0001040197-20-000004.txt : 20200416 0001040197-20-000004.hdr.sgml : 20200416 20200416133024 ACCESSION NUMBER: 0001040197-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200416 DATE AS OF CHANGE: 20200416 EFFECTIVENESS DATE: 20200416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 20795809 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040197 XXXXXXXX 03-31-2020 03-31-2020 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich 216-920-4965 Bryan Gregorich Cleveland OH 04-16-2020 0 573 2450337 false INFORMATION TABLE 2 033120inftable.xml 3M Company CS 88579Y101 1453 10643 SH SOLE 990 0 9653 A T & T Corp New CS 00206R102 14276 489759 SH SOLE 105503 0 384256 Abbott Laboratories CS 002824100 21794 276194 SH SOLE 65326 0 210868 AbbVie Inc. CS 00287Y109 6567 86192 SH SOLE 32983 0 53209 Accenture PLC Cl A CS G1151C101 3225 19752 SH SOLE 3500 0 16252 Activision Blizzard Inc CS 00507V109 345 5805 SH SOLE 572 0 5233 Adobe Inc CS 00724F101 14250 44778 SH SOLE 8592 0 36186 Adobe Inc CS 00724F101 2450 7700 SH Put SOLE 0 0 7700 Advanced Micro Devices Inc. CS 007903107 600 13193 SH SOLE 10652 0 2541 Aerojet Rocketdyne Holdings In CS 007800105 512 12233 SH SOLE 0 0 12233 Affiliated Managers CS 008252108 1385 23421 SH SOLE 22357 0 1064 Agilent Technologies CS 00846U101 327 4563 SH SOLE 0 0 4563 AIA Group Ltd ADR CS 001317205 830 23065 SH SOLE 154 0 22911 Air Products & Chemicals Inc CS 009158106 1259 6307 SH SOLE 3277 0 3030 Akamai Tech CS 00971T101 1570 17162 SH SOLE 1370 0 15792 Albireo Pharma Inc CS 01345p106 190 11580 SH SOLE 11380 0 200 Alcon Inc. CS h01301128 1219 23980 SH SOLE 14400 0 9580 Alexandria Real Estate Equitie CS 015271109 240 1754 SH SOLE 170 0 1584 Alexion Pharmaceuticals Inc CS 015351109 264 2945 SH SOLE 393 0 2552 Alibaba Group Holding Limited CS 01609w102 24885 127958 SH SOLE 125292 0 2666 Allegion Plc CS g0176j109 504 5477 SH SOLE 658 0 4819 Allergan PLC CS G0177J108 3388 19129 SH SOLE 4178 0 14951 Allstate Corp CS 020002101 298 3254 SH SOLE 216 0 3038 Alphabet Inc Class A CS 02079k305 27423 23601 SH SOLE 17882 0 5719 Alphabet Inc Class A CS 02079k305 930 800 SH Call SOLE 800 0 0 Alphabet Inc Class C CS 02079k107 44421 38201 SH SOLE 28390 0 9811 Altria Group Inc. CS 02209S103 1618 41851 SH SOLE 17799 0 24052 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amadeus IT Holding SA ADR CS 02263T104 320 6829 SH SOLE 0 0 6829 Amazon.com CS 023135106 59655 30597 SH SOLE 22082 0 8515 America Movil SA de CV ADR Ser CS 02364W105 549 46600 SH SOLE 0 0 46600 American Express CS 025816109 2591 30270 SH SOLE 7313 0 22957 American Tower CS 03027X100 11185 51368 SH SOLE 31632 0 19736 American Water Works CS 030420103 268 2238 SH SOLE 0 0 2238 Ameriprise Financial Inc CS 03076C106 509 4970 SH SOLE 846 0 4124 Amerisource Bergen Corp. CS 03073E105 284 3209 SH SOLE 103 0 3106 Ametek Inc CS 031100100 1465 20344 SH SOLE 375 0 19969 Amgen Inc CS 031162100 16099 79411 SH SOLE 19148 0 60263 Amphenol Corp CS 032095101 242 3316 SH SOLE 669 0 2647 Anheuser-Busch InBev CS 03524A108 456 10331 SH SOLE 9980 0 351 Antero Midstream Corp CS 03676b102 51 24103 SH SOLE 0 0 24103 Anthem, Inc CS 036752103 443 1952 SH SOLE 0 0 1952 Apple Inc CS 037833100 62465 245645 SH SOLE 75989 0 169657 Apple Inc CS 037833100 1246 4900 SH Call SOLE 3700 0 1200 Apple Inc CS 037833100 102 400 SH Call SOLE 0 0 400 Apple Inc CS 037833100 458 1800 SH Put SOLE 1000 0 800 Applied Industrial Technologie CS 03820C105 912 19950 SH SOLE 0 0 19950 Applied Materials CS 038222105 216 4724 SH SOLE 2675 0 2049 AptarGroup Inc CS 038336103 203 2043 SH SOLE 0 0 2043 Aramark CS 03852u106 366 18335 SH SOLE 2224 0 16111 Archer Daniels Midland Co. CS 039483102 1809 51419 SH SOLE 0 0 51419 ASML Holding N.V. CS N07059210 707 2702 SH SOLE 0 0 2702 Assurant Inc CS 04621X108 204 1957 SH SOLE 357 0 1600 Athersys Inc. CS 04744L106 527 175586 SH SOLE 137300 0 38286 Atlas Copco AB ADR CS 049255706 493 14832 SH SOLE 0 0 14832 Atlas Corp CS y0436q109 140 18178 SH SOLE 0 0 18178 AtriCure Inc CS 04963c209 254 7571 SH SOLE 956 0 6615 Australis Capital Inc CS 05259r107 10 70000 SH SOLE 0 0 70000 Autodesk CS 052769106 219 1406 SH SOLE 502 0 904 Automatic Data Processing CS 053015103 1068 