0001040197-19-000006.txt : 20191029
0001040197-19-000006.hdr.sgml : 20191029
20191029122324
ACCESSION NUMBER: 0001040197-19-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191029
DATE AS OF CHANGE: 20191029
EFFECTIVENESS DATE: 20191029
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 191175468
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040197
XXXXXXXX
09-30-2019
09-30-2019
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Director
216-920-4965
Bryan Gregorich
Cleveland
OH
10-29-2019
0
562
2243859
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
1433
8714
SH
SOLE
320
0
8394
A T & T Corp New
CS
00206R102
17223
455165
SH
SOLE
100744
0
354421
Abbott Laboratories
CS
002824100
20276
242331
SH
SOLE
56219
0
186112
Abbott Laboratories
CS
002824100
477
5700
SH
Put
SOLE
0
0
5700
AbbVie Inc.
CS
00287Y109
4605
60817
SH
SOLE
13115
0
47702
AbbVie Inc.
CS
00287Y109
310
4100
SH
Put
SOLE
0
0
4100
AbbVie Inc.
CS
00287Y109
303
4000
SH
Put
SOLE
0
0
4000
Accenture PLC Cl A
CS
G1151C101
3021
15705
SH
SOLE
369
0
15336
Adidas Ag ADR
CS
00687A107
707
4542
SH
SOLE
0
0
4542
Adobe Inc
CS
00724F101
11162
40406
SH
SOLE
1438
0
38968
Adobe Inc
CS
00724F101
1105
4000
SH
Put
SOLE
0
0
4000
Adobe Inc
CS
00724F101
1077
3900
SH
Put
SOLE
0
0
3900
Advance Auto Parts
CS
00751Y106
247
1496
SH
SOLE
274
0
1222
Agilent Technologies
CS
00846U101
473
6176
SH
SOLE
0
0
6176
AIA Group Ltd ADR
CS
001317205
817
21723
SH
SOLE
0
0
21723
Air Products & Chemicals Inc
CS
009158106
1360
6129
SH
SOLE
3100
0
3029
Akamai Tech
CS
00971T101
924
10112
SH
SOLE
500
0
9612
Alcon Inc.
CS
h01301128
582
9990
SH
SOLE
43
0
9947
Alexandria Real Estate Equitie
CS
015271109
294
1907
SH
SOLE
624
0
1283
Alexion Pharmaceuticals Inc
CS
015351109
663
6769
SH
SOLE
6033
0
736
Alibaba Group Holding Limited
CS
01609w102
414
2475
SH
SOLE
412
0
2063
Allegion Plc
CS
g0176j109
599
5779
SH
SOLE
4876
0
903
Allergan PLC
CS
G0177J108
3140
18658
SH
SOLE
3935
0
14723
Allstate Corp
CS
020002101
346
3180
SH
SOLE
837
0
2343
Alphabet Inc Class A
CS
02079k305
10248
8392
SH
SOLE
3296
0
5096
Alphabet Inc Class C
CS
02079k107
11587
9505
SH
SOLE
791
0
8714
Alteryx Inc
CS
02156b103
619
5766
SH
SOLE
0
0
5766
Alteryx Inc
CS
02156b103
322
3000
SH
Put
SOLE
0
0
3000
Alteryx Inc
CS
02156b103
290
2700
SH
Put
SOLE
0
0
2700
Altria Group Inc.
CS
02209S103
2186
53454
SH
SOLE
18495
0
34959
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amadeus IT Holding SA
CS
02263T104
476
6639
SH
SOLE
0
0
6639
Amazon.com
CS
023135106
15787
9094
SH
SOLE
1726
0
7368
Amazon.com
CS
023135106
694
400
SH
Put
SOLE
0
0
400
America Movil SA de CV ADR Ser
CS
02364W105
692
46600
SH
SOLE
0
0
46600
American Campus Communities
CS
024835100
201
4178
SH
SOLE
1649
0
2529
American Express
CS
025816109
771
6517
SH
SOLE
1621
0
4896
American International Group
CS
026874784
267
4786
SH
SOLE
819
0
3967
American Tower
CS
03027X100
5887
26623
SH
SOLE
6816
0
19807
American Water Works
CS
030420103
271
2183
SH
SOLE
50
0
2133
Ameriprise Financial Inc
CS
03076C106
332
2258
SH
SOLE
593
0
1665
Amerisource Bergen Corp.
CS
03073E105
293
3558
SH
SOLE
2154
0
1404
Ametek Inc
CS
031100100
1911
20812
SH
SOLE
675
0
20137
Amgen Inc
CS
031162100
14632
75611
SH
SOLE
18955
0
56656
Amphenol Corp
CS
032095101
326
3379
SH
SOLE
669
0
2710
Anheuser-Busch InBev
CS
03524A108
934
9816
SH
SOLE
9204
0
612
Antero Midstream Corp
CS
03676b102
2639
356583
SH
SOLE
9733
0
346850
Antero Resources Corporation
CS
03674x106
36
11852
SH
SOLE
0
0
11852
Anthem, Inc
CS
036752103
435
1812
SH
SOLE
560
0
1252
Apple Inc
CS
037833100
47092
210261
SH
SOLE
44414
0
165847
Apple Inc
CS
037833100
112
500
SH
Put
SOLE
0
0
500
Apple Inc
CS
037833100
291
1300
SH
Put
SOLE
0
0
1300
Apple Inc
CS
037833100
560
2500
SH
Put
SOLE
0
0
2500
AptarGroup Inc
CS
038336103
260
2194
SH
SOLE
0
0
2194
Aramark
CS
03852u106
1187
27240
SH
SOLE
22960
0
4280
Archer Daniels Midland Co.
CS
039483102
2102
51190
SH
SOLE
219
0
50971
ASML Holding N.V.
