Supervisor - Investment Operations

0001040197-19-000004.txt : 20190429 0001040197-19-000004.hdr.sgml : 20190429 20190429121025 ACCESSION NUMBER: 0001040197-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 EFFECTIVENESS DATE: 20190429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 19774707 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001040197 XXXXXXXX 03-31-2019 03-31-2019 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Supervisor - Investment Operations 216-920-4965 Bryan Gregorich Cleveland OH 04-29-2019 0 489 1952806 false INFORMATION TABLE 2 inftable.xml 3M Company CS 88579Y101 1362 6557 SH SOLE 0 0 6557 A T & T Corp New CS 00206R102 14439 460434 SH SOLE 119711 0 340723 Abbott Laboratories CS 002824100 21013 262864 SH SOLE 63740 0 199124 Abbott Laboratories CS 002824100 456 5700 SH Put SOLE 0 0 5700 AbbVie Inc. CS 00287Y109 4867 60386 SH SOLE 14200 0 46186 AbbVie Inc. CS 00287Y109 653 8100 SH Put SOLE 0 0 8100 Accenture PLC Cl A CS G1151C101 2153 12232 SH SOLE 537 0 11695 Adobe Inc CS 00724F101 8429 31628 SH SOLE 1606 0 30022 Agilent Technologies CS 00846U101 477 5931 SH SOLE 0 0 5931 Air Products & Chemicals Inc CS 009158106 1266 6629 SH SOLE 3500 0 3129 Akamai Tech CS 00971T101 723 10089 SH SOLE 500 0 9589 Alexandria Real Estate Equitie CS 015271109 317 2227 SH SOLE 893 0 1334 Alibaba Group Holding Limited CS 01609w102 300 1646 SH SOLE 486 0 1160 Allergan PLC CS G0177J108 2651 18108 SH SOLE 4429 0 13679 Allstate Corp CS 020002101 728 7735 SH SOLE 1132 0 6603 Allstate Corp CS 020002101 330 3500 SH Put SOLE 0 0 3500 Alphabet Inc Class A CS 02079k305 9036 7678 SH SOLE 2696 0 4982 Alphabet Inc Class C CS 02079k107 10784 9191 SH SOLE 664 0 8527 Altria Group Inc. CS 02209S103 7707 134197 SH SOLE 36303 0 97894 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 13872 7790 SH SOLE 1401 0 6389 America Movil SA de CV ADR Ser CS 02364W105 694 48600 SH SOLE 0 0 48600 American Campus Communities CS 024835100 242 5077 SH SOLE 2357 0 2720 American Express CS 025816109 277 2530 SH SOLE 242 0 2288 American Tower CS 03027X100 5496 27890 SH SOLE 7866 0 20024 American Water Works CS 030420103 222 2125 SH SOLE 0 0 2125 Ameriprise Financial Inc CS 03076C106 246 1918 SH SOLE 838 0 1080 Ametek Inc CS 031100100 1680 20252 SH SOLE 675 0 19577 Amgen Inc CS 031162100 14809 77948 SH SOLE 22195 0 55753 Anheuser-Busch InBev CS 03524A108 953 11354 SH SOLE 10000 0 1354 Antero Midstream Corp CS 03676b102 4539 329401 SH SOLE 14546 0 314855 Anthem, Inc CS 036752103 358 1247 SH SOLE 0 0 1247 AP Moller Maersk ADR CS 00202f102 76 11939 SH SOLE 11939 0 0 Apple Inc CS 037833100 39331 207060 SH SOLE 37898 0 169162 Apple Inc CS 037833100 38 200 SH Call SOLE 0 0 200 Apple Inc CS 037833100 285 1500 SH Put SOLE 0 0 1500 Apple Inc CS 037833100 57 300 SH Put SOLE 0 0 300 AptarGroup Inc CS 038336103 223 2100 SH SOLE 0 0 2100 Archer Daniels Midland Co. CS 039483102 2230 51705 SH SOLE 0 0 51705 Arthur J. Gallagher CS 363576109 246 3155 SH SOLE 580 0 2575 Astellas Pharma Inc CS 04623U102 158 10534 SH SOLE 10534 0 0 Atmos Energy Corp CS 049560105 202 1961 SH SOLE 