SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Pulido Delio Michael JR

(Last) (First) (Middle)
C/O WALTER INVESTMENT MANAGEMENT CORP.
4211 W. BOY SCOUT BOULEVARD, 4TH FLOOR

(Street)
TAMPA FL 33607

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/20/2009
3. Issuer Name and Ticker or Trading Symbol
WALTER INVESTMENT MANAGEMENT CORP [ WAC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP of Human Resources
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 527(1)(2)(3) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Received as merger consideration in exchange for limited liability company interests of Walter Investment Management LLC ("WIM LLC"), a Delaware limited liability company, in connection with the merger (the "Merger") of WIM LLC into the issuer pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of February 6, 2009, among the issuer, WIM LLC, Walter Industries, Inc., a Delaware corporation ("Walter") and JWH Holding Company, LLC, a Delaware limited liability company, as amended February 17, 2009. As a result of the Merger, Hanover changed its name to Walter Investment Management Corp. ("WAC"). In the Merger, (i) each unit of limited liability company interest of WIM LLC was converted into approximately 0.2992812 shares of WAC common stock and (ii) every 50 shares of common stock, par value $0.01 per share, of Hanover outstanding prior to the Merger were combined into a single share of common stock of WAC.
2. Because of the complexity of the transactions preceding and culminating in the Merger, which involved the issuance of limited liability company interests of WIM LLC in two stages prior to the merger, and because the Reporting Person beneficially holds shares of WAC common stock in "street name" accounts into which shares of common stock of WAC have not yet, to the knowledge of the Reporting Person, been finally allocated, the amounts disclosed are the best estimates available after giving effect to the various transactions preceding and culminating in the Merger. The Reporting Person intends to file an amendment to this Form 3 in the event that the actual amount of WAC common stock received differs from the amount disclosed in this Form 3.
3. Includes shares held by the Reporting Person under the Employee Stock Purchase Plan ("Walter ESPP") of Walter, due to the pre-Merger distribution by Walter of WIMC limited liability company interests to Walter stockholders, including participants in the Walter ESPP.
/s/ Stuart D. Boyd as Attorney-In-Fact for Mr. Pulido 04/22/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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