7813 SH SOLE 2104 0 5709 Autozone Inc CS 053332102 426 503 SH SOLE 31 0 472 Avery Dennison CS 053611109 764 7498 SH SOLE 1435 0 6063 Baidu ADR CS 056752108 1506 14938 SH SOLE 0 0 14938 Bain Capital Specialty Finance CS 05684b107 149 16045 SH SOLE 0 0 16045 Bank of America Corp CS 060505104 10607 499639 SH SOLE 153007 0 346632 Baxter International CS 071813109 1021 12581 SH SOLE 1800 0 10781 Becton Dickinson & Company CS 075887109 742 3228 SH SOLE 319 0 2909 Berkshire Hathaway CS 084670108 1360 5 SH SOLE 0 0 5 Berkshire Hathaway Class B CS 084670702 11629 63606 SH SOLE 13139 0 50467 Berkshire Hathaway Class B CS 084670702 1006 5500 SH Call SOLE 5300 0 200 Berkshire Htwy Cla100 Shs 1 Wh CS 084990175 2992 1100 SH SOLE 200 0 900 Biogen Inc CS 09062X103 289 914 SH SOLE 142 0 772 Biomoda Inc- Bankrupt Eff 4/14 CS 090627100 0 10000 SH SOLE 0 0 10000 Blackrock Inc CS 09247X101 3961 9002 SH SOLE 317 0 8685 Blackstone Group Inc CS 09260d107 1259 27625 SH SOLE 17750 0 9875 Boeing Company CS 097023105 5414 36302 SH SOLE 6334 0 29968 Booking Holdings Inc CS 09857l108 8496 6315 SH SOLE 428 0 5887 Booz Allen Hamilton Holding CS 099502106 728 10605 SH SOLE 2000 0 8605 BP Amoco PLC ADR CS 055622104 4131 169388 SH SOLE 27259 0 142129 Bristol-Myers Squibb CS 110122108 8371 150179 SH SOLE 45940 0 104239 Broadcom Inc CS 11135F101 6656 28074 SH SOLE 7397 0 20677 BRP Group Inc Cl A CS 05589g102 435 41234 SH SOLE 1190 0 40044 Burlington Stores Inc CS 122017106 751 4740 SH SOLE 835 0 3905 CACI International Inc CS 127190304 206 974 SH SOLE 179 0 795 Cadence Design Systems CS 127387108 954 14440 SH SOLE 0 0 14440 Cadence Design Systems CS 127387108 258 3900 SH Put SOLE 0 0 3900 Cadence Design Systems CS 127387108 693 10500 SH Put SOLE 0 0 10500 Campbell Soup Company CS 134429109 806 17451 SH SOLE 7603 0 9848 Canadian Pacific Railway CS 13645T100 755 3440 SH SOLE 0 0 3440 Cardiovascular Systems Inc CS 141619106 425 12076 SH SOLE 1470 0 10606 Caterpillar Inc CS 149123101 511 4405 SH SOLE 51 0 4355 CDW Corporation CS 12514G108 268 2877 SH SOLE 0 0 2877 Cedar Fair LP CS 150185106 302 16446 SH SOLE 0 0 16446 Centene CS 15135B101 741 12470 SH SOLE 732 0 11738 Charles River Laboratories Int CS 159864107 970 7689 SH SOLE 1330 0 6359 Charles Schwab CS 808513105 948 28188 SH SOLE 19097 0 9091 Charter Communications Inc CS 16119p108 1258 2883 SH SOLE 2110 0 773 Chesapeake Energy Corp. CS 165167743 4 21213 SH SOLE 0 0 21213 Chevron Corporation CS 166764100 5729 79060 SH SOLE 15323 0 63737 Chromadex Corporation CS 171077407 35 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 10983 98330 SH SOLE 19941 0 78389 Church & Dwight Co CS 171340102 1089 16965 SH SOLE 2940 0 14025 Ciena Corp. CS 171779309 814 20455 SH SOLE 3800 0 16655 Cigna Corp CS 125523100 384 2167 SH SOLE 129 0 2038 Cincinnati Financial Corporati CS 172062101 1052 13945 SH SOLE 0 0 13945 Cintas Inc. CS 172908105 963 5558 SH SOLE 983 0 4575 Cisco Systems CS 17275R102 18197 462912 SH SOLE 114551 0 348361 Cisco Systems CS 17275R102 1171 29800 SH Call SOLE 29000 0 800 Cisco Systems CS 17275R102 98 2500 SH Call SOLE 0 0 2500 Citigroup CS 172967424 8960 212717 SH SOLE 43195 0 169522 Citrix Systems Inc CS 177376100 1044 7376 SH SOLE 366 0 7010 CMS Energy Corp CS 125896100 334 5693 SH SOLE 880 0 4813 Coca-Cola Co. CS 191216100 3793 85724 SH SOLE 25207 0 60517 Cognizant Technology Solutions CS 192446102 2287 49218 SH SOLE 7374 0 41844 Colgate Palmolive CS 194162103 1144 17240 SH SOLE 435 0 16805 Collateral Loan Security - Ban CS l0c990089 0 36376 SH SOLE 0 0 36376 Comcast Corp. Cl A CS 20030n101 18940 550896 SH SOLE 105330 0 445566 Comcast Corp. Cl A CS 20030n101 1231 35800 SH Call SOLE 26600 0 9200 ConocoPhillips CS 20825C104 633 20538 SH SOLE 2966 0 17572 Constellation Brands Inc. CS 21036P108 6247 43575 SH SOLE 5424 0 38151 Cooper Companies CS 216648402 965 3502 SH SOLE 550 0 2952 Copart Inc CS 217204106 843 12298 SH SOLE 2065 0 10233 Corning, Inc. CS 219350105 412 20053 SH SOLE 531 0 19522 Costco Wholesale Corp CS 22160K105 10955 38422 SH SOLE 4550 0 33872 Crown Castle International Cor CS 22822v101 1309 9066 SH SOLE 7700 0 1366 CSL Limited ADR CS 12637n204 1000 10944 SH SOLE 0 0 10944 CSX Corp CS 