0001040197-20-000004.txt : 20200416
0001040197-20-000004.hdr.sgml : 20200416
20200416133024
ACCESSION NUMBER: 0001040197-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200416
DATE AS OF CHANGE: 20200416
EFFECTIVENESS DATE: 20200416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 20795809
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040197
XXXXXXXX
03-31-2020
03-31-2020
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Director - Investment Operations
216-920-4965
Bryan Gregorich
Cleveland
OH
04-16-2020
0
573
2450337
false
INFORMATION TABLE
2
033120inftable.xml
3M Company
CS
88579Y101
1453
10643
SH
SOLE
990
0
9653
A T & T Corp New
CS
00206R102
14276
489759
SH
SOLE
105503
0
384256
Abbott Laboratories
CS
002824100
21794
276194
SH
SOLE
65326
0
210868
AbbVie Inc.
CS
00287Y109
6567
86192
SH
SOLE
32983
0
53209
Accenture PLC Cl A
CS
G1151C101
3225
19752
SH
SOLE
3500
0
16252
Activision Blizzard Inc
CS
00507V109
345
5805
SH
SOLE
572
0
5233
Adobe Inc
CS
00724F101
14250
44778
SH
SOLE
8592
0
36186
Adobe Inc
CS
00724F101
2450
7700
SH
Put
SOLE
0
0
7700
Advanced Micro Devices Inc.
CS
007903107
600
13193
SH
SOLE
10652
0
2541
Aerojet Rocketdyne Holdings In
CS
007800105
512
12233
SH
SOLE
0
0
12233
Affiliated Managers
CS
008252108
1385
23421
SH
SOLE
22357
0
1064
Agilent Technologies
CS
00846U101
327
4563
SH
SOLE
0
0
4563
AIA Group Ltd ADR
CS
001317205
830
23065
SH
SOLE
154
0
22911
Air Products & Chemicals Inc
CS
009158106
1259
6307
SH
SOLE
3277
0
3030
Akamai Tech
CS
00971T101
1570
17162
SH
SOLE
1370
0
15792
Albireo Pharma Inc
CS
01345p106
190
11580
SH
SOLE
11380
0
200
Alcon Inc.
CS
h01301128
1219
23980
SH
SOLE
14400
0
9580
Alexandria Real Estate Equitie
CS
015271109
240
1754
SH
SOLE
170
0
1584
Alexion Pharmaceuticals Inc
CS
015351109
264
2945
SH
SOLE
393
0
2552
Alibaba Group Holding Limited
CS
01609w102
24885
127958
SH
SOLE
125292
0
2666
Allegion Plc
CS
g0176j109
504
5477
SH
SOLE
658
0
4819
Allergan PLC
CS
G0177J108
3388
19129
SH
SOLE
4178
0
14951
Allstate Corp
CS
020002101
298
3254
SH
SOLE
216
0
3038
Alphabet Inc Class A
CS
02079k305
27423
23601
SH
SOLE
17882
0
5719
Alphabet Inc Class A
CS
02079k305
930
800
SH
Call
SOLE
800
0
0
Alphabet Inc Class C
CS
02079k107
44421
38201
SH
SOLE
28390
0
9811
Altria Group Inc.
CS
02209S103
1618
41851
SH
SOLE
17799
0
24052
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amadeus IT Holding SA ADR
CS
02263T104
320
6829
SH
SOLE
0
0
6829
Amazon.com
CS
023135106
59655
30597
SH
SOLE
22082
0
8515
America Movil SA de CV ADR Ser
CS
02364W105
549
46600
SH
SOLE
0
0
46600
American Express
CS
025816109
2591
30270
SH
SOLE
7313
0
22957
American Tower
CS
03027X100
11185
51368
SH
SOLE
31632
0
19736
American Water Works
CS
030420103
268
2238
SH
SOLE
0
0
2238
Ameriprise Financial Inc
CS
03076C106
509
4970
SH
SOLE
846
0
4124
Amerisource Bergen Corp.
CS
03073E105
284
3209
SH
SOLE
103
0
3106
Ametek Inc
CS
031100100
1465
20344
SH
SOLE
375
0
19969
Amgen Inc
CS
031162100
16099
79411
SH
SOLE
19148
0
60263
Amphenol Corp
CS
032095101
242
3316
SH
SOLE
669
0
2647
Anheuser-Busch InBev
CS
03524A108
456
10331
SH
SOLE
9980
0
351
Antero Midstream Corp
CS
03676b102
51
24103
SH
SOLE
0
0
24103
Anthem, Inc
CS
036752103
443
1952
SH
SOLE
0
0
1952
Apple Inc
CS
037833100
62465
245645
SH
SOLE
75989
0
169657
Apple Inc
CS
037833100
1246
4900
SH
Call
SOLE
3700
0
1200
Apple Inc
CS
037833100
102
400
SH
Call
SOLE
0
0
400
Apple Inc
CS
037833100
458
1800
SH
Put
SOLE
1000
0
800
Applied Industrial Technologie
CS
03820C105
912
19950
SH
SOLE
0
0
19950
Applied Materials
CS
038222105
216
4724
SH
SOLE
2675
0
2049
AptarGroup Inc
CS
038336103
203
2043
SH
SOLE
0
0
2043
Aramark
CS
03852u106
366
18335
SH
SOLE
2224
0
16111
Archer Daniels Midland Co.
CS
039483102
1809
51419
SH
SOLE
0
0
51419
ASML Holding N.V.
CS
N07059210
707
2702
SH
SOLE
0
0
2702
Assurant Inc
CS
04621X108
204
1957
SH
SOLE
357
0
1600
Athersys Inc.
