0001040197-21-000002.txt : 20210216
0001040197-21-000002.hdr.sgml : 20210216
20210216085148
ACCESSION NUMBER: 0001040197-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 21632994
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040197
XXXXXXXX
12-31-2020
12-31-2020
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Director - Investment Operations
2169204965
Bryan Gregorich
Cleveland
OH
02-16-2021
0
718
3999069
false
INFORMATION TABLE
2
13f123120.xml
3M Company
CS
88579Y101
2258
12916
SH
SOLE
26
0
12890
A T & T Corp New
CS
00206R102
16899
587578
SH
SOLE
124318
0
463260
A T & T Corp New
CS
00206R102
1185
41200
SH
Put
SOLE
0
0
41200
Abbott Laboratories
CS
002824100
31783
290278
SH
SOLE
61093
0
229185
AbbVie Inc.
CS
00287Y109
32141
299959
SH
SOLE
99612
0
200347
Accenture PLC Cl A
CS
G1151C101
16184
61957
SH
SOLE
9977
0
51980
Activision Blizzard Inc
CS
00507V109
17727
190925
SH
SOLE
79837
0
111088
Adaptimmune Therapeutics PLC A
CS
00653a107
62
11534
SH
SOLE
0
0
11534
Adobe Inc
CS
00724F101
30445
60875
SH
SOLE
20112
0
40763
Adobe Inc
CS
00724F101
2501
5000
SH
Put
SOLE
0
0
5000
Advanced Micro Devices Inc.
CS
007903107
3368
36726
SH
SOLE
8832
0
27894
Adyen NV ADR
CS
00783v104
1039
22399
SH
SOLE
8300
0
14099
Aerojet Rocketdyne Holdings In
CS
007800105
748
14144
SH
SOLE
0
0
14144
Affiliated Managers
CS
008252108
204
2010
SH
SOLE
0
0
2010
Aflac Inc
CS
001055102
374
8412
SH
SOLE
0
0
8412
Agilent Technologies
CS
00846U101
497
4192
SH
SOLE
0
0
4192
AIA Group Ltd ADR
CS
001317205
1362
27717
SH
SOLE
0
0
27717
Air Products & Chemicals Inc
CS
009158106
10172
37230
SH
SOLE
7215
0
30015
Akamai Tech
CS
00971T101
1601
15253
SH
SOLE
350
0
14903
Albireo Pharma Inc
CS
01345p106
818
21820
SH
SOLE
14380
0
7440
Alcon Inc.
CS
h01301128
1394
21129
SH
SOLE
10000
0
11129
Alexion Pharmaceuticals Inc
CS
015351109
274
1754
SH
SOLE
138
0
1616
Alibaba Group Holding Limited
CS
01609w102
4513
19392
SH
SOLE
1388
0
18004
Allegion Plc
CS
g0176j109
597
5132
SH
SOLE
482
0
4650
Alliance Bioenergy Plus Inc
CS
01890b106
2
20000
SH
SOLE
0
0
20000
Allstate Corp
CS
020002101
466
4239
SH
SOLE
0
0
4239
Alphabet Inc Class A
CS
02079k305
48793
27840
SH
SOLE
17654
0
10186
Alphabet Inc Class C
CS
02079k107
57591
32874
SH
SOLE
21648
0
11226
Alphabet Inc Class C
CS
02079k107
350
200
SH
Call
SOLE
0
0
200
Alphabet Inc Class C
CS
02079k107
350
200
SH
Put
SOLE
0
0
200
Altria Group Inc.
CS
02209S103
1389
33875
SH
SOLE
16334
0
17540
Altria Group Inc.
CS
02209S103
164
4000
SH
Put
SOLE
0
0
4000
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amadeus IT Holding SA ADR
CS
02263T104
710
9448
SH
SOLE
0
0
9448
Amazon.com
CS
023135106
103764
31860
SH
SOLE
18954
0
12906
Amazon.com
CS
023135106
1628
500
SH
Call
SOLE
0
0
500
Amazon.com
CS
023135106
1628
500
SH
Put
SOLE
0
0
500
Ameren Corp.
CS
023608102
378
4848
SH
SOLE
0
0
4848
America Movil SA de CV ADR Ser
CS
02364W105
582
40000
SH
SOLE
0
0
40000
American Electric Power
CS
025537101
5911
70985
SH
SOLE
8495
0
62491
American Express
CS
025816109
3748
30994
SH
SOLE
5646
0
25348
American International Group
CS
026874784
362
9574
SH
SOLE
692
0
8882
American Tower
CS
03027X100
20886
93050
SH
SOLE
32050
0
61000
American Water Works
CS
030420103
273
1781
SH
SOLE
0
0
1781
Americann Inc.
CS
030588107
89
105926
SH
SOLE
0
0
105926
Ameriprise Financial Inc
CS
03076C106
820
4220
SH
SOLE
536
0
3684
Amerisource Bergen Corp.
CS
03073E105
267
2727
SH
SOLE
0
0
2727
Ametek Inc
CS
031100100
2444
20209
SH
SOLE
375
0
19834
Amgen Inc
CS
031162100
19057
82884
SH
SOLE
18463
0
64422
Amphenol Corp
CS
032095101
212
1623
SH
SOLE
0
0
1623
Anheuser-Busch InBev
CS
03524A108
626
8950
SH
SOLE
8080
0
870
Ansys Inc
CS
03662Q105
204
562
SH
SOLE
0
0
562
Antero Midstream Corp
CS
03676b102
1169
151679
SH
SOLE
0
0
151679
Anthem, Inc
CS
036752103
717
2233
SH
SOLE
0
0
2233
Aon Corp
CS
g0403h108
497
2354
SH
SOLE
0
0
2354
Apple Inc
CS
037833100
146555
1104492
SH
SOLE
206579
0
897913
Apple Inc
CS
037833100
5772
43500
SH
Put
SOLE
2000
0
41500
Apple Inc
CS
037833100
663
5000
SH
Put
SOLE
0
0
5000
Applied Industrial Technologie
CS
03820C105
1246
15982
SH
SOLE
0
0
15982
Applied Materials
CS
038222105
577
6689
SH
SOLE
2925
0
3764
AptarGroup Inc
CS
038336103
250
1827
SH
SOLE
0
0
1827
Aramark
CS
03852u106
207
5369
SH
SOLE
820
0
4549
Arch Capital Group
CS
G0450A105
287
7952
SH
SOLE
0
0
7952
Archer Daniels Midland Co.
CS
039483102
2626
52098
SH
SOLE
0
0
52098
Ares Capital Corp
CS
04010L103
358
21223
SH
SOLE
0
0
21223
ASML Holding N.V.
CS
N07059210
1274
2611
SH
SOLE
54
0
2557
Aspen Technology Inc.
CS
045327103
237
1817
SH
SOLE
0
0
1817
Athersys Inc.
CS
04744L106
275
156986
SH
SOLE
118700
0
38286
Atlas Copco AB ADR
CS
049255706
730
14286
SH
SOLE
0
0
14286
Atlas Corp
CS
y0436q109
203
18759
SH
SOLE
0
0
18759
AtriCure Inc
CS
04963c209
779
13989
SH
SOLE
891
0
13098
Atrion Corp
CS
049904105
703
1094
SH
SOLE
1080
0
14
Autodesk
CS
052769106
15808
51771
SH
SOLE
23790
0
27981
Automatic Data Processing
CS
053015103
1324
7515
SH
SOLE
45
0
7470
Autozone Inc
CS
053332102
556
469
SH
SOLE
25
0
444
Baidu ADR
CS
056752108
3058
14142
SH
SOLE
0
0
14142
Bain Capital Specialty Finance
CS
05684b107
195
16045
SH
SOLE
0
0
16045
Banco Santander SA ADR
CS
05964H105
62
20261
SH
SOLE
0
0
20261
Bancorp South Bank
CS
05971j102
276
10041
SH
SOLE
0
0
10041
Bank of America Corp
CS
060505104
12579
415011
SH
SOLE
111052
0
303959
Bank of New York Mellon
CS
064058100
229
5393
SH
SOLE
0
0
5393
Bank OZK
CS
06417n103
1609
51448
SH
SOLE
0
0
51448
Baxter International
CS
071813109
1066
13284
SH
SOLE
1800
0
11484
Becton Dickinson & Company
CS
075887109
11695
46738
SH
SOLE
23405
0
23333
Berkley, W. R.
