-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EkvlJXy+SsmlKi1fqZVeb7KwtLf0KLRIKxbOKFptU7wfxSjMVZlLQ7Bv3sFhVRjW 1ayU4E3mtR3OcwYBg2x8eg== 0000950129-00-000148.txt : 20000202 0000950129-00-000148.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950129-00-000148 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000114 GROUP MEMBERS: ENRON CORP GROUP MEMBERS: ENRON NORTH AMERICA CORP GROUP MEMBERS: JOINT ENERGY DEVELOPMENT INVESTMENTS II LP GROUP MEMBERS: SUNDANCE ASSETS L P SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARRIZO OIL & GAS INC CENTRAL INDEX KEY: 0001040593 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760415919 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51465 FILM NUMBER: 507246 BUSINESS ADDRESS: STREET 1: 14811 ST MARYS LANE STREET 2: STE 148 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2814961352 MAIL ADDRESS: STREET 1: CARRIZO OIL & GAS INC STREET 2: 14811 ST MARYS LANE STE 148 CITY: HOUSTON STATE: TX ZIP: 77079 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUNDANCE ASSETS L P CENTRAL INDEX KEY: 0001076342 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O ENRON CORP STREET 2: 1400 SMILE STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138536161 MAIL ADDRESS: STREET 1: C/O ENRON CORP STREET 2: 1400 SMILE STREET CITY: HOUSTON STATE: TX ZIP: 77002 SC 13D/A 1 SUNDANCE ASSETS, L.P. FOR CARRIZO OIL & GAS, INC. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* CARRIZO OIL & GAS, INC. ----------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ----------------------------- (Title of Class of Securities) 144577 10 3 ----------- (CUSIP Number) Julia Murray General Counsel - Finance Enron North America Corp. 1400 Smith Street Houston, TX 77002 (713) 853-6161 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 15, 1999 ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box:[ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sundance Assets, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 62,500* EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 62,500* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 62,500* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6%** - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- * Represents shares of Common Stock that may be acquired upon the exercise of certain warrants described herein. Such warrants are currently exercisable. ** Based on information contained in the Form 10-Q of Carrizo Oil & Gas, Inc., for the quarter ended September 30, 1999 as of November 3, 1999. Page 2 of 14 3 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Enron North America Corp. (formerly known as Enron Capital & Trade Resources Corp.) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 250,000* EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 250,000* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4%** - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- * Represents shares of Common Stock that may be acquired upon the exercise of certain warrants described herein. Such warrants are currently exercisable. ** Based on information contained in the Form 10-Q of Carrizo Oil & Gas, Inc., for the quarter ended September 30, 1999 as of November 3, 1999. Page 3 of 14 4 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Enron Corp. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Oregon - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 250,000* EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 250,000* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 250,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4%** - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- * Represents shares of Common Stock that may be acquired upon the exercise of certain warrants described herein. Such warrants are currently exercisable. ** Based on information contained in the Form 10-Q of Carrizo Oil & Gas, Inc., for the quarter ended September 30, 1999 as of November 3, 1999. Page 4 of 14 5 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joint Energy Development Investments II Limited Partnership - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS BK - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 187,500* EACH ---------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 187,500* - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 187,500* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8%** - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- * Represents shares of Common Stock that may be acquired upon the exercise of certain warrants described herein. Such warrants are currently exercisable. ** Based on information