126408103 484 8450 SH SOLE 443 0 8007 CVS Health Corp. CS 126650100 10396 175215 SH SOLE 45776 0 129439 Danaher Corp. CS 235851102 4065 29373 SH SOLE 1048 0 28324 Danone ADR CS 23636t100 231 17950 SH SOLE 17300 0 650 Darling Ingredients, Inc. CS 237266101 210 10978 SH SOLE 1345 0 9633 Dassault Systemes ADR CS 237545108 440 2970 SH SOLE 2840 0 130 Deere & Co CS 244199105 1373 9935 SH SOLE 360 0 9575 Dell Technologies C CS 24703l202 310 7842 SH SOLE 569 0 7273 Delta Air Lines CS 247361702 140 4909 SH SOLE 300 0 4609 Delta Air Lines CS 247361702 237 8300 SH Call SOLE 0 0 8300 Dexcom Inc CS 252131107 206 764 SH SOLE 321 0 443 Diageo PLC ADR CS 25243Q205 10359 81493 SH SOLE 22138 0 59355 Digital Turbine Inc CS 25400w102 114 26500 SH SOLE 0 0 26500 Diodes Inc. CS 254543101 840 20675 SH SOLE 3855 0 16820 Disney, Walt Co. CS 254687106 8114 84000 SH SOLE 24953 0 59047 Disney, Walt Co. CS 254687106 1333 13800 SH Call SOLE 10400 0 3400 Disney, Walt Co. CS 254687106 58 600 SH Call SOLE 0 0 600 DocuSign Inc. CS 256163106 2164 23423 SH SOLE 0 0 23423 Dow Inc CS 260557103 283 9662 SH SOLE 410 0 9252 DSV AS ADR CS 26251a108 679 14942 SH SOLE 0 0 14942 DTE Energy CS 233331107 446 4691 SH SOLE 534 0 4157 Duke Energy Corp. CS 26441C204 441 5449 SH SOLE 1399 0 4050 DuPont de Nemours Inc CS 26614n102 904 26510 SH SOLE 334 0 26176 Eaton Corporation CS G29183103 9796 126089 SH SOLE 16446 0 109643 Edwards Lifesciences Corp. CS 28176E108 220 1168 SH SOLE 335 0 833 Electronic Arts CS 285512109 241 2410 SH SOLE 884 0 1526 Emerson Electric CS 291011104 282 5921 SH SOLE 0 0 5921 Enbridge Inc CS 29250n105 237 8147 SH SOLE 2734 0 5413 Entergy Corp CS 29364G103 237 2519 SH SOLE 267 0 2252 EOG Resources CS 26875P101 750 20866 SH SOLE 9956 0 10910 Epam Systems Inc CS 29414b104 61574 331647 SH SOLE 331537 0 110 Equifax Inc. CS 294429105 250 2093 SH SOLE 337 0 1756 Equinix Corp CS 29444U700 403 645 SH SOLE 455 0 190 Escrow GCB GM Bd CS 370escbt1 0 52000 SH SOLE 0 0 52000 Essilor Luxottica ADR CS 297284200 489 9130 SH SOLE 0 0 9130 Estee Lauder CS 518439104 2406 15097 SH SOLE 1803 0 13294 Etsy Inc CS 29786a106 524 13625 SH SOLE 2665 0 10960 Evergy Inc CS 30034W106 264 4802 SH SOLE 426 0 4376 Exelon Corp. CS 30161N101 2023 54961 SH SOLE 3941 0 51020 Experian plc ADR CS 30215c101 775 27835 SH SOLE 0 0 27835 Exxon Mobil Corp CS 30231G102 2893 76181 SH SOLE 26399 0 49782 Exxon Mobil Corp CS 30231G102 581 15300 SH Call SOLE 0 0 15300 Exxon Mobil Corp CS 30231G102 114 3000 SH Put SOLE 0 0 3000 Facebook CS 30303M102 51481 308641 SH SOLE 274172 0 34469 Facebook CS 30303M102 367 2200 SH Put SOLE 0 0 2200 Facebook CS 30303M102 33 200 SH Put SOLE 0 0 200 Factset Research Systems CS 303075105 272 1045 SH SOLE 0 0 1045 Ferrari NV CS n3167y103 388 2543 SH SOLE 0 0 2543 Fidelity National Information CS 31620M106 267 2195 SH SOLE 1500 0 695 Fidelity Natl Finl Inc New CS 31620r303 242 9715 SH SOLE 394 0 9321 First Republic Bank of CA CS 33616C100 678 8240 SH SOLE 1240 0 7000 Forescout Technologies Inc CS 34553d101 371 11730 SH SOLE 0 0 11730 Fortinet Inc CS 34959E109 772 7626 SH SOLE 7623 0 3 Fortive Corporation CS 34959j108 484 8777 SH SOLE 1132 0 7645 Fresenius Medical AG CS 358029106 584 17817 SH SOLE 16259 0 1558 FuelCell CS 35952H601 41 27100 SH SOLE 27100 0 0 Gannett Co Inc CS 36472t109 15 10137 SH SOLE 4547 0 5590 GCB GM Corp Bond Escrow CS 370escbw4 0 27000 SH SOLE 0 0 27000 Geberit AG ADR CS 36840v109 347 7972 SH SOLE 0 0 7972 Generac Holdings CS 368736104 1221 13110 SH SOLE 2510 0 10600 General Dynamics CS 369550108 717 5419 SH SOLE 983 0 4436 General Electric Company CS 369604103 800 100818 SH SOLE 21150 0 79668 Genpact Ltd CS G3922B107 750 25695 SH SOLE 5806 0 19889 Gentherm Inc CS 37253A103 212 6762 SH SOLE 563 0 6199 GetSwift Ltd. 