0 0 1961 Automatic Data Processing CS 053015103 427 2674 SH SOLE 0 0 2674 Avery Dennison CS 053611109 810 7172 SH SOLE 1685 0 5487 Baidu ADR CS 056752108 2701 16383 SH SOLE 645 0 15738 Bank of America Corp CS 060505104 13205 478621 SH SOLE 175675 0 302946 Baxter International CS 071813109 1028 12639 SH SOLE 700 0 11939 Becton Dickinson & Company CS 075887109 560 2242 SH SOLE 204 0 2038 Berkshire Hathaway CS 084670108 1205 4 SH SOLE 0 0 4 Berkshire Hathaway Class B CS 084670702 8481 42215 SH SOLE 8588 0 33627 Berry Plastics Group CS 08579w103 248 4595 SH SOLE 2136 0 2459 Biogen Inc CS 09062X103 567 2397 SH SOLE 159 0 2238 Blackrock Inc CS 09247X101 3553 8315 SH SOLE 230 0 8085 Blackstone Group LP CS 09253u108 432 12365 SH SOLE 1000 0 11365 Boeing Company CS 097023105 20644 54125 SH SOLE 11881 0 42244 Booking Holdings Inc CS 09857l108 5701 3267 SH SOLE 155 0 3112 BP Amoco PLC ADR CS 055622104 6942 158772 SH SOLE 34654 0 124118 Bristol-Myers Squibb CS 110122108 6654 139458 SH SOLE 35838 0 103620 Broadcom Inc CS 11135F101 1759 5850 SH SOLE 4200 0 1650 Burlington Stores Inc CS 122017106 851 5433 SH SOLE 1115 0 4318 Cardinal Health Inc. CS 14149Y108 461 9579 SH SOLE 0 0 9579 Carter's Inc CS 146229109 246 2439 SH SOLE 861 0 1578 Caterpillar Inc CS 149123101 208 1536 SH SOLE 169 0 1367 Celgene Corp. CS 151020104 443 4696 SH SOLE 0 0 4696 Charles River Laboratories Int CS 159864107 1182 8140 SH SOLE 2222 0 5918 Charles Schwab CS 808513105 1039 24307 SH SOLE 19400 0 4907 Charles Schwab CS 808513105 111 2600 SH Put SOLE 0 0 2600 Chart Industries CS 16115Q308 272 3000 SH SOLE 0 0 3000 Charter Communications Inc CS 16119p108 396 1142 SH SOLE 0 0 1142 Chevron Corporation CS 166764100 8203 66592 SH SOLE 13078 0 53513 Chromadex Corporation CS 171077407 45 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11858 84653 SH SOLE 22338 0 62315 Church & Dwight Co CS 171340102 979 13738 SH SOLE 2710 0 11028 Cincinnati Financial Corporati CS 172062101 240 2794 SH SOLE 0 0 2794 Cintas Inc. CS 172908105 1223 6053 SH SOLE 1288 0 4765 Cisco Systems CS 17275R102 19632 363625 SH SOLE 100472 0 263153 Citigroup CS 172967424 11497 184784 SH SOLE 48388 0 136396 Citrix Systems Inc CS 177376100 826 8293 SH SOLE 766 0 7527 Clean Harbors Inc CS 184496107 232 3244 SH SOLE 1506 0 1738 CMS Energy Corp CS 125896100 268 4830 SH SOLE 880 0 3950 Coca-Cola Co. CS 191216100 871 18596 SH SOLE 1416 0 17180 Cognex Corp. CS 192422103 203 4000 SH SOLE 0 0 4000 Cognizant Technology Solutions CS 192446102 2031 28033 SH SOLE 1910 0 26123 Colgate Palmolive CS 194162103 1244 18144 SH SOLE 435 0 17709 Comcast Corp. Cl A CS 20030n101 19455 486626 SH SOLE 109253 0 377373 Compagnie de Saint-Gobain ADR CS 204280309 88 12149 SH SOLE 12149 0 0 Conduent Inc CS 206787103 149 10785 SH SOLE 5012 0 5773 ConocoPhillips CS 20825C104 660 9894 SH SOLE 587 0 9307 Constellation Brands Inc. CS 21036P108 6578 37519 SH SOLE 7237 0 30282 Cooper Companies CS 216648402 1050 3545 SH SOLE 635 0 2910 Copart Inc CS 217204106 989 16320 SH SOLE 3495 0 12825 Corning, Inc. CS 219350105 729 22011 SH SOLE 515 0 21496 Costco