0001209191-12-024036.txt : 20120424
0001209191-12-024036.hdr.sgml : 20120424
20120424161522
ACCESSION NUMBER: 0001209191-12-024036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120423
FILED AS OF DATE: 20120424
DATE AS OF CHANGE: 20120424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN MARK J
CENTRAL INDEX KEY: 0001231245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 12776206
MAIL ADDRESS:
STREET 1: 4211 W. BOY SCOUT BLVD.
CITY: TAMPA
STATE: FL
ZIP: 33607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 813-421-7600
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
4
1
c28406_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0305
4
2012-04-23
0001040719
WALTER INVESTMENT MANAGEMENT CORP
WAC
0001231245
OBRIEN MARK J
C/O WALTER INVESTMENT MANAGEMENT CORP.
3000 BAYPORT DRIVE, SUITE 1100
TAMPA
FL
33607
1
1
0
0
Chairman of the Board and CEO
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.4
D
616993
D
Common Stock
2012-04-23
2012-04-23
4
S
0
300
20.405
D
616693
D
Common Stock
2012-04-23
2012-04-23
4
S
0
300
20.41
D
616393
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.415
D
616293
D
Common Stock
2012-04-23
2012-04-23
4
S
0
400
20.42
D
615893
D
Common Stock
2012-04-23
2012-04-23
4
S
0
300
20.43
D
615593
D
Common Stock
2012-04-23
2012-04-23
4
S
0
300
20.45
D
615293
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.49
D
615193
D
Common Stock
2012-04-23
2012-04-23
4
S
0
400
20.67
D
614793
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.68
D
614693
D
Common Stock
2012-04-23
2012-04-23
4
S
0
500
20.78
D
614193
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.82
D
614093
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.84
D
613993
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.85
D
613893
D
Common Stock
2012-04-23
2012-04-23
4
S
0
100
20.86
D
613793
D
On March 9, 2012 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed UBS Financial Services, Inc. to
sell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to cover withholding tax obligations
and related brokerage commissions and fees due at such time as the restrictions on an award of WIMC restricted stock units ("RSUs")
granted to the Reporting Person on April 20, 2009 lapsed (see Current Report on Form 8-K filed with the Securities and
Exchange Commission on April 3, 2012). The restrictions lapsed and the RSUs were exchanged for shares of WIMC stock on April 17, 2012.
The sales reflected in this Form 4 were in partial payment of the tax liability incident to the settlement of the RSUs.
/s/ Stuart D. Boyd as Attorney-In-Fact for Mr. O'Brien
2012-04-24