CS
N07059210
659
2654
SH
SOLE
0
0
2654
Assurant Inc
CS
04621X108
246
1957
SH
SOLE
357
0
1600
Atlas Copco AB ADR
CS
049255706
457
14804
SH
SOLE
0
0
14804
AtriCure Inc
CS
04963c209
277
11125
SH
SOLE
10110
0
1015
Australis Capital Inc
CS
05259r107
36
70000
SH
SOLE
0
0
70000
Autodesk
CS
052769106
214
1451
SH
SOLE
501
0
950
Automatic Data Processing
CS
053015103
736
4560
SH
SOLE
1876
0
2684
Autozone Inc
CS
053332102
593
547
SH
SOLE
307
0
240
Avery Dennison
CS
053611109
889
7825
SH
SOLE
1685
0
6140
Baidu ADR
CS
056752108
1632
15880
SH
SOLE
322
0
15558
Bain Capital Specialty Finance
CS
05684b107
304
16045
SH
SOLE
0
0
16045
Bank of America Corp
CS
060505104
13815
473594
SH
SOLE
148749
0
324845
Baxter International
CS
071813109
1121
12820
SH
SOLE
1976
0
10844
Becton Dickinson & Company
CS
075887109
818
3232
SH
SOLE
901
0
2332
Berkshire Hathaway
CS
084670108
1247
4
SH
SOLE
0
0
4
Berkshire Hathaway Class B
CS
084670702
9376
45073
SH
SOLE
10136
0
34937
Biogen Inc
CS
09062X103
307
1317
SH
SOLE
186
0
1131
Biomoda Inc- Bankrupt Eff 4/14
CS
090627100
0
10000
SH
SOLE
10000
0
0
Blackrock Inc
CS
09247X101
3897
8745
SH
SOLE
243
0
8502
Blackstone Group Inc
CS
09260d107
490
10026
SH
SOLE
1000
0
9026
Boeing Company
CS
097023105
21464
56415
SH
SOLE
10576
0
45839
Booking Holdings Inc
CS
09857l108
12599
6419
SH
SOLE
174
0
6245
Booz Allen Hamilton Holding
CS
099502106
748
10530
SH
SOLE
2200
0
8330
BP Amoco PLC ADR
CS
055622104
5893
155118
SH
SOLE
24585
0
130533
Bristol-Myers Squibb
CS
110122108
3169
62487
SH
SOLE
35078
0
27409
Broadcom Inc
CS
11135F101
4752
17211
SH
SOLE
5579
0
11632
Burlington Stores Inc
CS
122017106
1113
5568
SH
SOLE
1115
0
4453
Canadian Pacific Railway
CS
13645T100
761
3422
SH
SOLE
0
0
3422
Cardinal Health Inc.
CS
14149Y108
228
4834
SH
SOLE
0
0
4834
Cardiovascular Systems Inc
CS
141619106
653
13739
SH
SOLE
12215
0
1524
Caterpillar Inc
CS
149123101
761
6024
SH
SOLE
4095
0
1929
CDW Corporation
CS
12514G108
297
2406
SH
SOLE
74
0
2332
Celgene Corp.
CS
151020104
1380
13897
SH
SOLE
8618
0
5279
Charles River Laboratories Int
CS
159864107
1026
7749
SH
SOLE
1759
0
5990
Charles Schwab
CS
808513105
988
23621
SH
SOLE
17000
0
6621
Charles Schwab
CS
808513105
92
2200
SH
Put
SOLE
0
0
2200
Charter Communications Inc
CS
16119p108
320
777
SH
SOLE
0
0
777
Chevron Corporation
CS
166764100
7838
66087
SH
SOLE
12605
0
53482
CHR Hansen Holding A/S
CS
12545m207
320
15074
SH
SOLE
0
0
15074
Chromadex Corporation
CS
171077407
42
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
15126
93692
SH
SOLE
24782
0
68910
Church & Dwight Co
CS
171340102
1025
13628
SH
SOLE
2710
0
10918
Cigna Corp
CS
125523100
410
2698
SH
SOLE
91
0
2607
Cincinnati Financial Corporati
CS
172062101
1654
14175
SH
SOLE
10134
0
4041
Cintas Inc.
CS
172908105
1682
6272
SH
SOLE
1586
0
4686
Cisco Systems
CS
17275R102
16609
336147
SH
SOLE
79674
0
256473
Citigroup
CS
172967424
13720
198615
SH
SOLE
49786
0
148829
Citrix Systems Inc
CS
177376100
800
8293
SH
SOLE
766
0
7527
CMS Energy Corp
CS
125896100
401
6270
SH
SOLE
880
0
5390
Coca-Cola Co.
CS
191216100
1285
23609
SH
SOLE
4841
0
18768
Cognizant Technology Solutions
CS
192446102
1919
31844
SH
SOLE
1935
0
29909
Colgate Palmolive
CS
194162103
1285
17479
SH
SOLE
752
0
16727
Comcast Corp. Cl A
CS
20030n101
23447
520125
SH
SOLE
111879
0
408246
Compass Group PLC ADR
CS
20449x401
642
24935
SH
SOLE
0
0
24935
Conduent Inc
CS
206787103
73
11699
SH
SOLE
5283
0
6416
ConocoPhillips
CS
20825C104
724
12706
SH
SOLE
3078
0
9628
Constellation Brands Inc.
CS
21036P108
8408
40562
SH
SOLE
5687
0
34875
Cooper Companies
CS
216648402
1101
3707
SH
SOLE
635
0
3072
Copart Inc
CS
217204106
1087
13537
SH
SOLE
2410
0
11127
Corning, Inc.
CS
219350105
598
20981
SH
SOLE
522
0
20459
Costco Wholesale Corp
CS
22160K105
10676
37057
SH
SOLE
3829
0
33228
Crown Castle International Cor
CS
22822v101
212
1525
SH
SOLE
173
0
1352
CSL Limited ADR
CS
12637n204
864
10891
SH
SOLE
0
0
10891
CSX Corp
CS
126408103
595
8588
SH
SOLE
5397
0
3192
CVS Health Corp.
CS
126650100
9011
142874
SH
SOLE
32601
0
110273
Danaher Corp.
CS
235851102
4075
28215
SH
SOLE
1045
0
27170
Darden Restuarants
CS
237194105
223
1887
SH
SOLE
1502
0
385
Darling Ingredients, Inc.
CS
237266101
198
10347
SH
SOLE
4672
0
5675
Deere & Co
CS
244199105
1668
9891
SH
SOLE
3028
0
6863
Dell Technologies C
CS
24703l202
682
13152
SH
SOLE
569
0
12583
Delta Air Lines
CS
247361702
400
6944
SH
SOLE
315
0
6629
DENTSPLY Sirona Inc.
CS
24906p109
267
5012
SH
SOLE
2040
0
2972
Diageo PLC ADR
CS
25243Q205
11789
72097
SH
SOLE
16225
0
55872
Dick's Sporting Goods
CS
253393102
308
7550
SH
SOLE
0
0
7550
Digital Turbine Inc
CS
25400w102
171
26500
SH
SOLE
0
0
26500
Diodes Inc.
CS
254543101
853
21255
SH
SOLE
4400
0
16855
Disney, Walt Co.
CS
254687106
10232
78517
SH
SOLE
23124
0
55393
DocuSign Inc.
CS
256163106
1450
23423
SH
SOLE
0
0
23423
Dominion Energy Inc.
CS
25746U109
217
2678
SH
SOLE
0
0
2678
Dow Inc
CS
260557103
321
6733
SH
SOLE
555
0
6178
DSV AS ADR
CS
26251a108
706
14852
SH
SOLE
0
0
14852
DTE Energy
CS
233331107
608
4570
SH
SOLE
983
0
3587
Duke Energy Corp.
CS
26441C204
505
5266
SH
SOLE
2168
0
3098
DuPont de Nemours Inc
CS
26614n102
5442
76320
SH
SOLE
18446
0
57873
Eaton Corporation
CS
G29183103
8874
106726
SH
SOLE
14218
0
92508
Edison International Inc.
CS
281020107
209
2768
SH
SOLE
771
0
1997
Edwards Lifesciences Corp.