Wholesale Corp CS 22160K105 8700 35930 SH SOLE 4243 0 31687 CSX Corp CS 126408103 213 2847 SH SOLE 828 0 2019 CVS Health Corp. CS 126650100 5777 107113 SH SOLE 28302 0 78811 Danaher Corp. CS 235851102 2195 16623 SH SOLE 894 0 15729 Darling Ingredients, Inc. CS 237266101 256 11816 SH SOLE 5491 0 6325 Deere & Co CS 244199105 1132 7085 SH SOLE 300 0 6785 Dell Technologies C CS 24703l202 772 13151 SH SOLE 0 0 13151 Delta Air Lines CS 247361702 258 4997 SH SOLE 0 0 4997 DENTSPLY Sirona Inc. CS 24906p109 220 4433 SH SOLE 2059 0 2374 Devon Energy Corp CS 25179M103 142 4513 SH SOLE 0 0 4513 Devon Energy Corp CS 25179M103 88 2800 SH Put SOLE 0 0 2800 Diageo PLC ADR CS 25243Q205 12125 74107 SH SOLE 19252 0 54855 Dick's Sporting Goods CS 253393102 279 7584 SH SOLE 0 0 7584 Digital Turbine Inc CS 25400w102 105 30000 SH SOLE 0 0 30000 Disney, Walt Co. CS 254687106 7999 72046 SH SOLE 19473 0 52573 Dollar Tree CS 256746108 272 2588 SH SOLE 1132 0 1456 Dominion Energy Inc. CS 25746U109 210 2742 SH SOLE 0 0 2742 Dover Corp. CS 260003108 283 3018 SH SOLE 1176 0 1842 DowDuPont Inc. CS 26078j100 2326 43622 SH SOLE 25733 0 17890 DTE Energy CS 233331107 675 5410 SH SOLE 1354 0 4056 Duke Energy Corp. CS 26441C204 458 5094 SH SOLE 399 0 4695 E.ON AG. ADR CS 268780103 153 13739 SH SOLE 13739 0 0 Eaton Corporation CS G29183103 8554 106182 SH SOLE 17670 0 88512 Edison International Inc. CS 281020107 225 3626 SH SOLE 1101 0 2525 Edwards Lifesciences Corp. CS 28176E108 204 1067 SH SOLE 315 0 752 Emerson Electric CS 291011104 473 6905 SH SOLE 0 0 6905 Enbridge Inc CS 29250n105 594 16388 SH SOLE 2119 0 14269 Encompass Health Corp CS 29261a100 202 3453 SH SOLE 1605 0 1848 EOG Resources CS 26875P101 2241 23547 SH SOLE 10612 0 12935 Equinix Corp CS 29444U700 385 850 SH SOLE 617 0 233 Escrow GCB GM Bd CS 370escbt1 0 52000 SH SOLE 0 0 52000 Estee Lauder CS 518439104 2392 14446 SH SOLE 1839 0 12607 Etsy Inc CS 29786a106 888 13210 SH SOLE 2980 0 10230 Evergy Inc CS 30034W106 378 6506 SH SOLE 2778 0 3728 Exelon Corp. CS 30161N101 2374 47365 SH SOLE 4411 0 42954 Exxon Mobil Corp CS 30231G102 6050 74881 SH SOLE 22731 0 52150 Exxon Mobil Corp CS 30231G102 162 2000 SH Put SOLE 0 0 2000 Exxon Mobil Corp CS 30231G102 323 4000 SH Put SOLE 0 0 4000 Facebook CS 30303M102 6610 39657 SH SOLE 12773 0 26884 Facebook CS 30303M102 833 5000 SH Put SOLE 0 0 5000 Facebook CS 30303M102 117 700 SH Put SOLE 0 0 700 Farmers National Banc Corp CS 309627107 245 17753 SH SOLE 0 0 17753 Fedex CS 31428X106 602 3320 SH SOLE 425 0 2895 Fidelity National Information CS 31620M106 336 2969 SH SOLE 1143 0 1826 Fidelity Natl Finl Inc New CS 31620r303 500 13693 SH SOLE 1908 0 11785 First Republic Bank of CA CS 33616C100 619 6165 SH SOLE 1405 0 4760 Five Below, Inc CS 33829M101 905 7284 SH SOLE 1590 0 5694 FMC Corp CS 302491303 226 2938 SH SOLE 1364 0 1574 Fortive Corporation CS 34959j108 567 6753 SH SOLE 888 0 5865 Generac Holdings CS 368736104 721 14075 SH SOLE 3130 0 10945 General Dynamics CS 369550108 1108 6546 SH SOLE 1193 0 5353 General Electric Company CS 369604103 463 46373 SH SOLE 2515 0 43858 General Mills Inc