 0 3952000 SH SOLE 3952000 0 0 COMERICA INC COM 200340107 4392 105000 SH SOLE 105000 0 0 COMMUNITY BANKERS TR CORP COM 203612106 806 150000 SH SOLE 150000 0 0 COMMUNITY TR BANCORP INC COM 204149108 482 13800 SH SOLE 13800 0 0 COMMUNITY WEST BANCSHARES COM 204157101 1568 225000 SH SOLE 225000 0 0 COUNTY BANCORP INC COM 221907108 516 25800 SH SOLE 25800 0 0 DCB Financial Corp COM 233075100 1860 248390 SH SOLE 248390 0 0 DIME CMNTY BANCSHARES COM 253922108 7622 435800 SH SOLE 435800 0 0 DISCOVER FINL SVCS COM 254709108 4022 75000 SH SOLE 75000 0 0 DNB FINL CORP COM 233237106 1962 66506 SH SOLE 66506 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 11708 395000 SH SOLE 395000 0 0 EAGLE BANCORP INC MD COM 268948106 9902 196200 SH SOLE 196200 0 0 Eagle Bancorp Inc. - Warrant $6.7636 Exp 12/05/2018 Warrant 2699929B1 18596 423977 SH SOLE 423977 0 0 EAGLE BANCORP MONT INC COM 26942G100 318 25700 SH SOLE 25700 0 0 EQUITABLE FINL CORP NEW COM 29448T105 2424 275100 SH SOLE 275100 0 0 ESSA BANCORP INC COM 29667D104 3877 283400 SH SOLE 283400 0 0 EVANS BANCORP INC COM NEW 29911Q208 7148 277900 SH SOLE 277900 0 0 EVERBANK FINL CORP COM 29977G102 2637 165000 SH SOLE 165000 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 4866 90000 SH SOLE 90000 0 0 EVERTEC INC COM 30040P103 837 50000 SH SOLE 50000 0 0 FC Holdings, Inc. Equity 993029941 81 100000 SH SOLE 100000 0 0 FCB FINL HLDGS INC CL A 30255G103 5547 155000 SH SOLE 155000 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 1235 110000 SH SOLE 110000 0 0 First American International Corp. COM 31849X107 2787 168880 SH SOLE 168880 0 0 FIRST BANCORP N C COM 318910106 1031 55000 SH SOLE 55000 0 0 FIRST BUSEY CORP COM NEW 319383204 2991 145000 SH SOLE 145000 0 0 FIRST CAPITAL BANCORP VA COM 319438107 284 51100 SH SOLE 51100 0 0 FIRST CMNTY CORP S C COM 319835104 6754 452682 SH SOLE 452682 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 4002 15500 SH SOLE 15500 0 0 FIRST FINL BANCORP OH COM 320209109 3253 180000 SH SOLE 180000 0 0 FIRST HORIZON NATL CORP COM 320517105 3267 225000 SH SOLE 225000 0 0 First Intercontinental Bank COM 32056Y101 853 118413 SH SOLE 118413 0 0 FIRST LONG IS CORP COM 320734106 144 4800 SH SOLE 4800 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 5990 325000 SH SOLE 325000 0 0 FIRST NBC BK HLDG CO COM 32115D106 3339 89300 SH SOLE 89300 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 651 60000 SH SOLE 60000 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 883 103300 SH SOLE 103300 0 0 FNB Corporation - Warrant $3.268 Exp 1/30/2019 Warrant 302520945 3768 374221 SH SOLE 374221 0 0 FOX CHASE BANCORP INC NEW COM 35137T108 14000 690000 SH SOLE 690000 0 0 Fraternity Community Bancorp, Inc. COM 35553P101 2543 136700 SH SOLE 136700 0 0 GEORGETOWN BANCORP INC MD COM 372591107 1307 69100 SH SOLE 69100 0 0 GERMAN AMERN BANCORP INC COM 373865104 2208 66270 SH SOLE 66270 0 0 GREEN BRICK PARTNERS INC COM 392709101 1800 250000 SH SOLE 250000 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 15878 960000 SH SOLE 960000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 659 43200 SH SOLE 43200 0 0 HAMILTON BANCORP INC MD COM 407015106 4397 308378 SH SOLE 308378 0 0 HANCOCK HLDG CO COM 410120109 2092 83100 SH SOLE 83100 0 0 HANMI FINL CORP COM NEW 410495204 256 10800 SH SOLE 10800 0 0 HEARTLAND FINL USA INC COM 42234Q102 561 17900 SH SOLE 17900 0 0 HENNESSY ADVISORS INC COM 425885100 1498 50000 SH SOLE 50000 0 0 HERITAGE COMMERCE CORP COM 426927109 7415 620000 SH SOLE 620000 0 0 HERITAGE OAKS BANCORP COM 42724R107 7610 950000 SH SOLE 950000 0 0 HF FINL CORP COM 404172108 9963 527411 SH SOLE 527411 0 0 Hibernia Bancorp, Inc. COM 42866N104 202 10000 SH SOLE 10000 0 0 HMN Financial, Inc. - Warrant $4.68 Exp 12/23/2018 Warrant 40424G975 1967 277778 SH SOLE 277778 0 0 HMN FINL INC COM 40424G108 807 69858 SH SOLE 69858 0 0 HOMETRUST BANCSHARES INC COM 437872104 5670 280000 SH SOLE 280000 0 0 HORIZON BANCORP IND COM 440407104 1817 65000 SH SOLE 65000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 