-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QZI0xPJTnXOSZh9DQz8wtj4YPBhxx1n8qa4XzLrm3KmAlVxxwt76u0l0k9XpCmIe zkbSNrNgS+lEsPzS9KgXag== 0001040198-08-000003.txt : 20080508 0001040198-08-000003.hdr.sgml : 20080508 20080508084720 ACCESSION NUMBER: 0001040198-08-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080508 DATE AS OF CHANGE: 20080508 EFFECTIVENESS DATE: 20080508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 08812088 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 psam13f20081qt.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT Address: 1350 Avenue of the Americas, 21ST Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Dhananjay Pai Title: CFO Phone: Signature, Place and Date of Signing: Dhananjay Pai April 11, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: 1262449 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D 3COM CORP COM STK COMMON STOCK 885535104 12682 5538036 SH SOLE 5538036 0 0 D ALEXION PHARMACEUTICALS INC C COMMON STOCK 015351109 57940 977061 SH SOLE 977061 0 0 D ALLOS THERAPEUTICS INC COM ST COMMON STOCK 019777101 1900 312505 SH PUT SOLE 312505 0 0 D ALSIUS CORPORATION COM COMMON STOCK 021211107 788 428377 SH SOLE 428377 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 10699 481906 SH SOLE 481906 0 0 D ALTUS PHARMACEUTICALS INC COM COMMON STOCK 02216N105 805 177000 SH SOLE 177000 0 0 D AMAG PHARMACEUTICALS COM STK COMMON STOCK 00163U106 33827 836678 SH SOLE 836678 0 0 D BEA SYS INC COM STK COMMON STOCK 073325102 70376 3674954 SH SOLE 3674954 0 0 D BIOMARIN PHARMACEUTI CAL INC C COMMON STOCK 09061G101 24761 700051 SH SOLE 700051 0 0 D CABLEVISION SYS CORP COM STK COMMON STOCK 12686C109 3793 177000 SH SOLE 177000 0 0 D CIA VALE DO RIO DOCE ADR OPTIONS - PUTS 99O9YYB53 3073 88700 SH PUT SOLE 88700 0 0 D CIT GROUP INC NEW COM STK COMMON STOCK 125581108 2099 177179 SH SOLE 177179 0 0 D CLEAR CHANNEL COMMUN ICATIONS COMMON STOCK 184502102 72278 2473580 SH SOLE 2473580 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - CALLS 99O9M0GM8 5213 178400 SH CALL SOLE 178400 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - CALLS 99O9M0GS5 649 22200 SH CALL SOLE 22200 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - PUTS 99O9M0GZ9 19385 663400 SH PUT SOLE 663400 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - PUTS 99O9T1HJ5 2589 88600 SH PUT SOLE 88600 0 0 D CLEAR CHANNEL COMMUN ICATIONS OPTIONS - CALLS 99O9YBS71 15583 533300 SH CALL SOLE 533300 0 0 D CORPORATE EXPRESS COMMON STOCK 21989G105 11 977 SH SOLE 977 0 0 D COUNTRYWIDE FINL SR UNS CONV F CONVRT BONDS 222372AN4 2242 2562000 SH SOLE 2562000 0 0 D COUNTRYWIDE FINL SR UNS CONV F CONVRT BONDS 222372AP9 8491 10048000 SH SOLE 10048000 0 0 D DIEBOLD INC COM STK COMMON STOCK 253651103 8477 225763 SH SOLE 225763 0 0 D Dana Corporation Dan a Corpora COMMON STOCK 235825205 21444 2144436 SH SOLE 2144436 0 0 D EASTGROUP PROPERTIES INC COM REITS/RICS 277276101 2211 47585 SH SOLE 47585 0 0 D EMC CORP MASS COM STK COMMON STOCK 268648102 8883 619497 SH SOLE 619497 0 0 D FINANCIAL SELECT SEC TOR SPDR US ETF'S - US TR 81369Y605 2862 115050 SH SOLE 115050 0 0 D GRANT PRIDECO INC COM STK COMMON STOCK 38821G101 22278 452613 SH SOLE 452613 0 0 D GREENBRIER COS INC COM STK COMMON STOCK 393657101 2355 88780 SH SOLE 88780 0 0 D HUNTSMAN CORP COM STK COMMON STOCK 447011107 