0001040197-20-000005.txt : 20200727 0001040197-20-000005.hdr.sgml : 20200727 20200727094821 ACCESSION NUMBER: 0001040197-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 EFFECTIVENESS DATE: 20200727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 201049088 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040197 XXXXXXXX 06-30-2020 06-30-2020 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich 216-920-4965 Bryan Gregorich Cleveland OH 07-27-2020 0 587 3185423 false INFORMATION TABLE 2 13F063020.xml 3M Company CS 88579Y101 1748 11207 SH SOLE 1016 0 10191 A T & T Corp New CS 00206R102 15307 506357 SH SOLE 104511 0 401846 Abbott Laboratories CS 002824100 25840 282624 SH SOLE 62303 0 220321 AbbVie Inc. CS 00287Y109 34134 347665 SH SOLE 223438 0 124227 Accenture PLC Cl A CS G1151C101 11686 54426 SH SOLE 9524 0 44902 Activision Blizzard Inc CS 00507V109 8629 113693 SH SOLE 70907 0 42786 Adobe Inc CS 00724F101 25630 58877 SH SOLE 20842 0 38035 Adobe Inc CS 00724F101 2960 6800 SH Put SOLE 0 0 6800 Advanced Micro Devices Inc. CS 007903107 596 11330 SH SOLE 8832 0 2498 Aerojet Rocketdyne Holdings In CS 007800105 485 12233 SH SOLE 0 0 12233 Agilent Technologies CS 00846U101 398 4508 SH SOLE 0 0 4508 AIA Group Ltd ADR CS 001317205 816 21805 SH SOLE 0 0 21805 Air Products & Chemicals Inc CS 009158106 1649 6829 SH SOLE 3303 0 3526 Akamai Tech CS 00971T101 1814 16942 SH SOLE 1285 0 15657 Albireo Pharma Inc CS 01345p106 442 16680 SH SOLE 16480 0 200 Alcon Inc. CS h01301128 1465 25559 SH SOLE 14400 0 11159 Alexion Pharmaceuticals Inc CS 015351109 305 2720 SH SOLE 393 0 2327 Alibaba Group Holding Limited CS 01609w102 29500 136762 SH SOLE 134039 0 2723 Allegion Plc CS g0176j109 508 4965 SH SOLE 602 0 4363 Allstate Corp CS 020002101 213 2198 SH SOLE 0 0 2198 Alphabet Inc Class A CS 02079k305 46138 32536 SH SOLE 24412 0 8124 Alphabet Inc Class A CS 02079k305 1134 800 SH Call SOLE 0 0 800 Alphabet Inc Class C CS 02079k107 55350 39155 SH SOLE 28918 0 10237 Altria Group Inc. CS 02209S103 2338 59567 SH SOLE 16334 0 43233 Altria Group Inc. CS 02209S103 1217 31000 SH Put SOLE 0 0 31000 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amadeus IT Holding SA ADR CS 02263T104 344 6574 SH SOLE 0 0 6574 Amazon.com CS 023135106 106239 38509 SH SOLE 27934 0 10575 Amazon.com CS 023135106 1655 600 SH Call SOLE 0 0 600 America Movil SA de CV ADR Ser CS 02364W105 508 40000 SH SOLE 0 0 40000 American Electric Power CS 025537101 4602 57784 SH SOLE 7400 0 50384 American Express CS 025816109 2814 29557 SH SOLE 7313 0 22244 American Tower CS 03027X100 14329 55423 SH SOLE 35766 0 19657 American Water Works CS 030420103 288 2238 SH SOLE 0 0 2238 Ameriprise Financial Inc CS 03076C106 693 4618 SH SOLE 686 0 3932 Amerisource Bergen Corp. CS 03073E105 299 2972 SH SOLE 0 0 2972 Ametek Inc CS 031100100 1818 20344 SH SOLE 375 0 19969 Amgen Inc CS 031162100 19183 81331 SH SOLE 19135 0 62196 Amphenol Corp CS 032095101 324 3381 SH SOLE 707 0 2674 Anheuser-Busch InBev CS 03524A108 431 8747 SH SOLE 8080 0 667 Antero Midstream Corp CS 03676b102 836 163854 SH SOLE 0 0 163854 Anthem, Inc CS 036752103 503 1913 SH SOLE 0 0 1913 Apple Inc CS 037833100 101265 277592 SH SOLE 84136 0 193456 Apple Inc CS 037833100 438 1200 SH Call SOLE 0 0 1200 Apple Inc CS 037833100 1350 3700 SH Call SOLE 0 0 3700 Apple Inc CS 037833100 146 400 SH Call SOLE 0 0 400 Apple Inc CS 037833100 1021 2800 SH Put SOLE 500 0 2300 Applied Industrial Technologie CS 03820C105 1245 19950 SH SOLE 0 0 19950 Applied Materials CS 038222105 518 8562 SH SOLE 6638 0 1924 AptarGroup Inc CS 038336103 229 2043 SH SOLE 0 0 2043 Aramark CS 03852u106 269 11930 SH SOLE 2224 0 9706 Archer Daniels Midland Co. CS 039483102 2006 50274 SH SOLE 0 0 50274 ASML Holding N.V. CS N07059210 934 2539 SH SOLE 0 0 2539 Athersys Inc. CS 04744L106 433 156986 SH SOLE 118700 0 38286 Atlas Copco AB ADR CS 049255706 623 14605 SH SOLE 0 0 14605 Atlas Corp CS y0436q109 138 18178 SH SOLE 0 0 18178 AtriCure Inc CS 04963c209 313 6969 SH SOLE 956 0 6013 Atrion Corp CS 049904105 699 1097 SH SOLE 1080 0 17 Australis Capital Inc CS 05259r107 11 70000 SH SOLE 0 0 70000 Autodesk CS 052769106 8321 34789 SH SOLE 22356 0 12433 Automatic Data Processing CS 053015103 1273 8551 SH SOLE 2649 0 5902 Autozone Inc CS 053332102 521 462 SH SOLE 25 0 437 Avery Dennison CS 053611109 836 7327 SH SOLE 1325 0 6002 Baidu ADR CS 056752108 1767 14738 SH SOLE 0 0 14738 Bain Capital Specialty Finance CS 05684b107 178 16045 SH SOLE 0 0 16045 Bank of America Corp CS 060505104 11811 497322 SH SOLE 139599 0 357723 Baxter International CS 071813109 1091 12672 SH SOLE 1800 0 10872 Becton Dickinson & Company CS 075887109 8549 35731 SH SOLE 24266 0 11465 Berkshire Hathaway CS 