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CS 438516106 14820 110771 SH SOLE 31902 0 78869 Hormel Geo A Co CS 440452100 375 8050 SH SOLE 945 0 7105 Hostess Brands Inc CS 44109j106 142 13295 SH SOLE 1079 0 12216 HP Inc. CS 40434l105 223 12838 SH SOLE 948 0 11890 Huntington Bancshares CS 446150104 722 87986 SH SOLE 19440 0 68546 Huntington Ingalls Inds CS 446413106 835 4580 SH SOLE 818 0 3762 ICON Public Limited Company CS g4705a100 439 3226 SH SOLE 0 0 3226 IDEX Corp CS 45167R104 782 5659 SH SOLE 1025 0 4634 Illinois Tool Works CS 452308109 505 3556 SH SOLE 549 0 3007 Imageware Systems Inc. CS 45245s108 27 166448 SH SOLE 0 0 166448 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 Insulet Corp CS 45784P101 1361 8217 SH SOLE 0 0 8217 Int'l Business Machines Corp. CS 459200101 2811 25336 SH SOLE 5780 0 19556 Intel Corp CS 458140100 20015 369832 SH SOLE 61445 0 308386 Intel Corp CS 458140100 379 7000 SH Put SOLE 0 0 7000 Intelsat S.A. CS l5140p101 48 31200 SH SOLE 31200 0 0 Intercontinental Exchange, Inc CS 45866f104 3548 43935 SH SOLE 1804 0 42131 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuit CS 461202103 1163 5055 SH SOLE 4471 0 584 Intuitive Surgical Inc CS 46120E602 257 519 SH SOLE 173 0 346 J M Smucker CS 832696405 214 1928 SH SOLE 0 0 1928 Jacobs Engineering Group Inc CS 469814107 292 3683 SH SOLE 0 0 3683 Jazz Pharmaceuticals CS G50871105 499 4998 SH SOLE 905 0 4093 Johnson & Johnson CS 478160104 31569 240746 SH SOLE 70713 0 170033 Johnson Controls Intl. PLC CS g51502105 632 23441 SH SOLE 2112 0 21329 JPMorgan Chase & Co. CS 46625H100 25858 287215 SH SOLE 72858 0 214356 JPMorgan Chase & Co. CS 46625H100 648 7200 SH Call SOLE 3700 0 3500 JPMorgan Chase & Co. CS 46625H100 738 8200 SH Call SOLE 6700 0 1500 Kao Corp ADR CS 485537401 414 25300 SH SOLE 25300 0 0 Kellogg Co CS 487836108 1035 17250 SH SOLE 7191 0 10059 Kering SA ADR CS 492089107 455 8705 SH SOLE 8700 0 5 Keysight Technologies CS 49338l103 1192 14246 SH SOLE 1795 0 12451 Kimberly-Clark CS 494368103 2180 17045 SH SOLE 13805 0 3240 Kinder Morgan, Inc. CS 49456B101 10669 766432 SH SOLE 169902 0 596530 L'Oreal Co ADR CS 502117203 551 10518 SH SOLE 9000 0 1518 L3Harris Technologies Inc CS 502431109 1530 8496 SH SOLE 1027 0 7469 Lamb Weston Holdings Inc CS 513272104 692 12127 SH SOLE 2250 0 9877 Lennar Corp CS 526057104 306 8007 SH SOLE 0 0 8007 Lennox International Inc CS 526107107 835 4593 SH SOLE 700 0 3893 Liberty Broadband Corporation CS 530307107 263 2458 SH SOLE 0 0 2458 Liberty Broadband Corporation CS 530307305 736 6644 SH SOLE 336 0 6308 Liberty Global PLC Cl C CS G5480U120 319 20319 SH SOLE 0 0 20319 Liberty Media Corp A SiriusXM CS 531229409 289 9114 SH SOLE 0 0 9114 Liberty Media Corp C CS 531229607 598 18926 SH SOLE 0 0 18926 Lighting Science Group Corp CS 53224g707 0 21244 SH SOLE 0 0 21244 Lilly, Eli Co CS 532457108 1574 11344 SH SOLE 4938 0 6406 Linde PLC Com CS g5494j103 251 1448 SH SOLE 0 0 1448 Link Motion ADR CS 53577l105 31 203500 SH SOLE 203500 0 0 Livent Corporation CS 53814l108 59 11329 SH SOLE 1241 0 10088 Lockheed Martin CS 539830109 7438 21943 SH SOLE 8143 0 13800 Lonza Group LTD CS h50524133 584 1405 SH SOLE 0 0 1405 Lowe's Cos. CS 548661107 7943 92302 SH SOLE 1520 0 90782 Lululemon Athletica CS 550021109 597 3151 SH SOLE 0 0 3151 LVMH ADR CS 502441306 1557 20918 SH SOLE 12000 0 8918 Marathon Petroleum Corp CS 56585A102 1127 47702 SH SOLE 11600 0 36102 Markland Technologies Inc CS 570658203 0 15000 SH SOLE 0 0 15000 Marriott Intl Inc CS 571903202 473 6319 SH SOLE 0 0 6319 Marriott Intl Inc CS 571903202 247 3300 SH Call SOLE 0 0 3300 Marriott Intl Inc CS 571903202 382 5100 SH Put SOLE 0 0 5100 Mastercard CS 57636Q104 30724 127191 SH SOLE 124684 0 2507 Mattel, Inc. CS 577081102 511 58013 SH SOLE 7923 0 50090 McCormick & Co CS 579780206 1688 11954 SH SOLE 3530 0 8424 McDonalds Corp CS 580135101 7529 45532 SH SOLE 12394 0 33139 McKesson HBOC Corp. CS 58155Q103 396 2925 SH SOLE 0 0 2925 Medallia Inc CS 584021109 362 18056 SH SOLE 0 0 18056 Medallia Inc CS 584021109 341 17000 SH Put SOLE 0 0 17000 Medient Studios Inc CS 58471d109 0 100000 SH SOLE 0 0 100000 Medtronic Plc CS g5960l103 7940 88050 SH SOLE 26399 0 61651 Mercadolibre Inc CS 58733R102 462 946 SH SOLE 0 0 946 Merck & Co CS 58933Y105 13383 173945 SH SOLE 21714 0 152231 Merck & Co CS 58933Y105 1154 15000 SH Put SOLE 0 0 15000 Merck & Co CS 58933Y105 2654 34500 SH Put SOLE 0 0 34500 Merck & Co CS 58933Y105 1000 13000 SH Put SOLE 0 0 13000 Mesabi Trust CS 590672101 1010 70600 SH SOLE 70600 0 0 Metlife Inc. CS 59156R108 5556 181750 SH SOLE 43196 0 138554 Mettler-Toledo International CS 592688105 1422 