CS
084423102
236
3555
SH
SOLE
0
0
3555
Berkshire Hathaway
CS
084670108
1739
5
SH
SOLE
0
0
5
Berkshire Hathaway Class B
CS
084670702
18486
79724
SH
SOLE
12043
0
67681
Berkshire Htwy Cla100 Shs 1 Wh
CS
084990175
4174
1200
SH
SOLE
200
0
1000
Beyond Meat Inc
CS
08862e109
343
2747
SH
SOLE
0
0
2747
Biogen Inc
CS
09062X103
681
2782
SH
SOLE
1852
0
930
Biomoda Inc- Bankrupt Eff 4/14
CS
090627100
0
10000
SH
SOLE
0
0
10000
Blackrock Inc
CS
09247X101
4371
6058
SH
SOLE
169
0
5889
Blackstone Group Inc
CS
09260d107
1245
19218
SH
SOLE
14830
0
4388
Boeing Company
CS
097023105
13266
61974
SH
SOLE
5269
0
56705
Booking Holdings Inc
CS
09857l108
10230
4593
SH
SOLE
73
0
4520
Booz Allen Hamilton Holding
CS
099502106
682
7827
SH
SOLE
550
0
7277
Boston Scientific Corp
CS
101137107
13235
368141
SH
SOLE
179732
0
188409
BP Amoco PLC ADR
CS
055622104
230
11222
SH
SOLE
0
0
11222
Bristol-Myers Squibb
CS
110122108
11584
186743
SH
SOLE
49180
0
137563
Broadcom Inc
CS
11135F101
14651
33461
SH
SOLE
6928
0
26533
Broadcom Inc
CS
11135F101
131
300
SH
Put
SOLE
0
0
300
Broadcom Inc
CS
11135F101
876
2000
SH
Put
SOLE
0
0
2000
Broadcom Inc
CS
11135F101
832
1900
SH
Put
SOLE
0
0
1900
Broadridge Financial Solutions
CS
11133T103
303
1976
SH
SOLE
0
0
1976
BRP Group Inc Cl A
CS
05589g102
1311
43746
SH
SOLE
0
0
43746
Burlington Stores Inc
CS
122017106
865
3306
SH
SOLE
185
0
3121
Cadence Design Systems
CS
127387108
1988
14572
SH
SOLE
0
0
14572
Cadence Design Systems
CS
127387108
1965
14400
SH
Put
SOLE
0
0
14400
Campbell Soup Company
CS
134429109
711
14707
SH
SOLE
3663
0
11044
Canadian Pacific Railway
CS
13645T100
1132
3264
SH
SOLE
0
0
3264
Cardiovascular Systems Inc
CS
141619106
345
7884
SH
SOLE
848
0
7036
Carrier Global Corp
CS
14448c104
748
19830
SH
SOLE
8021
0
11809
Caterpillar Inc
CS
149123101
1597
8774
SH
SOLE
51
0
8723
CDW Corporation
CS
12514G108
466
3533
SH
SOLE
0
0
3533
Cedar Fair LP
CS
150185106
575
14620
SH
SOLE
0
0
14620
Centene
CS
15135B101
419
6985
SH
SOLE
0
0
6985
CenterPoint Energy
CS
15189T107
256
11834
SH
SOLE
0
0
11834
CenturyLink Inc.
CS
550241103
171
17530
SH
SOLE
0
0
17530
Charles River Laboratories Int
CS
159864107
1564
6259
SH
SOLE
295
0
5964
Charles Schwab
CS
808513105
1337
25206
SH
SOLE
18494
0
6712
Charter Communications Inc
CS
16119p108
9373
14168
SH
SOLE
12595
0
1573
Chemed Corp
CS
16359R103
202
380
SH
SOLE
0
0
380
Chevron Corporation
CS
166764100
4203
49769
SH
SOLE
7312
0
42457
Chipotle Mexican Grill
CS
169656105
250
180
SH
SOLE
0
0
180
Chromadex Corporation
CS
171077407
51
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
15368
99847
SH
SOLE
18987
0
80860
Church & Dwight Co
CS
171340102
1033
11847
SH
SOLE
806
0
11041
Ciena Corp.
CS
171779309
777
14695
SH
SOLE
960
0
13735
Cigna Corp
CS
125523100
1054
5064
SH
SOLE
1949
0
3115
Cincinnati Financial Corporati
CS
172062101
1444
16530
SH
SOLE
0
0
16530
Cintas Inc.
CS
172908105
1347
3812
SH
SOLE
476
0
3336
Cisco Systems
CS
17275R102
22387
500267
SH
SOLE
112878
0
387389
Citigroup
CS
172967424
3310
53674
SH
SOLE
19101
0
34573
Citigroup
CS
172967424
62
1000
SH
Call
SOLE
0
0
1000
Citrix Systems Inc
CS
177376100
946
7269
SH
SOLE
366
0
6903
Cleveland Cliffs Inc.
CS
185899101
968
66469
SH
SOLE
0
0
66469
Cleveland Cliffs Inc.
CS
185899101
73
5000
SH
Call
SOLE
0
0
5000
Cleveland Cliffs Inc.
CS
185899101
73
5000
SH
Call
SOLE
0
0
5000
Cleveland Cliffs Inc.
CS
185899101
73
5000
SH
Call
SOLE
0
0
5000
Clorox Co
CS
189054109
445
2204
SH
SOLE
35
0
2169
CME Group Inc
CS
12572Q105
2222
12205
SH
SOLE
400
0
11805
Coca-Cola Co.
CS
191216100
5667
103328
SH
SOLE
29349
0
73979
Cognizant Technology Solutions
CS
192446102
2014
24579
SH
SOLE
4348
0
20231
Colgate Palmolive
CS
194162103
1878
21958
SH
SOLE
264
0
21694
Comcast Corp. Cl A
CS
20030n101
41165
785591
SH
SOLE
221934
0
563657
ConocoPhillips
CS
20825C104
681
17037
SH
SOLE
1508
0
15529
Constellation Brands Inc.
CS
21036P108
1062
4848
SH
SOLE
300
0
4548
Cooper Companies
CS
216648402
1154
3177
SH
SOLE
135
0
3042
Copart Inc
CS
217204106
1336
10501
SH
SOLE
470
0
10031
Corning, Inc.
CS
219350105
772
21438
SH
SOLE
542
0
20896
Costco Wholesale Corp
CS
22160K105
13353
35440
SH
SOLE
4838
0
30602
Crown Castle International Cor
CS
22822v101
5233
32873
SH
SOLE
18285
0
14588
CSL Limited ADR
CS
12637n204
1137
10319
SH
SOLE
0
0
10319
CSX Corp
CS
126408103
895
9866
SH
SOLE
180
0
9686
Cummins Inc
CS
231021106
496
2185
SH
SOLE
0
0
2185
CVS Health Corp.
CS
126650100
5706
83543
SH
SOLE
20473
0
63070
CyberArk Software
CS
m2682v108
267
1655
SH
SOLE
0
0
1655
Cytta Corporation
CS
12673w407
1
12000
SH
SOLE
0
0
12000
D R Horton Inc
CS
23331A109
350
5082
SH
SOLE
200
0
4882
Danaher Corp.
CS
235851102
6173
27791
SH
SOLE
1276
0
26515
Dassault Systemes ADR
CS
237545108
628
3081
SH
SOLE
2900
0
181
Deere & Co
CS
244199105
2849
10588
SH
SOLE
360
0
10228
Dell Technologies C
CS
24703l202
966
13177
SH
SOLE
569
0
12608
Delta Air Lines
CS
247361702
460
11439
SH
SOLE
300
0
11139
Deutsche Post AG Sp ADR
CS
25157Y202
550
11099
SH
SOLE
10050
0
1049
Deutsche Telekom ADR
CS
251566105
644
35187
SH
SOLE
29800
0
5387
Diageo PLC ADR
CS
25243Q205
14567
91729
SH
SOLE
24969
0
66759
Digital Turbine Inc
CS
25400w102
1866
32997
SH
SOLE
0
0
32997
Diodes Inc.
CS
254543101
1041
14760
SH
SOLE
855
0
13905
Disney, Walt Co.
CS
254687106
24689
136268
SH
SOLE
54685
0
81583
DocuSign Inc.
CS
256163106
4271
19215
SH
SOLE
0
0
19215
Dollar General Corp.
CS
256677105
552
2626
SH
SOLE
0
0
2626
Dominion Energy Inc.
CS
25746U109
316
4205
SH
SOLE
0
0
4205
Domino's Pizza Inc
CS
25754A201
8280
21592
SH
SOLE
9082
0
12510
Dow Inc
CS
260557103
497
8961
SH
SOLE
580
0
8381
DSV AS ADR
CS
26251a108
915
10889
SH
SOLE
0
0
10889
DTE Energy
CS
233331107
399
3288
SH
SOLE
179
0
3109
Duke Energy Corp.
CS
26441C204
1172
12796
SH
SOLE
1399
0
11397
DuPont de Nemours Inc
CS
26614n102
809
11373
SH
SOLE
504
0
10869
Eaton Corporation
CS
G29183103
16187
134738
SH
SOLE
16253
0
118485
Ecolabs Inc.
CS
278865100
298
1376
SH
SOLE
0
0
1376
Edwards Lifesciences Corp.