CS 370334104 321 6205 SH SOLE 875 0 5330 General Motors CS 37045V100 386 10410 SH SOLE 0 0 10410 Genpact Ltd CS G3922B107 883 25105 SH SOLE 6094 0 19011 Gilead Sciences Inc CS 375558103 1663 25581 SH SOLE 6827 0 18754 Goldman Sachs Group, Inc. CS 38141G104 608 3165 SH SOLE 0 0 3165 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Grupo Financiero Banorte SAB d CS P49501201 76 13985 SH SOLE 0 0 13985 Hain Celestial Group CS 405217100 208 9006 SH SOLE 2987 0 6019 Halliburton Company CS 406216101 229 7806 SH SOLE 585 0 7221 Harley Davidson Inc. CS 412822108 421 11800 SH SOLE 800 0 11000 Henry Jack and Associates Inc CS 426281101 979 7058 SH SOLE 1190 0 5868 Home Depot, Inc. CS 437076102 17689 92181 SH SOLE 28701 0 63480 Honeywell International, Inc. CS 438516106 12051 75829 SH SOLE 24916 0 50913 Hormel Geo A Co CS 440452100 360 8050 SH SOLE 945 0 7105 Howard Hughes Corp CS 44267D107 267 2430 SH SOLE 0 0 2430 HP Inc. CS 40434l105 239 12311 SH SOLE 0 0 12311 Huntington Bancshares CS 446150104 446 35143 SH SOLE 0 0 35143 Hyatt Hotels CS 448579102 665 9160 SH SOLE 2035 0 7125 IDEX Corp CS 45167R104 808 5324 SH SOLE 1175 0 4149 Illinois Tool Works CS 452308109 431 3004 SH SOLE 0 0 3004 Imageware Systems Inc. CS 45245s108 189 129326 SH SOLE 0 0 129326 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 ING Groep NV ADS CS 456837103 157 12908 SH SOLE 12908 0 0 Ingersoll-Rand CS G47791101 889 8232 SH SOLE 0 0 8232 Ingersoll-Rand CS G47791101 820 7600 SH Put SOLE 0 0 7600 Int'l Business Machines Corp. CS 459200101 1411 10003 SH SOLE 300 0 9703 Intel Corp CS 458140100 22498 418948 SH SOLE 83724 0 335224 Intel Corp CS 458140100 806 15000 SH Put SOLE 0 0 15000 Intel Corp CS 458140100 806 15000 SH Put SOLE 0 0 15000 Intercontinental Exchange, Inc CS 45866f104 3499 45951 SH SOLE 2532 0 43419 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuit CS 461202103 281 1076 SH SOLE 357 0 719 Intuitive Surgical Inc CS 46120E602 231 404 SH SOLE 149 0 255 Jazz Pharmaceuticals CS G50871105 610 4268 SH SOLE 960 0 3308 Johnson & Johnson CS 478160104 25475 182237 SH SOLE 30135 0 152102 JPMorgan Chase & Co. CS 46625H100 23886 235960 SH SOLE 46896 0 189064 Keysight Technologies CS 49338l103 1261 14466 SH SOLE 2115 0 12351 Kimberly-Clark CS 494368103 441 3558 SH SOLE 0 0 3558 Kinder Morgan, Inc. CS 49456B101 13196 659492 SH SOLE 183588 0 475904 L-3 Communications CS 502413107 454 2200 SH SOLE 0 0 2200 Lam Research Corp CS 512807108 267 1492 SH SOLE 155 0 1337 Lamb Weston Holdings Inc CS 513272104 877 11697 SH SOLE 2635 0 9062 Leidos Holdings, Inc CS 525327102 227 3536 SH SOLE 1643 0 1893 Lennox International Inc CS 526107107 1220 4616 SH SOLE 845 0 3771 Liberty Broadband Corporation CS 530307107 226 2468 SH SOLE 0 0 2468 Liberty Broadband Corporation CS 530307305 426 4639 SH SOLE 0 0 4639 Liberty Global PLC Cl A CS G5480U104 237 9513 SH SOLE 0 0 9513 Liberty Global PLC Cl C CS G5480U120 496 20499 SH SOLE 0 0 20499 Liberty Media Corp A SiriusXM CS 531229409 351 9181 SH SOLE 0 0 9181 Liberty Media Corp C CS 531229607 695 18162 SH SOLE 0 0 18162 Lilly, Eli Co CS 532457108 