-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V6rBsRF7gqdFYNkRFEVpzOfsKAmieZNagWY0R6NxitGgGGOQOQv1B25ZNHfS2jrQ Or3gfiQD9QuWn+HveAUeww== 0001040198-10-000005.txt : 20100216 0001040198-10-000005.hdr.sgml : 20100215 20100216113041 ACCESSION NUMBER: 0001040198-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LP/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 10603626 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY DATE OF NAME CHANGE: 19990326 13F-HR 1 psamlp13f12312009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT Address: 1350 Avenue of the Americas, 21st Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Dhananjay Pai Title: CFO Phone: Signature, Place and Date of Signing: Dhananjay Pai January 26, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: 685806 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AFFILIATED COMPUTER SERVICES CL A 008190100 41013 687092 SH SOLE 687092 0 0 D ARES CAP CORP COM 04010L103 2023 162500 SH SOLE 162500 0 0 D BJ SVCS CO COM 055482103 47893 2574905 SH SOLE 2574905 0 0 D BRINKS HOME SEC HLDGS INC COM 109699108 1469 45000 SH SOLE 45000 0 0 D BROCADE COMMUNICATIONS SYS I COM NEW 111621306 12490 1637000 SH SOLE 1637000 0 0 D BURLINGTON NORTHN SANTA FE C COMMON STOCK 12189T104 60059 609000 SH SOLE 609000 0 0 D CADBURY PLC SPONS ADR 12721E102 38120 741779 SH SOLE 741779 0 0 D CADBURY PLC SPONS ADR 12721E952 441 518800 SH PUT SOLE 518800 0 0 D CIT GROUP INC COM NEW 125581801 7009 253865 SH SOLE 253865 0 0 D CITIGROUP INC COM 172967101 1655 500000 SH SOLE 500000 0 0 D CITIGROUP INC COM 172967901 18 1500000 SH CALL SOLE 1500000 0 0 D CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 3685 354700 SH SOLE 354700 0 0 D CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 744 20300 SH SOLE 20300 0 0 D CREXUS INVT CORP COM 226553105 293 21000 SH SOLE 21000 0 0 D DANA HOLDING CORP COM 235825205 4621 426330 SH SOLE 426330 0 0 D DENBURY RES INC COM NEW 247916958 117 260000 SH PUT SOLE 260000 0 0 D EASTGROUP PPTY INC COM 277276101 1187 31000 SH SOLE 31000 0 0 D EDUCATION RLTY TR INC COM 28140H104 484 100000 SH SOLE 100000 0 0 D ENCORE ACQUISITION CO COM 29255W100 48131 1002318 SH SOLE 1002318 0 0 D ENTERTAINMENT PPTYS TR PFD C CNV 5.75% 29380T402 1209 73050 SH SOLE 73050 0 0 D EQUINIX INC COM NEW 29444U502 6364 59955 SH SOLE 59955 0 0 D EQUITY LIFESTYLE PPTYS INC COM 29472R108 2317 45900 SH SOLE 45900 0 0 D FELCOR LODGING TR INC PFD CV A $1.95 31430F200 1135 104400 SH SOLE 104400 0 0 D FIDELITY NATIONAL FINANCIAL CL A 31620R105 717 53300 SH SOLE 53300 0 0 D FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 5746 120000 SH SOLE 120000 0 0 D HRPT PPTYS TR PFD CONV D 40426W507 269 15000 SH SOLE 15000 0 0 D ICT GROUP INC COM 44929Y101 1091 66817 SH SOLE 66817 0 0 D IMS HEALTH INC COM 449934108 24217 1149900 SH SOLE 1149900 0 0 D ISHARES TR INDEX SB INT-INDS 464287959 37 30000 SH PUT SOLE 30000 0 0 D KRAFT FOODS INC CL A 50075N954 80 152700 SH PUT SOLE 152700 0 0 D LEAR CORP COM NEW 521865204 4789 70812 SH SOLE 70812 0 0 D LENNAR CORP CL B 526057302 1155 117423 SH SOLE 117423 0 0 D LIBERTY PPTY TR SH BEN INT 531172104 573 17900 SH SOLE 17900 0 0 D MACERICH CO COM 554382951 1 25000 SH PUT SOLE 25000 0 0 D MANNKIND CORP COM 56400P951 350 200000 SH PUT SOLE 200000 0 0 D MARVEL ENTERTAINMENT INC COM 57383T103 80335 1486782 SH SOLE 1486782 0 0 D MEDIVATION INC COM 58501N901 630 200000 SH CALL SOLE 200000 0 0 D MEDIVATION INC COM 58501N951 1220 200000 SH PUT SOLE 200000 0 0 D MERITAGE HOMES CORP COM 59001A102 698 36100 SH SOLE 36100 0 0 D NATIONWIDE HEALTH PPTYS INC COM 638620104 1249 35500 SH SOLE 35500 0 0 D NVR INC COM 62944T105 1178 1658 SH SOLE 1658 0 0 D PEPSI BOTTLING GROUP INC COM 713409100 67500 1800000 SH SOLE 1800000 0 0 D PEPSIAMERICAS INC COM 71343P200 1463 50000 SH SOLE 50000 0 0 D PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 28886 25000000 SH SOLE 25000000 0 0 D RIGEL PHARMACEUTICALS INC COM NEW 766559603 5454 573484 SH SOLE 573484 0 0 D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 5481 460950 SH SOLE 460950 0 0 D ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 3930 361200 SH SOLE 361200 0 0 D SAKS INC COM 79377W108 13516 2060365 SH SOLE 2060365 0 0 D SAVIENT PHARMACEUTICALS INC COM 80517Q100 35457 2605202 SH SOLE 2605202 0 0 D SELECT SECTOR SPDR TR SBI INT-INDS 81369Y954 222 2220000 SH SOLE 2220000 0 0 D STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1415 38700 SH SOLE 38700 0 0 D STARWOOD PPTY TR INC COM 85571B105 283 15000 SH SOLE 15000 0 0 D SUN MICROSYSTEMS INC COM NEW 866810203 20597 2198147 SH SOLE 2198147 0 0 D SUN MICROSYSTEMS INC COM NEW 866810903 286 152300 SH CALL SOLE 152300 0 0 D SUNSTONE HOTEL INVS INC NEW COM 867892101 583 65600 SH SOLE 65600 0 0 D TEXTRON INC NOTE 4.500% 5/0 883203BN0 8118 5000000 SH SOLE 5000000 0 0 D VENTAS INC COM 92276F100 437 10000 SH SOLE 10000 0 0 D WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 606 22000 SH SOLE 22000 0 0 D XTO ENERGY INC COM 98385X106 84759 1821600 SH SOLE 1821600 0 0 S REPORT SUMMARY 59 DATA RECORDS 685806 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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