CS
04744L106
527
175586
SH
SOLE
137300
0
38286
Atlas Copco AB ADR
CS
049255706
493
14832
SH
SOLE
0
0
14832
Atlas Corp
CS
y0436q109
140
18178
SH
SOLE
0
0
18178
AtriCure Inc
CS
04963c209
254
7571
SH
SOLE
956
0
6615
Australis Capital Inc
CS
05259r107
10
70000
SH
SOLE
0
0
70000
Autodesk
CS
052769106
219
1406
SH
SOLE
502
0
904
Automatic Data Processing
CS
053015103
1068
7813
SH
SOLE
2104
0
5709
Autozone Inc
CS
053332102
426
503
SH
SOLE
31
0
472
Avery Dennison
CS
053611109
764
7498
SH
SOLE
1435
0
6063
Baidu ADR
CS
056752108
1506
14938
SH
SOLE
0
0
14938
Bain Capital Specialty Finance
CS
05684b107
149
16045
SH
SOLE
0
0
16045
Bank of America Corp
CS
060505104
10607
499639
SH
SOLE
153007
0
346632
Baxter International
CS
071813109
1021
12581
SH
SOLE
1800
0
10781
Becton Dickinson & Company
CS
075887109
742
3228
SH
SOLE
319
0
2909
Berkshire Hathaway
CS
084670108
1360
5
SH
SOLE
0
0
5
Berkshire Hathaway Class B
CS
084670702
11629
63606
SH
SOLE
13139
0
50467
Berkshire Hathaway Class B
CS
084670702
1006
5500
SH
Call
SOLE
5300
0
200
Berkshire Htwy Cla100 Shs 1 Wh
CS
084990175
2992
1100
SH
SOLE
200
0
900
Biogen Inc
CS
09062X103
289
914
SH
SOLE
142
0
772
Biomoda Inc- Bankrupt Eff 4/14
CS
090627100
0
10000
SH
SOLE
0
0
10000
Blackrock Inc
CS
09247X101
3961
9002
SH
SOLE
317
0
8685
Blackstone Group Inc
CS
09260d107
1259
27625
SH
SOLE
17750
0
9875
Boeing Company
CS
097023105
5414
36302
SH
SOLE
6334
0
29968
Booking Holdings Inc
CS
09857l108
8496
6315
SH
SOLE
428
0
5887
Booz Allen Hamilton Holding
CS
099502106
728
10605
SH
SOLE
2000
0
8605
BP Amoco PLC ADR
CS
055622104
4131
169388
SH
SOLE
27259
0
142129
Bristol-Myers Squibb
CS
110122108
8371
150179
SH
SOLE
45940
0
104239
Broadcom Inc
CS
11135F101
6656
28074
SH
SOLE
7397
0
20677
BRP Group Inc Cl A
CS
05589g102
435
41234
SH
SOLE
1190
0
40044
Burlington Stores Inc
CS
122017106
751
4740
SH
SOLE
835
0
3905
CACI International Inc
CS
127190304
206
974
SH
SOLE
179
0
795
Cadence Design Systems
CS
127387108
954
14440
SH
SOLE
0
0
14440
Cadence Design Systems
CS
127387108
258
3900
SH
Put
SOLE
0
0
3900
Cadence Design Systems
CS
127387108
693
10500
SH
Put
SOLE
0
0
10500
Campbell Soup Company
CS
134429109
806
17451
SH
SOLE
7603
0
9848
Canadian Pacific Railway
CS
13645T100
755
3440
SH
SOLE
0
0
3440
Cardiovascular Systems Inc
CS
141619106
425
12076
SH
SOLE
1470
0
10606
Caterpillar Inc
CS
149123101
511
4405
SH
SOLE
51
0
4355
CDW Corporation
CS
12514G108
268
2877
SH
SOLE
0
0
2877
Cedar Fair LP
CS
150185106
302
16446
SH
SOLE
0
0
16446
Centene
CS
15135B101
741
12470
SH
SOLE
732
0
11738
Charles River Laboratories Int
CS
159864107
970
7689
SH
SOLE
1330
0
6359
Charles Schwab
CS
808513105
948
28188
SH
SOLE
19097
0
9091
Charter Communications Inc
CS
16119p108
1258
2883
SH
SOLE
2110
0
773
Chesapeake Energy Corp.
CS
165167743
4
21213
SH
SOLE
0
0
21213
Chevron Corporation
CS
166764100
5729
79060
SH
SOLE
15323
0
63737
Chromadex Corporation
CS
171077407
35
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
10983
98330
SH
SOLE
19941
0
78389
Church & Dwight Co
CS
171340102
1089
16965
SH
SOLE
2940
0
14025
Ciena Corp.
CS
171779309
814
20455
SH
SOLE
3800
0
16655
Cigna Corp
CS
125523100
384
2167
SH
SOLE
129
0
2038
Cincinnati Financial Corporati
CS
172062101
1052
13945
SH
SOLE
0
0
13945
Cintas Inc.
CS
172908105
963
5558
SH
SOLE
983
0
4575
Cisco Systems
CS
17275R102
18197
462912
SH
SOLE
114551
0
348361
Cisco Systems
CS
17275R102
1171
29800
SH
Call
SOLE
29000
0
800
Cisco Systems
CS
17275R102
98
2500
SH
Call
SOLE
0
0
2500
Citigroup
CS
172967424
8960
212717
SH
SOLE
43195
0
169522
Citrix Systems Inc
CS
177376100
1044
7376
SH
SOLE
366
0
7010
CMS Energy Corp
CS
125896100
334
5693
SH
SOLE
880
0
4813
Coca-Cola Co.
CS
191216100
3793
85724
SH
SOLE
25207
0
60517
Cognizant Technology Solutions
CS
192446102
2287
49218
SH
SOLE
7374
0
41844
Colgate Palmolive
CS
194162103
1144
17240
SH
SOLE
435
0
16805
Collateral Loan Security - Ban
CS
l0c990089
0
36376
SH
SOLE
0
0
36376
Comcast Corp. Cl A
CS
20030n101
18940
550896
SH
SOLE
105330
0
445566
Comcast Corp. Cl A
CS
20030n101
1231
35800
SH
Call
SOLE
26600
0
9200
ConocoPhillips
CS
20825C104
633
20538
SH
SOLE
2966
0
17572
Constellation Brands Inc.
CS
21036P108
6247
43575
SH
SOLE
5424
0
38151
Cooper Companies
CS
216648402
965
3502
SH
SOLE
550
0
2952
Copart Inc
CS
217204106
843
12298
SH
SOLE
2065
0
10233
Corning, Inc.
CS
219350105
412
20053
SH
SOLE
531
0
19522
Costco Wholesale Corp
CS
22160K105
10955
38422
SH
SOLE
4550
0
33872
Crown Castle International Cor
CS
22822v101
1309
9066
SH
SOLE
7700
0
1366
CSL Limited ADR
CS
12637n204
1000
10944
SH
SOLE
0
0
10944
CSX Corp
CS
126408103
484
8450
SH
SOLE
443
0
8007
CVS Health Corp.
CS
126650100
10396
175215
SH
SOLE
45776
0
129439
Danaher Corp.
CS
235851102
4065
29373
SH
SOLE
1048
0
28324
Danone ADR
CS
23636t100
231
17950
SH
SOLE
17300
0
650
Darling Ingredients, Inc.
CS
237266101
210
10978
SH
SOLE
1345
0
9633
Dassault Systemes ADR
CS
237545108
440
2970
SH
SOLE
2840
0
130
Deere & Co
CS
244199105
1373
9935
SH
SOLE
360
0
9575
Dell Technologies C
CS
24703l202
310
7842
SH
SOLE
569
0
7273
Delta Air Lines
CS
247361702
140
4909
SH
SOLE
300
0
4609
Delta Air Lines
CS
247361702
237
8300
SH
Call
SOLE
0
0
8300
Dexcom Inc
CS
252131107
206
764
SH
SOLE
321
0
443
Diageo PLC ADR
CS
25243Q205
10359
81493
SH
SOLE
22138
0
59355
Digital Turbine Inc
CS
25400w102
114
26500
SH
SOLE
0
0
26500
Diodes Inc.
CS
254543101
840
20675
SH
SOLE
3855
0
16820
Disney, Walt Co.
CS
254687106
8114
84000
SH
SOLE
24953
0
59047
Disney, Walt Co.
CS
254687106
1333
13800
SH
Call
SOLE
10400
0
3400
Disney, Walt Co.
CS
254687106
58
600
SH
Call
SOLE
0
0
600
DocuSign Inc.
CS
256163106
2164
23423
SH
SOLE
0
0
23423
Dow Inc
CS
260557103
283
9662
SH
SOLE
410
0
9252
DSV AS ADR
CS
26251a108
679
14942
SH
SOLE
0
0
14942
DTE Energy
CS
233331107
446
4691
SH
SOLE
534
0
4157
Duke Energy Corp.