728 5609 SH SOLE 1769 0 3840 Linde PLC Com CS g5494j103 244 1388 SH SOLE 0 0 1388 Littelfuse Inc CS 537008104 560 3070 SH SOLE 730 0 2340 Livent Corporation CS 53814l108 153 12467 SH SOLE 5237 0 7230 LKQ CS 501889208 372 13098 SH SOLE 5585 0 7513 Lockheed Martin CS 539830109 564 1878 SH SOLE 0 0 1878 Lonza Group LTD CS h50524133 777 2505 SH SOLE 0 0 2505 Lowe's Cos. CS 548661107 2548 23277 SH SOLE 1320 0 21957 MACOM Tech Solutions Holdings CS 55405y100 270 16173 SH SOLE 7510 0 8663 Marathon Petroleum Corp CS 56585A102 6967 116400 SH SOLE 31756 0 84644 Markland Technologies Inc CS 570658203 0 15000 SH SOLE 0 0 15000 Mastercard CS 57636Q104 426 1809 SH SOLE 0 0 1809 McCormick & Co CS 579780206 978 6494 SH SOLE 1255 0 5239 McDonalds Corp CS 580135101 2352 12386 SH SOLE 4782 0 7604 McKesson HBOC Corp. CS 58155Q103 372 3175 SH SOLE 0 0 3175 Medtronic Plc CS g5960l103 2760 30298 SH SOLE 18287 0 12011 Merck & Co CS 58933Y105 7112 85511 SH SOLE 14237 0 71274 Metlife Inc. CS 59156R108 7011 164684 SH SOLE 47855 0 116829 Mettler-Toledo International CS 592688105 1079 1493 SH SOLE 285 0 1208 Microsoft Corporation CS 594918104 33390 283109 SH SOLE 69144 0 213965 Microsoft Corporation CS 594918104 873 7400 SH Put SOLE 0 0 7400 Microsoft Corporation CS 594918104 1675 14200 SH Put SOLE 0 0 14200 Microsoft Corporation CS 594918104 2548 21600 SH Put SOLE 0 0 21600 Microsoft Corporation CS 594918104 1356 11500 SH Put SOLE 0 0 11500 Milestone Scientific Inc CS 59935p209 12 35000 SH SOLE 0 0 35000 Mondelez Intl Inc Com CS 609207105 7876 157763 SH SOLE 49067 0 108696 Monolithic Power Systems CS 609839105 1074 7930 SH SOLE 1375 0 6555 Moody's Corp. CS 615369105 253 1398 SH SOLE 0 0 1398 Morgan Stanley CS 617446448 566 13420 SH SOLE 880 0 12540 Morgan Stanley CS 617446448 253 6000 SH Put SOLE 0 0 6000 Motorola Solutions CS 620076307 371 2639 SH SOLE 440 0 2199 Nestle SA ADR CS 641069406 727 7630 SH SOLE 0 0 7630 Netflix Inc. CS 64110L106 3945 11065 SH SOLE 0 0 11065 Netflix Inc. CS 64110L106 285 800 SH Put SOLE 0 0 800 Newell Rubbermaid Company CS 651229106 3152 205493 SH SOLE 41738 0 163755 NextEra Energy CS 65339F101 18034 93285 SH SOLE 30676 0 62609 Nike Inc. CS 654106103 10801 128264 SH SOLE 19851 0 108413 NiSource Industries Inc. CS 65473P105 503 17565 SH SOLE 4909 0 12656 Norfolk Southern CS 655844108 857 4587 SH SOLE 0 0 4587 Northrop Grumman Corp CS 666807102 2877 10671 SH SOLE 546 0 10125 Novartis AG ADR CS 66987V109 499 5195 SH SOLE 1869 0 3326 Nutrien LTD CS 67077m108 222 4213 SH SOLE 1058 0 3155 Occidental Petroleum CS 674599105 5996 90572 SH SOLE 29842 0 60730 Old Dominion Freight CS 679580100 694 4808 SH SOLE 1095 0 3713 Omnicom Group CS 681919106 643 8811 SH SOLE 613 0 8198 ONEOK Inc CS 682680103 254 3643 SH SOLE 0 0 3643 Oracle Corp CS 68389X105 8524 158713 SH SOLE 54945 0 103768 Palo Alto Networks Inc. CS 697435105 203 835 SH SOLE 0 0 835 Panasonic Adr CS 69832A205 96 11088 SH SOLE 11088 0 0 Parker-Hannifin CS 701094104 1151 6704 SH SOLE 356 0 6348 Paychex Inc CS 704326107 243 3024 SH SOLE 0 0 3024 Paycom Software Inc CS 70432v102 1032 5458 SH