contained in the Form 10-Q of Carrizo Oil & Gas, Inc., for the quarter ended September 30, 1999 as of November 3, 1999. Page 5 of 14 6 STATEMENT ON SCHEDULE 13D Note: All information herein with respect to Carrizo Oil & Gas, Inc., a Texas corporation (the "Issuer"), is to the knowledge and belief of the Reporting Entities (as defined herein). Items 2, 4, 5 and 7 of Amendment No. 1 to the joint Schedule 13D/A of Sundance Assets, L.P., Enron Corp., Enron North America Corp. (formerly known as Enron Capital & Trade Resources Corp.) and Joint Energy Development Investments II Limited Partnership dated January 6, 1999 are amended by the addition of the following: Item 2. Identity and Background, Item 4. Purpose of Transaction and Item 5. Interest in Securities of the Issuer. This Amendment No. 2 to the Schedule 13D/A is being filed by (i) Sundance Assets, L.P. ("Sundance"), (ii) Enron North America Corp. ("ENA"), (iii) Enron Corp. ("Enron") and (iv) Joint Energy Development Investments II Limited Partnership ("JEDI II"). Sundance, ENA, Enron and JEDI II are referred to herein as the "Reporting Entities." Schedules I, II, III and IV set forth current information regarding the executive officers and directors of Enron Ponderosa Management Holdings, Inc. (the corporate general partner of the general partner of Sundance), ENA, Enron and Enron Capital II Corp. (the corporate general partner of the general partner of JEDI II), respectively. On December 1, 1999, Sundance, ENA, JEDI II and the Issuer entered into a Stock and Warrant Purchase Agreement (the "Purchase Agreement") providing for the repurchase by the Issuer of all the outstanding shares of the Issuer's 9% Series A Preferred Stock held by Sundance and JEDI II, the repurchase by the Issuer of 750,000 outstanding warrants to purchase the Issuer's Common Stock held by Sundance and JEDI II and the amendment of the terms of 250,000 warrants to purchase the Issuer's Common Stock (the "Warrants") retained by Sundance and JEDI II, for the total purchase price of $12,000,000 paid by the Issuer. Sundance retained 62,500 Warrants, and JEDI II retained 187,500 Warrants. The only material modification to the terms of the retained Warrants was to the exercise price, which was reduced from $11.50 per share to $4.00 per share. The closing under the Purchase Agreement occurred on December 15, 1999. None of the Reporting Entities directly owns any Common Stock. If the Warrants held by Sundance and JEDI II were exercised for Common Stock, the shares of Common Stock issuable upon conversion of such Warrants would represent approximately 2.4% of the outstanding Common Stock (based on the number of shares of Common Stock outstanding as of November 3, 1999 as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended September 30, 1999). The Reporting Entities ceased to be deemed the beneficial owners of more than 5% of the Issuer's Common Stock as of December 15, 1999 and are no longer subject to filing obligations under Section 13 of the Securities Exchange Act of 1934 with respect to securities of the Issuer. Page 6 of 14 7 Item 7. Material to be Filed as Exhibits. Exhibit 7 Stock and Warrant Purchase Agreement dated December 1, 1999 among the Issuer, Enron North America Corp., Sundance Assets, L.P. and Joint Energy Development Investments II Limited Partnership (incorporated herein by reference to Exhibit 99.1 to the Issuer's Current Report on Form 8-K filed on December 1, 1999). Page 7 of 14 8 After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: January 12, 2000 SUNDANCE ASSETS, L.P. By: Ponderosa Assets, L.P. its general partner By: Enron Ponderosa Management Holdings, Inc. its general partner By: /s/ JULIA HEINTZ MURRAY ------------------------------------------ Name: Julia Heintz Murray Title: Vice President, General Counsel, Finance and Secretary Date: January 12, 2000 ENRON NORTH AMERICA CORP. By: /s/ JOHN S. HOPLEY ------------------------------------------ Name: John S. Hopley Title: Vice President Date: January 12, 2000 ENRON CORP. By: /s/ ANGUS H. DAVIS ------------------------------------------ Name: Angus H. Davis Title: Vice President and Deputy Corporate Secretary Date: January 12, 2000 JOINT ENERGY DEVELOPMENT INVESTMENTS II LIMITED PARTNERSHIP By: Enron Capital Management II Limited Partnership its general partner By: Enron Capital II Corp. its general partner By: /s/ JULIA HEINTZ MURRAY ------------------------------------------ Name: Julia Heintz Murray Title: Vice President, General Counsel, Finance and Secretary Page 8 of 14 9 SCHEDULE I DIRECTORS AND EXECUTIVE OFFICERS ENRON PONDEROSA MANAGEMENT HOLDINGS, INC.