CS
26441C204
441
5449
SH
SOLE
1399
0
4050
DuPont de Nemours Inc
CS
26614n102
904
26510
SH
SOLE
334
0
26176
Eaton Corporation
CS
G29183103
9796
126089
SH
SOLE
16446
0
109643
Edwards Lifesciences Corp.
CS
28176E108
220
1168
SH
SOLE
335
0
833
Electronic Arts
CS
285512109
241
2410
SH
SOLE
884
0
1526
Emerson Electric
CS
291011104
282
5921
SH
SOLE
0
0
5921
Enbridge Inc
CS
29250n105
237
8147
SH
SOLE
2734
0
5413
Entergy Corp
CS
29364G103
237
2519
SH
SOLE
267
0
2252
EOG Resources
CS
26875P101
750
20866
SH
SOLE
9956
0
10910
Epam Systems Inc
CS
29414b104
61574
331647
SH
SOLE
331537
0
110
Equifax Inc.
CS
294429105
250
2093
SH
SOLE
337
0
1756
Equinix Corp
CS
29444U700
403
645
SH
SOLE
455
0
190
Escrow GCB GM Bd
CS
370escbt1
0
52000
SH
SOLE
0
0
52000
Essilor Luxottica ADR
CS
297284200
489
9130
SH
SOLE
0
0
9130
Estee Lauder
CS
518439104
2406
15097
SH
SOLE
1803
0
13294
Etsy Inc
CS
29786a106
524
13625
SH
SOLE
2665
0
10960
Evergy Inc
CS
30034W106
264
4802
SH
SOLE
426
0
4376
Exelon Corp.
CS
30161N101
2023
54961
SH
SOLE
3941
0
51020
Experian plc ADR
CS
30215c101
775
27835
SH
SOLE
0
0
27835
Exxon Mobil Corp
CS
30231G102
2893
76181
SH
SOLE
26399
0
49782
Exxon Mobil Corp
CS
30231G102
581
15300
SH
Call
SOLE
0
0
15300
Exxon Mobil Corp
CS
30231G102
114
3000
SH
Put
SOLE
0
0
3000
Facebook
CS
30303M102
51481
308641
SH
SOLE
274172
0
34469
Facebook
CS
30303M102
367
2200
SH
Put
SOLE
0
0
2200
Facebook
CS
30303M102
33
200
SH
Put
SOLE
0
0
200
Factset Research Systems
CS
303075105
272
1045
SH
SOLE
0
0
1045
Ferrari NV
CS
n3167y103
388
2543
SH
SOLE
0
0
2543
Fidelity National Information
CS
31620M106
267
2195
SH
SOLE
1500
0
695
Fidelity Natl Finl Inc New
CS
31620r303
242
9715
SH
SOLE
394
0
9321
First Republic Bank of CA
CS
33616C100
678
8240
SH
SOLE
1240
0
7000
Forescout Technologies Inc
CS
34553d101
371
11730
SH
SOLE
0
0
11730
Fortinet Inc
CS
34959E109
772
7626
SH
SOLE
7623
0
3
Fortive Corporation
CS
34959j108
484
8777
SH
SOLE
1132
0
7645
Fresenius Medical AG
CS
358029106
584
17817
SH
SOLE
16259
0
1558
FuelCell
CS
35952H601
41
27100
SH
SOLE
27100
0
0
Gannett Co Inc
CS
36472t109
15
10137
SH
SOLE
4547
0
5590
GCB GM Corp Bond Escrow
CS
370escbw4
0
27000
SH
SOLE
0
0
27000
Geberit AG ADR
CS
36840v109
347
7972
SH
SOLE
0
0
7972
Generac Holdings
CS
368736104
1221
13110
SH
SOLE
2510
0
10600
General Dynamics
CS
369550108
717
5419
SH
SOLE
983
0
4436
General Electric Company
CS
369604103
800
100818
SH
SOLE
21150
0
79668
Genpact Ltd
CS
G3922B107
750
25695
SH
SOLE
5806
0
19889
Gentherm Inc
CS
37253A103
212
6762
SH
SOLE
563
0
6199
GetSwift Ltd. ADR
CS
q402a3102
346
1450000
SH
SOLE
0
0
1450000
Gilead Sciences Inc
CS
375558103
1482
19826
SH
SOLE
740
0
19086
Givaudan Sa Adr
CS
37636p108
471
7600
SH
SOLE
7600
0
0
Global Payments Inc.
CS
37940X102
559
3879
SH
SOLE
362
0
3517
Goldman Sachs Group, Inc.
CS
38141G104
470
3042
SH
SOLE
30
0
3012
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Grupo Financiero Banorte SAB d
CS
P49501201
39
13985
SH
SOLE
0
0
13985
Hanesbrands Inc
CS
410345102
108
13697
SH
SOLE
2109
0
11588
HD Supply Hldgs Inc.
CS
40416m105
552
19430
SH
SOLE
3670
0
15760
HDFC Bank Ltd.
CS
40415f101
418
10876
SH
SOLE
0
0
10876
Heineken NV ADR
CS
423012301
318
7600
SH
SOLE
7600
0
0
Henry Jack and Associates Inc
CS
426281101
269
1733
SH
SOLE
0
0
1733
Home Depot, Inc.
CS
437076102
41102
220137
SH
SOLE
141681
0
78456
Home Depot, Inc.
CS
437076102
187
1000
SH
Call
SOLE
0
0
1000
Home Depot, Inc.
CS
437076102
187
1000
SH
Put
SOLE
0
0
1000
Honeywell International, Inc.
CS
438516106
14820
110771
SH
SOLE
31902
0
78869
Hormel Geo A Co
CS
440452100
375
8050
SH
SOLE
945
0
7105
Hostess Brands Inc
CS
44109j106
142
13295
SH
SOLE
1079
0
12216
HP Inc.
CS
40434l105
223
12838
SH
SOLE
948
0
11890
Huntington Bancshares
CS
446150104
722
87986
SH
SOLE
19440
0
68546
Huntington Ingalls Inds
CS
446413106
835
4580
SH
SOLE
818
0
3762
ICON Public Limited Company
CS
g4705a100
439
3226
SH
SOLE
0
0
3226
IDEX Corp
CS
45167R104
782
5659
SH
SOLE
1025
0
4634
Illinois Tool Works
CS
452308109
505
3556
SH
SOLE
549
0
3007
Imageware Systems Inc.
CS
45245s108
27
166448
SH
SOLE
0
0
166448
Immune Therapeutics Inc
CS
45252a107
0
12500
SH
SOLE
0
0
12500
Insulet Corp
CS
45784P101
1361
8217
SH
SOLE
0
0
8217
Int'l Business Machines Corp.
CS
459200101
2811
25336
SH
SOLE
5780
0
19556
Intel Corp
CS
458140100
20015
369832
SH
SOLE
61445
0
308386
Intel Corp
CS
458140100
379
7000
SH
Put
SOLE
0
0
7000
Intelsat S.A.