CS
28176E108
249
2730
SH
SOLE
1168
0
1562
Electronic Arts
CS
285512109
291
2024
SH
SOLE
969
0
1055
Emerson Electric
CS
291011104
1214
15106
SH
SOLE
3300
0
11806
Enbridge Inc
CS
29250n105
300
9389
SH
SOLE
1623
0
7766
Entegris
CS
29362U104
1144
11902
SH
SOLE
705
0
11197
Entergy Corp
CS
29364G103
351
3519
SH
SOLE
0
0
3519
Enterprise Financial Services
CS
293712105
1246
35643
SH
SOLE
0
0
35643
EOG Resources
CS
26875P101
476
9544
SH
SOLE
7152
0
2392
Epam Systems Inc
CS
29414b104
37047
103382
SH
SOLE
101465
0
1917
Equifax Inc.
CS
294429105
219
1136
SH
SOLE
0
0
1136
Equinix Corp
CS
29444U700
359
502
SH
SOLE
433
0
69
Equitrans Midstream Corp
CS
294600101
717
89190
SH
SOLE
0
0
89190
Estee Lauder
CS
518439104
2926
10990
SH
SOLE
1561
0
9429
Etsy Inc
CS
29786a106
1515
8518
SH
SOLE
545
0
7973
Eversource Energy
CS
30040W108
350
4043
SH
SOLE
0
0
4043
Exelon Corp.
CS
30161N101
466
11035
SH
SOLE
1087
0
9948
Experian plc ADR
CS
30215c101
998
26279
SH
SOLE
0
0
26279
Exxon Mobil Corp
CS
30231G102
2760
66948
SH
SOLE
16800
0
50148
Facebook
CS
30303M102
76023
278311
SH
SOLE
201169
0
77142
Factset Research Systems
CS
303075105
345
1038
SH
SOLE
0
0
1038
Fair Isaac and Co.
CS
303250104
227
445
SH
SOLE
0
0
445
Fedex
CS
31428X106
14645
56409
SH
SOLE
54003
0
2406
Ferrari NV
CS
n3167y103
596
2596
SH
SOLE
0
0
2596
Fidelity National Information
CS
31620M106
274
1938
SH
SOLE
0
0
1938
First Republic Bank of CA
CS
33616C100
899
6119
SH
SOLE
320
0
5799
Fiserv, Inc.
CS
337738108
336
2949
SH
SOLE
192
0
2757
Five9 Inc
CS
338307101
537
3079
SH
SOLE
75
0
3004
Flir Systems
CS
302445101
212
4845
SH
SOLE
0
0
4845
Floor & Decor Holdings Inc
CS
339750101
920
9905
SH
SOLE
615
0
9290
Ford Motor Company
CS
345370860
445
50602
SH
SOLE
0
0
50602
Fortinet Inc
CS
34959E109
1709
11504
SH
SOLE
6719
0
4785
Fortive Corporation
CS
34959j108
700
9889
SH
SOLE
1680
0
8209
Fresenius Medical AG
CS
358029106
723
17406
SH
SOLE
16012
0
1394
FuelCell
CS
35952H601
255
22815
SH
SOLE
22815
0
0
Generac Holdings
CS
368736104
1506
6622
SH
SOLE
420
0
6202
General Dynamics
CS
369550108
707
4752
SH
SOLE
1017
0
3735
General Electric Company
CS
369604103
729
67478
SH
SOLE
3005
0
64473
General Mills Inc
CS
370334104
226
3848
SH
SOLE
0
0
3848
General Motors
CS
37045V100
242
5809
SH
SOLE
530
0
5279
Gentex Corp
CS
371901109
290
8536
SH
SOLE
0
0
8536
Gentherm Inc
CS
37253A103
300
4595
SH
SOLE
361
0
4234
GetSwift Ltd. ADR
CS
q402a3102
216
1000000
SH
SOLE
0
0
1000000
Gilead Sciences Inc
CS
375558103
453
7778
SH
SOLE
0
0
7778
Givaudan Sa Adr
CS
37636p108
667
7899
SH
SOLE
7650
0
249
Global Payments Inc.
CS
37940X102
744
3452
SH
SOLE
324
0
3128
Goldman Sachs Group, Inc.
CS
38141G104
1218
4617
SH
SOLE
0
0
4617
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Gray Television
CS
389375106
357
19937
SH
SOLE
1737
0
18200
Grupo Financiero Banorte SAB d
CS
P49501201
77
13985
SH
SOLE
0
0
13985
Hammond Power Solutions Inc.
CS
408549103
107
16100
SH
SOLE
0
0
16100
HDFC Bank Ltd.
CS
40415f101
1059
14660
SH
SOLE
0
0
14660
Heineken NV ADR
CS
423012301
445
7974
SH
SOLE
7600
0
374
Helios and Matheson Analytics
CS
42327l309
0
70600
SH
SOLE
0
0
70600
Henry Jack and Associates Inc
CS
426281101
316
1949
SH
SOLE
0
0
1949
Herc Holdings Inc
CS
42704l104
213
3200
SH
SOLE
0
0
3200
Home Bancshares Inc
CS
436893200
994
51022
SH
SOLE
0
0
51022
Home Depot, Inc.
CS
437076102
69928
263265
SH
SOLE
148915
0
114349
Honeywell International, Inc.
CS
438516106
25897
121753
SH
SOLE
31319
0
90433
Horizon Pharma
CS
g46188101
1607
21971
SH
SOLE
905
0
21066
Hormel Geo A Co
CS
440452100
240
5140
SH
SOLE
399
0
4741
HP Inc.
CS
40434l105
297
12090
SH
SOLE
948
0
11142
Hubbell Inc. Class B
CS
443510607
207
1323
SH
SOLE
0
0
1323
Huntington Bancshares
CS
446150104
975
77233
SH
SOLE
10777
0
66456
Huntington Ingalls Inds
CS
446413106
560
3285
SH
SOLE
194
0
3091
ICON Public Limited Company
CS
g4705a100
580
2977
SH
SOLE
0
0
2977
IDEX Corp
CS
45167R104
795
3991
SH
SOLE
240
0
3751
Illinois Tool Works
CS
452308109
1225
6007
SH
SOLE
592
0
5415
Imageware Systems Inc.
CS
45245s108
101
1282534
SH
SOLE
0
0
1282534
Immune Therapeutics Inc
CS
45252a107
0
12500
SH
SOLE
0
0
12500
Ingersoll-Rand PLC
CS
45687v106
313
6870
SH
SOLE
0
0
6870
Ingersoll-Rand PLC
CS
45687v106
114
2500
SH
Put
SOLE
0
0
2500
Ingersoll-Rand PLC
CS
45687v106
68
1500
SH
Put
SOLE
0
0
1500
Insulet Corp
CS
45784P101
967
3782
SH
SOLE
0
0
3782
Int'l Business Machines Corp.
CS
459200101
3658
29060
SH
SOLE
4156
0
24904
Int'l Business Machines Corp.
CS
459200101
126
1000
SH
Call
SOLE
0
0
1000
Intel Corp
CS
458140100
7654
153628
SH
SOLE
34949
0
118679
Intercontinental Exchange, Inc
CS
45866f104
4349
37719
SH
SOLE
1702
0
36017
Intuit
CS
461202103
1937
5100
SH
SOLE
4131
0
969
Intuitive Surgical Inc
CS
46120E602
448
548
SH
SOLE
192
0
356
Investview
CS
46183w101
5
36500
SH
SOLE
0
0
36500
iShares Morningstar Small-Cap
CS
464288604
243
800
SH
SOLE
0
0
800
J M Smucker
CS
832696405
379
3280
SH
SOLE
0
0
3280
Jacobs Engineering Group Inc
CS
469814107
389
3573
SH
SOLE
0
0
3573
Jammin Java
CS
470751108
0
14651
SH
SOLE
0
0
14651
Johnson & Johnson
CS
478160104
42269
268576
SH
SOLE
79012
0
189564
Johnson Controls Intl. PLC
CS
g51502105
1055
22635
SH
SOLE
1498
0
21137
JPMorgan Chase & Co.
CS
46625H100
41059
323120
SH
SOLE
56977
0
266143
JPMorgan Chase & Co.
CS
46625H100
191
1500
SH
Call
SOLE
0
0
1500
Kellogg Co
CS
487836108
851
13678
SH
SOLE
3528
0
10150
Kering SA ADR
CS
492089107
654
8998
SH
SOLE
8700
0
298
Keysight Technologies
CS
49338l103
1518
11488
SH
SOLE
390
0
11098
Kimberly-Clark
CS
494368103
2541
18847
SH
SOLE
13623
0
5224
Kinder Morgan, Inc.