Name and Business Address Citizenship Position and Occupation - ------------------------- ----------- ----------------------- 1400 Smith Street Houston, TX 77002 James V. Derrick, Jr. U.S.A. Director J. Clifford Baxter U.S.A. Director and Chairman, Chief Executive Officer and Managing Director Lawrence G. Whalley U.S.A. Director, President and Managing Director Richard B. Buy U.S.A. Managing Director Andrew S. Fastow U.S.A. Managing Director Mark E. Haedicke U.S.A. Managing Director and General Counsel Michael J. Kopper U.S.A. Managing Director Jeffrey McMahon U.S.A. Managing Director, Finance and Treasurer
Page 9 of 14 10 SCHEDULE II DIRECTORS AND EXECUTIVE OFFICERS ENRON NORTH AMERICA CORP.
Name and Business Address Citizenship Position and Occupation - ------------------------- ----------- ----------------------- 1400 Smith Street Houston, TX 77002 J. Clifford Baxter U.S.A. Director; Chairman of the Board, Chief Executive Officer and Managing Director Mark E. Haedicke U.S.A. Director; Managing Director and General Counsel Lawrence G. Whalley U.S.A. Director; President and Chief Operating Officer Philippe A. Bibi U.S.A. Managing Director W. Craig Childers U.S.A. Managing Director David W. Delainey U.S.A. Managing Director Richard G. DiMichele U.S.A. Managing Director Jay L. Fitzgerald U.S.A. Managing Director Kevin P. Hannon U.S.A. Managing Director Michael J. Kopper U.S.A. Managing Director John J. Lavorato U.S.A. Managing Director Danny J. McCarty U.S.A. Managing Director Michael McConnell U.S.A. Managing Director J. Kevin McConville U.S.A. Managing Director Jere C. Overdyke, Jr. U.S.A. Managing Director Gregory F. Piper U.S.A. Managing Director Brian L. Redmond U.S.A. Managing Director Jeffrey A. Shankman U.S.A. Managing Director John R. Sherriff U.S.A. Managing Director Colleen Sullivan-Shaklovitz U.S.A. Managing Director
Page 10 of 14 11 SCHEDULE III DIRECTORS AND EXECUTIVE OFFICERS ENRON CORP.
Name and Business Address Citizenship Position and Occupation - ------------------------- ----------- ----------------------- Robert A. Belfer U.S.A. Director; Chairman, President and Chief Belco Oil & Gas Corp. Executive Officer, 767 Fifth Avenue, 46th Fl. Belco Oil & Gas Corp. New York, NY 10153 Norman P. Blake, Jr. U.S.A. Director; Chairman, President and CEO of Promus Hotel Corp. Promus Hotel Corporation 705 Crossover Lane Memphis, TN 58117-4900 Ronnie C. Chan U.S.A. Director; Chairman of Hang Lung Hang Lung Development Development Group Company Limited 28/F, Standard Chartered Bank Building 4 Des Vouex Road Central Hong Kong John H. Duncan U.S.A. Director; Investments 5851 San Felipe, Suite 850 Houston, TX 77057 Paulo V. Ferraz Pereira Brazil Director; President and Chief Executive Meridional Financial Group Officer of Meridional Financial Group Av. Rio Branco, 138-15th andar 20057-900 Rio de Janeiro - RJ Brazil Joe H. Foy U.S.A. Director; Retired Senior Partner Bracewell & Patterson 2900 South Tower Pennzoil Place 711 Louisiana Houston, TX 77002 Wendy L. Gramm U.S.A. Director; Former Chairman, U.S. Commodity P. O. Box 39134 Futures Trading Washington, D.C. 20016 Commission Ken L. Harrison U.S.A. Director; Chairman and Chief Executive 121 S. W. Salmon Street Officer, Portland General Electric Company Portland, OR 97204