084670108 1337 5 SH SOLE 0 0 5 Berkshire Hathaway Class B CS 084670702 21718 121661 SH SOLE 44663 0 76998 Berkshire Hathaway Class B CS 084670702 982 5500 SH Call SOLE 0 0 5500 Berkshire Htwy Cla100 Shs 1 Wh CS 084990175 2940 1100 SH SOLE 200 0 900 Biomoda Inc- Bankrupt Eff 4/14 CS 090627100 0 10000 SH SOLE 0 0 10000 Blackrock Inc CS 09247X101 5021 9227 SH SOLE 377 0 8850 Blackstone Group Inc CS 09260d107 1623 28638 SH SOLE 18755 0 9883 Boeing Company CS 097023105 4176 22784 SH SOLE 5669 0 17115 Booking Holdings Inc CS 09857l108 8803 5528 SH SOLE 103 0 5425 Booz Allen Hamilton Holding CS 099502106 799 10275 SH SOLE 1850 0 8425 Boston Scientific Corp CS 101137107 9298 264826 SH SOLE 153673 0 111153 BP Amoco PLC ADR CS 055622104 927 39742 SH SOLE 6693 0 33049 Bristol-Myers Squibb CS 110122108 19958 339425 SH SOLE 223464 0 115961 Broadcom Inc CS 11135F101 11156 35348 SH SOLE 7203 0 28145 Broadcom Inc CS 11135F101 158 500 SH Put SOLE 0 0 500 Broadcom Inc CS 11135F101 631 2000 SH Put SOLE 0 0 2000 Broadcom Inc CS 11135F101 600 1900 SH Put SOLE 0 0 1900 Broadridge Financial Solutions CS 11133T103 213 1687 SH SOLE 0 0 1687 BRP Group Inc Cl A CS 05589g102 747 43276 SH SOLE 860 0 42416 Burlington Stores Inc CS 122017106 862 4379 SH SOLE 755 0 3624 Cadence Design Systems CS 127387108 1386 14440 SH SOLE 0 0 14440 Cadence Design Systems CS 127387108 1382 14400 SH Put SOLE 0 0 14400 Campbell Soup Company CS 134429109 896 18046 SH SOLE 7163 0 10883 Canadian Pacific Railway CS 13645T100 830 3251 SH SOLE 0 0 3251 Cardiovascular Systems Inc CS 141619106 350 11081 SH SOLE 1177 0 9904 Carrier Global Corp CS 14448c104 419 18873 SH SOLE 8021 0 10852 Caterpillar Inc CS 149123101 687 5429 SH SOLE 51 0 5379 CDW Corporation CS 12514G108 327 2816 SH SOLE 0 0 2816 Cedar Fair LP CS 150185106 402 14620 SH SOLE 0 0 14620 Centene CS 15135B101 586 9225 SH SOLE 300 0 8925 Charles River Laboratories Int CS 159864107 1242 7126 SH SOLE 1145 0 5981 Charles Schwab CS 808513105 809 23988 SH SOLE 18494 0 5494 Charter Communications Inc CS 16119p108 1431 2806 SH SOLE 2110 0 696 Chevron Corporation CS 166764100 4790 53680 SH SOLE 8675 0 45005 Chromadex Corporation CS 171077407 49 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11871 93755 SH SOLE 19704 0 74051 Church & Dwight Co CS 171340102 1125 14549 SH SOLE 2406 0 12143 Ciena Corp. CS 171779309 1060 19575 SH SOLE 3460 0 16115 Cigna Corp CS 125523100 755 4024 SH SOLE 1873 0 2151 Cincinnati Financial Corporati CS 172062101 939 14661 SH SOLE 0 0 14661 Cintas Inc. CS 172908105 1448 5437 SH SOLE 976 0 4461 Cisco Systems CS 17275R102 23138 496102 SH SOLE 114193 0 381909 Cisco Systems CS 17275R102 1353 29000 SH Call SOLE 0 0 29000 Cisco Systems CS 17275R102 37 800 SH Call SOLE 0 0 800 Cisco Systems CS 17275R102 117 2500 SH Call SOLE 0 0 2500 Citigroup CS 172967424 4454 87168 SH SOLE 20598 0 66570 Citrix Systems Inc CS 177376100 1100 7438 SH SOLE 366 0 7072 Cleveland Cliffs Inc. CS 185899101 390 70566 SH SOLE 2189 0 68377 Clorox Co CS 189054109 217 990 SH SOLE 35 0 955 CME Group Inc CS 12572Q105 6542 40247 SH SOLE 28193 0 12054 Coca-Cola Co. CS 191216100 4365 97689 SH SOLE 35893 0 61796 Cognizant Technology Solutions CS 192446102 2367 41650 SH SOLE 6088 0 35562 Colgate Palmolive CS 194162103 1371 18713 SH SOLE 266 0 18447 Comcast Corp. Cl A CS 20030n101 30372 779157 SH SOLE 262006 0 517151 Comcast Corp. Cl A CS 20030n101 359 9200 SH Call SOLE 0 0 9200 Comcast Corp. Cl A CS 20030n101 1037 26600 SH Call SOLE 0 0 26600 ConocoPhillips CS 20825C104 710 16895 SH SOLE 1740 0 15155 Constellation Brands Inc. CS 21036P108 1855 10606 SH SOLE 597 0 10009 Cooper Companies CS 216648402 960 3385 SH SOLE 500 0 2885 Copart Inc CS 217204106 984 11822 SH SOLE 1870 0 9952 Corning, Inc. CS 219350105 519 20042 SH SOLE 535 0 19507 Costco Wholesale Corp CS 22160K105 11119 36671 SH SOLE 4620 0 32050 Crown Castle International Cor CS 22822v101 4421 26417 SH SOLE 16472 0 9945 CSL Limited ADR CS 12637n204 1034 10362 SH SOLE 0 0 10362 CSX Corp CS 126408103 545 7817 SH SOLE 443 0 7374 CVS Health Corp. CS 126650100 11808 181748 SH SOLE 43793 0 137955 Danaher Corp. CS 235851102 5905 33391 SH SOLE 1532 0 31860 Danone ADR CS 23636t100 241 17434 SH SOLE 17300 0 134 Darling Ingredients, Inc. CS 237266101 226 9163 SH SOLE 0 0 9163 Dassault Systemes ADR CS 237545108 514 2970 SH SOLE 2840 0 130 Deere & Co CS 244199105 1500 9543 SH SOLE 360 0 9183 Dell Technologies C CS 24703l202 783 14252 SH SOLE 569 0 13683 Delta Air Lines CS 247361702 58 2073 SH SOLE 300 0 1773 Delta Air Lines CS 247361702 233 8300 SH Call SOLE 0 0 8300 Dexcom Inc CS 252131107 241 595 SH SOLE 253 0 342 Diageo PLC ADR CS 25243Q205 10915 81219 SH SOLE 21422 0 59797 Digital Turbine Inc CS 25400w102 