2059 SH SOLE 250 0 1809 Micron Technology CS 595112103 719 17090 SH SOLE 14633 0 2457 Microsoft Corporation CS 594918104 122996 779887 SH SOLE 488757 0 291130 Microsoft Corporation CS 594918104 1120 7100 SH Put SOLE 0 0 7100 Microsoft Corporation CS 594918104 4558 28900 SH Put SOLE 0 0 28900 Microsoft Corporation CS 594918104 789 5000 SH Put SOLE 0 0 5000 Microsoft Corporation CS 594918104 820 5200 SH Put SOLE 0 0 5200 Microsoft Corporation CS 594918104 1183 7500 SH Put SOLE 0 0 7500 Microsoft Corporation CS 594918104 473 3000 SH Put SOLE 0 0 3000 Milestone Scientific Inc CS 59935p209 33 26000 SH SOLE 0 0 26000 Millicom International Cellula CS l6388f110 28851 1015893 SH SOLE 1015893 0 0 Millicom International Cellula CS l6388f128 1904 70744 SH SOLE 70744 0 0 Mondelez Intl Inc Com CS 609207105 9841 196504 SH SOLE 50552 0 145952 Monolithic Power Systems CS 609839105 1282 7653 SH SOLE 1150 0 6503 Moody's Corp. 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CS 74460D109 241 1211 SH SOLE 192 0 1019 PulteGroup Inc CS 745867101 200 8971 SH SOLE 0 0 8971 Pure Cycle Corp CS 746228303 3167 284026 SH SOLE 284026 0 0 PVH Corp CS 693656100 300 7974 SH SOLE 195 0 7779 Qualcomm Incorporated CS 747525103 17105 252839 SH SOLE 42883 0 209956 Qualcomm Incorporated CS 747525103 392 5800 SH Put SOLE 0 0 5800 Qualys Inc CS 74758T303 859 9870 SH SOLE 1815 0 8055 Quest Diagnostics Inc CS 74834L100 211 2628 SH SOLE 198 0 2430 Raymond James Financial CS 754730109 644 10187 SH SOLE 1495 0 8692 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 10286 78428 SH SOLE 15446 0 62982 ResMed Inc CS 761152107 2147 14580 SH SOLE 1415 0 13165 Rineon Group Inc CS 766795108 0 28784 SH SOLE 0 0 28784 Roche Holding ADR CS 771195104 804 19822 SH SOLE 15262 0 4560 Roper Industries CS 776696106 2017 6468 SH SOLE 582 0 5886 Royal Dutch Shell PLC ADR B CS 780259107 368 11264 SH SOLE 900 0 10364 RPM Inc. CS 749685103 704 11828 SH SOLE 2653 0 9175 S S & C Technologies Inc CS 78467J100 380 8662 SH SOLE 973 0 7689 Salesforce.com CS 79466L302 1789 12427 SH SOLE 8583 0 3844 SAP SE Spon ADR CS 803054204 844 7639 SH SOLE 3644 0 3995 SBA Communications CS 78410g104 272 1007 SH SOLE 422 0 585 Schlumberger Limited CS 806857108 786 58261 SH SOLE 20336 0 37925 ServiceNow Inc CS 81762p102 3169 11058 SH SOLE 4651 0 6407 Sherwin Williams Company CS 824348106 18410 40064 SH SOLE 1759 0 38305 Sherwin Williams Company CS 824348106 873 1900 SH Call SOLE 1900 0 0 Shiseido Ltd ADR CS 824841407 414 7002 SH SOLE 7000 0 2 Shopify Inc CS 82509l107 640 1536 SH SOLE 120 0 1416 Sika AG ADR CS 82674r103 410 24745 SH SOLE 0 0 24745 Sionix Corp CS 829400100 0 75000 SH SOLE 0 0 75000 Skyworks Solutions Inc. CS 83088M102 823 9209 SH SOLE 1645 0 7564 Smith & Nephew Plc ADR CS 83175M205 531 14809 SH SOLE 0 0 14809 Snap-On Inc CS 833034101 363 3334 SH SOLE 364 0 2970 Starbucks Corp CS 855244109 1922 29238 SH SOLE 0 0 29238 Starbucks Corp CS 855244109 1052 16000 SH Call SOLE 15500 0 500 Starbucks Corp CS 855244109 493 7500 SH Put SOLE 0 0 7500 State Street Corp. CS 857477103 696 13058 SH SOLE 400 0 12658 Steris Plc CS g8473t100 1582 11299 SH SOLE 1405 0 9894 Steris Plc CS g8473t100 70 500 SH Call SOLE 0 0 500 Sterling Bancorp Del CS 85917a100 135 12902 SH SOLE 1001 0 11901 Stryker Corp. CS 863667101 851 5110 SH SOLE 0 0 5110 Sumitomo Mitsui ADR CS 86562M209 50 10454 SH SOLE 1539 0 8915 Sun Communitys Inc CS 866674104 763 6109 SH SOLE 1000 0 5109 Synopsys Inc CS 871607107 1518 11783 SH SOLE 1549 0 10234 T. Rowe Price Associates Inc CS 74144T108 823 8425 SH SOLE 570 0 7855 Taiwan Semiconductor Manufactu CS 874039100 1111 23253 SH SOLE 240 0 23013 Take Two Interactive CS 874054109 716 6035 SH SOLE 1040 0 4995 Takeda Pharmaceutical CS 874060205 367 24207 SH SOLE 19450 0 4757 Tal International Group CS 874080104 485 9100 SH SOLE 9100 0 0 Target CS 87612E106 342 3674 SH SOLE 0 0 3674 TE Connectivity CS H84989104 421 6688 SH SOLE 1637 0 5051 Teledyne Technologies Inc CS 879360105 906 3049 SH SOLE 505 0 2544 Tencent Holdings Ltd ADR CS 88032Q109 1888 38469 SH SOLE 22750 0 15719 Tesla Inc. CS 88160r101 927 1769 SH SOLE 85 0 1684 Tesla Inc. CS 88160r101 1100 2100 SH Call SOLE 0 0 2100 Texas Instruments CS 