2489 225000 SH SOLE 225000 0 0 IF BANCORP INC COM 44951J105 4718 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 11855 778400 SH SOLE 778400 0 0 INVESCO LTD SHS G491BT108 11862 354300 SH SOLE 354300 0 0 INVESTAR HLDG CORP COM 46134L105 4395 249700 SH SOLE 249700 0 0 JACKSONVILLE BANCORP INC FLA COM NEW 469249205 3252 173642 SH SOLE 173642 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1595 60700 SH SOLE 60700 0 0 Jacksonville Bancorp, Inc. - Non-voting Equity 469249107 362 19318 SH SOLE 19318 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 2487 105000 SH SOLE 105000 0 0 LAKELAND BANCORP INC COM 511637100 2358 200000 SH SOLE 200000 0 0 LAPORTE BANCORP INC MD COM 516651106 3666 241200 SH SOLE 241200 0 0 LCNB CORP COM 50181P100 491 30000 SH SOLE 30000 0 0 LEGG MASON INC COM 524901105 4315 110000 SH SOLE 110000 0 0 LENNAR CORP CL B 526057302 1253 31189 SH SOLE 31189 0 0 LPL FINL HLDGS INC COM 50212V100 853 20000 SH SOLE 20000 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 5496 112800 SH SOLE 112800 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 6750 295000 SH SOLE 295000 0 0 MALVERN BANCORP INC COM 561409103 2774 158000 SH SOLE 158000 0 0 MB Bancorp, Inc. COM 55280E104 2292 170000 SH SOLE 170000 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 736 47500 SH SOLE 47500 0 0 MELROSE BANCORP INC COM 585553100 2928 191600 SH SOLE 191600 0 0 METRO BANCORP INC PA COM 59161R101 8943 285000 SH SOLE 285000 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 7460 245300 SH SOLE 245300 0 0 Minden Bancorp, Inc. COM 60255R106 313 14900 SH SOLE 14900 0 0 MOELIS & CO CL A 60786M105 4815 165000 SH SOLE 165000 0 0 MORGAN STANLEY COM NEW 617446448 6680 210000 SH SOLE 210000 0 0 MSB FINL CORP NEW COM 55352L101 214 17100 SH SOLE 17100 0 0 MUTUALFIRST FINL INC COM 62845B104 4010 161700 SH SOLE 161700 0 0 New Bancorp, Inc. COM 642142103 845 65000 SH SOLE 65000 0 0 New Jersey Community Bank COM 64577U102 656 125000 SH SOLE 125000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1877 115000 SH SOLE 115000 0 0 NEWBRIDGE BANCORP CL A NO PAR 65080T102 3471 285000 SH SOLE 285000 0 0 NMI HLDGS INC CL A 629209305 3656 540000 SH SOLE 540000 0 0 NORTHEAST CMNTY BANCORP INC COM 664112109 534 75000 SH SOLE 75000 0 0 NORTHRIM BANCORP INC COM 666762109 2828 106300 SH SOLE 106300 0 0 NVR INC COM 62944T105 3352 2040 SH SOLE 2040 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 583 56100 SH SOLE 56100 0 0 OLD SECOND BANCORP INC ILL COM 680277100 8389 1070000 SH SOLE 1070000 0 0 OPUS BK IRVINE CALIF COM 684000102 6832 184800 SH SOLE 184800 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 343 48100 SH SOLE 48100 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3612 280000 SH SOLE 280000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 3712 180000 SH SOLE 180000 0 0 PEOPLES BANCORP INC COM 709789101 6311 335000 SH SOLE 335000 0 0 PEOPLES BANCORP N C INC COM 710577107 1741 90000 SH SOLE 90000 0 0 Pilgrim Bancshares, Inc. COM 72143J105 1640 125900 SH SOLE 125900 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 3876 135000 SH SOLE 135000 0 0 POAGE BANKSHARES INC COM 730206109 3591 210000 SH SOLE 210000 0 0 POLONIA BACORP INC MD COM 73158Q109 3807 329900 SH SOLE 329900 0 0 POPULAR INC COM NEW 733174700 752 26550 SH SOLE 26550 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 3972 120300 SH SOLE 120300 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1322 70000 SH SOLE 70000 0 0 PROVIDENT FINL SVCS INC COM 74386T105 3224 160000 SH SOLE 160000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 6691 440178 SH SOLE 440178 0 0 PULASKI FINL CORP COM 745548107 559 35000 SH SOLE 35000 0 0 PULTE GROUP INC COM 745867101 1693 95000 SH SOLE 95000 0 0 QCR HOLDINGS INC COM 74727A104 1159 47700 SH SOLE 47700 0 0 QNB Corporation COM 74726N107 612 20372 SH SOLE 20372 0 0 REGIONS FINL CORP NEW COM 7591EP100 7344 765000 SH SOLE 765000 0 0 RIVERVIEW BANCORP INC COM 769397100 2857 609200 SH SOLE 609200 