-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUuQOYMlgIPrR21gvuhkWZjdz+wmGkHxis18XAaFKce/zfCJlNAEFY3LUAXS0gI6 XJFY9dtxaS0/wy0ny76Z4Q== 0001281803-09-000044.txt : 20091116 0001281803-09-000044.hdr.sgml : 20091116 20091116165314 ACCESSION NUMBER: 0001281803-09-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUREN RALPH CENTRAL INDEX KEY: 0001040545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13057 FILM NUMBER: 091187737 MAIL ADDRESS: STREET 1: 650 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLO RALPH LAUREN CORP CENTRAL INDEX KEY: 0001037038 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 132622036 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123187000 MAIL ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-16 0 0001037038 POLO RALPH LAUREN CORP RL 0001040545 LAUREN RALPH 650 MADISON AVE NEW YORK NY 10022 1 1 1 0 Chairman & CEO Class A Common Stock 2009-11-16 4 M 0 27600 13.9688 A 544367.44 D Class A Common Stock 2009-11-16 4 C 0 100000 0 A 644367.44 D Class A Common Stock 2009-11-16 4 S 0 106800 81.87 D 537567.44 D Class A Common Stock 2009-11-16 4 S 0 20800 82.296 D 516767.44 D Class A Common Stock Option (Right to Buy) 13.9688 2009-11-16 4 M 0 27600 0 D 2010-06-13 Class A Common Stock 27600 29200 D Class B Common Stock 0 2009-11-16 4 C 0 100000 0 D Class A Common Stock 100000 18653231 D Class B Common Stock Class A Common Stock 1557503 1557503 I By RL Family, LP Class B Common Stock Class A Common Stock 10477570 10477570 I By RL Holding, LP Class B Common Stock Class A Common Stock 29058 29058 I By RL Holding Group, Inc. Class B Common Stock Class A Common Stock 7101919 7101919 I By GRATs Class B Common Stock Class A Common Stock 3183862 3183862 I By Wife's GRATs The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person in connection with his individual long-term strategy for estate planning. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $81.16 to $82.16. Upon request of the SEC staff, Polo Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $82.17 to $82.43. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. The options vested and became exercisable in three equal annual installments beginning on June 13, 2001. These options are scheduled to expire on June 13, 2010. The reporting person has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis. Yen D. Chu, Attorney-in-Fact 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----