CS
l5140p101
48
31200
SH
SOLE
31200
0
0
Intercontinental Exchange, Inc
CS
45866f104
3548
43935
SH
SOLE
1804
0
42131
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
Intuit
CS
461202103
1163
5055
SH
SOLE
4471
0
584
Intuitive Surgical Inc
CS
46120E602
257
519
SH
SOLE
173
0
346
J M Smucker
CS
832696405
214
1928
SH
SOLE
0
0
1928
Jacobs Engineering Group Inc
CS
469814107
292
3683
SH
SOLE
0
0
3683
Jazz Pharmaceuticals
CS
G50871105
499
4998
SH
SOLE
905
0
4093
Johnson & Johnson
CS
478160104
31569
240746
SH
SOLE
70713
0
170033
Johnson Controls Intl. PLC
CS
g51502105
632
23441
SH
SOLE
2112
0
21329
JPMorgan Chase & Co.
CS
46625H100
25858
287215
SH
SOLE
72858
0
214356
JPMorgan Chase & Co.
CS
46625H100
648
7200
SH
Call
SOLE
3700
0
3500
JPMorgan Chase & Co.
CS
46625H100
738
8200
SH
Call
SOLE
6700
0
1500
Kao Corp ADR
CS
485537401
414
25300
SH
SOLE
25300
0
0
Kellogg Co
CS
487836108
1035
17250
SH
SOLE
7191
0
10059
Kering SA ADR
CS
492089107
455
8705
SH
SOLE
8700
0
5
Keysight Technologies
CS
49338l103
1192
14246
SH
SOLE
1795
0
12451
Kimberly-Clark
CS
494368103
2180
17045
SH
SOLE
13805
0
3240
Kinder Morgan, Inc.
CS
49456B101
10669
766432
SH
SOLE
169902
0
596530
L'Oreal Co ADR
CS
502117203
551
10518
SH
SOLE
9000
0
1518
L3Harris Technologies Inc
CS
502431109
1530
8496
SH
SOLE
1027
0
7469
Lamb Weston Holdings Inc
CS
513272104
692
12127
SH
SOLE
2250
0
9877
Lennar Corp
CS
526057104
306
8007
SH
SOLE
0
0
8007
Lennox International Inc
CS
526107107
835
4593
SH
SOLE
700
0
3893
Liberty Broadband Corporation
CS
530307107
263
2458
SH
SOLE
0
0
2458
Liberty Broadband Corporation
CS
530307305
736
6644
SH
SOLE
336
0
6308
Liberty Global PLC Cl C
CS
G5480U120
319
20319
SH
SOLE
0
0
20319
Liberty Media Corp A SiriusXM
CS
531229409
289
9114
SH
SOLE
0
0
9114
Liberty Media Corp C
CS
531229607
598
18926
SH
SOLE
0
0
18926
Lighting Science Group Corp
CS
53224g707
0
21244
SH
SOLE
0
0
21244
Lilly, Eli Co
CS
532457108
1574
11344
SH
SOLE
4938
0
6406
Linde PLC Com
CS
g5494j103
251
1448
SH
SOLE
0
0
1448
Link Motion ADR
CS
53577l105
31
203500
SH
SOLE
203500
0
0
Livent Corporation
CS
53814l108
59
11329
SH
SOLE
1241
0
10088
Lockheed Martin
CS
539830109
7438
21943
SH
SOLE
8143
0
13800
Lonza Group LTD
CS
h50524133
584
1405
SH
SOLE
0
0
1405
Lowe's Cos.
CS
548661107
7943
92302
SH
SOLE
1520
0
90782
Lululemon Athletica
CS
550021109
597
3151
SH
SOLE
0
0
3151
LVMH ADR
CS
502441306
1557
20918
SH
SOLE
12000
0
8918
Marathon Petroleum Corp
CS
56585A102
1127
47702
SH
SOLE
11600
0
36102
Markland Technologies Inc
CS
570658203
0
15000
SH
SOLE
0
0
15000
Marriott Intl Inc
CS
571903202
473
6319
SH
SOLE
0
0
6319
Marriott Intl Inc
CS
571903202
247
3300
SH
Call
SOLE
0
0
3300
Marriott Intl Inc
CS
571903202
382
5100
SH
Put
SOLE
0
0
5100
Mastercard
CS
57636Q104
30724
127191
SH
SOLE
124684
0
2507
Mattel, Inc.
CS
577081102
511
58013
SH
SOLE
7923
0
50090
McCormick & Co
CS
579780206
1688
11954
SH
SOLE
3530
0
8424
McDonalds Corp
CS
580135101
7529
45532
SH
SOLE
12394
0
33139
McKesson HBOC Corp.
CS
58155Q103
396
2925
SH
SOLE
0
0
2925
Medallia Inc
CS
584021109
362
18056
SH
SOLE
0
0
18056
Medallia Inc
CS
584021109
341
17000
SH
Put
SOLE
0
0
17000
Medient Studios Inc
CS
58471d109
0
100000
SH
SOLE
0
0
100000
Medtronic Plc
CS
g5960l103
7940
88050
SH
SOLE
26399
0
61651
Mercadolibre Inc
CS
58733R102
462
946
SH
SOLE
0
0
946
Merck & Co
CS
58933Y105
13383
173945
SH
SOLE
21714
0
152231
Merck & Co
CS
58933Y105
1154
15000
SH
Put
SOLE
0
0
15000
Merck & Co
CS
58933Y105
2654
34500
SH
Put
SOLE
0
0
34500
Merck & Co
CS
58933Y105
1000
13000
SH
Put
SOLE
0
0
13000
Mesabi Trust
CS
590672101
1010
70600
SH
SOLE
70600
0
0
Metlife Inc.
CS
59156R108
5556
181750
SH
SOLE
43196
0
138554
Mettler-Toledo International
CS
592688105
1422
2059
SH
SOLE
250
0
1809
Micron Technology
CS
595112103
719
17090
SH
SOLE
14633
0
2457
Microsoft Corporation
CS
594918104
122996
779887
SH
SOLE
488757
0
291130
Microsoft Corporation
CS
594918104
1120
7100
SH
Put
SOLE
0
0
7100
Microsoft Corporation
CS
594918104
4558
28900
SH
Put
SOLE
0
0
28900
Microsoft Corporation
CS
594918104
789
5000
SH
Put
SOLE
0
0
5000
Microsoft Corporation
CS
594918104
820
5200
SH
Put
SOLE
0
0
5200
Microsoft Corporation
CS
594918104
1183
7500
SH
Put
SOLE
0
0
7500
Microsoft Corporation
CS
594918104
473
3000
SH
Put
SOLE
0
0
3000
Milestone Scientific Inc
CS
59935p209
33
26000
SH
SOLE
0
0
26000
Millicom International Cellula
CS
l6388f110
28851
1015893
SH
SOLE
1015893
0
0
Millicom International Cellula
CS
l6388f128
1904
70744
SH
SOLE
70744
0
0
Mondelez Intl Inc Com
CS
609207105
9841
196504
SH
SOLE
50552
0
145952
Monolithic Power Systems
CS
609839105
1282
7653
SH
SOLE
1150
0
6503
Moody's Corp.