CS
28176E108
225
1021
SH
SOLE
294
0
727
Emerson Electric
CS
291011104
268
4013
SH
SOLE
200
0
3813
Enbridge Inc
CS
29250n105
471
13435
SH
SOLE
2923
0
10512
Entergy Corp
CS
29364G103
217
1846
SH
SOLE
823
0
1023
EOG Resources
CS
26875P101
1642
22127
SH
SOLE
9062
0
13065
Equifax Inc.
CS
294429105
330
2344
SH
SOLE
337
0
2007
Equinix Corp
CS
29444U700
430
746
SH
SOLE
562
0
184
Escrow GCB GM Bd
CS
370escbt1
0
52000
SH
SOLE
0
0
52000
Essilor Luxottica
CS
297284200
654
9078
SH
SOLE
0
0
9078
Estee Lauder
CS
518439104
2822
14182
SH
SOLE
1803
0
12379
Etsy Inc
CS
29786a106
768
13590
SH
SOLE
2980
0
10610
Evergy Inc
CS
30034W106
367
5511
SH
SOLE
1943
0
3568
Exelon Corp.
CS
30161N101
2555
52897
SH
SOLE
4561
0
48336
Experian plc
CS
30215c101
886
27644
SH
SOLE
0
0
27644
Exxon Mobil Corp
CS
30231G102
5262
74517
SH
SOLE
22400
0
52117
Exxon Mobil Corp
CS
30231G102
113
1600
SH
Put
SOLE
0
0
1600
Exxon Mobil Corp
CS
30231G102
424
6000
SH
Put
SOLE
0
0
6000
Facebook
CS
30303M102
7157
40190
SH
SOLE
11431
0
28759
Facebook
CS
30303M102
1068
6000
SH
Put
SOLE
0
0
6000
Facebook
CS
30303M102
125
700
SH
Put
SOLE
0
0
700
Factset Research Systems
CS
303075105
235
969
SH
SOLE
162
0
807
Farmers National Banc Corp
CS
309627107
230
15866
SH
SOLE
0
0
15866
Fedex
CS
31428X106
255
1752
SH
SOLE
862
0
890
Fidelity National Information
CS
31620M106
238
1795
SH
SOLE
531
0
1264
Fidelity Natl Finl Inc New
CS
31620r303
503
11320
SH
SOLE
394
0
10926
First Republic Bank of CA
CS
33616C100
820
8480
SH
SOLE
1405
0
7075
Fiserv, Inc.
CS
337738108
219
2118
SH
SOLE
400
0
1718
Five Below, Inc
CS
33829M101
945
7496
SH
SOLE
1590
0
5906
Fortive Corporation
CS
34959j108
562
8198
SH
SOLE
888
0
7310
GCB GM Corp Bond Escrow
CS
370escbw4
0
27000
SH
SOLE
25000
0
2000
Geberit AG ADR
CS
36840v109
379
7926
SH
SOLE
0
0
7926
Generac Holdings
CS
368736104
1148
14660
SH
SOLE
3130
0
11530
General Dynamics
CS
369550108
1183
6476
SH
SOLE
1193
0
5283
General Electric Company
CS
369604103
383
42853
SH
SOLE
3527
0
39326
General Mills Inc
CS
370334104
375
6800
SH
SOLE
968
0
5832
General Motors
CS
37045V100
434
11583
SH
SOLE
0
0
11583
Genpact Ltd
CS
G3922B107
992
25606
SH
SOLE
6151
0
19455
Gentex Corp
CS
371901109
230
8348
SH
SOLE
0
0
8348
Gentherm Inc
CS
37253A103
364
8859
SH
SOLE
6360
0
2499
GetSwift Ltd. ADR
CS
q402a3102
378
950000
SH
SOLE
0
0
950000
Gilead Sciences Inc
CS
375558103
1583
24981
SH
SOLE
6042
0
18939
Global Payments Inc.
CS
37940X102
673
4230
SH
SOLE
3565
0
665
Goldman Sachs Group, Inc.
CS
38141G104
792
3824
SH
SOLE
50
0
3774
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Grupo Financiero Banorte SAB d
CS
P49501201
75
13985
SH
SOLE
0
0
13985
Hanesbrands Inc
CS
410345102
483
31536
SH
SOLE
27322
0
4214
Hartford Financial Services Gr
CS
416515104
272
4494
SH
SOLE
1562
0
2932
HD Supply Hldgs Inc.
CS
40416m105
780
19915
SH
SOLE
4155
0
15760
HDFC Bank Ltd.
CS
40415f101
616
10796
SH
SOLE
0
0
10796
Henry Jack and Associates Inc
CS
426281101
1130
7739
SH
SOLE
1190
0
6549
Home Depot, Inc.
CS
437076102
22393
96512
SH
SOLE
31578
0
64934
Honeywell International, Inc.
CS
438516106
13058
77173
SH
SOLE
23954
0
53219
Hormel Geo A Co
CS
440452100
352
8050
SH
SOLE
945
0
7105
Hostess Brands Inc
CS
44109j106
308
22047
SH
SOLE
19600
0
2447
Huntington Bancshares
CS
446150104
556
38984
SH
SOLE
3750
0
35234
ICON Public Limited Company
CS
g4705a100
481
3263
SH
SOLE
0
0
3263
IDEX Corp
CS
45167R104
937
5719
SH
SOLE
1175
0
4544
Illinois Tool Works
CS
452308109
493
3150
SH
SOLE
0
0
3150
Illumina Inc.
CS
452327109
783
2575
SH
SOLE
155
0
2420
Imageware Systems Inc.
CS
45245s108
60
128150
SH
SOLE
0
0
128150
Immune Therapeutics Inc
CS
45252a107
0
12500
SH
SOLE
0
0
12500
Ingersoll-Rand
CS
G47791101
1181
9583
SH
SOLE
1972
0
7611
Ingersoll-Rand
CS
G47791101
862
7000
SH
Put
SOLE
0
0
7000
Inseego Corp
CS
45782b104
58
12151
SH
SOLE
0
0
12151
Insulet Corp
CS
45784P101
2513
15239
SH
SOLE
0
0
15239
Int'l Business Machines Corp.
CS
459200101
1678
11538
SH
SOLE
734
0
10804
Intel Corp
CS
458140100
18700
362901
SH
SOLE
78113
0
284789
Intel Corp
CS
458140100
773
15000
SH
Put
SOLE
0
0
15000
Intel Corp
CS
458140100
773
15000
SH
Put
SOLE
0
0
15000
Intercontinental Exchange, Inc
CS
45866f104
3950
42812
SH
SOLE
1804
0
41008
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
Intuit
CS
461202103
255
957
SH
SOLE
296
0
661
Intuitive Surgical Inc
CS
46120E602
238
441
SH
SOLE
150
0
291
Ireland Inc
CS
46267t206
10
73529
SH
SOLE
0
0
73529
Jacobs Engineering
CS
469814107
320
3496
SH
SOLE
0
0
3496
Jazz Pharmaceuticals
CS
G50871105
613
4784
SH
SOLE
966
0
3818
Johnson & Johnson
CS
478160104
22349
172742
SH
SOLE
28377
0
144365
Johnson & Johnson
CS
478160104
259
2000
SH
Put
SOLE
0
0
2000
Johnson Controls Intl. PLC
CS
g51502105
991
22580
SH
SOLE
19111
0
3469
JPMorgan Chase & Co.
