0001209191-12-024339.txt : 20120426 0001209191-12-024339.hdr.sgml : 20120426 20120426160736 ACCESSION NUMBER: 0001209191-12-024339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120425 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAUTHEN CHARLES E CENTRAL INDEX KEY: 0001215706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 12783606 MAIL ADDRESS: STREET 1: C/O WALTER INDUSTRIES INC STREET 2: 4211 W BOY SCOUT BLVD CITY: TAMPA STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 c28439_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-04-25 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001215706 CAUTHEN CHARLES E C/O WALTER INVESTMENT MANAGEMENT CORP. 3000 BAYPORT DRIVE, SUITE 1100 TAMPA FL 33607 0 1 0 0 COO & CFO Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.34 D 275998 D Common Stock 2012-04-25 2012-04-25 4 S 0 240 20.37 D 275758 D Common Stock 2012-04-25 2012-04-25 4 S 0 200 20.38 D 275558 D Common Stock 2012-04-25 2012-04-25 4 S 0 300 20.41 D 275258 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.415 D 275158 D Common Stock 2012-04-25 2012-04-25 4 S 0 300 20.42 D 274858 D Common Stock 2012-04-25 2012-04-25 4 S 0 500 20.43 D 274358 D Common Stock 2012-04-25 2012-04-25 4 S 0 300 20.44 D 274058 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.45 D 273958 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.46 D 273858 D Common Stock 2012-04-25 2012-04-25 4 S 0 200 20.47 D 273658 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.49 D 273558 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.5 D 273458 D Common Stock 2012-04-25 2012-04-25 4 S 0 300 20.51 D 273158 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.53 D 273058 D Common Stock 2012-04-25 2012-04-25 4 S 0 100 20.58 D 272958 D Common Stock 2012-04-25 2012-04-25 4 S 0 646 20.59 D 272312 D Common Stock 2012-04-25 2012-04-25 4 S 0 300 20.6 D 272012 D Common Stock 2012-04-25 2012-04-25 4 S 0 1 20.62 D 272011 D Common Stock 2012-04-25 2012-04-25 4 S 0 200 20.64 D 271811 D On March 9, 2012 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed UBS Financial Services, Inc. to sell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to cover withholding tax obligations and related brokerage commissions and fees due at such time as the restrictions on an award of WIMC restricted stock units ("RSUs") granted to the Reporting Person on April 20, 2009 lapsed (see Current Report on Form 8-K filed with the Securities and Exchange Commission on April 3, 2012). The restrictions lapsed and the RSUs were exchanged for shares of WIMC stock on April 17, 2012. The sales reflected in this Form 4 were in partial payment of the tax liability incident to the settlment of the RSUs. /s/ Stuart D. Boyd as Attorney-in-Fact for Mr. Cauthen 2012-04-26