882508104 1538 15387 SH SOLE 808 0 14579 The Meet Group, Inc. CS 58513u101 215 36680 SH SOLE 36680 0 0 The Wendy's Company CS 95058W100 367 24661 SH SOLE 0 0 24661 Theratechnologies Inc CS 88338h100 77 47923 SH SOLE 0 0 47923 Thermo Fisher Scientific Inc CS 883556102 743 2620 SH SOLE 317 0 2303 Tivo Corp. CS 88870p106 89 12628 SH SOLE 0 0 12628 TJX Companies Inc CS 872540109 508 10620 SH SOLE 975 0 9645 Toro Co CS 891092108 1258 19330 SH SOLE 0 0 19330 Trane Technologies PLC CS g8994e103 797 9653 SH SOLE 0 0 9653 Travelers Companies Inc CS 89417E109 951 9575 SH SOLE 1000 0 8575 Treehouse Foods Inc CS 89469A104 221 5012 SH SOLE 614 0 4398 Tricida Inc CS 89610f101 597 27148 SH SOLE 0 0 27148 Tyler Technologies Inc CS 902252105 5224 17615 SH SOLE 115 0 17500 Tyler Technologies Inc CS 902252105 1038 3500 SH Put SOLE 0 0 3500 Ultra Petroleum Corp CS 903914208 2 24696 SH SOLE 0 0 24696 Under Armour Inc CS 904311206 140 17400 SH SOLE 0 0 17400 Under Armour Inc CS 904311107 161 17500 SH SOLE 0 0 17500 Unilever NV Shares CS 904784709 554 11355 SH SOLE 9230 0 2125 Union Pacific Corp CS 907818108 2218 15726 SH SOLE 7301 0 8425 United Parcel Service Inc. CS 911312106 5984 64057 SH SOLE 12837 0 51220 United Technologies CS 913017109 5912 62675 SH SOLE 14991 0 47684 UnitedHealth Group Inc CS 91324P102 23341 93598 SH SOLE 21831 0 71767 UnitedHealth Group Inc CS 91324P102 324 1300 SH Put SOLE 0 0 1300 US Bancorp CS 902973304 994 28859 SH SOLE 24498 0 4361 Varian Medical Systems Inc. CS 92220P105 783 7630 SH SOLE 1175 0 6455 Verizon Communications CS 92343V104 14986 278910 SH SOLE 45979 0 232931 Verizon Communications CS 92343V104 811 15100 SH Put SOLE 0 0 15100 Visa Inc Cl A CS 92826C839 41957 260410 SH SOLE 186651 0 73759 Visa Inc Cl A CS 92826C839 1225 7600 SH Call SOLE 5700 0 1900 Vulcan Materials CS 929160109 4254 39363 SH SOLE 0 0 39363 W. W. Grainger Inc CS 384802104 252 1016 SH SOLE 0 0 1016 Wal Mart de Mexico ADR CS 93114W107 782 33655 SH SOLE 19100 0 14555 Walgreen Boots Alliance Inc CS 931427108 405 8849 SH SOLE 500 0 8349 Walmart Inc CS 931142103 4927 43361 SH SOLE 21457 0 21905 Waste Management Inc CS 94106L109 257 2775 SH SOLE 0 0 2775 WEC Energy Group Inc. CS 92939u106 372 4221 SH SOLE 680 0 3541 Wells Fargo & Company CS 949746101 6100 212530 SH SOLE 60903 0 151627 Weyerhauser Corporation CS 962166104 1542 90947 SH SOLE 35604 0 55343 Williams Companies, Inc. CS 969457100 1356 95841 SH SOLE 0 0 95841 Xilinx Inc CS 983919101 5891 75583 SH SOLE 18680 0 56903 Xylem Inc CS 98419M100 987 15148 SH SOLE 2892 0 12256 Yum China Holdings Inc CS 98850p109 554 12992 SH SOLE 434 0 12558 Yum! Brands Inc. CS 988498101 1028 15002 SH SOLE 428 0 14574 Zebra Technologies Inc. Cl A CS 989207105 705 3840 SH SOLE 675 0 3165 Zimmer Biomet Holdings Inc CS 98956p102 352 3483 SH SOLE 127 0 3356 Zimmer Biomet Holdings Inc CS 98956p102 131 1300 SH Put SOLE 0 0 1300 Zoetis Inc CS 98978V103 515 4380 SH SOLE 818 0 3562 Inventrust PPTYs Corp RE 46124j102 38 12175 SH SOLE 0 0 12175 KBS Real Estate Investment Tru RE 48243c109 59 15438 SH SOLE 0 0 15438 Pacific Oak Strategic Oppurtun RE 694701103 160 15061 SH SOLE 0 0 15061 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 144 27824 SH SOLE 0 0 27824 Schwab US REIT RE 808524847 751 22945 SH SOLE 0 0 22945 Vanguard REIT Viper Index Seri RE 922908553 4206 60211 SH SOLE 0 0 60211 Evergreen Energy Wts. 12/31/49 WT 999z85197 0 56285 SH SOLE 56285 0 0 Evergreen Energy Wts. 7/29/10 WT 300990116 0 500000 SH SOLE 500000 0 0 Evergreen Energy Wts. 8/1/11 WT 999z85189 0 28143 SH SOLE 28143 0 0 Evergreen Energy Wts. 8/1/11 WT 999z85205 0 28143 SH SOLE 28143 0 0 BNS MID 10-15-21 20 buff SE 064159nx0 6403 7760000 SH SOLE 50000 0 7710000 BNS MXEA 2-7-22 20 buff SE 064159ps9 1464 1635000 SH SOLE 0 0 1635000 BNS MXEF 10-15-21 20 buff SE 064159nw2 4219 5080000 SH SOLE 200000 0 4880000 C SPX 2-7-22 20 buff SE 17327tzp4 2416 2715000 SH SOLE 40000 0 2675000 CS SPX 8-10-20 10 buff SE 22552fay8 68 73000 SH SOLE 0 0 73000 GS MID 12-24-20 20 buff SE 40055qgf3 1516 1825000 SH SOLE 50000 0 1775000 GS MID 2-9-22 20 buff SE 40056fzu2 954 1180000 SH SOLE 0 0 1180000 GS MID 5-13-21 20 buff SE 40056egh5 1776 2110000 SH SOLE 100000 0 2010000 