CS
46625H100
27391
232736
SH
SOLE
39488
0
193249
JPMorgan Chase & Co.
CS
46625H100
82
700
SH
Put
SOLE
0
0
700
Keysight Technologies
CS
49338l103
1411
14505
SH
SOLE
2115
0
12390
Kimberly-Clark
CS
494368103
473
3329
SH
SOLE
0
0
3329
Kinder Morgan, Inc.
CS
49456B101
14906
723254
SH
SOLE
161353
0
561901
L3Harris Technologies Inc
CS
502431109
1430
6853
SH
SOLE
2660
0
4193
Laboratory Corp. of America
CS
50540R409
299
1778
SH
SOLE
610
0
1168
Lam Research Corp
CS
512807108
249
1079
SH
SOLE
42
0
1037
Lamb Weston Holdings Inc
CS
513272104
936
12872
SH
SOLE
2635
0
10237
Leidos Holdings, Inc
CS
525327102
219
2554
SH
SOLE
1159
0
1395
Lennar Corp
CS
526057104
502
8988
SH
SOLE
0
0
8988
Lennox International Inc
CS
526107107
1160
4773
SH
SOLE
805
0
3968
Liberty Broadband Corporation
CS
530307107
257
2458
SH
SOLE
0
0
2458
Liberty Broadband Corporation
CS
530307305
529
5052
SH
SOLE
0
0
5052
Liberty Global PLC Cl A
CS
G5480U104
234
9453
SH
SOLE
258
0
9195
Liberty Global PLC Cl C
CS
G5480U120
500
21014
SH
SOLE
0
0
21014
Liberty Media Corp A SiriusXM
CS
531229409
380
9144
SH
SOLE
0
0
9144
Liberty Media Corp C
CS
531229607
795
18958
SH
SOLE
0
0
18958
Lighting Science Group Corp
CS
53224g707
0
21244
SH
SOLE
21244
0
0
Lilly, Eli Co
CS
532457108
520
4651
SH
SOLE
2083
0
2568
Linde PLC Com
CS
g5494j103
256
1323
SH
SOLE
0
0
1323
Livent Corporation
CS
53814l108
101
15154
SH
SOLE
6300
0
8854
LKQ
CS
501889208
272
8649
SH
SOLE
3905
0
4744
Lockheed Martin
CS
539830109
793
2033
SH
SOLE
47
0
1986
Lonza Group LTD
CS
h50524133
475
1405
SH
SOLE
0
0
1405
Lowe's Cos.
CS
548661107
10053
91425
SH
SOLE
1701
0
89724
LVMH ADR
CS
502441306
709
8936
SH
SOLE
186
0
8750
M & T Bank
CS
55261F104
214
1357
SH
SOLE
275
0
1082
MACOM Tech Solutions Holdings
CS
55405y100
219
10209
SH
SOLE
4610
0
5599
Marathon Petroleum Corp
CS
56585A102
6591
108498
SH
SOLE
25151
0
83347
Markland Technologies Inc
CS
570658203
0
15000
SH
SOLE
0
0
15000
Martin Marietta Materials Inc.
CS
573284106
243
885
SH
SOLE
0
0
885
Mastercard
CS
57636Q104
975
3591
SH
SOLE
65
0
3526
McCormick & Co
CS
579780206
1071
6854
SH
SOLE
1255
0
5599
McDonalds Corp
CS
580135101
2758
12845
SH
SOLE
5907
0
6938
McKesson HBOC Corp.
CS
58155Q103
396
2899
SH
SOLE
0
0
2899
Medient Studios Inc
CS
58471d109
0
100000
SH
SOLE
0
0
100000
Medtronic Plc
CS
g5960l103
4374
40272
SH
SOLE
26868
0
13404
Merck & Co
CS
58933Y105
7960
94555
SH
SOLE
14526
0
80029
Metlife Inc.
CS
59156R108
8262
175194
SH
SOLE
52757
0
122437
Mettler-Toledo International
CS
592688105
1477
2097
SH
SOLE
285
0
1812
Microsoft Corporation
CS
594918104
46407
333791
SH
SOLE
73210
0
260581
Microsoft Corporation
CS
594918104
487
3500
SH
Put
SOLE
0
0
3500
Microsoft Corporation
CS
594918104
556
4000
SH
Put
SOLE
0
0
4000
Microsoft Corporation
CS
594918104
3670
26400
SH
Put
SOLE
0
0
26400
Microsoft Corporation
CS
594918104
4074
29300
SH
Put
SOLE
0
0
29300
Microsoft Corporation
CS
594918104
501
3600
SH
Put
SOLE
0
0
3600
Microsoft Corporation
CS
594918104
3003
21600
SH
Put
SOLE
0
0
21600
Microsoft Corporation
CS
594918104
695
5000
SH
Put
SOLE
0
0
5000
Milestone Scientific Inc
CS
59935p209
22
26000
SH
SOLE
0
0
26000
Mondelez Intl Inc Com
CS
609207105
8551
154574
SH
SOLE
41505
0
113069
Monolithic Power Systems
CS
609839105
1226
7875
SH
SOLE
1375
0
6500
Moody's Corp.
CS
615369105
286
1394
SH
SOLE
0
0
1394
Morgan Stanley
CS
617446448
230
5399
SH
SOLE
150
0
5249
Motorola Solutions
CS
620076307
289
1696
SH
SOLE
422
0
1274
MPTV Inc
CS
553424409
0
11129
SH
SOLE
0
0
11129
Mueller Water Products Inc
CS
624758108
434
38643
SH
SOLE
34938
0
3705
NanoTech Entertainment Inc
CS
63009y203
1
32301
SH
SOLE
0
0
32301
Nestle SA ADR
CS
641069406
1556
14357
SH
SOLE
485
0
13872
Netflix Inc.
CS
64110L106
2623
9801
SH
SOLE
45
0
9756
Netflix Inc.
CS
64110L106
134
500
SH
Put
SOLE
0
0
500
Newell Rubbermaid Company
CS
651229106
3606
192654
SH
SOLE
29963
0
162691
Newmont Mining
CS
651639106
304
8023
SH
SOLE
0
0
8023
NextEra Energy
CS
65339F101
20679
88756
SH
SOLE
25051
0
63705
Nike Inc.
CS
654106103
12694
135162
SH
SOLE
24311
0
110852
NiSource Industries Inc.
