-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGx8CmtBXJXI1Ie/Aqe5a/oldpXyJHX6TyMrGPbZUEghXnxmJh5A4Mrif6QduRfz VbVfNMCB0wFo1AGiB2SXfg== 0000950129-01-500058.txt : 20010424 0000950129-01-500058.hdr.sgml : 20010424 ACCESSION NUMBER: 0000950129-01-500058 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010423 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARRIZO OIL & GAS INC CENTRAL INDEX KEY: 0001040593 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760415919 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51465 FILM NUMBER: 1608655 BUSINESS ADDRESS: STREET 1: 14701 ST MARYS LANE STREET 2: STE 800 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2814961352 MAIL ADDRESS: STREET 1: 14701 ST MARYS LANE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77079 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WOJTEK FRANK A CENTRAL INDEX KEY: 0001044565 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14811 ST MARYS LANE STREET 2: SUITE 148 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2814961362 MAIL ADDRESS: STREET 1: 14811 ST MARYS LANE STREET 2: SUITE 148 CITY: HOUSTON STATE: TX ZIP: 77079 SC 13D/A 1 h86400sc13da.txt FRANK A WOJTEK FOR CARRIZO OIL & GAS INC 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (AMENDMENT NO. 2) Under the Securities Exchange Act of 1934* Carrizo Oil & Gas, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 144577 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Frank A. Wojtek Carrizo Oil & Gas, Inc. 14701 St. Mary's Lane, Suite 800 Houston, Texas 77079 (281) 496-1352 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 12, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 144577 10 3 - -------------------------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification Nos. of Above Person Frank A. Wojtek - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds 00 - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power Shares 1,122,888 Shares (16,667 of which are issuable upon the exercise of certain options) ------------------------------------------------------------ Beneficially (8) Shares Voting Power Owned by 0 Shares Each ------------------------------------------------------------ (9) Sole Dispositive Power 1,122,888 Shares (16,667 of which are issuable upon the exercise of certain options) ------------------------------------------------------------ Reporting (10) Shared Dispositive Power Person with 0 Shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,122,888 Shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [X] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 8.0% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 2 3 INTRODUCTORY NOTE. This Amendment No. 2 to Schedule 13D is being filed on behalf of Frank A. Wojtek ("Mr. Wojtek") to supplement certain information set forth in the Schedule 13D relating to securities of Carrizo Oil & Gas, Inc., a Texas corporation (the "Company"), originally filed by Mr. Wojtek on January 8, 1998 (as so amended, the "Original Statement"), with respect to the Common Stock, par value $.01 per share (the "Common Stock"), of the Company. Unless amended or restated, the Original Statement remains in effect. Unless otherwise indicated, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Original Statement. ITEM 4. PURPOSE OF TRANSACTION Item 4 is supplemented as follows: On April 12, 2001, Mr. Wojtek consummated a transaction in which he transferred 35,000 shares of Common Stock in exchange for rights to certain real property in Maverick County, Texas. The closing price on the Nasdaq Stock Market for shares of Common Stock on such date was $7.34. In January 2001, Mr. Wojtek sold 10,000 shares of Common Stock on the Nasdaq Stock Market. In December 2000, Wr. Wojtek sold 10,000 shares of Common Stock on the Nasdaq National Market. In June 2000, Mr. Wojtek sold 100,000 shares of Common Stock on the Nasdaq Stock Market. On March 20, 2000, Mr. Wojtek made a charitable gift of 12,500 shares of Common Stock. On April 12, 2001, Mr. Wojtek adopted a written plan pursuant to rule 10b5-1 under the Securities Exchange Act of 1934 pursuant to which Mr. Wojtek may sell up to 140,000 shares of Common Stock from April 12, 2001 to April 12, 2003, subject to the terms and 3 4 conditions in the plan, including whether the market price of the Common Stock meets or exceeds specified targets. Depending upon the trading price of the Common Stock, Mr. Wojtek may seek to dispose of additional shares of Common Stock. The number of shares subject to such disposition, if any, will be subject to, among other things, market conditions as they exist from time to time as well as other factors described in the Original Statement. Mr. Wojtek may also take any other action described in the Original Statement. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Mr. Wojtek beneficially owns an aggregate of 1,122,888 shares of Common Stock (approximately 8.0% of the 14,074,728 shares deemed to be outstanding as of April 12, 2001 (consisting of 14,058,061 shares of Common Stock and 16,667 options that are exercisable within 60 days, but not including 33,333 other options held by Mr. Wojtek)). Mr. Wojtek has sole voting power with respect to the Common Stock held by him, and the sole power to dispose or direct the disposition of the Common Stock held by him (subject to the Shareholders Agreement dated December 15, 1999 among Carrizo Oil and Gas, Inc., CB Capital Investors, L.P. (now known as J.P. Morgan Partners), Mellon Ventures, L.P., Paul B. Loyd, Jr., Douglas A.P. Hamilton, S.P. Johnson IV, Mr. Wojtek and DAPHAM Partnership, L.P.). 4 5 After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April 23, 2001. /s/ Frank A. Wojtek --------------------------- Frank A. Wojtek 5 -----END PRIVACY-ENHANCED MESSAGE-----