421 33497 SH SOLE 0 0 33497 Diodes Inc. CS 254543101 1002 19760 SH SOLE 3455 0 16305 Disney, Walt Co. CS 254687106 7418 66520 SH SOLE 19455 0 47065 Disney, Walt Co. CS 254687106 1539 13800 SH Call SOLE 0 0 13800 Disney, Walt Co. CS 254687106 67 600 SH Call SOLE 0 0 600 DocuSign Inc. CS 256163106 3824 22207 SH SOLE 0 0 22207 Domino's Pizza Inc CS 25754A201 5934 16062 SH SOLE 7660 0 8402 Dow Inc CS 260557103 362 8873 SH SOLE 580 0 8293 DSV AS ADR CS 26251a108 869 14138 SH SOLE 0 0 14138 DTE Energy CS 233331107 358 3327 SH SOLE 179 0 3148 Duke Energy Corp. CS 26441C204 493 6166 SH SOLE 1399 0 4767 DuPont de Nemours Inc CS 26614n102 1014 19083 SH SOLE 504 0 18579 Eaton Corporation CS G29183103 11510 131573 SH SOLE 16579 0 114994 Edwards Lifesciences Corp. CS 28176E108 249 3609 SH SOLE 1005 0 2604 Electronic Arts CS 285512109 315 2388 SH SOLE 904 0 1484 Emerson Electric CS 291011104 576 9283 SH SOLE 3300 0 5983 Enbridge Inc CS 29250n105 238 7840 SH SOLE 2734 0 5106 Endologix Inc Com CS 29266S304 18 22053 SH SOLE 0 0 22053 EOG Resources CS 26875P101 565 11160 SH SOLE 7599 0 3561 Epam Systems Inc CS 29414b104 81958 325216 SH SOLE 325106 0 110 Equinix Corp CS 29444U700 336 478 SH SOLE 433 0 45 Equitrans Midstream Corp CS 294600101 1168 140566 SH SOLE 1786 0 138780 Essilor Luxottica ADR CS 297284200 375 5816 SH SOLE 0 0 5816 Estee Lauder CS 518439104 2771 14688 SH SOLE 1906 0 12782 Etsy Inc CS 29786a106 1380 12995 SH SOLE 2315 0 10680 Evergy Inc CS 30034W106 225 3787 SH SOLE 0 0 3787 Exelon Corp. CS 30161N101 844 23271 SH SOLE 1765 0 21506 Experian plc ADR CS 30215c101 913 25980 SH SOLE 0 0 25980 Exxon Mobil Corp CS 30231G102 3076 68791 SH SOLE 17922 0 50869 Exxon Mobil Corp CS 30231G102 121 2700 SH Put SOLE 0 0 2700 Facebook CS 30303M102 84999 374332 SH SOLE 316292 0 58040 Facebook CS 30303M102 681 3000 SH Call SOLE 0 0 3000 Facebook CS 30303M102 341 1500 SH Put SOLE 0 0 1500 Facebook CS 30303M102 681 3000 SH Put SOLE 0 0 3000 Factset Research Systems CS 303075105 342 1040 SH SOLE 0 0 1040 Fedex CS 31428X106 211 1508 SH SOLE 0 0 1508 Ferrari NV CS n3167y103 428 2504 SH SOLE 0 0 2504 Fidelity Natl Finl Inc New CS 31620r303 240 7817 SH SOLE 0 0 7817 First Republic Bank of CA CS 33616C100 849 8008 SH SOLE 1120 0 6888 Fortinet Inc CS 34959E109 1782 12984 SH SOLE 7549 0 5435 Fortive Corporation CS 34959j108 733 10840 SH SOLE 1515 0 9325 Fresenius Medical AG CS 358029106 730 16860 SH SOLE 16000 0 860 FuelCell CS 35952H601 30 13200 SH SOLE 13200 0 0 Generac Holdings CS 368736104 1074 8810 SH SOLE 1620 0 7190 General Dynamics CS 369550108 631 4222 SH SOLE 1017 0 3205 General Electric Company CS 369604103 547 80068 SH SOLE 9420 0 70648 Gentex Corp CS 371901109 215 8348 SH SOLE 0 0 8348 Gentherm Inc CS 37253A103 248 6367 SH SOLE 495 0 5872 GetSwift Ltd. ADR CS q402a3102 679 1450000 SH SOLE 0 0 1450000 Gilead Sciences Inc CS 375558103 1822 23684 SH SOLE 4669 0 19015 Givaudan Sa Adr CS 37636p108 521 7000 SH SOLE 7000 0 0 Global Payments Inc. CS 37940X102 590 3480 SH SOLE 324 0 3156 Goldman Sachs Group, Inc. CS 38141G104 479 2422 SH SOLE 30 0 2392 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Grupo Financiero Banorte SAB d CS P49501201 48 13985 SH SOLE 0 0 13985 HD Supply Hldgs Inc. CS 40416m105 659 19030 SH SOLE 3545 0 15485 HDFC Bank Ltd. CS 40415f101 486 10700 SH SOLE 0 0 10700 Heineken NV ADR CS 423012301 350 7600 SH SOLE 7600 0 0 Henry Jack and Associates Inc CS 426281101 264 1434 SH SOLE 0 0 1434 Home Depot, Inc. CS 437076102 60356 240933 SH SOLE 153684 0 87249 Home Depot, Inc. CS 437076102 251 1000 SH Call SOLE 0 0 1000 Home Depot, Inc. CS 437076102 251 1000 SH Put SOLE 0 0 1000 Honeywell International, Inc. CS 438516106 16838 116454 SH SOLE 31774 0 84680 Horizon Pharma CS g46188101 1097 19740 SH SOLE 3455 0 16285 Hormel Geo A Co CS 440452100 238 4929 SH SOLE 399 0 4530 Hostess Brands Inc CS 44109j106 135 11009 SH SOLE 1079 0 9930 HP Inc. CS 40434l105 192 11040 SH SOLE 948 0 10092 Huntington Bancshares CS 446150104 726 80379 SH SOLE 15115 0 65264 Huntington Ingalls Inds CS 446413106 765 4387 SH SOLE 715 0 3672 ICON Public Limited Company CS g4705a100 497 2949 SH SOLE 0 0 2949 IDEX Corp CS 45167R104 865 5474 SH SOLE 940 0 4534 Illinois Tool Works CS 452308109 737 4214 SH SOLE 592 0 3622 Illumina Inc. CS 452327109 201 542 SH SOLE 211 0 331 Imageware Systems Inc. CS 45245s108 93 257652 SH SOLE 0 0 257652 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 Insulet Corp CS 45784P101 916 4717 SH SOLE 0 0 4717 Int'l Business Machines Corp. CS 459200101 3022 25024 SH SOLE 5843 0 19181 Intel Corp CS 458140100 23458 392077 SH SOLE 79908 0 312168 Intercontinental Exchange, Inc CS 45866f104 3767 41123 SH SOLE 1804 0 39319 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuit CS 461202103 1418 4789 SH SOLE 4131 0 658 Intuitive Surgical Inc CS 46120E602 285 500 SH SOLE 173 0 327 J M Smucker CS 832696405 203 1919 SH SOLE 0 0 1919 Jacobs Engineering Group Inc CS 469814107 309 3646 SH SOLE 0 0 3646 Johnson & Johnson CS 478160104 38472 273567 SH SOLE 90211 0 183357 Johnson Controls Intl. PLC CS g51502105 604 17682 SH SOLE 2112 0 15570 JPMorgan Chase & Co. CS 46625H100 29146 309869 SH SOLE 57738 0 252130 JPMorgan Chase & Co. CS 46625H100 677 7200 SH Call SOLE 0 0 7200 JPMorgan Chase & Co. CS 46625H100 630 6700 SH Call SOLE 0 0 6700 JPMorgan Chase & Co. CS 46625H100 141 1500 SH Call SOLE 0 0 1500 Kao Corp ADR CS 485537401 401 25300 SH SOLE 25300 0 0 Kellogg Co CS 487836108 1140 17251 SH SOLE 7191 0 10060 Kering SA ADR CS 492089107 473 8700 SH SOLE 8700 0 0 Keysight Technologies CS 49338l103 1395 13846 SH SOLE 1640 0 12206 Kimberly-Clark CS 494368103 2417 17099 SH SOLE 13805 0 3294 Kinder Morgan, Inc. CS 49456B101 11130 733706 SH SOLE 150297 0 583409 L'Oreal Co ADR CS 502117203 672 10465 SH SOLE 9000 0 1465 L3Harris Technologies Inc CS 502431109 1082 6377 SH SOLE 881 0 5496 Laboratory Corp. of America CS 50540R409 282 1696 SH SOLE 0 0 1696 Lam Research Corp CS 512807108 222 685 SH SOLE 0 0 685 Lamb Weston Holdings Inc CS 513272104 840 13139 SH SOLE 2170 0 10969 Lennar Corp CS 526057104 537 8720 SH SOLE 0 0 8720 Lennox International Inc CS 526107107 1047 4493 SH SOLE 675 0 3818 Liberty Broadband Corporation CS 530307107 300 2458 SH SOLE 0 0 2458 Liberty Broadband Corporation CS 530307305 694 5598 SH SOLE 151 0 5447 Liberty Global PLC Cl A CS G5480U104 207 9453 SH SOLE 258 0 9195 Liberty Global PLC Cl C CS G5480U120 437 20319 SH SOLE 0 0 20319 Liberty Media Corp CS 531229870 227 7783 SH SOLE 0 0 7783 Liberty Media Corp A SiriusXM CS 531229409 315 9114 SH SOLE 0 0 9114 Liberty Media Corp C CS 531229607 746 21658 SH SOLE 0 0 21658 Lighting Science Group Corp CS 53224g707 5 21244 SH SOLE 0 0 21244 Lilly, Eli Co CS 532457108 1830 11148 SH SOLE 4838 0 6310 Linde PLC Com CS g5494j103 335 1578 SH SOLE 0 0 1578 Link Motion ADR CS 53577l105 31 203500 SH SOLE 203500 0 0 Lockheed Martin CS 539830109 15426 42272 SH SOLE 22739 0 19533 Lonza Group LTD CS h50524133 214 405 SH SOLE 0 0 405 Lowe's Cos. CS 548661107 12878 95306 SH SOLE 1720 0 93586 Lululemon Athletica CS 550021109 1457 4669 SH SOLE 248 0 4421 LVMH ADR CS 502441306 1808 20444 SH SOLE 12000 0 8444 Marathon Petroleum Corp CS 56585A102 974 26070 SH SOLE 8659 0 17411 Markland Technologies Inc CS 570658203 0 15000 SH SOLE 0 0 15000 Marriott Intl Inc CS 571903202 466 5434 SH SOLE 0 0 5434 Marriott Intl Inc CS 571903202 283 3300 SH Call SOLE 0 0 3300 Marriott Intl Inc CS 571903202 394 4600 SH Put SOLE 0 0 4600 Mastercard CS 57636Q104 21151 71528 SH SOLE 69086 0 2443 Mattel, Inc. CS 577081102 431 44603 SH SOLE 4513 0 40090 McCormick & Co CS 579780206 2076 11574 SH SOLE 3265 0 8309 McDonalds Corp CS 580135101 10321 55949 SH SOLE 12264 0 43685 Medallia Inc CS 584021109 456 18056 SH SOLE 0 0 18056 Medallia Inc CS 584021109 429 17000 SH Put SOLE 0 0 17000 Medient Studios Inc CS 58471d109 0 100000 SH SOLE 0 0 100000 Medtronic Plc CS g5960l103 9329 101739 SH SOLE 26302 0 75437 Mercadolibre Inc CS 58733R102 922 935 SH SOLE 0 0 935 Merck & Co CS 58933Y105 13904 179799 SH SOLE 32846 0 146953 Merck & Co CS 58933Y105 2668 34500 SH Put SOLE 0 0 34500 Merck & Co CS 58933Y105 1933 25000 SH Put SOLE 0 0 25000 Mesabi Trust CS 590672101 884 50500 SH SOLE 50500 0 0 Metlife Inc. CS 59156R108 6367 174340 SH SOLE 42666 0 131674 Mettler-Toledo International CS 592688105 1605 1992 SH SOLE 230 0 1762 Micron Technology CS 595112103 808 15691 SH SOLE 14266 0 1425 Microsoft Corporation CS 594918104 159803 785236 SH SOLE 489504 0 295732 Microsoft Corporation CS 594918104 1669 8200 SH Put SOLE 0 0 8200 Microsoft Corporation CS 594918104 875 4300 SH Put SOLE 0 0 4300 Microsoft Corporation CS 594918104 672 3300 SH Put SOLE 0 0 3300 Microsoft Corporation CS 594918104 5881 28900 SH Put SOLE 0 0 28900 Microsoft Corporation CS 594918104 1465 7200 SH Put SOLE 0 0 7200 Microsoft Corporation CS 594918104 895 4400 SH Put SOLE 0 0 4400 Microsoft Corporation CS 594918104 1587 7800 SH Put SOLE 0 0 7800 Milestone Scientific Inc CS 59935p209 51 26000 SH SOLE 0 0 26000 Millicom International Cellula CS l6388f110 26544 1015068 SH SOLE 1015068 0 0 Millicom International Cellula CS l6388f128 1902 70744 SH SOLE 70744 0 0 Moderna Inc. CS 60770k107 899 14000 SH SOLE 14000 0 0 Mondelez Intl Inc Com CS 609207105 10686 208990 SH SOLE 49272 0 159718 Monolithic Power Systems CS 609839105 1263 5328 SH SOLE 770 0 4558 Moody's Corp. CS 615369105 396 1442 SH SOLE 0 0 1442 MPTV Inc CS 553424409 0 11129 SH