CS
65473P105
407
13603
SH
SOLE
3433
0
10170
Norfolk Southern
CS
655844108
833
4635
SH
SOLE
27
0
4608
North Bud Farms Inc
CS
658043104
10
55000
SH
SOLE
0
0
55000
Northrop Grumman Corp
CS
666807102
4336
11569
SH
SOLE
584
0
10985
Novartis AG ADR
CS
66987V109
343
3947
SH
SOLE
700
0
3247
Novo-Nordisk ADR
CS
670100205
242
4678
SH
SOLE
425
0
4253
Nxp Semiconductors Nv
CS
n6596x109
209
1912
SH
SOLE
967
0
945
Occidental Petroleum
CS
674599105
1566
35213
SH
SOLE
12466
0
22747
Omnicom Group
CS
681919106
650
8296
SH
SOLE
616
0
7680
ONEOK Inc
CS
682680103
252
3419
SH
SOLE
0
0
3419
Oracle Corp
CS
68389X105
8820
160282
SH
SOLE
49117
0
111165
Parker-Hannifin
CS
701094104
1168
6468
SH
SOLE
249
0
6219
Paychex Inc
CS
704326107
324
3919
SH
SOLE
0
0
3919
Paycom Software Inc
CS
70432v102
983
4690
SH
SOLE
1070
0
3620
PayPal Holdings, Inc
CS
70450y103
1424
13745
SH
SOLE
853
0
12892
PepsiCo, Inc.
CS
713448108
16775
122356
SH
SOLE
31736
0
90620
Pernod Ricard Sa
CS
714264207
516
14480
SH
SOLE
0
0
14480
Pfizer Inc
CS
717081103
3334
92794
SH
SOLE
31724
0
61070
Pfizer Inc
CS
717081103
11
300
SH
Put
SOLE
0
0
300
Philip Morris Int'l
CS
718172109
1510
19885
SH
SOLE
1000
0
18885
Phillips 66
CS
718546104
752
7348
SH
SOLE
528
0
6820
Pinnacle West Capital Corp.
CS
723484101
230
2373
SH
SOLE
636
0
1737
PNC Financial Services Group
CS
693475105
362
2585
SH
SOLE
125
0
2460
Pool Corp.
CS
73278L105
1198
5940
SH
SOLE
1100
0
4840
Pop n Go Inc
CS
732816103
0
1847297
SH
SOLE
0
0
1847297
Procter & Gamble
CS
742718109
10076
81012
SH
SOLE
28112
0
52899
Procter & Gamble
CS
742718109
348
2800
SH
Put
SOLE
0
0
2800
Profire Energy
CS
74316x101
47
25000
SH
SOLE
0
0
25000
Progressive Corp
CS
743315103
2105
27251
SH
SOLE
0
0
27251
Public Storage Inc.
CS
74460D109
289
1177
SH
SOLE
192
0
985
PulteGroup Inc
CS
745867101
427
11677
SH
SOLE
23
0
11654
PVH Corp
CS
693656100
607
6877
SH
SOLE
105
0
6772
Qualcomm Incorporated
CS
747525103
20467
268311
SH
SOLE
48734
0
219577
Qualcomm Incorporated
CS
747525103
1060
13900
SH
Put
SOLE
0
0
13900
Qualcomm Incorporated
CS
747525103
572
7500
SH
Put
SOLE
0
0
7500
Qualys Inc
CS
74758T303
694
9190
SH
SOLE
2005
0
7185
Quest Diagnostics Inc
CS
74834L100
299
2792
SH
SOLE
725
0
2067
Raymond James Financial
CS
754730109
823
9976
SH
SOLE
1654
0
8322
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Company
CS
755111507
14320
72991
SH
SOLE
15462
0
57529
RBC Bearings Inc
CS
75524B104
984
5928
SH
SOLE
1420
0
4508
Realty Income Corp.
CS
756109104
230
3004
SH
SOLE
0
0
3004
Regions Financial Corp
CS
7591EP100
168
10648
SH
SOLE
0
0
10648
Reinsurance Group of America I
CS
759351604
247
1542
SH
SOLE
507
0
1035
ResMed Inc
CS
761152107
2148
15900
SH
SOLE
1680
0
14220
Restaurant Brands Internationa
CS
76131d103
247
3477
SH
SOLE
0
0
3477
Rineon Group Inc
CS
766795108
0
28784
SH
SOLE
0
0
28784
Riverview Bancorp Inc
CS
769397100
163
22108
SH
SOLE
0
0
22108
Roche Holding ADR
CS
771195104
209
5731
SH
SOLE
1783
0
3948
Rollins Inc
CS
775711104
670
19651
SH
SOLE
3855
0
15796
Roper Industries
CS
776696106
2296
6437
SH
SOLE
582
0
5855
Royal Dutch Shell PLC ADR B
CS
780259107
680
11349
SH
SOLE
1351
0
9998
RPM Inc.
CS
749685103
993
14436
SH
SOLE
10368
0
4068
S S & C Technologies Inc
CS
78467J100
1339
25965
SH
SOLE
12007
0
13958
Salesforce.com
CS
79466L302
693
4668
SH
SOLE
458
0
4210
SAP SE Spon ADR
CS
803054204
506
4293
SH
SOLE
184
0
4109
SBA Communications
CS
78410g104
254
1052
SH
SOLE
422
0
630
Schlumberger Limited
CS
806857108
2578
75448
SH
SOLE
31362
0
44086
Seaspan Corp
CS
y75638109
189
17795
SH
SOLE
0
0
17795
ServiceNow Inc
CS
81762p102
1590
6263
SH
SOLE
0
0
6263
ServiceNow Inc
CS
81762p102
254
1000
SH
Put
SOLE
0
0
1000
ServiceNow Inc
CS
81762p102
254
1000
SH
Put
SOLE
0
0
1000
Sherwin Williams Company
CS
824348106
22411
40756
SH
SOLE
408
0
40348
Sherwin Williams Company
CS
824348106
550
1000
SH
Put
SOLE
0
0
1000
Shopify Inc
CS
82509l107
707
2270
SH
SOLE
0
0
2270
Sionix Corp
CS
829400100
0
75000
SH
SOLE
0
0
75000
Skyworks Solutions Inc.
CS
83088M102
739
9323
SH
SOLE
1865
0
7458
Smith & Nephew Plc ADR
CS
83175M205
517
10751
SH
SOLE
0
0
10751
Snap-On Inc
CS
833034101
766
4896
SH
SOLE
3320
0
1575
Spirit Aerosystems
CS
848574109
582
7081
SH
SOLE
80
0
7001
Stanley Black & Decker
CS
854502101
312
2162
SH
SOLE
58
0
2104
Starbucks Corp
CS
855244109
1814
20516
SH
SOLE
379
0
20137
State Street Corp.
CS
857477103
972
16419
SH
SOLE
400
0
16019
Steris Plc
CS
g8473t100
1573
10885
SH
SOLE
1655
0
9230
Sterling Bancorp Del
CS
85917a100
259
12898
SH
SOLE
3673
0
9225
Store Cap Corp
CS
862121100
252
6726
SH
SOLE
1238
0
5488
Stryker Corp.
CS
863667101
1188
5492
SH
SOLE
0
0
5492
Stryker Corp.