CS
615369105
325
1535
SH
SOLE
90
0
1445
Motorola Solutions
CS
620076307
234
1760
SH
SOLE
422
0
1338
MPTV Inc
CS
553424409
0
11129
SH
SOLE
0
0
11129
Mueller Water Products Inc
CS
624758108
181
22582
SH
SOLE
2450
0
20132
Nestle SA ADR
CS
641069406
2456
23849
SH
SOLE
9752
0
14097
NetEase.com Inc
CS
64110W102
1046
3260
SH
SOLE
3260
0
0
Netflix Inc.
CS
64110L106
3687
9819
SH
SOLE
0
0
9819
Newell Rubbermaid Company
CS
651229106
655
49351
SH
SOLE
854
0
48497
Newmont Mining
CS
651639106
221
4884
SH
SOLE
0
0
4884
NextEra Energy
CS
65339F101
20045
83306
SH
SOLE
23534
0
59772
Nidec Corp ADR
CS
654090109
722
27804
SH
SOLE
27800
0
4
Nike Inc.
CS
654106103
11668
141021
SH
SOLE
20260
0
120761
Nintendo ADR
CS
654445303
891
18501
SH
SOLE
18500
0
1
NiSource Industries Inc.
CS
65473P105
359
14366
SH
SOLE
1025
0
13341
Norfolk Southern
CS
655844108
663
4541
SH
SOLE
0
0
4541
North Bud Farms Inc
CS
658043104
5
55000
SH
SOLE
0
0
55000
Northrop Grumman Corp
CS
666807102
4160
13748
SH
SOLE
659
0
13089
Novartis AG ADR
CS
66987V109
1042
12643
SH
SOLE
9299
0
3344
Novo-Nordisk ADR
CS
670100205
743
12336
SH
SOLE
10125
0
2211
Nvidia Corp.
CS
67066G104
1057
4009
SH
SOLE
3251
0
758
Occidental Petroleum
CS
674599105
181
15640
SH
SOLE
8938
0
6702
Omnicom Group
CS
681919106
449
8186
SH
SOLE
620
0
7566
Oracle Corp
CS
68389X105
8370
173181
SH
SOLE
50003
0
123178
P10 Holdings Inc.
CS
69372u207
42
23900
SH
SOLE
0
0
23900
Palo Alto Networks Inc.
CS
697435105
2161
13182
SH
SOLE
12645
0
537
Parker-Hannifin
CS
701094104
829
6389
SH
SOLE
68
0
6321
Paychex Inc
CS
704326107
264
4194
SH
SOLE
0
0
4194
Paycom Software Inc
CS
70432v102
884
4374
SH
SOLE
969
0
3405
PayPal Holdings, Inc
CS
70450y103
1933
20195
SH
SOLE
8387
0
11808
PepsiCo, Inc.
CS
713448108
17736
147676
SH
SOLE
35811
0
111865
PepsiCo, Inc.
CS
713448108
1033
8600
SH
Call
SOLE
8300
0
300
Pernod Ricard Sa ADR
CS
714264207
807
28151
SH
SOLE
13600
0
14551
Pfizer Inc
CS
717081103
5106
156440
SH
SOLE
64370
0
92070
Philip Morris Int'l
CS
718172109
1341
18383
SH
SOLE
1000
0
17383
Phillips 66
CS
718546104
412
7672
SH
SOLE
719
0
6953
PNC Financial Services Group
CS
693475105
245
2564
SH
SOLE
125
0
2439
Pool Corp.
CS
73278L105
1107
5628
SH
SOLE
885
0
4743
Pop n Go Inc
CS
732816103
0
1847297
SH
SOLE
0
0
1847297
Procter & Gamble
CS
742718109
8371
76103
SH
SOLE
17081
0
59022
Progressive Corp
CS
743315103
1123
15209
SH
SOLE
0
0
15209
Prudential PLC ADR
CS
74435K204
378
15255
SH
SOLE
14181
0
1074
Public Storage Inc.
CS
74460D109
241
1211
SH
SOLE
192
0
1019
PulteGroup Inc
CS
745867101
200
8971
SH
SOLE
0
0
8971
Pure Cycle Corp
CS
746228303
3167
284026
SH
SOLE
284026
0
0
PVH Corp
CS
693656100
300
7974
SH
SOLE
195
0
7779
Qualcomm Incorporated
CS
747525103
17105
252839
SH
SOLE
42883
0
209956
Qualcomm Incorporated
CS
747525103
392
5800
SH
Put
SOLE
0
0
5800
Qualys Inc
CS
74758T303
859
9870
SH
SOLE
1815
0
8055
Quest Diagnostics Inc
CS
74834L100
211
2628
SH
SOLE
198
0
2430
Raymond James Financial
CS
754730109
644
10187
SH
SOLE
1495
0
8692
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Company
CS
755111507
10286
78428
SH
SOLE
15446
0
62982
ResMed Inc
CS
761152107
2147
14580
SH
SOLE
1415
0
13165
Rineon Group Inc
CS
766795108
0
28784
SH
SOLE
0
0
28784
Roche Holding ADR
CS
771195104
804
19822
SH
SOLE
15262
0
4560
Roper Industries
CS
776696106
2017
6468
SH
SOLE
582
0
5886
Royal Dutch Shell PLC ADR B
CS
780259107
368
11264
SH
SOLE
900
0
10364
RPM Inc.
CS
749685103
704
11828
SH
SOLE
2653
0
9175
S S & C Technologies Inc
CS
78467J100
380
8662
SH
SOLE
973
0
7689
Salesforce.com
CS
79466L302
1789
12427
SH
SOLE
8583
0
3844
SAP SE Spon ADR
CS
803054204
844
7639
SH
SOLE
3644
0
3995
SBA Communications
CS
78410g104
272
1007
SH
SOLE
422
0
585
Schlumberger Limited
CS
806857108
786
58261
SH
SOLE
20336
0
37925
ServiceNow Inc
CS
81762p102
3169
11058
SH
SOLE
4651
0
6407
Sherwin Williams Company
CS
824348106
18410
40064
SH
SOLE
1759
0
38305
Sherwin Williams Company
CS
824348106
873
1900
SH
Call
SOLE
1900
0
0
Shiseido Ltd ADR
CS
824841407
414
7002
SH
SOLE
7000
0
2
Shopify Inc
CS
82509l107
640
1536
SH
SOLE
120
0
1416
Sika AG ADR
CS
82674r103
410
24745
SH
SOLE
0
0
24745
Sionix Corp
CS
829400100
0
75000
SH
SOLE
0
0
75000
Skyworks Solutions Inc.
CS
83088M102
823
9209
SH
SOLE
1645
0
7564
Smith & Nephew Plc ADR
CS
83175M205
531
14809
SH
SOLE
0
0
14809
Snap-On Inc
CS
833034101
363
3334
SH
SOLE
364
0
2970
Starbucks Corp
CS
855244109
1922
29238
SH
SOLE
0
0
29238
Starbucks Corp
CS
855244109
1052
16000
SH
Call
SOLE
15500
0
500
Starbucks Corp
CS
855244109
493
7500
SH
Put
SOLE
0
0
7500
State Street Corp.
CS
857477103
696
13058
SH
SOLE
400
0
12658
Steris Plc
CS
g8473t100
1582
11299
SH
SOLE
1405
0
9894
Steris Plc
CS
g8473t100
70
500
SH
Call
SOLE
0
0
500
Sterling Bancorp Del
CS
85917a100
135
12902
SH
SOLE
1001
0
11901
Stryker Corp.