GS MID 6-11-20 20 buff SE 40055ab71 1621 1815000 SH SOLE 0 0 1815000 GS MXEF 12-24-20 20 buff SE 40055qgd8 842 985000 SH SOLE 0 0 985000 GS MXEF 6-16-21 20 buff SE 40056emz8 7924 8765000 SH SOLE 325000 0 8440000 GS RTY 5-21-20 10 buff SE 40054kpk6 4948 5045000 SH SOLE 1090000 0 3955000 GS SPX 8-11-22 20 buff SE 40056yj88 7056 8615000 SH SOLE 1065000 0 7550000 HSBC SPX 5-6-20 10 buff SE 40435ugs7 98 100000 SH SOLE 0 0 100000 JPM MXEA 6-16-21 20 buff SE 48130wks9 7647 8090000 SH SOLE 575000 0 7515000 JPM MXEF 6-8-22 20 buff SE 48132hex6 1866 2225000 SH SOLE 100000 0 2125000 JPM SPX 12-21-20 15 buff SE 48130u6m2 90 96000 SH SOLE 0 0 96000 JPM SPX 12-23-20 20 buff SE 48129m3s3 2320 2355000 SH SOLE 75000 0 2280000 JPM SX5E 5-11-20 10 buff SE 48130wbe0 3754 4040000 SH SOLE 0 0 4040000 MS MXEA 10-15-21 20 buff SE 61768d6j9 2903 3390000 SH SOLE 300000 0 3090000 MS MXEA 6-8-22 20 buff SE 61769h3r4 1280 1560000 SH SOLE 225000 0 1335000 MS MXEA 8-15-22 20 buff SE 61770fle4 1585 1975000 SH SOLE 0 0 1975000 MS SPX 5-13-21 20 buff SE 61768drj6 3794 3905000 SH SOLE 175000 0 3730000 MS SPX 6-11-20 20 buff SE 61768cwj2 1591 1545000 SH SOLE 125000 0 1420000 RBC EEM 6-11-20 15 buff SE 78013xca4 1732 2025000 SH SOLE 0 0 2025000 RBC EFA 6-11-20 15 buff SE 78013xcb2 941 1075000 SH SOLE 0 0 1075000 RBC RTY 10-15-21 20 buff SE 78013x5m6 3065 3850000 SH SOLE 30000 0 3820000 RBC RTY 12-24-20 20 buff SE 78013xmz8 1358 1700000 SH SOLE 25000 0 1675000 RBC RTY 2-7-22 20 buff SE 78013xye2 946 1175000 SH SOLE 0 0 1175000 RBC SPX 10-15-21 20 buff SE 78013x5l8 8663 9410000 SH SOLE 510000 0 8900000 RBC SPX 6-16-21 20 buff SE 78013xue6 12634 12415000 SH SOLE 400000 0 12015000 RBC SPX 8-13-20 20 buff SE 78013xfu7 4094 3917000 SH SOLE 0 0 3917000 RBC SX5E 8-13-20 15 abs ret bu SE 78013xft0 4421 4637000 SH SOLE 0 0 4637000 TD SPX 10-27-20 12.5 buff SE 89114qhz4 81 83000 SH SOLE 0 0 83000 WFC SPX 11-25-20 12.5 buff SE 95001h4y4 24 27000 SH SOLE 0 0 27000 Bristol Myers Squibb Co Rt RT 110122157 42 11182 SH SOLE 992 0 10190 Energy Transfer LP ML 29273v100 2279 495489 SH SOLE 18449 0 477040 Enterprise Products Ptnrs ML 293792107 5221 365134 SH SOLE 18556 0 346578 EQM Midstream Partners LP ML 26885b100 632 53539 SH SOLE 732 0 52807 Genesis Energy LP ML 371927104 410 104698 SH SOLE 0 0 104698 JPMorgan Alerian MLP Index ML 46625H365 816 90348 SH SOLE 18400 0 71948 Magellan Midstream Ptnrs LP ML 559080106 4585 125658 SH SOLE 9177 0 116481 MPLX LP ML 55336V100 1036 89129 SH SOLE 6900 0 82229 Nextera Energy Partners Lp ML 65341b106 1903 44246 SH SOLE 3750 0 40496 Phillips 66 Partners LP Common ML 718549207 1693 46466 SH SOLE 2400 0 44066 Plains Group Holdings LP Cla ML 72651a207 605 107919 SH SOLE 1800 0 106119 Tallgrass Energy LP Class A ML 874696107 323 19617 SH SOLE 0 0 19617 Targa Resources Prtns Com St ML 87612G101 691 100057 SH SOLE 11500 0 88557 UBS E-TRACS Alerian MLP Infras ML 902641646 4864 597576 SH SOLE 16972 0 580604 Western Midstream Partners LP ML 958669103 335 103371 SH SOLE 0 0 103371 Deutsche X Tracks MSCI EAFE EE 233051200 2839 105927 SH SOLE 19492 0 86435 First Tr Value Line Dividend I EE 33734H106 221 7985 SH SOLE 0 0 7985 Invesco QQQ Trust EE 46090E103 20450 107403 SH SOLE 21567 0 85837 Invesco S&P 500 Healthcare EE 46137V332 7131 37696 SH SOLE 1840 0 35856 iShares Commodities Select Str EE 46431w853 242 10764 SH SOLE 0 0 10764 iShares EAFE Value ETF EE 464288877 488 13666 SH SOLE 0 0 13666 iShares FTSE/Xinhua China25 In EE 464287184 529 14088 SH SOLE 0 0 14088 iShares Russell Mid Cap Growth EE 464287481 1112 9148 SH SOLE 0 0 9148 iShares Russell Mid Cap Index EE 464287499 1462 33867 SH SOLE 0 0 33867 iShares Russell Mid Cap Value EE 464287473 1125 17561 SH SOLE 0 0 17561 iShares Select Dividend ETF EE 464287168 3259 44316 SH SOLE 950 0 43366 iShares US Home Construction EE 464288752 984 34000 SH SOLE 20000 0 14000 JP Morgan Diversified Ret Intl EE 46641q209 625 14453 SH SOLE 0 0 14453 JPM Diversified EM Mkts Etf EE 46641q308 208 5247 SH SOLE 0 0 5247 Schwab US Large Cap ETF EE 808524201 7267 118646 SH SOLE 19486 0 99160 Schwab US Mid-Cap ETF EE 808524508 1289 30580 SH SOLE 5046 0 25534 Schwab US Small-Cap ETF EE 808524607 1092 21200 SH SOLE 2477 0 