CS
49456B101
7996
584948
SH
SOLE
148598
0
436350
KKR & Co
CS
48251w104
380
9387
SH
SOLE
0
0
9387
L'Oreal Co ADR
CS
502117203
835
10967
SH
SOLE
9000
0
1967
L3Harris Technologies Inc
CS
502431109
997
5275
SH
SOLE
793
0
4482
Laboratory Corp. of America
CS
50540R409
284
1396
SH
SOLE
0
0
1396
Lam Research Corp
CS
512807108
387
820
SH
SOLE
0
0
820
Lamb Weston Holdings Inc
CS
513272104
827
10501
SH
SOLE
570
0
9931
Lennar Corp
CS
526057104
734
9623
SH
SOLE
0
0
9623
Lennox International Inc
CS
526107107
252
920
SH
SOLE
0
0
920
Liberty Broadband Corporation
CS
530307107
413
2621
SH
SOLE
0
0
2621
Liberty Broadband Corporation
CS
530307305
1056
6669
SH
SOLE
218
0
6451
Liberty Global PLC Cl A
CS
G5480U104
250
10327
SH
SOLE
258
0
10069
Liberty Global PLC Cl C
CS
G5480U120
603
25491
SH
SOLE
0
0
25491
Liberty Media Corp A SiriusXM
CS
531229409
425
9835
SH
SOLE
0
0
9835
Liberty Media Corp C
CS
531229607
937
21546
SH
SOLE
0
0
21546
Liberty Media Corp Delaware C
CS
531229854
207
4850
SH
SOLE
0
0
4850
Lighting Science Group Corp
CS
53224g707
3
21244
SH
SOLE
0
0
21244
Lilly, Eli Co
CS
532457108
19844
117530
SH
SOLE
108443
0
9087
Linde PLC Com
CS
g5494j103
498
1888
SH
SOLE
0
0
1888
Lithium Technology
CS
536808405
0
25000
SH
SOLE
0
0
25000
LKQ
CS
501889208
212
6008
SH
SOLE
0
0
6008
LL and E Royalty
CS
502003106
0
10000
SH
SOLE
0
0
10000
Lockheed Martin
CS
539830109
20926
58949
SH
SOLE
25470
0
33478
Lonza Group AG
CS
54338V101
772
12049
SH
SOLE
0
0
12049
Lonza Group LTD
CS
h50524133
259
405
SH
SOLE
0
0
405
Lowe's Cos.
CS
548661107
26136
162832
SH
SOLE
67385
0
95447
Lululemon Athletica
CS
550021109
1020
2931
SH
SOLE
220
0
2711
LVMH ADR
CS
502441306
2608
20909
SH
SOLE
12000
0
8909
Marathon Oil Corp
CS
565849106
70
10555
SH
SOLE
0
0
10555
Marathon Petroleum Corp
CS
56585A102
897
21688
SH
SOLE
8359
0
13329
Markland Technologies Inc
CS
570658203
0
15000
SH
SOLE
0
0
15000
Marriott Intl Inc
CS
571903202
1479
11212
SH
SOLE
0
0
11212
Marriott Intl Inc
CS
571903202
264
2000
SH
Call
SOLE
0
0
2000
Marriott Intl Inc
CS
571903202
514
3900
SH
Put
SOLE
0
0
3900
Marsh & McClennan Companies
CS
571748102
216
1850
SH
SOLE
0
0
1850
Martin Marietta Materials Inc.
CS
573284106
206
726
SH
SOLE
0
0
726
Masco Corp
CS
574599106
962
17513
SH
SOLE
1050
0
16463
Mastercard
CS
57636Q104
25809
72306
SH
SOLE
68107
0
4199
Match Group Inc NEW
CS
57667L107
10755
71133
SH
SOLE
34863
0
36270
Mattel, Inc.
CS
577081102
692
39637
SH
SOLE
2425
0
37212
McCormick & Co
CS
579780206
1857
19426
SH
SOLE
3880
0
15546
McDonalds Corp
CS
580135101
13742
64040
SH
SOLE
12370
0
51670
Medical Marijuana Inc
CS
58463a105
0
20000
SH
SOLE
0
0
20000
Medient Studios Inc
CS
58471d109
0
100000
SH
SOLE
0
0
100000
Medtronic Plc
CS
g5960l103
14146
120764
SH
SOLE
27283
0
93481
Mercadolibre Inc
CS
58733R102
1548
924
SH
SOLE
0
0
924
Merck & Co
CS
58933Y105
13670
167113
SH
SOLE
31388
0
135725
Merck & Co
CS
58933Y105
1145
14000
SH
Put
SOLE
0
0
14000
Merck & Co
CS
58933Y105
1227
15000
SH
Put
SOLE
0
0
15000
Metlife Inc.
CS
59156R108
7576
161354
SH
SOLE
40380
0
120974
Mettler-Toledo International
CS
592688105
1863
1635
SH
SOLE
55
0
1580
Micron Technology
CS
595112103
265
3527
SH
SOLE
341
0
3186
Microsoft Corporation
CS
594918104
160846
723165
SH
SOLE
387298
0
335868
Microsoft Corporation
CS
594918104
2936
13200
SH
Put
SOLE
0
0
13200
Microsoft Corporation
CS
594918104
956
4300
SH
Put
SOLE
0
0
4300
Microsoft Corporation
CS
594918104
67
300
SH
Put
SOLE
0
0
300
Microsoft Corporation
CS
594918104
156
700
SH
Put
SOLE
0
0
700
Microsoft Corporation
CS
594918104
1268
5700
SH
Put
SOLE
0
0
5700
Microsoft Corporation
CS
594918104
356
1600
SH
Put
SOLE
0
0
1600
Microsoft Corporation
CS
594918104
6450
29000
SH
Put
SOLE
0
0
29000
Microsoft Corporation
CS
594918104
1601
7200
SH
Put
SOLE
0
0
7200
Microsoft Corporation
CS
594918104
2046
9200
SH
Put
SOLE
0
0
9200
Microvision Inc
CS
594960304
104
19376
SH
SOLE
0
0
19376
Milestone Scientific Inc
CS
59935p209
55
26000
SH
SOLE
0
0
26000
Millicom International Cellula
CS
l6388f110
13214
340738
SH
SOLE
340738
0
0
Millicom International Cellula
CS
l6388f128
2785
70744
SH
SOLE
70744
0
0
Mondelez Intl Inc Com
CS
609207105
13101
224066
SH
SOLE
50534
0
173532
Monolithic Power Systems
CS
609839105
1523
4159
SH
SOLE
200
0
3959
Moody's Corp.
CS
615369105
439
1511
SH
SOLE
0
0
1511
Morgan Stanley
CS
617446448
643
9377
SH
SOLE
0
0
9377
Motorola Solutions
CS
620076307
211
1239
SH
SOLE
284
0
955
MPTV Inc
CS
553424409
0
11129
SH
SOLE
0
0
11129
MSCI, Inc.
CS
55354G100
355
794
SH
SOLE
0
0
794
Neogenomics Inc
CS
64049m209
758
14076
SH
SOLE
0
0
14076
Nestle SA ADR
CS
641069406
2913
24730
SH
SOLE
8935
0
15795
NetEase.com Inc
CS
64110W102
1511
15781
SH
SOLE
15639
0
142
Netflix Inc.
CS
64110L106
4950
9154
SH
SOLE
0
0
9154
Netflix Inc.
CS
64110L106
1081
2000
SH
Put
SOLE
0
0
2000
Neurocrine Biosciences
CS
64125c109
420
4381
SH
SOLE
300
0
4081
Newell Rubbermaid Company
CS
651229106
313
14741
SH
SOLE
0
0
14741
Newmont Mining
CS
651639106
699
11671
SH
SOLE
0
0
11671
NextEra Energy
CS
65339F101
28471
369041
SH
SOLE
66393
0
302647
Nidec Corp ADR
CS
654090109
1661
52857
SH
SOLE
52000
0
857
Nike Inc.
CS
654106103
16349
115565
SH
SOLE
19166
0
96399
Nintendo ADR
CS
654445303
1494
18744
SH
SOLE
17000
0
1744
NIO Inc ADR
CS
62914v106
435
8922
SH
SOLE
535
0
8387
NIO Inc ADR
CS
62914v106
195
4000
SH
Call
SOLE
0
0
4000
NiSource Industries Inc.
CS
65473P105
314
13679
SH
SOLE
0
0
13679
Nordic American Tanker Shippin
CS
G65773106
35
11769
SH
SOLE
0
0
11769
Nordson
CS
655663102
272
1352
SH
SOLE
0
0
1352
Norfolk Southern
CS
655844108
1245
5241
SH
SOLE
38
0
5203
North Amer Construction Grp
CS
656811106
320
32340
SH
SOLE
0
0
32340
North Bud Farms Inc
CS
658043104
1
55000
SH
SOLE
0
0
55000
Northrop Grumman Corp
CS
666807102
1999
6560
SH
SOLE
106
0
6454
Novartis AG ADR
CS
66987V109
1126
11924
SH
SOLE
8253
0
3671
Novo-Nordisk ADR
CS
670100205
868
12430
SH
SOLE
10129
0
2301
Nvidia Corp.
CS
67066G104
3803
7282
SH
SOLE
3481
0
3801
Nvidia Corp.
CS
67066G104
52
100
SH
Call
SOLE
0
0
100
Nvidia Corp.