SOLE 1145 0 4313 PayPal Holdings, Inc CS 70450y103 1798 17316 SH SOLE 979 0 16337 PepsiCo, Inc. CS 713448108 13833 112877 SH SOLE 27953 0 84924 Pfizer Inc CS 717081103 3978 93667 SH SOLE 33140 0 60527 Philip Morris Int'l CS 718172109 1817 20552 SH SOLE 246 0 20306 Phillips 66 CS 718546104 786 8260 SH SOLE 0 0 8260 Pinnacle Fnl Partners Inc CS 72346q104 225 4115 SH SOLE 1693 0 2422 Pinnacle West Capital Corp. CS 723484101 307 3212 SH SOLE 1355 0 1857 PNC Financial Services Group CS 693475105 214 1745 SH SOLE 0 0 1745 Pool Corp. CS 73278L105 890 5395 SH SOLE 1100 0 4295 Pop n Go Inc CS 732816103 0 1847297 SH SOLE 0 0 1847297 Procter & Gamble CS 742718109 8112 77963 SH SOLE 9685 0 68278 Profire Energy CS 74316x101 45 25000 SH SOLE 0 0 25000 Progressive Corp CS 743315103 228 3165 SH SOLE 0 0 3165 Ptc Inc CS 69370C100 202 2192 SH SOLE 1018 0 1174 Public Storage Inc. CS 74460D109 257 1178 SH SOLE 192 0 986 PulteGroup Inc CS 745867101 326 11649 SH SOLE 0 0 11649 PVH Corp CS 693656100 1466 12023 SH SOLE 1738 0 10285 Qualcomm Incorporated CS 747525103 14913 261490 SH SOLE 58105 0 203385 Qualcomm Incorporated CS 747525103 496 8700 SH Put SOLE 0 0 8700 Qualys Inc CS 74758T303 697 8420 SH SOLE 2005 0 6415 Quest Diagnostics Inc CS 74834L100 260 2895 SH SOLE 899 0 1996 Raymond James Financial CS 754730109 751 9335 SH SOLE 1645 0 7690 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 13690 75188 SH SOLE 18292 0 56896 RBC Bearings Inc CS 75524B104 636 5005 SH SOLE 1145 0 3860 Realty Income Corp. CS 756109104 218 2969 SH SOLE 0 0 2969 Regal Beloit Corp CS 758750103 236 2879 SH SOLE 1327 0 1552 Regions Financial Corp CS 7591EP100 150 10566 SH SOLE 0 0 10566 Reinsurance Group of America I CS 759351604 223 1569 SH SOLE 724 0 845 Research Frontiers Inc CS 760911107 24 11290 SH SOLE 0 0 11290 ResMed Inc CS 761152107 936 9000 SH SOLE 1680 0 7320 Rineon Group Inc CS 766795108 0 28784 SH SOLE 0 0 28784 Riverview Bancorp Inc CS 769397100 230 31435 SH SOLE 0 0 31435 Roche Holding ADR CS 771195104 220 6403 SH SOLE 4519 0 1884 Rollins Inc CS 775711104 719 17265 SH SOLE 3855 0 13410 Roper Industries CS 776696106 2339 6839 SH SOLE 582 0 6257 Royal Dutch Shell PLC ADR B CS 780259107 816 12755 SH SOLE 2435 0 10320 RPM Inc. CS 749685103 384 6612 SH SOLE 1664 0 4948 S S & C Technologies Inc CS 78467J100 916 14390 SH SOLE 3110 0 11280 Salesforce.com CS 79466L302 498 3144 SH SOLE 458 0 2686 Sanofi-Aventis Spon ADR CS 80105N105 228 5138 SH SOLE 3631 0 1507 SAP SE Spon ADR CS 803054204 468 4050 SH SOLE 184 0 3866 SBA Communications CS 78410g104 212 1061 SH SOLE 422 0 639 Schlumberger Limited CS 806857108 2433 55840 SH SOLE 22219 0 33621 Scotts Miracle Grow CS 810186106 200 2547 SH SOLE 1172 0 1375 Sherwin Williams Company CS 824348106 4703 10918 SH SOLE 162 0 10756 Sherwin Williams Company CS 824348106 258 600 SH Put SOLE 0 0 600 Sherwin Williams Company CS 824348106 258 600 SH Put SOLE 0 0 600 Signature Bank NY CS 82669G104 313 2444 SH SOLE 878 0 1566 Sionix Corp CS 829400100 0 75000 SH SOLE 0 0 75000 Skyworks Solutions Inc. CS 83088M102 701 8503 SH SOLE 1865 0 6638 Snap-On Inc