CS
863667101
851
5110
SH
SOLE
0
0
5110
Sumitomo Mitsui ADR
CS
86562M209
50
10454
SH
SOLE
1539
0
8915
Sun Communitys Inc
CS
866674104
763
6109
SH
SOLE
1000
0
5109
Synopsys Inc
CS
871607107
1518
11783
SH
SOLE
1549
0
10234
T. Rowe Price Associates Inc
CS
74144T108
823
8425
SH
SOLE
570
0
7855
Taiwan Semiconductor Manufactu
CS
874039100
1111
23253
SH
SOLE
240
0
23013
Take Two Interactive
CS
874054109
716
6035
SH
SOLE
1040
0
4995
Takeda Pharmaceutical
CS
874060205
367
24207
SH
SOLE
19450
0
4757
Tal International Group
CS
874080104
485
9100
SH
SOLE
9100
0
0
Target
CS
87612E106
342
3674
SH
SOLE
0
0
3674
TE Connectivity
CS
H84989104
421
6688
SH
SOLE
1637
0
5051
Teledyne Technologies Inc
CS
879360105
906
3049
SH
SOLE
505
0
2544
Tencent Holdings Ltd ADR
CS
88032Q109
1888
38469
SH
SOLE
22750
0
15719
Tesla Inc.
CS
88160r101
927
1769
SH
SOLE
85
0
1684
Tesla Inc.
CS
88160r101
1100
2100
SH
Call
SOLE
0
0
2100
Texas Instruments
CS
882508104
1538
15387
SH
SOLE
808
0
14579
The Meet Group, Inc.
CS
58513u101
215
36680
SH
SOLE
36680
0
0
The Wendy's Company
CS
95058W100
367
24661
SH
SOLE
0
0
24661
Theratechnologies Inc
CS
88338h100
77
47923
SH
SOLE
0
0
47923
Thermo Fisher Scientific Inc
CS
883556102
743
2620
SH
SOLE
317
0
2303
Tivo Corp.
CS
88870p106
89
12628
SH
SOLE
0
0
12628
TJX Companies Inc
CS
872540109
508
10620
SH
SOLE
975
0
9645
Toro Co
CS
891092108
1258
19330
SH
SOLE
0
0
19330
Trane Technologies PLC
CS
g8994e103
797
9653
SH
SOLE
0
0
9653
Travelers Companies Inc
CS
89417E109
951
9575
SH
SOLE
1000
0
8575
Treehouse Foods Inc
CS
89469A104
221
5012
SH
SOLE
614
0
4398
Tricida Inc
CS
89610f101
597
27148
SH
SOLE
0
0
27148
Tyler Technologies Inc
CS
902252105
5224
17615
SH
SOLE
115
0
17500
Tyler Technologies Inc
CS
902252105
1038
3500
SH
Put
SOLE
0
0
3500
Ultra Petroleum Corp
CS
903914208
2
24696
SH
SOLE
0
0
24696
Under Armour Inc
CS
904311206
140
17400
SH
SOLE
0
0
17400
Under Armour Inc
CS
904311107
161
17500
SH
SOLE
0
0
17500
Unilever NV Shares
CS
904784709
554
11355
SH
SOLE
9230
0
2125
Union Pacific Corp
CS
907818108
2218
15726
SH
SOLE
7301
0
8425
United Parcel Service Inc.
CS
911312106
5984
64057
SH
SOLE
12837
0
51220
United Technologies
CS
913017109
5912
62675
SH
SOLE
14991
0
47684
UnitedHealth Group Inc
CS
91324P102
23341
93598
SH
SOLE
21831
0
71767
UnitedHealth Group Inc
CS
91324P102
324
1300
SH
Put
SOLE
0
0
1300
US Bancorp
CS
902973304
994
28859
SH
SOLE
24498
0
4361
Varian Medical Systems Inc.
CS
92220P105
783
7630
SH
SOLE
1175
0
6455
Verizon Communications
CS
92343V104
14986
278910
SH
SOLE
45979
0
232931
Verizon Communications
CS
92343V104
811
15100
SH
Put
SOLE
0
0
15100
Visa Inc Cl A
CS
92826C839
41957
260410
SH
SOLE
186651
0
73759
Visa Inc Cl A
CS
92826C839
1225
7600
SH
Call
SOLE
5700
0
1900
Vulcan Materials
CS
929160109
4254
39363
SH
SOLE
0
0
39363
W. W. Grainger Inc
CS
384802104
252
1016
SH
SOLE
0
0
1016
Wal Mart de Mexico ADR
CS
93114W107
782
33655
SH
SOLE
19100
0
14555
Walgreen Boots Alliance Inc
CS
931427108
405
8849
SH
SOLE
500
0
8349
Walmart Inc
CS
931142103
4927
43361
SH
SOLE
21457
0
21905
Waste Management Inc
CS
94106L109
257
2775
SH
SOLE
0
0
2775
WEC Energy Group Inc.
CS
92939u106
372
4221
SH
SOLE
680
0
3541
Wells Fargo & Company
CS
949746101
6100
212530
SH
SOLE
60903
0
151627
Weyerhauser Corporation
CS
962166104
1542
90947
SH
SOLE
35604
0
55343
Williams Companies, Inc.
CS
969457100
1356
95841
SH
SOLE
0
0
95841
Xilinx Inc
CS
983919101
5891
75583
SH
SOLE
18680
0
56903
Xylem Inc
CS
98419M100
987
15148
SH
SOLE
2892
0
12256
Yum China Holdings Inc
CS
98850p109
554
12992
SH
SOLE
434
0
12558
Yum! Brands Inc.