CS
67066G104
522
1000
SH
Put
SOLE
0
0
1000
Nvidia Corp.
CS
67066G104
522
1000
SH
Put
SOLE
0
0
1000
Nvidia Corp.
CS
67066G104
52
100
SH
Put
SOLE
0
0
100
O'Reilly Automotive Inc
CS
67103H107
237
524
SH
SOLE
0
0
524
Occidental Petroleum
CS
674599105
255
14753
SH
SOLE
4908
0
9845
Omeros Corp
CS
682143102
57
4000
SH
Call
SOLE
0
0
4000
Omeros Corp
CS
682143102
206
14400
SH
Call
SOLE
0
0
14400
Omnicell Inc
CS
68213N109
339
2825
SH
SOLE
240
0
2585
OptimizeRx Corp
CS
68401u204
212
6800
SH
SOLE
0
0
6800
Oracle Corp
CS
68389X105
12110
187203
SH
SOLE
49113
0
138089
Otis Worldwide Corp
CS
68902v107
11038
163412
SH
SOLE
83068
0
80344
P10 Holdings Inc.
CS
69372u207
66
10000
SH
SOLE
0
0
10000
Palo Alto Networks Inc.
CS
697435105
2686
7557
SH
SOLE
3163
0
4394
Park City Group Inc
CS
700215304
68
14100
SH
SOLE
0
0
14100
Parker-Hannifin
CS
701094104
1766
6483
SH
SOLE
0
0
6483
Paychex Inc
CS
704326107
495
5311
SH
SOLE
0
0
5311
Paycom Software Inc
CS
70432v102
1145
2531
SH
SOLE
216
0
2315
PayPal Holdings, Inc
CS
70450y103
27129
115837
SH
SOLE
53196
0
62641
Peloton Interactive Inc
CS
70614w100
509
3354
SH
SOLE
0
0
3354
PepsiCo, Inc.
CS
713448108
23979
161694
SH
SOLE
34991
0
126702
Pernod Ricard Sa ADR
CS
714264207
1009
26316
SH
SOLE
12000
0
14316
Pfizer Inc
CS
717081103
6801
184762
SH
SOLE
61906
0
122856
Philip Morris Int'l
CS
718172109
1440
17394
SH
SOLE
4575
0
12819
Phillips 66
CS
718546104
730
10431
SH
SOLE
57
0
10374
Planet 13 Holdings Inc Ordinar
CS
72706k101
117
21000
SH
SOLE
0
0
21000
PNC Financial Services Group
CS
693475105
515
3459
SH
SOLE
125
0
3334
Pool Corp.
CS
73278L105
1715
4603
SH
SOLE
175
0
4428
Pop n Go Inc
CS
732816103
0
1847297
SH
SOLE
0
0
1847297
Procter & Gamble
CS
742718109
11194
80454
SH
SOLE
15003
0
65451
Progressive Corp
CS
743315103
1610
16287
SH
SOLE
0
0
16287
Prologis
CS
74340W103
265
2664
SH
SOLE
215
0
2449
ProShares S&P 500 Div Aristocr
CS
74348a467
238
2979
SH
SOLE
0
0
2979
Prudential Financial Inc.
CS
744320102
213
2726
SH
SOLE
0
0
2726
Public Storage Inc.
CS
74460D109
521
2256
SH
SOLE
98
0
2158
PulteGroup Inc
CS
745867101
349
8083
SH
SOLE
0
0
8083
Punch Animation Inc
CS
917068207
1
20000
SH
SOLE
0
0
20000
Qualcomm Incorporated
CS
747525103
39972
262389
SH
SOLE
42757
0
219633
Qualcomm Incorporated
CS
747525103
609
4000
SH
Put
SOLE
0
0
4000
Qualys Inc
CS
74758T303
891
7313
SH
SOLE
480
0
6833
Raymond James Financial
CS
754730109
746
7801
SH
SOLE
517
0
7284
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Technologies Corp
CS
75513e101
17875
249969
SH
SOLE
48495
0
201474
Realty Income Corp.
CS
756109104
201
3237
SH
SOLE
100
0
3137
Reckitt Benckiser Group PLC Sp
CS
756255204
440
24583
SH
SOLE
20000
0
4583
Regions Financial Corp
CS
7591EP100
387
24029
SH
SOLE
0
0
24029
Rego Payment Architectures Inc
CS
759141104
48
35000
SH
SOLE
0
0
35000
ResMed Inc
CS
761152107
2363
11117
SH
SOLE
240
0
10877
Restaurant Brands Internationa
CS
76131d103
214
3498
SH
SOLE
0
0
3498
Rineon Group Inc
CS
766795108
0
28784
SH
SOLE
0
0
28784
Roche Holding ADR
CS
771195104
946
21581
SH
SOLE
15485
0
6096
Rockwell Automation Inc.
CS
773903109
321
1279
SH
SOLE
0
0
1279
Roku Inc
CS
77543r102
30461
91745
SH
SOLE
43995
0
47750
Rollins Inc
CS
775711104
215
5498
SH
SOLE
0
0
5498
Roper Industries
CS
776696106
2601
6035
SH
SOLE
582
0
5452
Royal Caribbean Group
CS
V7780T103
341
4567
SH
SOLE
0
0
4567
Royal D S M NV ADR
CS
780249108
399
9257
SH
SOLE
0
0
9257
Royal Dutch Shell PLC ADR B
CS
780259107
216
6412
SH
SOLE
0
0
6412
RPM Inc.
CS
749685103
902
9931
SH
SOLE
2347
0
7584
S S & C Technologies Inc
CS
78467J100
427
5866
SH
SOLE
666
0
5200
Salesforce.com
CS
79466L302
2413
10845
SH
SOLE
6772
0
4073
Sanofi-Aventis Spon ADR
CS
80105N105
987
20311
SH
SOLE
16100
0
4211
SAP SE Spon ADR
CS
803054204
943
7234
SH
SOLE
3000
0
4234
Schlumberger Limited
CS
806857108
743
34050
SH
SOLE
13265
0
20785
Schwab Fund. US Sm Co. ETF
CS
808524763
523
12180
SH
SOLE
0
0
12180
Scotts Miracle Grow
CS
810186106
457
2297
SH
SOLE
0
0
2297
ServiceNow Inc
CS
81762p102
3371
6125
SH
SOLE
3662
0
2463
ServiceNow Inc
CS
81762p102
936
1700
SH
Put
SOLE
0
0
1700
Sherwin Williams Company
CS
824348106
35920
48877
SH
SOLE
17025
0
31852
Sherwin Williams Company
CS
824348106
735
1000
SH
Put
SOLE
0
0
1000
Shiseido Ltd ADR
CS
824841407
565
8179
SH
SOLE
7800
0
379
Shopify Inc
CS
82509l107
2425
2142
SH
SOLE
116
0
2026
Sika AG ADR
CS
82674r103
651
23921
SH
SOLE
0
0
23921
Sionix Corp
CS
829400100
0
75000
SH
SOLE
0
0
75000
Siteone Landscape Supply Inc
CS
82982l103
338
2128
SH
SOLE
180
0
1948
Skyworks Solutions Inc.
CS
83088M102
1047
6848
SH
SOLE
415
0
6433
Smith & Nephew Plc ADR
CS
83175M205
656
15555
SH
SOLE
0
0
15555
Snap-On Inc
CS
833034101
238
1391
SH
SOLE
104
0
1287
Sony Corporation ADR
CS
835699307
599
5923
SH
SOLE
0
0
5923
Southern Company
CS
842587107
442
7201
SH
SOLE
0
0
7201
Southwest Airlines
CS
844741108
616
13211
SH
SOLE
0
0
13211
Square Inc
CS
852234103
535
2456
SH
SOLE
705
0
1751
SSOP LLC Membership Interest a
CS
DSSOPLLC0
1500
1500000
SH
SOLE
0
0
1500000
Stanley Black & Decker
CS
854502101
388
2174
SH
SOLE
0
0
2174
Starbucks Corp
CS
855244109
16077
150280
SH
SOLE
21606
0
128675
State Street Corp.
CS
857477103
856
11756
SH
SOLE
400
0
11356
Steris Plc
CS
g8473t100
1695
8945
SH
SOLE
275
0
8670
Stryker Corp.
CS
863667101
22309
91043
SH
SOLE
41019
0
50024
Sumitomo Mitsui ADR
CS
86562M209
68
11045
SH
SOLE
0
0
11045
Sun Communitys Inc
CS
866674104
678
4465
SH
SOLE
260
0
4205
Super League Gaming Inc
CS
86804F202
283
100061
SH
SOLE
0
0
100061
Synopsys Inc
CS
871607107
1514
5841
SH
SOLE
230
0
5611
Sysco Corp
CS
871829107
230
3092
SH
SOLE
0
0
3092
T-Mobile US, Inc.