CS 833034101 299 1910 SH SOLE 567 0 1343 Spirit Aerosystems CS 848574109 641 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 2104 28299 SH SOLE 0 0 28299 State Street Corp. CS 857477103 1360 20659 SH SOLE 400 0 20259 Steris Plc CS g8473t100 989 7724 SH SOLE 1655 0 6069 Sterling Bancorp Del CS 85917a100 294 15767 SH SOLE 5253 0 10514 Stryker Corp. CS 863667101 1064 5386 SH SOLE 0 0 5386 Sumitomo Metal Mining Co CS 86563t104 86 11602 SH SOLE 11602 0 0 Sumitomo Mitsui ADR CS 86562M209 147 20910 SH SOLE 20910 0 0 Synopsys Inc CS 871607107 1450 12593 SH SOLE 2668 0 9925 T. Rowe Price Associates Inc CS 74144T108 937 9357 SH SOLE 560 0 8796 Taiwan Semiconductor Manufactu CS 874039100 406 9912 SH SOLE 3958 0 5954 Take Two Interactive CS 874054109 495 5250 SH SOLE 1180 0 4070 Takeda Pharmaceutical CS 874060205 280 13763 SH SOLE 6734 0 7029 Target CS 87612E106 365 4545 SH SOLE 266 0 4279 TE Connectivity CS H84989104 220 2728 SH SOLE 0 0 2728 Tesla Inc. CS 88160r101 1179 4213 SH SOLE 0 0 4213 Tesla Inc. CS 88160r101 28 100 SH Put SOLE 0 0 100 Texas Instruments CS 882508104 769 7250 SH SOLE 0 0 7250 Texas Roadhouse CS 882681109 948 15249 SH SOLE 2875 0 12374 The Wendy's Company CS 95058W100 337 18816 SH SOLE 0 0 18816 Theratechnologies Inc CS 88338h100 273 47923 SH SOLE 0 0 47923 Thermo Fisher Scientific Inc CS 883556102 624 2281 SH SOLE 316 0 1965 Tivo Corp. CS 88870p106 118 12628 SH SOLE 0 0 12628 TJX Companies Inc CS 872540109 263 4943 SH SOLE 1134 0 3809 Toro Co CS 891092108 1360 19749 SH SOLE 0 0 19749 TransCanada Corp CS 89353d107 272 6043 SH SOLE 376 0 5667 Travelers Companies Inc CS 89417E109 1348 9825 SH SOLE 1000 0 8825 Treehouse Foods Inc CS 89469A104 259 4012 SH SOLE 1865 0 2147 Tricida Inc CS 89610f101 427 11064 SH SOLE 0 0 11064 Tyler Technologies Inc CS 902252105 4172 20410 SH SOLE 210 0 20200 Tyler Technologies Inc CS 902252105 1226 6000 SH Put SOLE 0 0 6000 Tyson Foods Inc. Cl A CS 902494103 221 3189 SH SOLE 1442 0 1747 UBS AG CS h42097107 147 12139 SH SOLE 9513 0 2626 UDR Inc CS 902653104 220 4847 SH SOLE 0 0 4847 Ultra Petroleum Corp CS 903914208 15 24696 SH SOLE 0 0 24696 Union Pacific Corp CS 907818108 2654 15871 SH SOLE 7520 0 8351 United Parcel Service Inc. CS 911312106 6578 58872 SH SOLE 13549 0 45323 United Technologies CS 913017109 3160 24516 SH SOLE 8521 0 15995 UnitedHealth Group Inc CS 91324P102 20802 84131 SH SOLE 21603 0 62528 US Bancorp CS 902973304 1539 31936 SH SOLE 25510 0 6426 Valvoline Inc CS 92047w101 201 10828 SH SOLE 5082 0 5746 Verizon Communications CS 92343V104 12354 208937 SH SOLE 32710 0 176227 Verizon Communications CS 92343V104 893 15100 SH Put SOLE 0 0 15100 Visa Inc Cl A CS 92826C839 16786 107470 SH SOLE 27336 0 80134 Vodafone Group PLC CS 92857W308 230 12646 SH SOLE 6509 0 6137 Vulcan Materials CS 929160109 5253 44363 SH SOLE 0 0 44363 Walgreen Boots Alliance Inc CS 931427108 349 5518 SH SOLE 600 0 4918 Walmart Inc CS 931142103 1800 18459 SH SOLE 9550 0 8909 WEC Energy Group Inc. CS 92939u106 343 4333 SH SOLE 677 0 3656 WellCare Health Plans CS 94946T106 655 2430 SH SOLE 0 0 2430 Wells Fargo & Company