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4281 130000 SH SOLE 130000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 9962 665000 SH SOLE 665000 0 0 SELECT BANCORP INC NEW COM 81617L108 48 5900 SH SOLE 5900 0 0 SHORE BANCSHARES INC COM 825107105 7558 694700 SH SOLE 694700 0 0 SI FINL GROUP INC MD COM 78425V104 11729 859300 SH SOLE 859300 0 0 SIERRA BANCORP COM 82620P102 2568 145500 SH SOLE 145500 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 1879 120000 SH SOLE 120000 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 2081 175000 SH SOLE 175000 0 0 SOUTHCOAST FINANCIAL CORP COM 84129R100 528 33700 SH SOLE 33700 0 0 SOUTHERN FIRST BANCSHARES IN COM 842873101 5 200 SH SOLE 200 0 0 SOUTHERN MO BANCORP INC COM 843380106 4780 200000 SH SOLE 200000 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 4457 255000 SH SOLE 255000 0 0 Standard Financial Corp. COM 853393106 6714 263300 SH SOLE 263300 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 1132 50000 SH SOLE 50000 0 0 STATE BK FINL CORP COM 856190103 15341 729500 SH SOLE 729500 0 0 STERLING BANCORP DEL COM 85917A100 1135 70000 SH SOLE 70000 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 3562 108400 SH SOLE 108400 0 0 STONEGATE MTG CORP COM 86181Q300 2219 407186 SH SOLE 407186 0 0 Sugar Creek Financial Corporation COM 86481Y102 787 65000 SH SOLE 65000 0 0 SUN BANCORP INC COM NEW 86663B201 10516 509500 SH SOLE 509500 0 0 Sunnyside Bancorp, Inc. COM 867475105 585 50900 SH SOLE 50900 0 0 Sunshine Financial Inc. COM 86782T109 1279 68300 SH SOLE 68300 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 1101 100000 SH SOLE 100000 0 0 Sutherland Asset Management Corporation - 144a Equity 86933F107 1769 164600 SH SOLE 164600 0 0 Sutherland Asset Management Corporation - Reg D Equity 86933F305 381 35400 SH SOLE 35400 0 0 SYNCHRONY FINL COM 87165B103 7387 242900 SH SOLE 242900 0 0 SYNOVUS FINL CORP COM NEW 87161C501 2746 84800 SH SOLE 84800 0 0 TCF FINL CORP COM 872275102 1412 100000 SH SOLE 100000 0 0 TERRITORIAL BANCORP INC COM 88145X108 7932 285951 SH SOLE 285951 0 0 The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019 Warrant 31866P979 903 226819 SH SOLE 226819 0 0 TOLL BROTHERS INC COM 889478103 4662 140000 SH SOLE 140000 0 0 TRIUMPH BANCORP INC COM 89679E300 1222 74047 SH SOLE 74047 0 0 TWO RIV BANCORP COM 90207C105 1190 119621 SH SOLE 119621 0 0 UMPQUA HLDGS CORP COM 904214103 3180 200000 SH SOLE 200000 0 0 UNITED CMNTY BANCORP IND COM 90984R101 4371 291600 SH SOLE 291600 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 15754 808300 SH SOLE 808300 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 10272 1741000 SH SOLE 1741000 0 0 UNITED FINL BANCORP INC NEW COM 910304104 2769 215000 SH SOLE 215000 0 0 UNITED SECURITY BANCSHARES C COM 911460103 865 161598 SH SOLE 161598 0 0 UNIVEST CORP PA COM 915271100 409 19600 SH SOLE 19600 0 0 US BANCORP DEL COM NEW 902973304 15788 370000 SH SOLE 370000 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 3962 175000 SH SOLE 175000 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 5238 235096 SH SOLE 235096 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 3278 160000 SH SOLE 160000 0 0 WEST BANCORPORATION INC CAP STK 95123P106 658 33300 SH SOLE 33300 0 0 West End Indiana Bancshares, Inc. COM 952678100 625 27000 SH SOLE 27000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1160 57700 SH SOLE 57700 0 0 WILSHIRE BANCORP INC COM 97186T108 3176 275000 SH SOLE 275000 0 0 WINTRUST FINL CORP COM 97650W108 6288 129600 SH SOLE 129600 0 0 WOLVERINE BANCORP INC COM 977880103 4812 180623 SH SOLE 180623 0 0 WSFS Financial Corporation 6.25% Pfd. Stock 6.50% PFD 929328409 3146 117596 SH SOLE 117596 0 0 WSFS FINL CORP COM 929328102 9630 297600 SH SOLE 297600 0 0 XENITH BANKSHARES INC COM 98410X105 4448 594600 SH SOLE 594600 0 0 YADKIN FINL CORP COM 984305102 1460 58000 SH SOLE 58000 0 0 ZIONS BANCORPORATION COM 989701107 12285 450000 SH SOLE 450000 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 3492 1755000 SH SOLE 1755000 0 0