38928 1653009 SH SOLE 1653009 0 0 D HUNTSMAN CORP COM STK OPTIONS - PUTS 99AF9R2V0 1552 65900 SH PUT SOLE 65900 0 0 D IMCLONE SYS INC COM STK COMMON STOCK 45245W109 11262 265499 SH SOLE 265499 0 0 D INCYTE CORP COM STK COMMON STOCK 45337C102 6152 585382 SH SOLE 585382 0 0 D ISHARES MSCI EMERGIN G MKTS IN OPTIONS - PUTS 99O9WK2F3 23785 177000 SH PUT SOLE 177000 0 0 D ISHARES MSCI EMERGIN G MKTS IN OPTIONS - PUTS 99O9WK2H9 23772 176900 SH PUT SOLE 176900 0 0 D ISHARES NASDAQ BIOTE CH INDX OPTIONS - PUTS 99O9WQH80 161161 2126700 SH PUT SOLE 2126700 0 0 D ISHARES NASDAQ BIOTE CH INDX OPTIONS - PUTS 99O9WQH98 16763 221200 SH PUT SOLE 221200 0 0 D KBW INSURANCE ETF US ETF'S - US TR 78464A789 5105 110625 SH SOLE 110625 0 0 D KERYX BIOPHARMA COM STK OPTIONS - CALLS 99O9X2N02 53 88400 SH CALL SOLE 88400 0 0 D LEAP WIRELESS INTERN ATIONAL I COMMON STOCK 521863308 19145 410831 SH SOLE 410831 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99AFT1XW9 1163 30900 SH PUT SOLE 30900 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99O9LW0N4 5202 138200 SH PUT SOLE 138200 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99O9MDM19 1671 44400 SH PUT SOLE 44400 0 0 D LEHMAN BROTHERS HLDG S INC MED OPTIONS - PUTS 99O9YPQK3 1332 35400 SH PUT SOLE 35400 0 0 D MACYS INC COM STK COMMON STOCK 55616P104 5173 224322 SH SOLE 224322 0 0 D MOBILE MINI INC COM STK COMMON STOCK 60740F105 3826 201413 SH SOLE 201413 0 0 D NAVTEQ CORP COM STK COMMON STOCK 63936L100 80153 1178715 SH SOLE 1178715 0 0 D NORTHWEST AIRLNS COMMON STOCK 667280408 5719 636167 SH SOLE 636167 0 0 D PDL BIOPHARMA INC COM COMMON STOCK 69329Y104 4686 442499 SH SOLE 442499 0 0 D PERFORMANCE FOOD GRO UP CO COM COMMON STOCK 713755106 20792 636222 SH SOLE 636222 0 0 D SAKS INC COM STK COMMON STOCK 79377W108 36138 2897937 SH SOLE 2897937 0 0 D SAKS INC COM STK OPTIONS - PUTS 99O9P25Z4 18557 1488100 SH PUT SOLE 1488100 0 0 D SAVIENT PHARMACEUTIC ALS INC COMMON STOCK 80517Q100 25847 1292393 SH SOLE 1292393 0 0 D SLM CORP COM STK COMMON STOCK 78442P106 517 33695 SH SOLE 33695 0 0 D SLM CORP COM STK OPTIONS - PUTS 99AF698V7 4247 276700 SH PUT SOLE 276700 0 0 D SLM CORP COM STK OPTIONS - PUTS 99O9T37N3 10188 663700 SH PUT SOLE 663700 0 0 D SLM CORP COM STK OPTIONS - PUTS 99O9T4GX9 973 63400 SH PUT SOLE 63400 0 0 D SLM CORP COM STK OPTIONS - PUTS 99O9YZFH0 9294 605500 SH PUT SOLE 605500 0 0 D STARWOOD HOTELS COM STK COMMON STOCK 85590A401 9755 188505 SH SOLE 188505 0 0 D SUNRISE SENIOR LIVIN G INC COM COMMON STOCK 86768K106 5422 243375 SH SOLE 243375 0 0 D TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 16939 663748 SH SOLE 663748 0 0 D TRANE INC COM STK COMMON STOCK 892893108 111197 2422587 SH SOLE 2422587 0 0 D VIRGIN MEDIA INC COM STK COMMON STOCK 92769L101 12728 904589 SH SOLE 904589 0 0 D XM SATELLITE RADIO H LDGS INC COMMON STOCK 983759101 37873 3259292 SH SOLE 3259292 0 0 D YAHOO INC COM STK COMMON STOCK 984332106 62808 2171046 SH SOLE 2171046 0 0 D YAHOO INC COM STK OPTIONS - CALLS 99O9MYHQ4 11558 399500 SH CALL SOLE 399500 0 0 D YAHOO INC COM STK OPTIONS - PUTS 99O9MYJ66 20503 708700 SH PUT SOLE 708700 0 0 D YAHOO INC COM STK OPTIONS - CALLS 99O9SJJW6 12816 443000 SH CALL SOLE 443000 0 0 S REPORT SUMMARY 67 DATA RECORDS 1262449 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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