-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVOfwqdZsz54rUfIikFHzOOtT0/9A0C+yg+C4QQRX0F6xagTZxQkuVPn4q+8zpMY V4z9czITW1Ihxw2iGYMygA== 0001040198-08-000005.txt : 20080812 0001040198-08-000005.hdr.sgml : 20080812 20080812153706 ACCESSION NUMBER: 0001040198-08-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 EFFECTIVENESS DATE: 20080812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 081009645 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 psam13f20082qt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT Address: 1350 Avenue of the Americas, 21st Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Dhananjay Pai Title: CFO Phone: Signature, Place and Date of Signing: Dhananjay Pai August 7, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 1783277 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D 3COM CORP COM STK COMMON STOCK 885535104 5936 2800000 SH SOLE 2800000 0 0 D ALEXANDRIA REAL ESTA TE EQUITI REITS/RICS 015271109 2979 30600 SH SOLE 30600 0 0 D ALEXION PHARMACEUTIC ALS INC C COMMON STOCK 015351109 44798 617904 SH SOLE 617904 0 0 D ALLOS THERAPEUTICS I NC COM ST COMMON STOCK 019777101 8156 1180321 SH SOLE 1180321 0 0 D ALSIUS CORPORATION COM COMMON STOCK 021211107 587 489178 SH SOLE 489178 0 0 D ALTUS PHARMACEUTICAL S INC COM COMMON STOCK 02216N105 2050 460595 SH SOLE 460595 0 0 D AMAG PHARMACEUTICALS COM STK COMMON STOCK 00163U106 32196 944181 SH SOLE 944181 0 0 D AMAG PHARMACEUTICALS COM STK OPTIONS - PUTS 99AFSXY58 1664 48800 SH PUT SOLE 48800 0 0 D ANHEUSER BUSCH COS INC COM COMMON STOCK 035229103 43484 700000 SH SOLE 700000 0 0 D ANHEUSER BUSCH COS INC COM OPTIONS - CALLS 99AFDWLD3 17002 273700 SH CALL SOLE 273700 0 0 D ANHEUSER BUSCH COS INC COM OPTIONS - PUTS 99OB33JV5 17002 273700 SH PUT SOLE 273700 0 0 D BCE INC NEW COM COMMON STOCK 05534B760 6095 175000 SH SOLE 175000 0 0 D BLACKROCK FLOATING R ATE INCOM COMMON STOCK 09255X100 1345 89500 SH SOLE 89500 0 0 D CITIZENS COMMUNICATI ONS CO CO COMMON STOCK 17453B101 1134 100000 SH SOLE 100000 0 0 D CLEAR CHANNEL COMMUN ICATIONS COMMON STOCK 184502102 66201 1880714 SH SOLE 1880714 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - CALLS 99O9RTHV9 54106 1537100 SH CALL SOLE 1537100 0 0 D CLEAR CHANNEL OUTDOO R HOLDING COMMON STOCK 18451C109 9563 536296 SH SOLE 536296 0 0 D COUNTRYWIDE FINANCIA L CORP CO COMMON STOCK 222372104 10537 2479200 SH SOLE 2479200 0 0 D COUNTRYWIDE FINL SR UNS CONV F CONVRT BONDS 222372AN4 15435 16000000 SH SOLE 16000000 0 0 D COUNTRYWIDE FINL SR UNS CONV F CONVRT BONDS 222372AP9 11222 12000000 SH SOLE 12000000 0 0 D DATASCOPE CORP COM STK COMMON STOCK 238113104 2350 50000 SH SOLE 50000 0 0 D DRS TECHNOLOGIES INC COM STK COMMON STOCK 23330X100 48050 610377 SH SOLE 610377 0 0 D Dana Corporation Dan a Corpora COMMON STOCK 235825205 15959 2982863 SH SOLE 2982863 0 0 D EASTGROUP PROPERTIES INC COM REITS/RICS 277276101 3720 86700 SH SOLE 86700 0 0 D EATON VANCE FLOATING RATE IN COMMON STOCK 278279104 987 68000 SH SOLE 68000 0 0 D ELECTRONIC DATA SYS CORP COM S COMMON STOCK 285661104 131435 5334184 SH SOLE 5334184 0 0 D EMC CORP MASS COM STK COMMON STOCK 268648102 25347 1725400 SH SOLE 1725400 0 0 D FEDERAL REALTY INVES TMENT TRU REITS/RICS 313747206 863 12500 SH SOLE 12500 0 0 D GENENTECH INC COM STK COMMON STOCK 368710406 3794 50000 SH SOLE 50000 0 0 D GENENTECH INC COM STK OPTIONS - CALLS 99AFDR2B9 94518 1245300 SH CALL SOLE 1245300 0 0 D GENERAL DYNAMICS COR P COM STK OPTIONS - PUTS 99AF7DPF3 4109 48800 SH PUT SOLE 48800 0 0 D GENERAL DYNAMICS COR P COM STK