18723 SPDR Dow Jones Indl Avg ETF Se EE 78467X109 993 4530 SH SOLE 2150 0 2380 SPDR Euro STOXX 50 ETF EE 78463X202 1635 55415 SH SOLE 1605 0 53810 SPDR Financial Index EE 81369Y605 501 24075 SH SOLE 0 0 24075 SPDR S&P 500 ETF EE 78462F103 99715 386868 SH SOLE 32128 0 354740 SPDR S&P 500 ETF EE 78462F103 644 2500 SH Call SOLE 0 0 2500 SPDR S&P Bank ETF EE 78464a797 1195 44315 SH SOLE 2664 0 41651 SPDR S&P Biotech EE 78464A870 804 10377 SH SOLE 0 0 10377 SPDR S&P Dividend ETF EE 78464A763 21942 274756 SH SOLE 32101 0 242655 SPDR S&P Int'l Small Cap Fd EE 78463X871 1002 43988 SH SOLE 508 0 43480 SPDR S&P Mid Cap 400 ETF EE 78467Y107 47846 182006 SH SOLE 16714 0 165292 SPDR Technology Index EE 81369Y803 355 4419 SH SOLE 0 0 4419 SPDR Technology Index EE 81369Y803 482 6000 SH Put SOLE 0 0 6000 Vaneck Vectors ETF TR EE 92189f106 864 37501 SH SOLE 0 0 37501 Vaneck Vectors ETF TR EE 92189f700 436 8488 SH SOLE 1200 0 7288 Vanguard Dividend Appreciation EE 921908844 837 8093 SH SOLE 400 0 7693 Vanguard Europe ETF EE 922042874 2308 53336 SH SOLE 238 0 53098 Vanguard FTSE All-World Ex-US EE 922042775 924 22514 SH SOLE 0 0 22514 Vanguard FTSE Developed Mkts E EE 921943858 12650 379420 SH SOLE 6243 0 373177 Vanguard FTSE Emerging Mkts ET EE 922042858 15992 476662 SH SOLE 26837 0 449825 Vanguard Growth ETF EE 922908736 717 4575 SH SOLE 0 0 4575 Vanguard Index Fds S&p 500 EE 922908363 425 1796 SH SOLE 120 0 1676 Vanguard Information Technolog EE 92204A702 3425 16163 SH SOLE 946 0 15217 Vanguard Large Cap ETF EE 922908637 1413 11927 SH SOLE 0 0 11927 Vanguard Mid Cap Vipers Index EE 922908629 1135 8620 SH SOLE 96 0 8524 Vanguard Russell 1000 ETF EE 92206c730 4239 36155 SH SOLE 0 0 36155 Vanguard Small Cap ETF EE 922908751 1158 10030 SH SOLE 0 0 10030 Vanguard Small Cap Growth EE 922908595 237 1578 SH SOLE 0 0 1578 Vanguard Small Cap Value Fund EE 922908611 447 5038 SH SOLE 0 0 5038 Vanguard Tot Stock Mrkt ETF EE 922908769 21574 167358 SH SOLE 0 0 167358 Vanguard Value ETF EE 922908744 410 4599 SH SOLE 0 0 4599 WisdomTree Int'l Small Cap Div EE 97717W760 3661 76182 SH SOLE 1775 0 74407 Wisdomtree Midcap Dividend EE 97717w505 4907 203097 SH SOLE 3220 0 199877 Fidelity MSCI Real Estate ETF EZ 316092857 1213 58326 SH SOLE 750 0 57576 GS Activebeta Large Cap ETF EZ 381430503 5771 110584 SH SOLE 4924 0 105660 Invesco Dynamic Building and C EZ 46137V779 1481 67219 SH SOLE 8651 0 58568 iShares Core MSCI EAFE EZ 46432f842 29023 581740 SH SOLE 14850 0 566889 iShares Core MSCI Emerging Mkt EZ 46434g103 27641 683010 SH SOLE 26008 0 657002 IShares Core S&P Total US Stoc EZ 464287150 594 10390 SH SOLE 785 0 9605 iShares Dow Jones US RE Index EZ 464287739 964 13861 SH SOLE 175 0 13686 iShares MSCI EAFE Index EZ 464287465 13883 259698 SH SOLE 16975 0 242723 iShares MSCI EAFE Small Cap In EZ 464288273 5678 126667 SH SOLE 6447 0 120220 iShares MSCI Emerg Mkts Indx F EZ 464287234 5800 169930 SH SOLE 21463 0 148467 iShares Russell 1000 EZ 464287622 1027 7255 SH SOLE 0 0 7255 iShares Russell 1000 Growth In EZ 464287614 25524 169426 SH SOLE 5790 0 163636 iShares Russell 1000 Value Ind EZ 464287598 15155 152799 SH SOLE 4133 0 148666 iShares Russell 2000 Growth In EZ 464287648 8847 55932 SH SOLE 3262 0 52670 iShares Russell 2000 Index EZ 464287655 31417 274484 SH SOLE 9590 0 264894 iShares Russell 2000 Value Ind EZ 464287630 6170 75211 SH SOLE 2934 0 72277 iShares S&P 500 Growth EZ 464287309 18819 114021 SH SOLE 8619 0 105403 iShares S&P 500 Index EZ 464287200 171082 662084 SH SOLE 19333 0 642750 iShares S&P Barra Value Index EZ 464287408 27555 286291 SH SOLE 3168 0 283123 iShares S&P Mid Cap 400 Growth EZ 464287606 22750 127481 SH SOLE 7143 0 120338 iShares S&P Mid Cap 400 Value EZ 464287705 16141 147072 SH SOLE 6490 0 140582 iShares S&P Mid Cap Index EZ 464287507 40713 283002 SH SOLE 7357 0 275646 iShares S&P Small Cap 600 Grow EZ 464287887 2805 20347 SH SOLE 3441 0 16906 iShares S&P Small Cap 600 Valu EZ 464287879 3053 30546 SH SOLE 3450 0 27096 iShares S&P Small Cap Index EZ 464287804 27092 482840 SH SOLE 55938 0 426901 iShares Tr MSCI AC Asia Ex Jap EZ 464288182 1442 24142 SH SOLE 0 0 24142 Ishares Trust High Dividend Eq EZ 46429B663 332 4634 SH SOLE 0 0 4634