CS
872590104
867
6433
SH
SOLE
797
0
5636
T. Rowe Price Associates Inc
CS
74144T108
1356
8959
SH
SOLE
576
0
8382
Taiwan Semiconductor Manufactu
CS
874039100
17167
157434
SH
SOLE
66933
0
90501
Take Two Interactive
CS
874054109
949
4568
SH
SOLE
280
0
4288
Takeda Pharmaceutical
CS
874060205
370
20311
SH
SOLE
16928
0
3383
Tal International Group
CS
874080104
680
9504
SH
SOLE
9370
0
134
Target
CS
87612E106
8935
50613
SH
SOLE
8452
0
42161
TE Connectivity
CS
H84989104
886
7315
SH
SOLE
1637
0
5678
Teladoc Health Inc
CS
87918a105
1193
5968
SH
SOLE
0
0
5968
Teladoc Health Inc
CS
87918a105
120
600
SH
Call
SOLE
0
0
600
Teledyne Technologies Inc
CS
879360105
892
2275
SH
SOLE
123
0
2152
Telefonica de Espana
CS
879382208
44
10899
SH
SOLE
0
0
10899
Tencent Holdings Ltd ADR
CS
88032Q109
2767
38494
SH
SOLE
23875
0
14619
Teradyne Inc.
CS
880770102
425
3549
SH
SOLE
0
0
3549
Tesla Inc.
CS
88160r101
5599
7935
SH
SOLE
154
0
7781
Tesla Inc.
CS
88160r101
3528
5000
SH
Call
SOLE
0
0
5000
Tesla Inc.
CS
88160r101
1059
1500
SH
Call
SOLE
0
0
1500
Tesla Inc.
CS
88160r101
706
1000
SH
Call
SOLE
0
0
1000
Tesla Inc.
CS
88160r101
1059
1500
SH
Put
SOLE
0
0
1500
Tesla Inc.
CS
88160r101
706
1000
SH
Put
SOLE
0
0
1000
Texas Instruments
CS
882508104
3917
23867
SH
SOLE
5126
0
18741
The Wendy's Company
CS
95058W100
541
24661
SH
SOLE
0
0
24661
Theratechnologies Inc
CS
88338h100
120
47923
SH
SOLE
0
0
47923
Thermo Energy
CS
883906406
0
60850
SH
SOLE
0
0
60850
Thermo Fisher Scientific Inc
CS
883556102
1321
2837
SH
SOLE
296
0
2541
Thor Industries
CS
885160101
315
3388
SH
SOLE
0
0
3388
Titan Medical Inc
CS
88830x819
147
85847
SH
SOLE
0
0
85847
TJX Companies Inc
CS
872540109
945
13840
SH
SOLE
0
0
13840
Toro Co
CS
891092108
1564
16493
SH
SOLE
0
0
16493
Trane Technologies PLC
CS
g8994e103
1458
10045
SH
SOLE
0
0
10045
Travelers Companies Inc
CS
89417E109
1258
8960
SH
SOLE
1000
0
7960
Tricida Inc
CS
89610f101
418
59239
SH
SOLE
0
0
59239
Truist Financial Corp
CS
89832q109
201
4187
SH
SOLE
0
0
4187
Twilio Inc
CS
90138f102
932
2753
SH
SOLE
0
0
2753
Tyler Technologies Inc
CS
902252105
7210
16516
SH
SOLE
0
0
16516
Tyler Technologies Inc
CS
902252105
873
2000
SH
Put
SOLE
0
0
2000
Tyler Technologies Inc
CS
902252105
1310
3000
SH
Put
SOLE
0
0
3000
Tyson Foods Inc. Cl A
CS
902494103
216
3349
SH
SOLE
0
0
3349
Under Armour Inc
CS
904311206
245
16438
SH
SOLE
0
0
16438
Under Armour Inc
CS
904311107
305
17751
SH
SOLE
0
0
17751
Unilever PLC ADR
CS
904767704
820
13591
SH
SOLE
8000
0
5591
Union Pacific Corp
CS
907818108
9169
44033
SH
SOLE
13291
0
30742
United Parcel Service Inc.
CS
911312106
7294
43316
SH
SOLE
12473
0
30843
United Parcel Service Inc.
CS
911312106
354
2100
SH
Put
SOLE
0
0
2100
UnitedHealth Group Inc
CS
91324P102
32052
91400
SH
SOLE
12951
0
78449
UnitedHealth Group Inc
CS
91324P102
456
1300
SH
Put
SOLE
0
0
1300
US Bancorp
CS
902973304
1358
29143
SH
SOLE
19999
0
9144
Varian Medical Systems Inc.
CS
92220P105
221
1265
SH
SOLE
0
0
1265
Vericel Corp
CS
92346j108
422
13675
SH
SOLE
0
0
13675
Verizon Communications
CS
92343V104
23475
399574
SH
SOLE
74642
0
324932
Verizon Communications
CS
92343V104
212
3600
SH
Put
SOLE
0
0
3600
VF Corp.
CS
918204108
455
5326
SH
SOLE
0
0
5326
Viatris Inc.
CS
92556v106
381
20323
SH
SOLE
7377
0
12946
Visa Inc Cl A
CS
92826C839
64143
293251
SH
SOLE
162557
0
130694
Vulcan Materials
CS
929160109
5841
39387
SH
SOLE
0
0
39387
W. W. Grainger Inc
CS
384802104
443
1085
SH
SOLE
0
0
1085
Wal Mart de Mexico ADR
CS
93114W107
547
19491
SH
SOLE
16800
0
2691
Walgreen Boots Alliance Inc
CS
931427108
405
10163
SH
SOLE
500
0
9663
Walmart Inc
CS
931142103
9954
69055
SH
SOLE
24305
0
44750
Waste Management Inc
CS
94106L109
532
4513
SH
SOLE
0
0
4513
Wavefront Tech Solutions Inc
CS
94354b100
7
202500
SH
SOLE
0
0
202500
Wells Fargo & Company
CS
949746101
1532
50778
SH
SOLE
28022
0
22756
West Pharmaceutical Services
CS
955306105
958
3381
SH
SOLE
205
0
3176
Weyerhauser Corporation
CS
962166104
1396
41626
SH
SOLE
35604
0
6022
Williams-Sonoma
CS
969904101
1288
12648
SH
SOLE
627
0
12021
Williams Companies, Inc.
CS
969457100
1244
62031
SH
SOLE
0
0
62031
Xilinx Inc
CS
983919101
7337
51756
SH
SOLE
17236
0
34520
Xylem Inc
CS
98419M100
565
5551
SH
SOLE
503
0
5048
Yum China Holdings Inc
CS
98850p109
786
13767
SH
SOLE
630
0
13137
Yum! Brands Inc.