Page 11 of 14 12 Robert K. Jaedicke U.S.A. Director; Professor (Emeritus), Graduate Graduate School of Business School of Business Stanford University Stanford University Stanford, CA 94305 Charles A. LeMaistre U.S.A. Director; President (Emeritus), University P. O. Box 15247 of Texas M.D. Anderson Cancer Center San Antonio, TX 78212 John Mendelsohn U.S.A. Director; President, University of Texas M. University of Texas D. Anderson Cancer Center M. D. Anderson Cancer Center 1515 Holcombe Houston, TX 77030 Jerome J. Meyer U.S.A. Director; Chairman and Chief Executive 26600 S. W. Parkway Officer, Tektronix, Inc. Building 63; P. O. Box 1000 Wilsonville, OR 97070-1000 Frank Savage U.S.A. Director; Chairman, Alliance Capital 1345 Avenue of the Americas Management International 39th Floor New York, NY 10105 John A. Urquhart U.S.A. Director; Senior Advisor to the Chairman John A. Urquhart Assoc. of Enron Corp.; President, John A. Urquhart 111 Beach Road Associates Fairfield, CT 06430 John Wakeham U.K. Director; Former U.K. Secretary of State 1 Salisbury Square for Energy and Leader of the Houses of London EC4Y 8JB Commons and Lords United Kingdom Herbert S. Winokur, Jr. U.S.A. Director; President, Winokur & Associates, Capricorn Management, G.P. Inc. 30 East Elm Ct. Greenwich, CT 06830 Each of the following person's business address is: 1400 Smith Street Houston, TX 77002 Kenneth L. Lay U.S.A. Director; Chairman and Chief Executive Officer
Page 12 of 14 13 J. Clifford Baxter U.S.A. Chairman of the Board, Chief Executive Officer and Managing Director, Enron North America Corp. Richard B. Buy U.S.A. Executive Vice President and Chief Risk Officer Richard A. Causey U.S.A. Executive Vice President and Chief Accounting Officer James V. Derrick, Jr. U.S.A. Executive Vice President and General Counsel Andrew S. Fastow U.S.A. Executive Vice President and Chief Financial Officer Mark A. Frevert U.S.A. President and Chief Executive Officer, Enron Europe, Ltd. Joseph M. Hirko U.S.A. Senior Vice President, Enron Corp.; Co-Chairman and Co-Chief Executive Officer of Enron Communications Inc. Stanley C. Horton U.S.A. Chairman and Chief Executive Officer, Enron Gas Pipeline Group Steven J. Kean U.S.A. Executive Vice President and Chief of Staff Mark E. Koenig U.S.A. Executive Vice President, Investor Relations Rebecca Mark-Jusbasche U.S.A. Director; Chairman and Chief Executive Officer, Azurix Corp. Jeffrey McMahon U.S.A. Executive Vice President, Finance and Treasurer Michael S. McConnell U.S.A. Executive Vice President, Technology J. Mark Metts U.S.A. Executive Vice President, Corporate Development Cindy K. Olson U.S.A. Executive Vice President, Human Resources and Community Relations Lou L. Pai U.S.A. Chairman, President and Chief Executive Officer, Enron Energy Services, Inc. Kenneth D. Rice U.S.A. Co-Chairman and Co-Chief Executive Officer and President, Enron Communications Inc. Jeffrey K. Skilling U.S.A. Director; President and Chief Operating Officer, Enron Corp. Joseph W. Sutton U.S.A. Vice Chairman, Enron Corp.
Page 13 of 14 14 SCHEDULE IV DIRECTORS AND EXECUTIVE OFFICERS ENRON CAPITAL II CORP.
Name and Business Address Citizenship Position and Occupation - ------------------------- ----------- ----------------------- 1400 Smith Street Houston, TX 77002 James V. Derrick, Jr. U.S.A. Director J. Clifford Baxter U.S.A. Director and Chairman, Chief Executive Officer and Managing Director Lawrence G. Whalley U.S.A. Director; President and Managing Director Richard B. Buy U.S.A. Managing Director Andrew S. Fastow U.S.A. Managing Director Jeffrey McMahon U.S.A. Managing Director, Finance and Treasurer Mark E. Haedicke U.S.A. Managing Director and General Counsel Michael J. Kopper U.S.A. Managing Director
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