CS
988498101
1028
15002
SH
SOLE
428
0
14574
Zebra Technologies Inc. Cl A
CS
989207105
705
3840
SH
SOLE
675
0
3165
Zimmer Biomet Holdings Inc
CS
98956p102
352
3483
SH
SOLE
127
0
3356
Zimmer Biomet Holdings Inc
CS
98956p102
131
1300
SH
Put
SOLE
0
0
1300
Zoetis Inc
CS
98978V103
515
4380
SH
SOLE
818
0
3562
Inventrust PPTYs Corp
RE
46124j102
38
12175
SH
SOLE
0
0
12175
KBS Real Estate Investment Tru
RE
48243c109
59
15438
SH
SOLE
0
0
15438
Pacific Oak Strategic Oppurtun
RE
694701103
160
15061
SH
SOLE
0
0
15061
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
144
27824
SH
SOLE
0
0
27824
Schwab US REIT
RE
808524847
751
22945
SH
SOLE
0
0
22945
Vanguard REIT Viper Index Seri
RE
922908553
4206
60211
SH
SOLE
0
0
60211
Evergreen Energy Wts. 12/31/49
WT
999z85197
0
56285
SH
SOLE
56285
0
0
Evergreen Energy Wts. 7/29/10
WT
300990116
0
500000
SH
SOLE
500000
0
0
Evergreen Energy Wts. 8/1/11
WT
999z85189
0
28143
SH
SOLE
28143
0
0
Evergreen Energy Wts. 8/1/11
WT
999z85205
0
28143
SH
SOLE
28143
0
0
BNS MID 10-15-21 20 buff
SE
064159nx0
6403
7760000
SH
SOLE
50000
0
7710000
BNS MXEA 2-7-22 20 buff
SE
064159ps9
1464
1635000
SH
SOLE
0
0
1635000
BNS MXEF 10-15-21 20 buff
SE
064159nw2
4219
5080000
SH
SOLE
200000
0
4880000
C SPX 2-7-22 20 buff
SE
17327tzp4
2416
2715000
SH
SOLE
40000
0
2675000
CS SPX 8-10-20 10 buff
SE
22552fay8
68
73000
SH
SOLE
0
0
73000
GS MID 12-24-20 20 buff
SE
40055qgf3
1516
1825000
SH
SOLE
50000
0
1775000
GS MID 2-9-22 20 buff
SE
40056fzu2
954
1180000
SH
SOLE
0
0
1180000
GS MID 5-13-21 20 buff
SE
40056egh5
1776
2110000
SH
SOLE
100000
0
2010000
GS MID 6-11-20 20 buff
SE
40055ab71
1621
1815000
SH
SOLE
0
0
1815000
GS MXEF 12-24-20 20 buff
SE
40055qgd8
842
985000
SH
SOLE
0
0
985000
GS MXEF 6-16-21 20 buff
SE
40056emz8
7924
8765000
SH
SOLE
325000
0
8440000
GS RTY 5-21-20 10 buff
SE
40054kpk6
4948
5045000
SH
SOLE
1090000
0
3955000
GS SPX 8-11-22 20 buff
SE
40056yj88
7056
8615000
SH
SOLE
1065000
0
7550000
HSBC SPX 5-6-20 10 buff
SE
40435ugs7
98
100000
SH
SOLE
0
0
100000
JPM MXEA 6-16-21 20 buff
SE
48130wks9
7647
8090000
SH
SOLE
575000
0
7515000
JPM MXEF 6-8-22 20 buff
SE
48132hex6
1866
2225000
SH
SOLE
100000
0
2125000
JPM SPX 12-21-20 15 buff
SE
48130u6m2
90
96000
SH
SOLE
0
0
96000
JPM SPX 12-23-20 20 buff
SE
48129m3s3
2320
2355000
SH
SOLE
75000
0
2280000
JPM SX5E 5-11-20 10 buff
SE
48130wbe0
3754
4040000
SH
SOLE
0
0
4040000
MS MXEA 10-15-21 20 buff
SE
61768d6j9
2903
3390000
SH
SOLE
300000
0
3090000
MS MXEA 6-8-22 20 buff
SE
61769h3r4
1280
1560000
SH
SOLE
225000
0
1335000
MS MXEA 8-15-22 20 buff
SE
61770fle4
1585
1975000
SH
SOLE
0
0
1975000
MS SPX 5-13-21 20 buff
SE
61768drj6
3794
3905000
SH
SOLE
175000
0
3730000
MS SPX 6-11-20 20 buff
SE
61768cwj2
1591
1545000
SH
SOLE
125000
0
1420000
RBC EEM 6-11-20 15 buff
SE
78013xca4
1732
2025000
SH
SOLE
0
0
2025000
RBC EFA 6-11-20 15 buff
SE
78013xcb2
941
1075000
SH
SOLE
0
0
1075000
RBC RTY 10-15-21 20 buff
SE
78013x5m6
3065
3850000
SH
SOLE
30000
0
3820000
RBC RTY 12-24-20 20 buff
SE
78013xmz8
1358
1700000
SH
SOLE
25000
0
1675000
RBC RTY 2-7-22 20 buff
SE
78013xye2
946
1175000
SH
SOLE
0
0
1175000
RBC SPX 10-15-21 20 buff
SE
78013x5l8
8663
9410000
SH
SOLE
510000
0
8900000
RBC SPX 6-16-21 20 buff
SE
78013xue6
12634
12415000
SH
SOLE
400000
0
12015000
RBC SPX 8-13-20 20 buff
SE
78013xfu7
4094
3917000
SH
SOLE
0
0
3917000
RBC SX5E 8-13-20 15 abs ret bu
SE
78013xft0
4421
4637000
SH
SOLE
0
0
4637000
TD SPX 10-27-20 12.5 buff
SE
89114qhz4
81
83000
SH
SOLE
0
0
83000
WFC SPX 11-25-20 12.5 buff
SE
95001h4y4
24
27000
SH
SOLE
0
0
27000
Bristol Myers Squibb Co Rt
RT
110122157
42
11182
SH
SOLE
992
0
10190
Energy Transfer LP
ML
29273v100
2279
495489
SH
SOLE
18449
0
477040
Enterprise Products Ptnrs
ML
293792107
5221
365134
SH
SOLE
18556
0
346578
EQM Midstream Partners LP
ML
26885b100
632
53539
SH
SOLE
732
0
52807
Genesis Energy LP
ML
371927104
410
104698
SH
SOLE
0
0
104698
JPMorgan Alerian MLP Index
ML
46625H365
816
90348
SH
SOLE
18400
0
71948
Magellan Midstream Ptnrs LP
ML
559080106
4585
125658
SH
SOLE
9177
0
116481
MPLX LP
ML
55336V100
1036
89129
SH
SOLE
6900
0
82229
Nextera Energy Partners Lp
ML
65341b106
1903
44246
SH
SOLE
3750
0
40496
Phillips 66 Partners LP Common
ML
718549207
1693
46466
SH
SOLE
2400
0
44066
Plains Group Holdings LP Cla
ML
72651a207
605
107919
SH
SOLE
1800
0
106119
Tallgrass Energy LP Class A
ML
874696107
323
19617
SH
SOLE
0
0
19617
Targa Resources Prtns Com St
ML
87612G101
691
100057
SH
SOLE
11500
0
88557
UBS E-TRACS Alerian MLP Infras
ML
902641646
4864
597576
SH
SOLE
16972
0
580604
Western Midstream Partners LP
ML
958669103
335
103371
SH
SOLE
0
0
103371
Deutsche X Tracks MSCI EAFE
EE
233051200
2839
105927
SH
SOLE
19492
0
86435
First Tr Value Line Dividend I
EE
33734H106
221
7985
SH
SOLE
0
0
7985
Invesco QQQ Trust
EE
46090E103
20450
107403
SH
SOLE
21567
0
85837
Invesco S&P 500 Healthcare
EE
46137V332
7131
37696
SH
SOLE
1840
0
35856
iShares Commodities Select Str
EE
46431w853
242
10764
SH
SOLE
0
0
10764
iShares EAFE Value ETF
EE
464288877
488
13666
SH
SOLE
0
0
13666
