0001281803-11-000026.txt : 20110719 0001281803-11-000026.hdr.sgml : 20110719 20110719164929 ACCESSION NUMBER: 0001281803-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110715 FILED AS OF DATE: 20110719 DATE AS OF CHANGE: 20110719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUREN RALPH CENTRAL INDEX KEY: 0001040545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13057 FILM NUMBER: 11975642 MAIL ADDRESS: STREET 1: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLO RALPH LAUREN CORP CENTRAL INDEX KEY: 0001037038 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 132622036 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-07-15 0 0001037038 POLO RALPH LAUREN CORP RL 0001040545 LAUREN RALPH 650 MADISON AVE NEW YORK NY 10022 1 1 1 0 Chairman & CEO Class A Common Stock 2011-06-17 5 G 0 E 4900 0 D 615408.27 D Class A Common Stock 2011-07-15 4 A 0 720.22 A 616128.49 D Options issued purs. to 2010 Long-Term Stock Incentive Plan 134.53 2011-07-15 4 A 0 100000 0 A 2018-07-15 Class A Common Stock 100000 100000 D Class B Common Stock Class A Common Stock 12994867 12994867 D Class B Common Stock Class A Common Stock 3697413 3697413 I By GRATs Class B Common Stock Class A Common Stock 1460397 1460397 I By Wife Class B Common Stock 2011-05-27 5 G 0 E 121620 0 D Class A Common Stock 121620 810043 I By Wife's GRATs Class B Common Stock Class A Common Stock 120365 120365 I By Trust Class B Common Stock Class A Common Stock 58317 58317 I By Trust Represents restricted stock units payable as a result of the payment of a cash dividend on the Issuer's Class A Common Stock. The restricted stock units are payable solely in shares of the Issuer's Class A Common Stock issued to the reporting person in respect of restricted stock units previously granted under the Issuer's 1997 Long-Term Stock Incentive Plan. These options vest and become exercisable in three equal annual installments beginning July 15, 2012. The reporting person has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis. Reflects a distribution on May 31, 2011 to the reporting person of 284,702 shares of Class B Common Stock from a grantor retained annuity trust, of which the reporting person is a trustee. Reflects a distribution on May 27, 2011 to the reporting person's wife of 189,556 shares of Class B Common Stock upon the termination of a grantor retained annuity trust, of which the reporting person's wife was a trustee, and a distribution on May 31, 2011 to the reporting person's wife of 168,157 shares of Class B Common Stock from a grantor retained annuity trust, of which the reporting person's wife is a trustee. Reflects a distribution on May 27, 2011 to the reporting person's wife of 189,556 shares of Class B Common Stock and a gift on May 27, 2011 to a successor trust for the benefit of the issue of the reporting person's wife and for various trusts of which the reporting person's wife is a grantor of 121,620 shares of Class B Common Stock upon the termination of a grantor retained annuity trust of which the reporting person's wife was a trustee. Neither the reporting person nor his wife is a trustee of such successor trust. Reflects a distribution on May 31, 2011 to the reporting person's wife of 168,157 shares of Class B Common Stock from a grantor retained annuity trust, of which the reporting person's wife is a trustee. These shares of Class B Common Stock are held by a successor trust of which the reporting person is an investment trustee. These shares of Class B Common Stock are held by a successor trust of which the reporting person's wife is an investment trustee. /s/ Yen D. Chu, Attorney-in-Fact 2011-07-19