CS
988498101
1891
17418
SH
SOLE
428
0
16990
Zanite Acquisition Corp Units
CS
98907k202
1031
98000
SH
SOLE
0
0
98000
Zebra Technologies Inc. Cl A
CS
989207105
1312
3413
SH
SOLE
185
0
3228
Zimmer Biomet Holdings Inc
CS
98956p102
509
3302
SH
SOLE
0
0
3302
Zoetis Inc
CS
98978V103
680
4109
SH
SOLE
767
0
3342
AGNC Investment Corp
RE
00123q104
1724
110541
SH
SOLE
46303
0
64238
CNL Healthcare Properties
RE
12612c108
78
10013
SH
SOLE
0
0
10013
Inventrust PPTYs Corp
RE
46124j102
35
12175
SH
SOLE
0
0
12175
KBS Real Estate Investment Tru
RE
48243c109
54
22263
SH
SOLE
0
0
22263
Pacific Oak Strategic Opportun
RE
694701103
146
15061
SH
SOLE
0
0
15061
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Real Estate Select Sector SPDR
RE
81369y860
203
5544
SH
SOLE
0
0
5544
Retail Properties of America
RE
76131V202
238
27824
SH
SOLE
0
0
27824
Schwab US REIT
RE
808524847
447
11760
SH
SOLE
0
0
11760
Simon Property Group Inc
RE
828806109
450
5276
SH
SOLE
0
0
5276
Vanguard REIT Viper Index Seri
RE
922908553
1616
19022
SH
SOLE
0
0
19022
India Globalization Corp Warra
WT
45408x118
3
40000
SH
SOLE
0
0
40000
BNS MID 10-15-21 20 buff
SE
064159nx0
8796
7640000
SH
SOLE
50000
0
7590000
BNS MXEA 2-7-22 20 buff
SE
064159ps9
1848
1605000
SH
SOLE
0
0
1605000
BNS MXEF 10-15-21 20 buff
SE
064159nw2
5944
4980000
SH
SOLE
200000
0
4780000
C MXEA 2-23-23 15 buff
SE
17328wfe3
3404
3255000
SH
SOLE
0
0
3255000
C SPX 2-7-22 20 buff
SE
17327tzp4
3084
2715000
SH
SOLE
40000
0
2675000
GS MID 2-9-22 20 buff
SE
40056fzu2
1338
1180000
SH
SOLE
0
0
1180000
GS MID 5-13-21 20 buff
SE
40056egh5
2254
1850000
SH
SOLE
100000
0
1750000
GS MXEF 6-16-21 20 buff
SE
40056emz8
11955
8565000
SH
SOLE
125000
0
8440000
GS SPX 8-11-22 20 buff
SE
40056yj88
9258
8565000
SH
SOLE
1065000
0
7500000
JPM MXEA 6-16-21 20 buff
SE
48130wks9
10451
7930000
SH
SOLE
425000
0
7505000
JPM MXEF 6-8-22 20 buff
SE
48132hex6
2589
2225000
SH
SOLE
100000
0
2125000
MS MXEA 10-15-21 20 buff
SE
61768d6j9
3827
3290000
SH
SOLE
300000
0
2990000
MS MXEA 6-8-22 20 buff
SE
61769h3r4
1715
1560000
SH
SOLE
225000
0
1335000
MS MXEA 8-15-22 20 buff
SE
61770fle4
2053
1935000
SH
SOLE
0
0
1935000
MS SPX 4-12-22 15 buff
SE
61770fk70
2021
1660000
SH
SOLE
175000
0
1485000
MS SPX 5-13-21 20 buff
SE
61768drj6
4398
3525000
SH
SOLE
175000
0
3350000
RBC RTY 10-15-21 20 buff
SE
78013x5m6
4336
3750000
SH
SOLE
30000
0
3720000
RBC RTY 2-7-22 20 buff
SE
78013xye2
1337
1175000
SH
SOLE
0
0
1175000
RBC SPX 10-15-21 20 buff
SE
78013x5l8
10688
9010000
SH
SOLE
510000
0
8500000
RBC SPX 2-24-23 15 buff
SE
78015kyu2
5803
5500000
SH
SOLE
30000
0
5470000
RBC SPX 5-22-23 15 buff
SE
78016epb7
1073
1060000
SH
SOLE
0
0
1060000
RBC SPX 6-16-21 20 buff
SE
78013xue6
15844
12225000
SH
SOLE
150000
0
12075000
Energy Transfer LP
ML
29273v100
2772
448569
SH
SOLE
19167
0
429402
Energy Transfer LP
ML
29273v100
3
500
SH
Call
SOLE
0
0
500
Energy Transfer LP
ML
29273v100
3
500
SH
Call
SOLE
0
0
500
Enterprise Products Ptnrs
ML
293792107
7117
363291
SH
SOLE
16050
0
347241
Genesis Energy LP
ML
371927104
573
92319
SH
SOLE
0
0
92319
JPMorgan Alerian MLP Index
ML
46625H365
5054
363847
SH
SOLE
21622
0
342225
Magellan Midstream Ptnrs LP
ML
559080106
4010
94494
SH
SOLE
6690
0
87804
MPLX LP
ML
55336V100
1706
78806
SH
SOLE
6900
0
71906
Nextera Energy Partners Lp
ML
65341b106
2569
38317
SH
SOLE
3750
0
34567
Phillips 66 Partners LP Common
ML
718549207
299
11320
SH
SOLE
0
0
11320
Plains Group Holdings LP Cla
ML
72651a207
646
76458
SH
SOLE
0
0
76458
Targa Resources Prtns Com St
ML
87612G101
2238
84842
SH
SOLE
11500
0
73342
UBS E-TRACS Alerian MLP Infras
ML
90274d382
3940
331965
SH
SOLE
0
0
331965
Western Midstream Partners LP
ML
958669103
784
56712
SH
SOLE
0
0
56712
ARK Innovation ETF
EE
00214q104
137
1097
SH
SOLE
0
0
1097
ARK Innovation ETF
EE
00214q104
75
600
SH
Call
SOLE
0
0
600
Communication Services Select
EE
81369y852
627
9295
SH
SOLE
0
0
9295
Deutsche X Tracks MSCI EAFE
EE
233051200
3052
90806
SH
SOLE
18892
0
71914
First Tr Pfrd Sec & Inc ETF
EE
33739e108
1334
66096
SH
SOLE
0
0
66096
First Tr Value Line Dividend I
EE
33734H106
2709
77256
SH
SOLE
0
0
77256
First Trust Capital Strength E
EE
33733e104
5997
88840
SH
SOLE
0
0
88840
First Trust Dow Jones Internet
EE
33733E302
221
1039
SH
SOLE
0
0
1039
First Trust Enhanced Short Mat
EE
33739q408
6256
104194
SH
SOLE
0
0
104194
First Trust NASDAQ Cybersecuri
EE
33734x846
222
5000
SH
SOLE
0
0
5000
First Trust Rising Dividend ET
EE
33738r506
289
7230
SH
SOLE
0
0
7230
First Trust Riverfront ETF
EE
33739p608
203
3152
SH
SOLE
0
0
3152
First Trust Senior Loan ETF
EE
33738d309
821
17253
SH
SOLE
0
0
17253
First Trust US IPO Index
EE
336920103
476
4021
SH
SOLE
0
0
4021
Global X US Infrastructure Dev
EE
37954y673
4413
208069
SH
SOLE
9580
0
198489
Industrial Select Sector SPDR
EE
81369Y704
984
11117
SH
SOLE
130
0
10987
Invesco FTSE RAFI US 1000 ETF
EE
46137V613
412
3090
SH
SOLE
0
0
3090
Invesco QQQ Trust
EE
46090E103
35989
114709
SH
SOLE
21015
0
93694
Invesco S&P 500 Eql Wt Tech ET
EE
46137V282
203
800
SH
SOLE
0
0
800
Invesco S&P 500 Equal Weight E
EE
46137V357
557
4371
SH
SOLE
0
0
4371
Invesco S&P 500 Healthcare
EE
46137V332
9139
34938
SH
SOLE
1400
0
33538
Invesco S&P 500 Pure Growth
EE
46137v266
548
3362
SH
SOLE
0
0
3362
iShares Core MSCI Total Intl S
EE
46432f834
265
3950
SH
SOLE
0
0
3950
iShares Core U.S. REIT ETF
EE
464288521
762
15746
SH
SOLE
0
0
15746
iShares FTSE/Xinhua China25 In
EE
464287184
654
14088
SH
SOLE
0
0
14088
iShares Morningstar Mid-Cap ET
EE
464288208
234
1000
SH
SOLE
0
0
1000
iShares Morningstar Mid-Cap Gr
EE
464288307
262
685
SH
SOLE
0
0
685
iShares MSCI US Momentum Fctr
EE
46432f396
335
2078
SH
SOLE
0
0
2078
iShares MSCI USA Quality Facto
EE
46432f339
3894
33512
SH
SOLE
0
0
33512
iShares NASDAQ Biotech Index
EE
464287556
321
2119
SH
SOLE
620
0
1499
iShares North Amer Tech-Softwa
EE
464287515
241
681
SH
SOLE
0
0
681
iShares Russell Mid Cap Growth
EE
464287481
3436
33476
SH
SOLE
0
0
33476
iShares Russell Mid Cap Index
EE
464287499
11681
170405
SH
SOLE
649
0
169756
iShares Russell Mid Cap Value
EE
464287473
2953
30456
SH
SOLE
0
0
30456
iShares Select Dividend ETF
EE
464287168
4259
44282
SH
SOLE
0
0
44282
iShares US Home Construction
EE
464288752
1590
28500
SH
SOLE
18000
0
10500
iShares US Technology
EE
464287721
347
4081
SH
SOLE
0
0
4081
JP Morgan Diversified Ret Intl
EE
46641q209
364
6258
SH
SOLE
0
0
6258
Materials Select Sector SPDR
EE
81369Y100
772
10659
SH
SOLE
0
0
10659
ProShares Large Cap Core Plus
EE
74347r248
313
3715
SH
SOLE
0
0
3715
ProShares Ultra S&P 500
EE