SOLE 0 0 11129 Mueller Water Products Inc CS 624758108 124 13154 SH SOLE 2450 0 10704 Nestle SA ADR CS 641069406 2597 23519 SH SOLE 9752 0 13767 NetEase.com Inc CS 64110W102 1400 3261 SH SOLE 3261 0 0 Netflix Inc. CS 64110L106 4247 9333 SH SOLE 0 0 9333 Newell Rubbermaid Company CS 651229106 496 31238 SH SOLE 0 0 31238 Newmont Mining CS 651639106 655 10603 SH SOLE 0 0 10603 NextEra Energy CS 65339F101 20111 83738 SH SOLE 22784 0 60954 Nidec Corp ADR CS 654090109 927 55600 SH SOLE 55600 0 0 Nike Inc. CS 654106103 16168 164897 SH SOLE 44788 0 120109 Nintendo ADR CS 654445303 1034 18500 SH SOLE 18500 0 0 NiSource Industries Inc. CS 65473P105 361 15880 SH SOLE 0 0 15880 Norfolk Southern CS 655844108 825 4697 SH SOLE 38 0 4659 North Bud Farms Inc CS 658043104 2 55000 SH SOLE 0 0 55000 Northrop Grumman Corp CS 666807102 4154 13512 SH SOLE 532 0 12980 Novartis AG ADR CS 66987V109 1070 12250 SH SOLE 9053 0 3197 Novavax Inc CS 670002401 212 2547 SH SOLE 0 0 2547 Novo-Nordisk ADR CS 670100205 769 11746 SH SOLE 10125 0 1621 Nvidia Corp. CS 67066G104 1736 4570 SH SOLE 3815 0 755 Omnicom Group CS 681919106 266 4865 SH SOLE 223 0 4642 Oracle Corp CS 68389X105 10138 183429 SH SOLE 49476 0 133953 Otis Worldwide Corp CS 68902v107 2030 35703 SH SOLE 24093 0 11610 P10 Holdings Inc. CS 69372u207 25 10000 SH SOLE 0 0 10000 Palo Alto Networks Inc. CS 697435105 662 2882 SH SOLE 2345 0 537 Parker-Hannifin CS 701094104 1120 6112 SH SOLE 0 0 6112 Paychex Inc CS 704326107 323 4262 SH SOLE 0 0 4262 Paycom Software Inc CS 70432v102 1075 3471 SH SOLE 659 0 2812 PayPal Holdings, Inc CS 70450y103 14576 83662 SH SOLE 58255 0 25407 PepsiCo, Inc. CS 713448108 20148 152334 SH SOLE 36606 0 115728 PepsiCo, Inc. CS 713448108 1098 8300 SH Call SOLE 0 0 8300 PepsiCo, Inc. CS 713448108 40 300 SH Call SOLE 0 0 300 Pernod Ricard Sa ADR CS 714264207 884 27917 SH SOLE 13600 0 14317 Pfizer Inc CS 717081103 5291 161803 SH SOLE 65667 0 96136 Philip Morris Int'l CS 718172109 1490 21266 SH SOLE 4575 0 16691 Phillips 66 CS 718546104 524 7293 SH SOLE 69 0 7224 PNC Financial Services Group CS 693475105 294 2790 SH SOLE 125 0 2665 Pool Corp. CS 73278L105 1474 5423 SH SOLE 795 0 4628 Pop n Go Inc CS 732816103 0 1847297 SH SOLE 0 0 1847297 Procter & Gamble CS 742718109 9233 77222 SH SOLE 16791 0 60431 Progressive Corp CS 743315103 1219 15214 SH SOLE 0 0 15214 Prologis CS 74340W103 248 2654 SH SOLE 215 0 2439 Public Storage Inc. CS 74460D109 469 2442 SH SOLE 98 0 2344 PulteGroup Inc CS 745867101 359 10561 SH SOLE 0 0 10561 Pure Cycle Corp CS 746228303 2610 284026 SH SOLE 284026 0 0 Qualcomm Incorporated CS 747525103 23662 259424 SH SOLE 42518 0 216906 Qualcomm Incorporated CS 747525103 529 5800 SH Put SOLE 0 0 5800 Qualys Inc CS 74758T303 987 9485 SH SOLE 1640 0 7845 Raymond James Financial CS 754730109 702 10203 SH SOLE 1467 0 8736 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Technologies Corp CS 75513e101 15730 255266 SH SOLE 49360 0 205906 Reckitt Benckiser Group PLC Sp CS 756255204 447 24195 SH SOLE 21900 0 2295 ResMed Inc CS 761152107 2508 13062 SH SOLE 1240 0 11822 Rineon Group Inc CS 766795108 0 28784 SH SOLE 0 0 28784 Roche Holding ADR CS 771195104 811 18696 SH SOLE 15000 0 3696 Rockwell Automation Inc. CS 773903109 216 1012 SH SOLE 0 0 1012 Roku Inc CS 77543r102 9722 83427 SH SOLE 50197 0 33230 Roper Industries CS 776696106 2363 6086 SH SOLE 582 0 5504 RPM Inc. CS 749685103 790 10524 SH SOLE 2471 0 8053 S S & C Technologies Inc CS 78467J100 446 7903 SH SOLE 973 0 6930 Salesforce.com CS 79466L302 2308 12318 SH SOLE 8483 0 3835 Sanofi-Aventis Spon ADR CS 80105N105 569 11147 SH SOLE 8150 0 2997 SAP SE Spon ADR CS 803054204 1060 7570 SH SOLE 3647 0 3923 SBA Communications CS 78410g104 267 896 SH SOLE 381 0 515 Schlumberger Limited CS 806857108 568 30892 SH SOLE 13395 0 17497 ServiceNow Inc CS 81762p102 3215 7937 SH SOLE 3514 0 4423 Sherwin Williams Company CS 824348106 50322 87085 SH SOLE 10059 0 77026 Sherwin Williams Company CS 824348106 1098 1900 SH Call SOLE 0 0 1900 Sherwin Williams Company CS 824348106 925 1600 SH Put SOLE 0 0 1600 Shiseido Ltd ADR CS 824841407 445 7000 SH SOLE 7000 0 0 Shopify Inc CS 82509l107 1323 1394 SH SOLE 0 0 1394 Siemens AG ADR CS 826197501 260 4405 SH SOLE 0 0 4405 Sika AG ADR CS 82674r103 468 24361 SH SOLE 0 0 24361 Sionix Corp CS 829400100 0 75000 SH SOLE 0 0 75000 Skyworks Solutions Inc. CS 83088M102 1120 8763 SH SOLE 1515 0 7248 Smith & Nephew Plc ADR CS 83175M205 602 15795 SH SOLE 0 0 15795 Snap-On Inc CS 833034101 352 2539 SH SOLE 256 0 2283 Stanley Black & Decker CS 854502101 267 1917 SH SOLE 0 0 1917 Starbucks Corp CS 855244109 10205 138668 SH SOLE 17949 0 120719 Starbucks Corp CS 855244109 1141 15500 SH Call SOLE 0 0 15500 Starbucks Corp