OPTIONS - PUTS 99AF7DPG1 36981 439200 SH PUT SOLE 439200 0 0 D GENOMIC HEALTH INC COM STK COMMON STOCK 37244C101 3198 167000 SH SOLE 167000 0 0 D GREENBRIER COS INC COM STK COMMON STOCK 393657101 2031 100000 SH SOLE 100000 0 0 D GREENFIELD ONLNE COMMON STOCK 395150105 2985 200000 SH SOLE 200000 0 0 D HARRIS CORP DEL COM STK COMMON STOCK 413875105 50491 1000000 SH SOLE 1000000 0 0 D HARRIS CORP DEL COM STK OPTIONS - PUTS 99OB3FWY7 6135 121500 SH PUT SOLE 121500 0 0 D HUNTSMAN CORP COM STK COMMON STOCK 447011107 12898 1131424 SH SOLE 1131424 0 0 D ING PRIME RATE TR COM STK COMMON STOCK 44977W106 709 123800 SH SOLE 123800 0 0 D ISHARES NASDAQ BIOTE CH INDX OPTIONS - PUTS 99OB2HXJ6 37452 487400 SH PUT SOLE 487400 0 0 D ISHARES NASDAQ BIOTE CH INDX OPTIONS - PUTS 99OB4K285 52228 679700 SH PUT SOLE 679700 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 2413 37500 SH SOLE 37500 0 0 D LEAP WIRELESS INTERN ATIONAL I COMMON STOCK 521863308 46999 1088699 SH SOLE 1088699 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99OB1SRF8 1442 72800 SH PUT SOLE 72800 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99OB1SRJ0 1058 53400 SH PUT SOLE 53400 0 0 D MOBILE MINI INC COM STK COMMON STOCK 60740F105 6546 327300 SH SOLE 327300 0 0 D NAVTEQ CORP COM STK COMMON STOCK 63936L100 169301 2198709 SH SOLE 2198709 0 0 D NUVEEN FLOATING RATE INCOME F COMMON STOCK 67072T108 491 45500 SH SOLE 45500 0 0 D PIMCO FLOATING RATE STRATEGY C COMMON STOCK 72201J104 595 45000 SH SOLE 45000 0 0 D R.H. DONNELLEY CORP COM COMMON STOCK 74955W307 750 250000 SH SOLE 250000 0 0 D SAKS INC COM STK COMMON STOCK 79377W108 31731 2889928 SH SOLE 2889928 0 0 D SAKS INC COM STK OPTIONS - PUTS 99AFSW503 4287 390400 SH PUT SOLE 390400 0 0 D SAVIENT PHARMACEUTIC ALS INC COMMON STOCK 80517Q100 69401 2743150 SH SOLE 2743150 0 0 D SAVIENT PHARMACEUTIC ALS INC OPTIONS - CALLS 99OB30S66 1235 48800 SH CALL SOLE 48800 0 0 D SAVIENT PHARMACEUTIC ALS INC OPTIONS - PUTS 99OB30S90 21730 858900 SH PUT SOLE 858900 0 0 D SL GREEN REALTY CORP ORATION C REITS/RICS 78440X101 1737 21000 SH SOLE 21000 0 0 D SLM CORP COM STK COMMON STOCK 78442P106 1197 61860 SH SOLE 61860 0 0 D SUNRISE SENIOR LIVIN G INC COM COMMON STOCK 86768K106 10280 457300 SH SOLE 457300 0 0 D SUNRISE SENIOR LIVIN G INC COM OPTIONS - PUTS 99O9XVMJ8 2183 97100 SH PUT SOLE 97100 0 0 D TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 7098 277592 SH SOLE 277592 0 0 D TAUBMAN CTRS INC COM REIT REITS/RICS 876664103 1751 36000 SH SOLE 36000 0 0 D URSTADT BIDDLE PROPE RTIES INC REITS/RICS 917286205 692 47200 SH SOLE 47200 0 0 D VAN KAMPEN SR INCOME TR COM S COMMON STOCK 920961109 717 124000 SH SOLE 124000 0 0 D VIRGIN MEDIA INC COM STK COMMON STOCK 92769L101 13474 990004 SH SOLE 990004 0 0 D WM WRIGLEY JR CO COM STK COMMON STOCK 982526105 138398 1779338 SH SOLE 1779338 0 0 D WYETH SHS COMMON STOCK 983024100 10791 225000 SH SOLE 225000 0 0 D XM SATELLITE RADIO H LDGS INC COMMON STOCK 983759101 23128 2950000 SH SOLE 2950000 0 0 D YAHOO INC COM STK COMMON STOCK 984332106 152884 7400000 SH SOLE 7400000 0 0 D YAHOO INC COM STK OPTIONS - CALLS 99O9SJJW6 12078 584600 SH CALL SOLE 584600 0 0 D YAHOO INC COM STK OPTIONS - CALLS 99O9XFJD0 20164 976000 SH CALL SOLE 976000 0 0 D YAHOO INC COM STK OPTIONS - PUTS 99O9XFJJ7 20139 974800 SH PUT SOLE 974800 0 0 D YAHOO INC COM STK OPTIONS - PUTS 99O9XFJR9 120855 5849700 SH PUT SOLE 5849700 0 0 S REPORT SUMMARY 72 DATA RECORDS 1783277 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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