-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPWkp5YmaC8LKMzqxSrp4r2129obE/xuLNOlGWoqbcQj4YmzaeYX0mvc+mfBZKBx RS89fHaZpw1KIZqaeML2IA== 0001040198-08-000010.txt : 20081110 0001040198-08-000010.hdr.sgml : 20081110 20081110144736 ACCESSION NUMBER: 0001040198-08-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 081174966 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 psam13f20083qt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT LLC Address: 1350 Avenue of the Americas, 21st Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Dhananjay Pai Title: CFO Phone: Signature, Place and Date of Signing: Dhananjay Pai November 6, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: 1392228 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AK STEEL HOLDING COR P COM STK OPTIONS - CALLS 001547908 4780 200000 SH CALL SOLE 200000 0 0 D ALLIED WASTE INDS INC COMMON STOCK 019589308 2833 255000 SH SOLE 255000 0 0 D ALLOS THERAPEUTICS I NC COM ST COMMON STOCK 019777101 3079 415514 SH SOLE 415514 0 0 D ALSIUS CORPORATION COM COMMON STOCK 021211107 416 489178 SH SOLE 489178 0 0 D AMAG PHARMACEUTICALS COM STK COMMON STOCK 00163U106 19721 509181 SH SOLE 509181 0 0 D AMAG PHARMACEUTICALS COM STK OPTIONS - CALLS 00163U906 946 25000 SH CALL SOLE 25000 0 0 D AMERICAN LAND LEASE INC COM RE REITS/RICS 027118108 1038 53400 SH SOLE 53400 0 0 D ANHEUSER BUSCH COS INC COM COMMON STOCK 035229103 170660 2630400 SH SOLE 2630400 0 0 D ANHEUSER BUSCH COS INC COM OPTIONS - CALLS 035229903 12007 211000 SH CALL SOLE 211000 0 0 D BARR PHARMACEUTICALS INC COM COMMON STOCK 068306109 86523 1325000 SH SOLE 1325000 0 0 D BCE INC NEW COM COMMON STOCK 05534B760 67134 1950000 SH SOLE 1950000 0 0 D CARDIOME PHARMA CORP COMMON STOCK 14159U202 19000 2500000 SH SOLE 2500000 0 0 D DATASCOPE CORP COM STK COMMON STOCK 238113104 2582 50000 SH SOLE 50000 0 0 D DRS TECHNOLOGIES INC COM STK COMMON STOCK 23330X100 86444 1126300 SH SOLE 1126300 0 0 D Dana Corporation Dan a Corpora COMMON STOCK 235825205 13283 2744372 SH SOLE 2744372 0 0 D EMC CORP MASS COM STK OPTIONS - CALLS 268648902 2323 200000 SH CALL SOLE 200000 0 0 D FORDING CDN COAL TR TR UNIT 345425102 4457 53700 SH SOLE 53700 0 0 D FOUNDRY NETWORKS INC COM STK COMMON STOCK 35063R100 14734 809132 SH SOLE 809132 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 887 10000 SH SOLE 10000 0 0 D GENENTECH INC COM STK OPTIONS - CALLS 368710906 160632 1850000 SH CALL SOLE 1850000 0 0 D GENOMIC HEALTH INC COM STK COMMON STOCK 37244C101 8855 390950 SH SOLE 390950 0 0 D GLOBAL BPO SVCS CORP COM STK COMMON STOCK 86323M100 41 15622 SH SOLE 15622 0 0 D GLOBL_BPO_SVC_WT WARRANTS 86323M118 163 1163100 SH SOLE 1163100 0 0 D GOLDMAN SACHS GROUP INC COM ST OPTIONS - PUTS 38141G954 2307 18500 SH PUT SOLE 18500 0 0 D HARRIS CORP DEL COM STK COMMON STOCK 413875105 21695 469588 SH SOLE 469588 0 0 D HERCULES INC COM STK COMMON STOCK 427056106 8005 404500 SH SOLE 404500 0 0 D HUNTSMAN CORP COM STK COMMON STOCK 447011107 31027 2462449 SH SOLE 2462449 0 0 D HUNTSMAN CORP COM STK OPTIONS - CALLS 447011907 4334 350000 SH CALL SOLE 350000 0 0 D IKON OFFICE SOLUTION S INC COM COMMON STOCK 451713101 3402 200000 SH SOLE 200000 0 0 D IMCLONE SYS INC COM STK COMMON STOCK 45245W109 85176 1365000 SH SOLE 1365000 0 0 D IMCLONE SYS INC COM STK OPTIONS - CALLS 45245W909 21345 350000 SH CALL SOLE 350000 0 0 D LONGS DRUG STORES CO RP COM ST COMMON STOCK 543162101 5612 74200 SH SOLE 74200 0 0 D MARTIN MARIETTA MATE RIALS INC COMMON STOCK 573284106 34805 310810 SH SOLE 310810 0 0 D MERITAGE HOMES CORP COM STK COMMON STOCK 59001A102 4199 170000 SH SOLE 170000 0 0 D MOBILE MINI INC COM STK COMMON STOCK 60740F105 4551 235454 SH SOLE 235454 0 0 D MORGANS HOTEL GROUP CO COM COMMON STOCK 61748W108 1844 169060 SH SOLE 169060 0 0 D PHARM HLDRS US ETFS OPTIONS - PUTS 71712A956 10340 160000 SH PUT SOLE 160000 0 0 D R.H. DONNELLEY CORP COM COMMON STOCK 74955W307 211 106175 SH SOLE 106175 0 0 D ROHM & HAAS CO COM STK COMMON STOCK 775371107 154869 2212410 SH SOLE 2212410 0 0 D S & P DEPOSITORY RECEIPTS TR U US ETF'S - US TR 78462F103 7075 61000 SH SOLE 61000 0 0 D SAKS INC COM STK COMMON STOCK 79377W108 6080 657299 SH SOLE 657299 0 0 D SANDISK CORP COM STK COMMON STOCK 80004C101 6843 350000 SH SOLE 350000 0 0 D SAVIENT PHARMACEUTIC ALS INC COMMON STOCK 80517Q100 6415 430263 SH SOLE 430263 0 0 D SAVIENT PHARMACEUTIC ALS INC OPTIONS - CALLS 80517Q900 12682 870000 SH CALL SOLE 870000 0 0 D STEWART ENTERPRISES INC CL A C COMMON STOCK 860370105 1407 179000 SH SOLE 179000 0 0 D SYNTA PHARMACEUTICAL S CORP COMMON STOCK 87162T206 1877 246382 SH SOLE 246382 0 0 D TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 5330 325000 SH SOLE 325000 0 0 D UNITED NAT FOODS INC COM STK COMMON STOCK 911163103 2059 82400 SH SOLE 82400 0 0 D UNITED TECHNOLOGIES CORP OPTIONS - PUTS 913017959 5870 100000 SH PUT SOLE 100000 0 0 D VIRGIN MEDIA INC COM STK COMMON STOCK 92769L101 2791 353327 SH SOLE 353327 0 0 D WELLS FARGO COMPANY OPTIONS - PUTS 949746951 3596 98200 SH PUT SOLE 98200 0 0 D WM WRIGLEY JR CO COM STK COMMON STOCK 982526105 162717 2049338 SH SOLE 2049338 0 0 D WYETH SHS OPTIONS - CALLS 983024900 7177 200000 SH CALL SOLE 200000 0 0 D YAHOO INC COM STK OPTIONS - CALLS 984332906 84049 5000000 SH CALL SOLE 5000000 0 0 S REPORT SUMMARY 54 DATA RECORDS 1392228 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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