CS 855244109 37 500 SH Call SOLE 0 0 500 Starbucks Corp CS 855244109 552 7500 SH Put SOLE 0 0 7500 State Street Corp. CS 857477103 765 12035 SH SOLE 400 0 11635 Steris Plc CS g8473t100 1648 10738 SH SOLE 1275 0 9463 Steris Plc CS g8473t100 77 500 SH Call SOLE 0 0 500 Sterling Bancorp Del CS 85917a100 120 10260 SH SOLE 0 0 10260 Stryker Corp. CS 863667101 6109 33904 SH SOLE 16751 0 17153 Sun Communitys Inc CS 866674104 750 5529 SH SOLE 930 0 4599 Synopsys Inc CS 871607107 1662 8523 SH SOLE 880 0 7643 T. Rowe Price Associates Inc CS 74144T108 945 7652 SH SOLE 572 0 7080 Taiwan Semiconductor Manufactu CS 874039100 1216 21426 SH SOLE 0 0 21426 Take Two Interactive CS 874054109 832 5963 SH SOLE 960 0 5003 Takeda Pharmaceutical CS 874060205 387 21599 SH SOLE 18728 0 2871 Tal International Group CS 874080104 622 9100 SH SOLE 9100 0 0 Target CS 87612E106 476 3968 SH SOLE 0 0 3968 TE Connectivity CS H84989104 541 6637 SH SOLE 1637 0 5000 Teledyne Technologies Inc CS 879360105 913 2937 SH SOLE 463 0 2474 Tencent Holdings Ltd ADR CS 88032Q109 2395 37423 SH SOLE 22750 0 14673 Tesla Inc. CS 88160r101 2047 1896 SH SOLE 85 0 1811 Tesla Inc. CS 88160r101 2268 2100 SH Call SOLE 0 0 2100 Texas Instruments CS 882508104 1909 15035 SH SOLE 962 0 14073 The Wendy's Company CS 95058W100 537 24661 SH SOLE 0 0 24661 Theratechnologies Inc CS 88338h100 96 47923 SH SOLE 0 0 47923 Thermo Fisher Scientific Inc CS 883556102 953 2630 SH SOLE 317 0 2313 Titan Medical Inc CS 88830x819 47 55831 SH SOLE 0 0 55831 TJX Companies Inc CS 872540109 499 9861 SH SOLE 300 0 9561 Toro Co CS 891092108 1280 19296 SH SOLE 0 0 19296 Trane Technologies PLC CS g8994e103 863 9698 SH SOLE 0 0 9698 Travelers Companies Inc CS 89417E109 1090 9553 SH SOLE 1000 0 8553 Tricida Inc CS 89610f101 1047 38084 SH SOLE 0 0 38084 Tyler Technologies Inc CS 902252105 5724 16500 SH SOLE 0 0 16500 Ultra Petroleum Corp NEW CS 903914208 0 24696 SH SOLE 0 0 24696 Under Armour Inc CS 904311206 145 16400 SH SOLE 0 0 16400 Under Armour Inc CS 904311107 170 17500 SH SOLE 0 0 17500 Unilever NV Shares CS 904784709 577 10838 SH SOLE 9007 0 1831 Union Pacific Corp CS 907818108 2971 17575 SH SOLE 9925 0 7650 United Parcel Service Inc. CS 911312106 6064 54540 SH SOLE 12513 0 42027 United Parcel Service Inc. CS 911312106 145 1300 SH Call SOLE 0 0 1300 UnitedHealth Group Inc CS 91324P102 27885 94543 SH SOLE 22108 0 72435 UnitedHealth Group Inc CS 91324P102 383 1300 SH Put SOLE 0 0 1300 US Bancorp CS 902973304 1077 29242 SH SOLE 19999 0 9243 Varian Medical Systems Inc. CS 92220P105 915 7465 SH SOLE 1113 0 6352 Verizon Communications CS 92343V104 19935 361594 SH SOLE 67353 0 294241 Verizon Communications CS 92343V104 832 15100 SH Put SOLE 0 0 15100 Visa Inc Cl A CS 92826C839 51719 267739 SH SOLE 169904 0 97835 Visa Inc Cl A CS 92826C839 1468 7600 SH Call SOLE 0 0 7600 Vulcan Materials CS 929160109 4561 39374 SH SOLE 0 0 39374 W. W. Grainger Inc CS 384802104 320 1019 SH SOLE 0 0 1019 Wal Mart de Mexico ADR CS 93114W107 748 31122 SH SOLE 16800 0 14322 Walgreen Boots Alliance Inc CS 931427108 343 8090 SH SOLE 500 0 7590 Walmart Inc CS 931142103 6385 53306 SH SOLE 27161 0 26144 Waste Management Inc CS 94106L109 264 2495 SH SOLE 0 0 2495 Wavefront Tech Solutions Inc CS 94354b100 6 202500 SH SOLE 0 0 202500 Wells Fargo & Company CS 949746101 1627 63564 SH SOLE 28987 0 34577 West Pharmaceutical Services CS 955306105 1004 4420 SH SOLE 725 0 3695 Weyerhauser Corporation CS 962166104 1204 53611 SH SOLE 35604 0 18007 Williams-Sonoma CS 969904101 1310 15974 SH SOLE 2427 0 13547 Williams Companies, Inc. CS 969457100 1610 84663 SH SOLE 0 0 84663 Xilinx Inc CS 983919101 6124 62241 SH SOLE 17805 0 44436 Xylem Inc CS 98419M100 295 4544 SH SOLE 651 0 3893 Yum China Holdings Inc CS 98850p109 636 13228 SH SOLE 280 0 12948 Yum! Brands Inc. CS 988498101 1370 15762 SH SOLE 428 0 15334 Zebra Technologies Inc. Cl A CS 989207105 956 3735 SH SOLE 635 0 3100 Zimmer Biomet Holdings Inc CS 98956p102 384 3218 SH SOLE 0 0 3218 Zoetis Inc CS 98978V103 609 4441 SH SOLE 818 0 3623 Zoom Video Communications Inc CS 98980l101 1534 6050 SH SOLE 6000 0 50 AGNC Investment Corp RE 00123q104 271 21002 SH SOLE 14590 0 6412 Inventrust PPTYs Corp RE 46124j102 38 12175 SH SOLE 0 0 12175 KBS Real Estate Investment Tru RE 48243c109 41 15438 SH SOLE 0 0 15438 Pacific Oak Strategic Oppurtun RE 694701103 160 15061 SH SOLE 0 0 15061 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 204 27824 SH SOLE 0 0 27824 Schwab US REIT RE 808524847 306 8682 SH SOLE 0 0 8682 Simon Property Group Inc RE 828806109 250 3663 SH SOLE 0 0 3663 Vanguard Global ex-US Real Est RE 922042676 205 4403 SH SOLE 0 0 4403 Vanguard REIT Viper Index Seri RE 922908553 1461 18610 SH SOLE 0 0 18610 