0001140361-11-042062.txt : 20110815
0001140361-11-042062.hdr.sgml : 20110815
20110815164005
ACCESSION NUMBER: 0001140361-11-042062
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LP/NY
CENTRAL INDEX KEY: 0001040198
IRS NUMBER: 133891126
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06394
FILM NUMBER: 111037037
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2126499500
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY
DATE OF NAME CHANGE: 19990326
13F-HR
1
form13f-hr.txt
P. SCHOENFELD ASSET MANAGEMENT LP 13F-HR 6-30-2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: P. SCHOENFELD ASSET MANAGEMENT LP
Address: 1350 Avenue of the Americas, 21st Floor
New York, NY 10019
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Dhananjay Pai
Title: Chief Operating Officer
Phone: (212) 649-9500
Signature, Place, and Date of Signing:
/s/ Dhananjay Pai New York, New York 8/15/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 71
Form 13F Information Table Value Total: $ 645,853
--------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ----
D AMERICAN TOWER CORP CL A 029912201 6332 121000 SH SOLE 121000 0 0
D BJS WHOLESALE CLUB INC COM 05548J106 30210 600000 SH SOLE 600000 0 0
D BUCYRUS INTL INC NEW COM 118759109 75326 821797 SH SOLE 821797 0 0
D CEPHALON INC COM 156708109 22710 284232 SH SOLE 284232 0 0
D CEPHALON INC CALL 156708909 2693 863500 SH CALL SOLE 863500 0 0
D CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 26119 481370 SH SOLE 481370 0 0
D CHOICE HOTELS INTL INC COM 169905106 1267 38000 SH SOLE 38000 0 0
D CORRECTIONS CORP AMER NEW COM NEW 22025Y407 6292 290650 SH SOLE 290650 0 0
D D R HORTON INC COM 23331A109 1198 104000 SH SOLE 104000 0 0
D ENTERTAINMENT PPTYS TR CONV PFD 9% SR E 29380T600 3697 126354 SH SOLE 126354 0 0
D EQUINIX INC COM NEW 29444U502 3280 32472 SH SOLE 32472 0 0
D EQUITY LIFESTYLE PPTYS INC COM 29472R108 8717 139600 SH SOLE 139600 0 0
D EXCO RESOURCES INC COM 269279402 30902 1750848 SH SOLE 1750848 0 0
D FELCOR LODGING TR INC PFD CV A $1.95 31430F200 1277 48834 SH SOLE 48734 0 0
D FOREST LABS INC COM 345838106 3934 100000 SH SOLE 100000 0 0
D GEN-PROBE INC NEW CALL 36866T903 19 82600 SH CALL SOLE 82600 0 0
D GRIFOLS S A SPONSORED ADR 398438309 6550 872162 SH SOLE 872162 0 0
D HEALTH CARE REIT INC COM 42217K106 733 14000 SH SOLE 14000 0 0
D HOME DEPOT INC COM 437076102 2017 55712 SH SOLE 55712 0 0
D HOME PROPERTIES INC COM 437306103 2679 44000 SH SOLE 44000 0 0
D HOWARD HUGHES CORP PUT 44267D957 47 15000 SH PUT SOLE 15000 0 0
D HYPERCOM CORP COM 44913M105 3548 360963 SH SOLE 360963 0 0
D IRON MTN INC COM 462846106 6961 204182 SH SOLE 204182 0 0
D ISTAR FINL INC COM 45031U101 12159 1499207 SH SOLE 1499207 0 0
D JOHNSON & JOHNSON PUT 478160954 180 103200 SH PUT SOLE 103200 0 0
D KOHLS CORP COM 500255104 2901 58000 SH SOLE 58000 0 0
D LAWSON SOFTWARE INC NEW COM 52078P102 2891 257647 SH SOLE 257647 0 0
D LAWSON SOFTWARE INC NEW CALL 52078P902 245 200000 SH CALL SOLE 200000 0 0
D LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 14602 27000000 PRN SOLE 27000000 0 0
D LORAL SPACE & COMMUNICATNS I COM 543881106 6723 96780 SH SOLE 96780 0 0