CS
863667101
43
200
SH
Put
SOLE
0
0
200
Sumitomo Mitsui ADR
CS
86562M209
72
10454
SH
SOLE
10454
0
0
Sun Communitys Inc
CS
866674104
926
6240
SH
SOLE
1150
0
5090
Synopsys Inc
CS
871607107
1701
12392
SH
SOLE
2457
0
9935
Sysco Corp
CS
871829107
208
2615
SH
SOLE
5
0
2610
T. Rowe Price Associates Inc
CS
74144T108
974
8526
SH
SOLE
565
0
7961
Taiwan Semiconductor Manufactu
CS
874039100
1098
23614
SH
SOLE
1979
0
21635
Take Two Interactive
CS
874054109
716
5715
SH
SOLE
1180
0
4535
Target
CS
87612E106
426
3980
SH
SOLE
137
0
3843
TC Energy Corp
CS
87807b107
288
5565
SH
SOLE
376
0
5189
Teledyne Technologies Inc
CS
879360105
962
2988
SH
SOLE
580
0
2408
Tencent Holdings Ltd ADR
CS
88032Q109
635
15247
SH
SOLE
0
0
15247
Tesla Inc.
CS
88160r101
567
2352
SH
SOLE
24
0
2328
Tesla Inc.
CS
88160r101
506
2100
SH
Call
SOLE
0
0
2100
Tesla Inc.
CS
88160r101
24
100
SH
Put
SOLE
0
0
100
Texas Instruments
CS
882508104
1852
14327
SH
SOLE
6334
0
7993
The Wendy's Company
CS
95058W100
625
31300
SH
SOLE
0
0
31300
Theratechnologies Inc
CS
88338h100
207
47923
SH
SOLE
0
0
47923
Thermo Fisher Scientific Inc
CS
883556102
666
2286
SH
SOLE
316
0
1970
Tivo Corp.
CS
88870p106
96
12628
SH
SOLE
0
0
12628
TJX Companies Inc
CS
872540109
702
12597
SH
SOLE
4510
0
8086
Toro Co
CS
891092108
1553
21183
SH
SOLE
0
0
21183
Travelers Companies Inc
CS
89417E109
1473
9905
SH
SOLE
1000
0
8905
Treehouse Foods Inc
CS
89469A104
247
4455
SH
SOLE
2011
0
2444
Tricida Inc
CS
89610f101
526
17035
SH
SOLE
0
0
17035
Tyler Technologies Inc
CS
902252105
4911
18710
SH
SOLE
210
0
18500
Tyler Technologies Inc
CS
902252105
1575
6000
SH
Put
SOLE
0
0
6000
Ubisoft Entmt SA ADR
CS
90348r102
332
23186
SH
SOLE
0
0
23186
Ultra Petroleum Corp
CS
903914208
6
24696
SH
SOLE
0
0
24696
Under Armour Inc
CS
904311206
315
17400
SH
SOLE
1000
0
16400
Under Armour Inc
CS
904311107
349
17500
SH
SOLE
0
0
17500
Union Pacific Corp
CS
907818108
2429
14997
SH
SOLE
6620
0
8377
United Parcel Service Inc.
CS
911312106
7036
58718
SH
SOLE
11469
0
47249
United Technologies
CS
913017109
7410
54275
SH
SOLE
14762
0
39513
UnitedHealth Group Inc
CS
91324P102
18575
85475
SH
SOLE
17661
0
67814
UnitedHealth Group Inc
CS
91324P102
239
1100
SH
Put
SOLE
0
0
1100
UnitedHealth Group Inc
CS
91324P102
217
1000
SH
Put
SOLE
0
0
1000
US Bancorp
CS
902973304
1720
31076
SH
SOLE
23956
0
7120
Verizon Communications
CS
92343V104
12529
207568
SH
SOLE
30479
0
177089
Verizon Communications
CS
92343V104
60
1000
SH
Put
SOLE
0
0
1000
Verizon Communications
CS
92343V104
911
15100
SH
Put
SOLE
0
0
15100
Visa Inc Cl A
CS
92826C839
16154
93916
SH
SOLE
23611
0
70305
Vodafone Group PLC
CS
92857W308
220
11056
SH
SOLE
5119
0
5937
Vulcan Materials
CS
929160109
5953
39363
SH
SOLE
0
0
39363
W. W. Grainger Inc
CS
384802104
301
1014
SH
SOLE
0
0
1014
Wal Mart de Mexico ADR
CS
93114W107
431
14456
SH
SOLE
0
0
14456
Walgreen Boots Alliance Inc
CS
931427108
342
6183
SH
SOLE
1586
0
4597
Walmart Inc
CS
931142103
2428
20455
SH
SOLE
9747
0
10708
Waste Management Inc
CS
94106L109
282
2455
SH
SOLE
1254
0
1201
WEC Energy Group Inc.
CS
92939u106
448
4711
SH
SOLE
679
0
4032
WellCare Health Plans
CS
94946T106
630
2430
SH
SOLE
0
0
2430
Wells Fargo & Company
CS
949746101
10714
212414
SH
SOLE
57992
0
154422
Weyerhauser Corporation
CS
962166104
5257
189790
SH
SOLE
54457
0
135333
Wheaton Precious Metals Corp
CS
962879102
240
9159
SH
SOLE
3754
0
5405
Williams Companies, Inc.
CS
969457100
2716
112898
SH
SOLE
2095
0
110803
WLMG Holding Inc
CS
92934q100
1
36598
SH
SOLE
0
0
36598
Xilinx Inc
CS
983919101
10586
110387
SH
SOLE
26180
0
84207
Xylem Inc
CS
98419M100
1245
15632
SH
SOLE
7340
0
8291
Yum China Holdings Inc
CS
98850p109
594
13074
SH
SOLE
529
0
12545
Yum! Brands Inc.