iShares FTSE/Xinhua China25 In
EE
464287184
529
14088
SH
SOLE
0
0
14088
iShares Russell Mid Cap Growth
EE
464287481
1112
9148
SH
SOLE
0
0
9148
iShares Russell Mid Cap Index
EE
464287499
1462
33867
SH
SOLE
0
0
33867
iShares Russell Mid Cap Value
EE
464287473
1125
17561
SH
SOLE
0
0
17561
iShares Select Dividend ETF
EE
464287168
3259
44316
SH
SOLE
950
0
43366
iShares US Home Construction
EE
464288752
984
34000
SH
SOLE
20000
0
14000
JP Morgan Diversified Ret Intl
EE
46641q209
625
14453
SH
SOLE
0
0
14453
JPM Diversified EM Mkts Etf
EE
46641q308
208
5247
SH
SOLE
0
0
5247
Schwab US Large Cap ETF
EE
808524201
7267
118646
SH
SOLE
19486
0
99160
Schwab US Mid-Cap ETF
EE
808524508
1289
30580
SH
SOLE
5046
0
25534
Schwab US Small-Cap ETF
EE
808524607
1092
21200
SH
SOLE
2477
0
18723
SPDR Dow Jones Indl Avg ETF Se
EE
78467X109
993
4530
SH
SOLE
2150
0
2380
SPDR Euro STOXX 50 ETF
EE
78463X202
1635
55415
SH
SOLE
1605
0
53810
SPDR Financial Index
EE
81369Y605
501
24075
SH
SOLE
0
0
24075
SPDR S&P 500 ETF
EE
78462F103
99715
386868
SH
SOLE
32128
0
354740
SPDR S&P 500 ETF
EE
78462F103
644
2500
SH
Call
SOLE
0
0
2500
SPDR S&P Bank ETF
EE
78464a797
1195
44315
SH
SOLE
2664
0
41651
SPDR S&P Biotech
EE
78464A870
804
10377
SH
SOLE
0
0
10377
SPDR S&P Dividend ETF
EE
78464A763
21942
274756
SH
SOLE
32101
0
242655
SPDR S&P Int'l Small Cap Fd
EE
78463X871
1002
43988
SH
SOLE
508
0
43480
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
47846
182006
SH
SOLE
16714
0
165292
SPDR Technology Index
EE
81369Y803
355
4419
SH
SOLE
0
0
4419
SPDR Technology Index
EE
81369Y803
482
6000
SH
Put
SOLE
0
0
6000
Vaneck Vectors ETF TR
EE
92189f106
864
37501
SH
SOLE
0
0
37501
Vaneck Vectors ETF TR
EE
92189f700
436
8488
SH
SOLE
1200
0
7288
Vanguard Dividend Appreciation
EE
921908844
837
8093
SH
SOLE
400
0
7693
Vanguard Europe ETF
EE
922042874
2308
53336
SH
SOLE
238
0
53098
Vanguard FTSE All-World Ex-US
EE
922042775
924
22514
SH
SOLE
0
0
22514
Vanguard FTSE Developed Mkts E
EE
921943858
12650
379420
SH
SOLE
6243
0
373177
Vanguard FTSE Emerging Mkts ET
EE
922042858
15992
476662
SH
SOLE
26837
0
449825
Vanguard Growth ETF
EE
922908736
717
4575
SH
SOLE
0
0
4575
Vanguard Index Fds S&p 500
EE
922908363
425
1796
SH
SOLE
120
0
1676
Vanguard Information Technolog
EE
92204A702
3425
16163
SH
SOLE
946
0
15217
Vanguard Large Cap ETF
EE
922908637
1413
11927
SH
SOLE
0
0
11927
Vanguard Mid Cap Vipers Index
EE
922908629
1135
8620
SH
SOLE
96
0
8524
Vanguard Russell 1000 ETF
EE
92206c730
4239
36155
SH
SOLE
0
0
36155
Vanguard Small Cap ETF
EE
922908751
1158
10030
SH
SOLE
0
0
10030
Vanguard Small Cap Growth
EE
922908595
237
1578
SH
SOLE
0
0
1578
Vanguard Small Cap Value Fund
EE
922908611
447
5038
SH
SOLE
0
0
5038
Vanguard Tot Stock Mrkt ETF
EE
922908769
21574
167358
SH
SOLE
0
0
167358
Vanguard Value ETF
EE
922908744
410
4599
SH
SOLE
0
0
4599
WisdomTree Int'l Small Cap Div
EE
97717W760
3661
76182
SH
SOLE
1775
0
74407
Wisdomtree Midcap Dividend
EE
97717w505
4907
203097
SH
SOLE
3220
0
199877
Fidelity MSCI Real Estate ETF
EZ
316092857
1213
58326
SH
SOLE
750
0
57576
GS Activebeta Large Cap ETF
EZ
381430503
5771
110584
SH
SOLE
4924
0
105660
Invesco Dynamic Building and C
EZ
46137V779
1481
67219
SH
SOLE
8651
0
58568
iShares Core MSCI EAFE
EZ
46432f842
29023
581740
SH
SOLE
14850
0
566889
iShares Core MSCI Emerging Mkt
EZ
46434g103
27641
683010
SH
SOLE
26008
0
657002
IShares Core S&P Total US Stoc
EZ
464287150
594
10390
SH
SOLE
785
0
9605
iShares Dow Jones US RE Index
EZ
464287739
964
13861
SH
SOLE
175
0
13686
iShares MSCI EAFE Index
EZ
464287465
13883
259698
SH
SOLE
16975
0
242723
iShares MSCI EAFE Small Cap In
EZ
464288273
5678
126667
SH
SOLE
6447
0
120220
iShares MSCI Emerg Mkts Indx F
EZ
464287234
5800
169930
SH
SOLE
21463
0
148467
iShares Russell 1000
EZ
464287622
1027
7255
SH
SOLE
0
0
7255
iShares Russell 1000 Growth In
EZ
464287614
25524
169426
SH
SOLE
5790
0
163636
iShares Russell 1000 Value Ind
EZ
464287598
15155
152799
SH
SOLE
4133
0
148666
iShares Russell 2000 Growth In
EZ
464287648
8847
55932
SH
SOLE
3262
0
52670
iShares Russell 2000 Index
EZ
464287655
31417
274484
SH
SOLE
9590
0
264894
iShares Russell 2000 Value Ind
EZ
464287630
6170
75211
SH
SOLE
2934
0
72277
iShares S&P 500 Growth
EZ
464287309
18819
114021
SH
SOLE
8619
0
105403
iShares S&P 500 Index
EZ
464287200
171082
662084
SH
SOLE
19333
0
642750
iShares S&P Barra Value Index
EZ
464287408
27555
286291
SH
SOLE
3168
0
283123
iShares S&P Mid Cap 400 Growth
EZ
464287606
22750
127481
SH
SOLE
7143
0
120338
iShares S&P Mid Cap 400 Value
EZ
464287705
16141
147072
SH
SOLE
6490
0
140582
iShares S&P Mid Cap Index
EZ
464287507
40713
283002
SH
SOLE
7357
0
275646
iShares S&P Small Cap 600 Grow
EZ
464287887
2805
20347
SH
SOLE
3441
0
16906
iShares S&P Small Cap 600 Valu
EZ
464287879
3053
30546
SH
SOLE
3450
0
27096
iShares S&P Small Cap Index
EZ
464287804
27092
482840
SH
SOLE
55938
0
426901
iShares Tr MSCI AC Asia Ex Jap
EZ
464288182
1442
24142
SH
SOLE
0
0
24142
Ishares Trust High Dividend Eq
EZ
46429B663
332
4634
SH
SOLE
0
0
4634