74347R107
379
4147
SH
SOLE
0
0
4147
Schwab Emerging Mkts ETF
EE
808524706
786
25657
SH
SOLE
0
0
25657
Schwab Fd US Lg Co ETF
EE
808524771
1099
24260
SH
SOLE
0
0
24260
Schwab Fund. Intl. LG Co. ETF
EE
808524755
418
14282
SH
SOLE
0
0
14282
Schwab Fundamental Emerg Mkts
EE
808524730
259
9158
SH
SOLE
0
0
9158
Schwab International Equity
EE
808524805
921
25569
SH
SOLE
0
0
25569
Schwab Intl Small Cap
EE
808524888
225
5973
SH
SOLE
0
0
5973
Schwab US Dividend Equity
EE
808524797
236
3679
SH
SOLE
0
0
3679
Schwab US Large Cap ETF
EE
808524201
11050
121501
SH
SOLE
19428
0
102073
Schwab US Large Cap Growth
EE
808524300
685
5332
SH
SOLE
0
0
5332
Schwab US Mid-Cap ETF
EE
808524508
1722
25257
SH
SOLE
4837
0
20420
Schwab US Small-Cap ETF
EE
808524607
2165
24320
SH
SOLE
1061
0
23259
SPDR Consumer Discret Select S
EE
81369Y407
877
5457
SH
SOLE
0
0
5457
SPDR Consumer Staples Select S
EE
81369Y308
978
14497
SH
SOLE
0
0
14497
SPDR Dow Jones Indl Avg ETF Se
EE
78467X109
1546
5055
SH
SOLE
2150
0
2905
SPDR Energy Index
EE
81369Y506
849
22405
SH
SOLE
47
0
22358
SPDR Euro STOXX 50 ETF
EE
78463X202
1762
42242
SH
SOLE
1640
0
40603
SPDR Euro STOXX 50 ETF
EE
78463X202
138
3300
SH
Call
SOLE
0
0
3300
SPDR Euro STOXX 50 ETF
EE
78463X202
430
10300
SH
Call
SOLE
0
0
10300
SPDR Euro STOXX 50 ETF
EE
78463X202
309
7400
SH
Put
SOLE
0
0
7400
SPDR Financial Index
EE
81369Y605
1470
49866
SH
SOLE
0
0
49866
SPDR Health Care Select
EE
81369Y209
1143
10079
SH
SOLE
532
0
9547
SPDR Portfolio S&P 500 Growth
EE
78464a409
382
6917
SH
SOLE
0
0
6917
SPDR S&P 500 ETF
EE
78462F103
156872
419579
SH
SOLE
25845
0
393733
SPDR S&P 500 ETF
EE
78462F103
935
2500
SH
Call
SOLE
0
0
2500
SPDR S&P 500 Value ETF
EE
78464a508
245
7124
SH
SOLE
0
0
7124
SPDR S&P Bank ETF
EE
78464a797
862
20612
SH
SOLE
1835
0
18776
SPDR S&P Biotech
EE
78464A870
1647
11702
SH
SOLE
0
0
11702
SPDR S&P Dividend ETF
EE
78464A763
27894
263328
SH
SOLE
31900
0
231428
SPDR S&P Int'l Small Cap Fd
EE
78463X871
1439
40647
SH
SOLE
508
0
40139
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
75397
179550
SH
SOLE
15743
0
163807
SPDR Technology Index
EE
81369Y803
2319
17834
SH
SOLE
0
0
17834
SPDR Utilities Index
EE
81369Y886
876
13965
SH
SOLE
0
0
13965
UBS AG FI Large Cap Growth
EE
902677780
467
845
SH
SOLE
0
0
845
Vaneck Vectors ETF TR
EE
92189f106
738
20483
SH
SOLE
0
0
20483
Vaneck Vectors ETF TR
EE
92189f700
661
8483
SH
SOLE
1200
0
7283
Vanguard Dividend Appreciation
EE
921908844
1289
9132
SH
SOLE
200
0
8932
Vanguard Europe ETF
EE
922042874
3640
60420
SH
SOLE
0
0
60420
Vanguard Financials ETF
EE
92204A405
208
2860
SH
SOLE
0
0
2860
Vanguard FTSE All-World Ex-US
EE
922042775
1304
22339
SH
SOLE
0
0
22339
Vanguard FTSE Developed Mkts E
EE
921943858
29212
618766
SH
SOLE
8557
0
610209
Vanguard FTSE Emerging Mkts ET
EE
922042858
27079
540390
SH
SOLE
27424
0
512966
Vanguard Growth ETF
EE
922908736
1532
6049
SH
SOLE
0
0
6049
Vanguard Health Care ETF
EE
92204A504
363
1623
SH
SOLE
0
0
1623
Vanguard Index Fds S&p 500
EE
922908363
2711
7889
SH
SOLE
120
0
7769
Vanguard Information Technolog
EE
92204A702
8436
23845
SH
SOLE
1089
0
22756
Vanguard Large Cap ETF
EE
922908637
2144
12198
SH
SOLE
0
0
12198
Vanguard Mid Cap Vipers Index
EE
922908629
1403
6784
SH
SOLE
96
0
6688
Vanguard Russell 1000 ETF
EE
92206c730
7796
44496
SH
SOLE
0
0
44496
Vanguard Small Cap ETF
EE
922908751
1094
5619
SH
SOLE
0
0
5619
Vanguard Small Cap Growth
EE
922908595
393
1469
SH
SOLE
0
0
1469
Vanguard Small Cap Value Fund
EE
922908611
630
4433
SH
SOLE
0
0
4433
Vanguard Tot Stock Mrkt ETF
EE
922908769
59321
304771
SH
SOLE
0
0
304771
Vanguard Total Int'l Stock Ind
EE
921909768
2057
34190
SH
SOLE
0
0
34190
Vanguard Value ETF
EE
922908744
774
6507
SH
SOLE
0
0
6507
WisdomTree Dividend Ex-Finl ET
EE
97717W406
389
4646
SH
SOLE
1291
0
3355
Wisdomtree Emerg Markets
EE
97717x578
1122
28280
SH
SOLE
0
0
28280
WisdomTree Int'l Small Cap Div
EE
97717W760
5185
76125
SH
SOLE
1909
0
74216
Wisdomtree Midcap Dividend
EE
97717w505
8304
238538
SH
SOLE
911
0
237627
Fidelity MSCI Information Tech
EZ
316092808
224
2147
SH
SOLE
0
0
2147
Fidelity MSCI Real Estate ETF
EZ
316092857
1893
74605
SH
SOLE
931
0
73674
GS Activebeta Large Cap ETF
EZ
381430503
9413
124360
SH
SOLE
5661
0
118699
Invesco Dynamic Building and C
EZ
46137V779
2180
52954
SH
SOLE
8077
0
44877
iShares Core MSCI EAFE
EZ
46432f842
47002
680297
SH
SOLE
6389
0
673908
iShares Core MSCI Emerging Mkt
EZ
46434g103
43678
704032
SH
SOLE
22034
0
681999
IShares Core S&P Total US Stoc
EZ
464287150
1861
21590
SH
SOLE
867
0
20723
iShares Dow Jones US RE Index
EZ
464287739
1191
13901
SH
SOLE
175
0
13726
iShares MSCI EAFE Index
EZ
464287465
18069
247655
SH
SOLE
15895
0
231760
iShares MSCI EAFE Small Cap In
EZ
464288273
8007
117147
SH
SOLE
4485
0
112662
iShares MSCI Emerg Mkts Indx F
EZ
464287234
8856
171395
SH
SOLE
16363
0
155032
iShares MSCI USA Min Volatilit
EZ
46429b697
3979
58615
SH
SOLE
0
0
58615
iShares Russell 1000
EZ
464287622
2292
10822
SH
SOLE
0
0
10822
iShares Russell 1000 Growth In
EZ
464287614
45269
187729
SH
SOLE
5142
0
182587
iShares Russell 1000 Value Ind
EZ
464287598
23337
170681
SH
SOLE
3495
0
167186
iShares Russell 2000 Growth In
EZ
464287648
15934
55576
SH
SOLE
2410
0
53166
iShares Russell 2000 Index
EZ
464287655
52059
265527
SH
SOLE
9150
0
256377
iShares Russell 2000 Index
EZ
464287655
4607
23500
SH
Call
SOLE
0
0
23500
iShares Russell 2000 Index
EZ
464287655
2157
11000
SH
Put
SOLE
0
0
11000
iShares Russell 2000 Value Ind
EZ
464287630
10063
76379
SH
SOLE
3095
0
73284
iShares S&P 500 Growth
EZ
464287309
33488
524729
SH
SOLE
34418
0
490311
iShares S&P 500 Index
EZ
464287200
280354
746835
SH
SOLE
11387
0
735448
iShares S&P Barra Value Index
EZ
464287408
45414
354739
SH
SOLE
4658
0
350081
iShares S&P Mid Cap 400 Growth
EZ
464287606
39013
540197
SH
SOLE
29127
0
511070
iShares S&P Mid Cap 400 Value
EZ
464287705
23947
277487
SH
SOLE
13554
0
263932
iShares S&P Mid Cap Index
EZ
464287507
62097
270188
SH
SOLE
7137
0
263051
iShares S&P Small Cap 600 Grow
EZ
464287887
5700
49919
SH
SOLE
7132
0
42787
iShares S&P Small Cap 600 Valu
EZ
464287879
4930
60630
SH
SOLE
6608
0
54022
iShares S&P Small Cap Index
EZ
464287804
52392
570102
SH
SOLE
16383
0
553719
iShares Tr MSCI AC Asia Ex Jap
EZ
464288182
2699
30114
SH
SOLE
0
0
30114
iShares Tr MSCI ACWI Index
EZ
464288257
257
2835
SH
SOLE
0
0
2835
iShares Tr S&P 100 Index Fd
EZ
464287101
550
3207
SH
SOLE
0
0
3207
iShares Tr. Core Div Growth
EZ
46434v621
224
5001
SH
SOLE
0
0
5001
Ishares Trust High Dividend Eq
EZ
46429B663
323
3681
SH
SOLE
0
0
3681