CS
988498101
1699
14978
SH
SOLE
710
0
14268
Zebra Technologies Inc. Cl A
CS
989207105
789
3822
SH
SOLE
760
0
3062
Zoetis Inc
CS
98978V103
622
4992
SH
SOLE
872
0
4120
Inventrust PPTYs Corp
RE
46124j102
32
10117
SH
SOLE
0
0
10117
KBS Real Estate Investment Tru
RE
48243c109
69
15438
SH
SOLE
0
0
15438
KBS Strategic Opportunity
RE
48242n106
157
15850
SH
SOLE
0
0
15850
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
343
27824
SH
SOLE
0
0
27824
Schwab US REIT
RE
808524847
505
10700
SH
SOLE
0
0
10700
Vanguard REIT Viper Index Seri
RE
922908553
5531
59314
SH
SOLE
0
0
59314
BNS EAFE due 2/7/22
SE
064159ps9
1695
1675000
SH
SOLE
0
0
1675000
BNS EM due 10/15/21
SE
064159nw2
4853
5080000
SH
SOLE
200000
0
4880000
BNS MID due 10/15/21
SE
064159nx0
7761
7785000
SH
SOLE
50000
0
7735000
Citi SPX Due 2/7/22
SE
17327tzp4
2763
2775000
SH
SOLE
40000
0
2735000
Credit Suisse AG Eq Note 08/10
SE
22552fay8
75
73000
SH
SOLE
0
0
73000
GS EEM Nt due 11/26/19
SE
40054ld50
1701
1665000
SH
SOLE
75000
0
1590000
GS EFA Nt due 11/26/19
SE
40054ld68
1564
1545000
SH
SOLE
175000
0
1370000
GS MID due 2/9/22
SE
40056fzu2
1175
1180000
SH
SOLE
0
0
1180000
GS MID due 5/13/21
SE
40056egh5
2238
2150000
SH
SOLE
100000
0
2050000
GS MID due 6/11/20
SE
40055ab71
1924
1825000
SH
SOLE
0
0
1825000
GS MID Nt due 12/24/20
SE
40055qgf3
1840
1825000
SH
SOLE
50000
0
1775000
GS MSCI EM due 6/16/21
SE
40056emz8
9446
8765000
SH
SOLE
325000
0
8440000
GS MSCI EM Nt due 12/24/20
SE
40055qgd8
965
985000
SH
SOLE
0
0
985000
GS Russell 2000 Idx Due 5/20
SE
40054kpk6
6257
5045000
SH
SOLE
790000
0
4255000
GS SX5E Nt due 3/31/20
SE
40054lu28
4210
4006000
SH
SOLE
350000
0
3656000
HSBC USA Inc. Eq Note 05/06/20
SE
40435ugs7
106
100000
SH
SOLE
0
0
100000
JP Morgan Finl Eq Note 12/21/2
SE
48130u6m2
102
96000
SH
SOLE
0
0
96000
JPM MSCI EAFE due 6/16/21
SE
48130wks9
8956
8140000
SH
SOLE
275000
0
7865000
JPM SPX Nt due 12/23/20
SE
48129m3s3
2593
2355000
SH
SOLE
75000
0
2280000
JPM SX5E due 5/11/20
SE
48130wbe0
4964
4090000
SH
SOLE
0
0
4090000
MS EAFE due 10/15/21
SE
61768d6j9
3374
3390000
SH
SOLE
300000
0
3090000
MS SPX due 5/13/21
SE
61768drj6
4206
3905000
SH
SOLE
175000
0
3730000
MS SPX due 6/11/20
SE
61768cwj2
1762
1565000
SH
SOLE
125000
0
1440000
MS SPX Nt 2/6/20
SE
61768cnq6
12111
10167000
SH
SOLE
1025000
0
9142000
RBC EEM due 6/11/20
SE
78013xca4
1929
2025000
SH
SOLE
0
0
2025000
RBC EFA due 6/11/20
SE
78013xcb2
1052
1075000
SH
SOLE
0
0
1075000
RBC RTY due 10/15/21
SE
78013x5m6
3783
3850000
SH
SOLE
30000
0
3820000
RBC RTY due 2/7/22
SE
78013xye2
1160
1175000
SH
SOLE
0
0
1175000
RBC RTY Nt due 12/24/20
SE
78013xmz8
1634
1700000
SH
SOLE
25000
0
1675000
RBC SPX due 10/15/21
SE
78013x5l8
9776
9500000
SH
SOLE
530000
0
8970000
RBC SPX due 6/16/21
SE
78013xue6
14178
12515000
SH
SOLE
400000
0
12115000
RBC SPX due 8/13/20
SE
78013xfu7
4483
3917000
SH
SOLE
0
0
3917000
RBC SX5E Abs Ret due 8/13/20
SE
78013xft0
5170
4662000
SH
SOLE
0
0
4662000
Toronto Dominion Bk Sr Glbl In
SE
89114qhz4
90
83000
SH
SOLE
0
0
83000
Wells Fargbo Fin LLC 11/25/202
SE
95001h4y4
28
27000
SH
SOLE
0
0
27000
Energy Transfer LP
ML
29273v100
6369
486945
SH
SOLE
22066
0
464879
Enterprise Products Ptnrs
ML
293792107
11253
393723
SH
SOLE
22833
0
370890
EQM Midstream Partners LP
ML
26885b100
4093
125171
SH
SOLE
7477
0
117694
Genesis Energy LP
ML
371927104
4419
205832
SH
SOLE
2600
0
203232
JPMorgan Alerian MLP Index
ML
46625H365
2546
109400
SH
SOLE
11745
0
97655
Magellan Midstream Ptnrs LP
ML
559080106
7156
107989
SH
SOLE
5977
0
102012
MPLX LP
ML
55336V100
4063
145061
SH
SOLE
2100
0
142961
Nextera Energy Partners Lp
ML
65341b106
2690
50903
SH
SOLE
3750
0
47153
Phillips 66 Partners LP Common
ML
718549207
3315
58550
SH
SOLE
2400
0
56150
Tallgrass Energy LP Class A
ML
874696107
3472
172376
SH
SOLE
3000
0
169376
Targa Resources Prtns Com St
ML
87612G101
5502
136957
SH
SOLE
4969
0
131988
UBS E-TRACS Alerian MLP Infras
ML
902641646
7391
354500
SH
SOLE
17034
0
337466
UBS ETRACS Alerian MLP Etn
ML
90267b682
1181
80519
SH
SOLE
0
0
80519
Western Midstream Partners LP
ML
958669103
4684
188172
SH
SOLE
10989
0
177183
Deutsche X Tracks MSCI EAFE
EE
233051200
9000
278286
SH
SOLE
19492
0
258794
First Tr Value Line Dividend I
EE
33734H106
291
8348
SH
SOLE
0
0
8348
Invesco ETF Insider Sentiment
EE
46137V555
386
5500
SH
SOLE
0
0
5500
Invesco QQQ Trust
EE
46090E103
21544
114105
SH
SOLE
16751
0
97354
Invesco S&P 500 Equal Weight E
EE
46137V357
256
2371
SH
SOLE
0
0
2371
Invesco S&P 500 Healthcare
EE
46137V332
7435
37940
SH
SOLE
2000
0
35940
iShares EAFE Value ETF
EE
464288877
637
13441
SH
SOLE
0
0
13441
iShares FTSE/Xinhua China25 In
EE
464287184
561
14088
SH
SOLE
0
0
14088
iShares Russell Mid Cap Growth
EE
464287481
1320
9341
SH
SOLE
0
0
9341
iShares Russell Mid Cap Index
EE
464287499
1428
25521
SH
SOLE
0
0
25521
iShares Russell Mid Cap Value
EE
464287473
1777
19807
SH
SOLE
522
0
19285
iShares Select Dividend ETF
EE
464287168
4199
41189
SH
SOLE