D LUBRIZOL CORP COM 549271104 39274 292499 SH SOLE 292499 0 0
D MARSHALL & ILSLEY CORP NEW COM 571837103 49514 6212586 SH SOLE 6212586 0 0
D MERITAGE HOMES CORP COM 59001A102 384 17000 SH SOLE 17000 0 0
D MI DEVS INC CL A SUB VTG 55304X104 5623 184801 SH SOLE 184801 0 0
D MID-AMER APT CMNTYS INC COM 59522J103 2294 34000 SH SOLE 34000 0 0
D MOTOROLA SOLUTIONS INC COM NEW 620076307 4604 100000 SH SOLE 100000 0 0
D NATIONAL SEMICONDUCTOR CORP COM 637640103 24700 1003677 SH SOLE 1003677 0 0
D NATIONAL SEMICONDUCTOR CORP CALL 637640903 2448 1020000 SH CALL SOLE 1020000 0 0
D NATIONWIDE HEALTH PPTYS INC COM 638620104 2120 51200 SH SOLE 51200 0 0
D NETFLIX INC PUT 64110L956 5612 174600 SH PUT SOLE 174600 0 0
D NETFLIX INC CALL 64110L906 5973 146300 SH CALL SOLE 146300 0 0
D NEWS CORP CL A 65248E104 9269 523683 SH SOLE 523683 0 0
D NVR INC COM 62944T105 2977 4105 SH SOLE 4105 0 0
D NYSE EURONEXT COM 629491101 10915 318512 SH SOLE 318512 0 0
D NYSE EURONEXT CALL 629491901 138 438400 SH CALL SOLE 438400 0 0
D PACIFIC BIOSCIENCES CALIF IN COM 69404D108 3834 327653 SH SOLE 327653 0 0
D RALCORP HLDGS INC NEW COM 751028101 27051 312442 SH SOLE 312442 0 0
D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 46 209842 SH SOLE 209842 0 0
D ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 3451 197879 SH SOLE 197879 0 0
D ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 7806 457286 SH SOLE 457286 0 0
D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 8319 483637 SH SOLE 483637 0 0
D SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 3980 4000000 PRN SOLE 4000000 0 0
D SAVIENT PHARMACEUTICALS INC COM 80517Q100 8687 1159747 SH SOLE 1159747 0 0
D SAVIENT PHARMACEUTICALS INC PUT 80517Q950 568 551300 SH PUT SOLE 551300 0 0
D SOUTHERN UN CO NEW COM 844030106 6023 150000 SH SOLE 150000 0 0
D SPDR S&P 500 ETF TR TR UNIT 78462F103 777 422500 SH PUT SOLE 422500 0 0
D STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3867 69000 SH SOLE 69000 0 0
D TARGET CORP COM 87612E106 1079 23000 SH SOLE 23000 0 0
D TEMPLE INLAND INC COM 879868107 14870 500000 SH SOLE 500000 0 0
D TENET HEALTHCARE CORP COM 88033G100 7379 1182609 SH SOLE 1182609 0 0
Page 3
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ---------------- --------- -------- ----------------- ---------- -------- --------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ----
D TIFFANY & CO CALL 886547908 31 150000 SH CALL SOLE 150000 0 0
D TIFFANY & CO PUT 886547958 17 150000 SH PUT SOLE 150000 0 0
D TIMBERLAND CO CL A 887100105 4297 100000 SH SOLE 100000 0 0
D VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 15360 250000 SH SOLE 250000 0 0
D VERINT SYS INC COM 92343X100 22465 606504 SH SOLE 606504 0 0
D VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 7297 273079 SH SOLE 273079 0 0
D WARNER MUSIC GROUP CORP COM 934550104 877 106637 SH SOLE 106637 0 0
D YAHOO INC COM 984332106 43335 2881326 SH SOLE 2881326 0 0
D YAHOO INC CALL 984332906 1395 2536700 SH CALL SOLE 2536700 0 0
D YAHOO INC PUT 984332956 316 277100 SH PUT SOLE 277100 0 0
D ZORAN CORP COM 98975F101 672 80000 SH SOLE 80000 0 0
Page 4