Evergreen Energy Wts. 12/31/49 WT 999z85197 0 56285 SH SOLE 56285 0 0 Evergreen Energy Wts. 7/29/10 WT 300990116 0 500000 SH SOLE 500000 0 0 Evergreen Energy Wts. 8/1/11 WT 999z85189 0 28143 SH SOLE 28143 0 0 Evergreen Energy Wts. 8/1/11 WT 999z85205 0 28143 SH SOLE 28143 0 0 BNS MID 10-15-21 20 buff SE 064159nx0 7395 7760000 SH SOLE 50000 0 7710000 BNS MXEA 2-7-22 20 buff SE 064159ps9 1624 1635000 SH SOLE 0 0 1635000 BNS MXEF 10-15-21 20 buff SE 064159nw2 4914 5080000 SH SOLE 200000 0 4880000 C SPX 2-7-22 20 buff SE 17327tzp4 2795 2715000 SH SOLE 40000 0 2675000 CS SPX 8-10-20 10 buff SE 22552fay8 79 73000 SH SOLE 0 0 73000 GS MID 12-24-20 20 buff SE 40055qgf3 1762 1825000 SH SOLE 50000 0 1775000 GS MID 2-9-22 20 buff SE 40056fzu2 1131 1180000 SH SOLE 0 0 1180000 GS MID 5-13-21 20 buff SE 40056egh5 2073 2075000 SH SOLE 100000 0 1975000 GS MXEF 12-24-20 20 buff SE 40055qgd8 976 985000 SH SOLE 0 0 985000 GS MXEF 6-16-21 20 buff SE 40056emz8 9616 8765000 SH SOLE 325000 0 8440000 GS SPX 8-11-22 20 buff SE 40056yj88 8098 8615000 SH SOLE 1065000 0 7550000 JPM MXEA 6-16-21 20 buff SE 48130wks9 8742 8080000 SH SOLE 575000 0 7505000 JPM MXEF 6-8-22 20 buff SE 48132hex6 2170 2225000 SH SOLE 100000 0 2125000 JPM SPX 12-21-20 15 buff SE 48130u6m2 106 96000 SH SOLE 0 0 96000 JPM SPX 12-23-20 20 buff SE 48129m3s3 2711 2355000 SH SOLE 75000 0 2280000 MS MXEA 10-15-21 20 buff SE 61768d6j9 3341 3390000 SH SOLE 300000 0 3090000 MS MXEA 6-8-22 20 buff SE 61769h3r4 1476 1560000 SH SOLE 225000 0 1335000 MS MXEA 8-15-22 20 buff SE 61770fle4 1824 1975000 SH SOLE 0 0 1975000 MS SPX 4-12-22 15 buff SE 61770fk70 1884 1685000 SH SOLE 175000 0 1510000 MS SPX 5-13-21 20 buff SE 61768drj6 4352 3850000 SH SOLE 175000 0 3675000 RBC RTY 10-15-21 20 buff SE 78013x5m6 3704 3850000 SH SOLE 30000 0 3820000 RBC RTY 12-24-20 20 buff SE 78013xmz8 1590 1700000 SH SOLE 25000 0 1675000 RBC RTY 2-7-22 20 buff SE 78013xye2 1142 1175000 SH SOLE 0 0 1175000 RBC SPX 10-15-21 20 buff SE 78013x5l8 10019 9360000 SH SOLE 510000 0 8850000 RBC SPX 6-16-21 20 buff SE 78013xue6 14721 12490000 SH SOLE 400000 0 12090000 RBC SPX 8-13-20 20 buff SE 78013xfu7 4724 3917000 SH SOLE 0 0 3917000 RBC SX5E 8-13-20 15 abs ret bu SE 78013xft0 4828 4637000 SH SOLE 0 0 4637000 TD SPX 10-27-20 12.5 buff SE 89114qhz4 94 83000 SH SOLE 0 0 83000 WFC SPX 11-25-20 12.5 buff SE 95001h4y4 29 27000 SH SOLE 0 0 27000 Energy Transfer LP ML 29273v100 3460 486012 SH SOLE 18449 0 467563 Enterprise Products Ptnrs ML 293792107 6532 359509 SH SOLE 18556 0 340953 Genesis Energy LP ML 371927104 806 111581 SH SOLE 0 0 111581 JPMorgan Alerian MLP Index ML 46625H365 3651 276607 SH SOLE 17908 0 258699 Magellan Midstream Ptnrs LP ML 559080106 5083 117754 SH SOLE 9067 0 108687 MPLX LP ML 55336V100 1703 98536 SH SOLE 6900 0 91636 Nextera Energy Partners Lp ML 65341b106 2217 43237 SH SOLE 3750 0 39487 Phillips 66 Partners LP Common ML 718549207 1211 33596 SH SOLE 2400 0 31196 Plains Group Holdings LP Cla ML 72651a207 939 105491 SH SOLE 0 0 105491 Targa Resources Prtns Com St ML 87612G101 1696 84504 SH SOLE 11500 0 73004 UBS E-TRACS Alerian MLP Infras ML 902641646 683 59570 SH SOLE 0 0 59570 UBS E-TRACS Alerian MLP Infras ML 90274d382 4279 374017 SH SOLE 9853 0 364164 Western Midstream Partners LP ML 958669103 1014 100951 SH SOLE 0 0 100951 Deutsche X Tracks MSCI EAFE EE 233051200 2836 93837 SH SOLE 19492 0 74345 First Tr Value Line Dividend I EE 33734H106 263 8685 SH SOLE 0 0 8685 Industrial Select Sector SPDR EE 81369Y704 283 4117 SH SOLE 130 0 3987 Invesco QQQ Trust EE 46090E103 26856 108464 SH SOLE 21611 0 86853 Invesco S&P 500 Equal Weight E EE 46137V357 241 2372 SH SOLE 0 0 2372 Invesco S&P 500 Healthcare EE 46137V332 7938 35720 SH SOLE 1840 0 33880 iShares Commodities Select Str EE 46431w853 256 10764 SH SOLE 0 0 10764 iShares Core MSCI Total Intl S EE 46432f834 263 4819 SH SOLE 0 0 4819 iShares FTSE/Xinhua China25 In EE 464287184 559 14088 SH SOLE 0 0 14088 iShares Morningstar Mid-Cap Gr EE 464288307 201 685 SH SOLE 0 0 685 iShares NASDAQ Biotech Index EE 464287556 289 2117 SH SOLE 620 0 1497 iShares Russell Mid Cap Growth EE 464287481 1457 9212 SH SOLE 0 0 9212 iShares Russell Mid Cap Index EE 464287499 8988 167689 SH SOLE 649 0 167040 iShares Russell Mid Cap Value EE 464287473 1358 17744 SH SOLE 0 0 17744 iShares Select Dividend ETF EE 464287168 3874 47998 SH SOLE 250 0 47748 iShares US Home Construction EE 464288752 1258 28500 SH SOLE 18000 0 10500 JP Morgan Diversified Ret Intl EE 46641q209 433 8766 SH SOLE 0 0 8766 Schwab US Large Cap ETF EE 808524201 7809 105382 SH SOLE 19486 0 85896 Schwab US Mid-Cap ETF EE 808524508 1258 23908 SH SOLE 5046 0 18862 Schwab US Small-Cap ETF EE 808524607 1065 16294 SH SOLE 2477 0 