1038
0
40151
iShares US Home Construction
EE
464288752
1860
42950
SH
SOLE
3750
0
39200
JP Morgan Diversified Ret Intl
EE
46641q209
2385
44851
SH
SOLE
2975
0
41876
JPM Diversified EM Mkts Etf
EE
46641q308
635
12097
SH
SOLE
478
0
11619
Schwab International Equity
EE
808524805
292
9154
SH
SOLE
9154
0
0
Schwab US Large Cap ETF
EE
808524201
8501
119847
SH
SOLE
115281
0
4566
Schwab US Mid-Cap ETF
EE
808524508
2315
40952
SH
SOLE
38092
0
2860
Schwab US Small-Cap ETF
EE
808524607
1944
27876
SH
SOLE
25135
0
2741
SPDR Dow Jones Indl Avg ETF Se
EE
78467X109
1219
4530
SH
SOLE
2667
0
1863
SPDR Euro STOXX 50 ETF
EE
78463X202
3007
79683
SH
SOLE
2196
0
77487
SPDR Financial Index
EE
81369Y605
752
26846
SH
SOLE
0
0
26846
SPDR Portfolio Europe ETF
EE
78463x103
263
7916
SH
SOLE
5650
0
2266
SPDR S&P 500 ETF
EE
78462F103
114421
385555
SH
SOLE
26329
0
359226
SPDR S&P 500 ETF
EE
78462F103
89
300
SH
Put
SOLE
0
0
300
SPDR S&P Bank ETF
EE
78464a797
2136
49480
SH
SOLE
3117
0
46364
SPDR S&P Biotech
EE
78464A870
995
13055
SH
SOLE
0
0
13055
SPDR S&P Dividend ETF
EE
78464A763
29786
290312
SH
SOLE
28010
0
262302
SPDR S&P Int'l Small Cap Fd
EE
78463X871
874
29724
SH
SOLE
0
0
29724
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
67095
190357
SH
SOLE
15325
0
175032
SPDR Technology Index
EE
81369Y803
391
4861
SH
SOLE
0
0
4861
SPDR Utilities Index
EE
81369Y886
226
3489
SH
SOLE
0
0
3489
UBS AG FI Large Cap Growth
EE
902677780
295
1065
SH
SOLE
0
0
1065
Vaneck Vectors ETF TR
EE
92189f106
1235
46248
SH
SOLE
0
0
46248
Vaneck Vectors ETF TR
EE
92189f700
844
12822
SH
SOLE
1200
0
11622
Vanguard Dividend Appreciation
EE
921908844
516
4315
SH
SOLE
0
0
4315
Vanguard Europe ETF
EE
922042874
3450
64347
SH
SOLE
236
0
64111
Vanguard FTSE All-World Ex-US
EE
922042775
838
16789
SH
SOLE
0
0
16789
Vanguard FTSE Developed Mkts E
EE
921943858
8352
203314
SH
SOLE
252
0
203062
Vanguard FTSE Emerging Mkts ET
EE
922042858
17911
444890
SH
SOLE
17486
0
427404
Vanguard Growth ETF
EE
922908736
870
5230
SH
SOLE
0
0
5230
Vanguard Index Fds S&p 500
EE
922908363
425
1560
SH
SOLE
0
0
1560
Vanguard Information Technolog
EE
92204A702
2567
11908
SH
SOLE
565
0
11343
Vanguard Large Cap ETF
EE
922908637
704
5163
SH
SOLE
0
0
5163
Vanguard Mid Cap Vipers Index
EE
922908629
764
4557
SH
SOLE
62
0
4495
Vanguard Small Cap ETF
EE
922908751
893
5806
SH
SOLE
57
0
5749
Vanguard Small Cap Growth
EE
922908595
296
1626
SH
SOLE
41
0
1585
Vanguard Small Cap Value Fund
EE
922908611
743
5765
SH
SOLE
472
0
5293
Vanguard Tot Stock Mrkt ETF
EE
922908769
23487
155542
SH
SOLE
0
0
155542
Vanguard Value ETF
EE
922908744
519
4646
SH
SOLE
0
0
4646
WisdomTree Dividend Ex-Finl ET
EE
97717W406
327
3741
SH
SOLE
1291
0
2450
WisdomTree Int'l Small Cap Div
EE
97717W760
4685
73759
SH
SOLE
1895
0
71864
Wisdomtree Midcap Dividend
EE
97717w505
6514
179392
SH
SOLE
3658
0
175734
Fidelity MSCI Real Estate ETF
EZ
316092857
906
32481
SH
SOLE
250
0
32231
GS Activebeta Large Cap ETF
EZ
381430503
5636
94101
SH
SOLE
1845
0
92256
Invesco Dynamic Building and C
EZ
46137V779
5328
163250
SH
SOLE
10379
0
152871
iShares Core MSCI EAFE
EZ
46432f842
27753
454442
SH
SOLE
18240
0
436202
iShares Core MSCI Emerging Mkt
EZ
46434g103
35287
719840
SH
SOLE
28162
0
691678
IShares Core S&P Total US Stoc
EZ
464287150
461
6874
SH
SOLE
785
0
6089
iShares Dow Jones US RE Index
EZ
464287739
1309
13995
SH
SOLE
175
0
13820
iShares MSCI EAFE Index
EZ
464287465
19536
299582
SH
SOLE
18606
0
280976
iShares MSCI EAFE Small Cap In
EZ
464288273
7741
135259
SH
SOLE
6871
0
128388
iShares MSCI Emerg Mkts Indx F
EZ
464287234
7627
186625
SH
SOLE
21463
0
165162
iShares Russell 1000
EZ
464287622
1290
7840
SH
SOLE
0
0
7840
iShares Russell 1000 Growth In
EZ
464287614
26927
168681
SH
SOLE
5455
0
163226
iShares Russell 1000 Value Ind
EZ
464287598
18822
146751
SH
SOLE
3972
0
142779
iShares Russell 2000 Growth In
EZ
464287648
10360
53756
SH
SOLE
2186
0
51570
iShares Russell 2000 Index
EZ
464287655
43082
284670
SH
SOLE
7688
0
276982
iShares Russell 2000 Value Ind
EZ
464287630
8841
74040
SH
SOLE
3427
0
70613
iShares S&P 500 Growth
EZ
464287309
20269
112588
SH
SOLE
9434
0
103154
iShares S&P 500 Index
EZ
464287200
157678
528198
SH
SOLE
19083
0
509115
iShares S&P Barra Value Index
EZ
464287408
33124
278029
SH
SOLE
4185
0
273844
iShares S&P Mid Cap 400 Growth
EZ
464287606
26626
118941
SH
SOLE
5698
0
113243
iShares S&P Mid Cap 400 Value
EZ
464287705
24753
154800
SH
SOLE
8963
0
145837
iShares S&P Mid Cap Index
EZ
464287507
56978
294873
SH
SOLE
9571
0
285302
iShares S&P Small Cap 600 Grow
EZ
464287887
2557
14332
SH
SOLE
2642
0
11690
iShares S&P Small Cap 600 Valu
EZ
464287879
4369
29088
SH
SOLE
2937
0
26151
iShares S&P Small Cap Index
EZ
464287804
32781
421136
SH
SOLE
21874
0
399262
iShares Tr MSCI AC Asia Ex Jap
EZ
464288182
1461
22035
SH
SOLE
0
0
22035
iShares Tr MSCI ACWI Index
EZ
464288257
208
2818
SH
SOLE
0
0
2818
Ishares Trust High Dividend Eq
EZ
46429B663
440
4677
SH
SOLE
0
0
4677