13817 SPDR Consumer Staples Select S EE 81369Y308 264 4499 SH SOLE 0 0 4499 SPDR Dow Jones Indl Avg ETF Se EE 78467X109 1333 5167 SH SOLE 2150 0 3017 SPDR Euro STOXX 50 ETF EE 78463X202 1723 48493 SH SOLE 1622 0 46872 SPDR Financial Index EE 81369Y605 614 26537 SH SOLE 0 0 26537 SPDR Health Care Select EE 81369Y209 363 3628 SH SOLE 532 0 3096 SPDR S&P 500 ETF EE 78462F103 120749 391585 SH SOLE 33854 0 357731 SPDR S&P 500 ETF EE 78462F103 2529 8200 SH Call SOLE 0 0 8200 SPDR S&P 500 ETF EE 78462F103 1542 5000 SH Call SOLE 0 0 5000 SPDR S&P 500 ETF EE 78462F103 463 1500 SH Call SOLE 0 0 1500 SPDR S&P 500 ETF EE 78462F103 771 2500 SH Call SOLE 0 0 2500 SPDR S&P Bank ETF EE 78464a797 740 23468 SH SOLE 2010 0 21458 SPDR S&P Biotech EE 78464A870 1502 13417 SH SOLE 0 0 13417 SPDR S&P Dividend ETF EE 78464A763 23972 262850 SH SOLE 31463 0 231387 SPDR S&P Int'l Small Cap Fd EE 78463X871 1181 43168 SH SOLE 508 0 42660 SPDR S&P Mid Cap 400 ETF EE 78467Y107 57458 177071 SH SOLE 15909 0 161162 SPDR Technology Index EE 81369Y803 814 7794 SH SOLE 0 0 7794 SPDR Utilities Index EE 81369Y886 213 3769 SH SOLE 0 0 3769 UBS AG FI Large Cap Growth EE 902677780 303 845 SH SOLE 0 0 845 Vaneck Vectors ETF TR EE 92189f106 1376 37501 SH SOLE 0 0 37501 Vaneck Vectors ETF TR EE 92189f700 498 8283 SH SOLE 1200 0 7083 Vanguard Dividend Appreciation EE 921908844 945 8063 SH SOLE 200 0 7863 Vanguard Europe ETF EE 922042874 2585 51359 SH SOLE 0 0 51359 Vanguard FTSE All-World Ex-US EE 922042775 1169 24556 SH SOLE 0 0 24556 Vanguard FTSE Developed Mkts E EE 921943858 16896 435584 SH SOLE 7565 0 428019 Vanguard FTSE Emerging Mkts ET EE 922042858 18901 477175 SH SOLE 31499 0 445676 Vanguard Growth ETF EE 922908736 1148 5678 SH SOLE 0 0 5678 Vanguard Index Fds S&p 500 EE 922908363 611 2157 SH SOLE 120 0 2037 Vanguard Information Technolog EE 92204A702 5721 20526 SH SOLE 1286 0 19240 Vanguard Large Cap ETF EE 922908637 1842 12883 SH SOLE 0 0 12883 Vanguard Mid Cap Vipers Index EE 922908629 1057 6451 SH SOLE 96 0 6355 Vanguard Russell 1000 ETF EE 92206c730 6134 43218 SH SOLE 0 0 43218 Vanguard Small Cap ETF EE 922908751 569 3906 SH SOLE 0 0 3906 Vanguard Small Cap Growth EE 922908595 315 1578 SH SOLE 0 0 1578 Vanguard Small Cap Value Fund EE 922908611 524 4904 SH SOLE 0 0 4904 Vanguard Tot Stock Mrkt ETF EE 922908769 25747 164485 SH SOLE 0 0 164485 Vanguard Value ETF EE 922908744 763 7662 SH SOLE 0 0 7662 WisdomTree Dividend Ex-Finl ET EE 97717W406 218 2961 SH SOLE 1291 0 1670 WisdomTree Int'l Small Cap Div EE 97717W760 4234 76115 SH SOLE 1775 0 74340 Wisdomtree Midcap Dividend EE 97717w505 6473 228415 SH SOLE 1178 0 227237 Fidelity MSCI Real Estate ETF EZ 316092857 1749 74808 SH SOLE 500 0 74308 GS Activebeta Large Cap ETF EZ 381430503 7575 121002 SH SOLE 4924 0 116078 Invesco Dynamic Building and C EZ 46137V779 1886 61971 SH SOLE 8403 0 53569 iShares Core MSCI EAFE EZ 46432f842 33030 577850 SH SOLE 12799 0 565051 iShares Core MSCI Emerging Mkt EZ 46434g103 31010 651470 SH SOLE 24170 0 627300 IShares Core S&P Total US Stoc EZ 464287150 805 11592 SH SOLE 805 0 10787 iShares Dow Jones US RE Index EZ 464287739 1093 13875 SH SOLE 175 0 13700 iShares MSCI EAFE Index EZ 464287465 14622 240224 SH SOLE 16975 0 223249 iShares MSCI EAFE Small Cap In EZ 464288273 6169 115049 SH SOLE 6281 0 108768 iShares MSCI Emerg Mkts Indx F EZ 464287234 6416 160447 SH SOLE 16363 0 144084 iShares Russell 1000 EZ 464287622 1230 7164 SH SOLE 0 0 7164 iShares Russell 1000 Growth In EZ 464287614 33165 172779 SH SOLE 5348 0 167431 iShares Russell 1000 Value Ind EZ 464287598 17116 151977 SH SOLE 3355 0 148622 iShares Russell 2000 Growth In EZ 464287648 11844 57255 SH SOLE 2218 0 55037 iShares Russell 2000 Index EZ 464287655 35767 249805 SH SOLE 8980 0 240825 iShares Russell 2000 Value Ind EZ 464287630 6608 67804 SH SOLE 2433 0 65371 iShares S&P 500 Growth EZ 464287309 24606 118591 SH SOLE 8620 0 109972 iShares S&P 500 Index EZ 464287200 211307 682318 SH SOLE 21063 0 661255 iShares S&P Barra Value Index EZ 464287408 32645 301684 SH SOLE 3323 0 298361 iShares S&P Mid Cap 400 Growth EZ 464287606 29098 129890 SH SOLE 6974 0 122916 iShares S&P Mid Cap 400 Value EZ 464287705 19596 147404 SH SOLE 6411 0 140993 iShares S&P Mid Cap Index EZ 464287507 42508 239050 SH SOLE 7183 0 231867 iShares S&P Small Cap 600 Grow EZ 464287887 3721 21917 SH SOLE 3441 0 18476 iShares S&P Small Cap 600 Valu EZ 464287879 3405 28289 SH SOLE 3304 0 24985 iShares S&P Small Cap Index EZ 464287804 34803 509640 SH SOLE 16284 0 493357 iShares Tr MSCI AC Asia Ex Jap EZ 464288182 2119 30632 SH SOLE 0 0 30632 iShares Tr MSCI ACWI Index EZ 464288257 208 2821 SH SOLE 0 0 2821 Ishares Trust High Dividend Eq EZ 46429B663 394 4857 SH SOLE 0 0 4857