CS 949746101 10663 220681 SH SOLE 68637 0 152044 Weyerhauser Corporation CS 962166104 5149 195477 SH SOLE 66079 0 129398 Wheaton Precious Metals Corp CS 962879102 206 8658 SH SOLE 4284 0 4374 Williams Companies, Inc. CS 969457100 3367 117240 SH SOLE 704 0 116536 WLMG Holding Inc CS 92934q100 1 36598 SH SOLE 0 0 36598 Worthington Industries CS 981811102 261 7007 SH SOLE 0 0 7007 Xilinx Inc CS 983919101 14384 113445 SH SOLE 31548 0 81897 Xylem Inc CS 98419M100 757 9575 SH SOLE 2200 0 7375 Yum China Holdings Inc CS 98850p109 545 12140 SH SOLE 0 0 12140 Yum! Brands Inc. CS 988498101 1383 13853 SH SOLE 0 0 13853 Zebra Technologies Inc. Cl A CS 989207105 702 3351 SH SOLE 760 0 2591 Zoetis Inc CS 98978V103 526 5222 SH SOLE 964 0 4258 Agnc invt Corp RE 00123q104 214 11904 SH SOLE 5339 0 6565 KBS Real Estate Investment Tru RE 48243c109 76 15438 SH SOLE 0 0 15438 KBS Strategic Opportunity RE 48242n106 168 16965 SH SOLE 0 0 16965 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 339 27824 SH SOLE 0 0 27824 Simon Property Group Inc RE 828806109 215 1178 SH SOLE 145 0 1033 Vanguard REIT Viper Index Seri RE 922908553 776 8930 SH SOLE 0 0 8930 GS EEM Nt due 11/26/19 SE 40054ld50 1801 1665000 SH SOLE 75000 0 1590000 GS EFA Nt due 11/26/19 SE 40054ld68 1574 1545000 SH SOLE 175000 0 1370000 GS MID due 5/13/21 SE 40056egh5 2178 2150000 SH SOLE 100000 0 2050000 GS MID due 6/11/20 SE 40055ab71 1923 1875000 SH SOLE 0 0 1875000 GS MID Nt due 12/24/20 SE 40055qgf3 1827 1860000 SH SOLE 50000 0 1810000 GS MSCI EM 8/2/19 SE 40054kux2 1483 1300000 SH SOLE 50000 0 1250000 GS MSCI EM due 6/16/21 SE 40056emz8 9626 8790000 SH SOLE 450000 0 8340000 GS MSCI EM Nt due 12/24/20 SE 40055qgd8 980 985000 SH SOLE 0 0 985000 GS Russell 2000 Idx Due 5/20 SE 40054kpk6 6348 5145000 SH SOLE 890000 0 4255000 GS S&P 400 Mid Nt due 4/9/19 SE 40054klz7 7255 5880000 SH SOLE 50000 0 5830000 GS S&P 500 Nt 8/2/19 SE 40054kuv6 3141 2600000 SH SOLE 135000 0 2465000 GS S&P MidCap 400 8/2/19 SE 40054kuw4 2806 2390000 SH SOLE 110000 0 2280000 GS SX5E Nt due 3/31/20 SE 40054lu28 3849 4006000 SH SOLE 375000 0 3631000 JPM EAFE Nt due 4/10/2019 SE 46646ey63 4578 3840000 SH SOLE 250000 0 3590000 JPM MSCI EAFE due 6/16/21 SE 48130wks9 8784 8240000 SH SOLE 470000 0 7770000 JPM Russell 2000 Nt 8/2/19 SE 46646qxa8 1599 1340000 SH SOLE 50000 0 1290000 JPM Russell 2000 Nt due 4/10/1 SE 46646er95 3190 2520000 SH SOLE 25000 0 2495000 JPM S&P 500 Nt due 4/10/19 SE 46646er87 9166 7465000 SH SOLE 475000 0 6990000 JPM SPX Nt due 12/23/20 SE 48129m3s3 2536 2440000 SH SOLE 75000 0 2365000 JPM SX5E due 5/11/20 SE 48130wbe0 4541 4290000 SH SOLE 0 0 4290000 MS EEM Nt due 4/8/19 SE 61768cau1 5817 4920000 SH SOLE 100000 0 4820000 MS EFA Nt 8/2/19 SE 61768cev5 1724 1557000 SH SOLE 137000 0 1420000 MS SPX due 5/13/21 SE 61768drj6 3959 3905000 SH SOLE 175000 0 3730000 MS SPX due 6/11/20 SE 61768cwj2 1791 1680000 SH SOLE 125000 0 1555000 MS SPX Nt 2/6/20 SE 61768cnq6 11603 10207000 SH SOLE 1065000 0 9142000 RBC EEM due 6/11/20 SE 78013xca4 2016 2050000 SH SOLE 0 0 2050000 RBC EFA due 6/11/20 SE 78013xcb2 1057 1100000 SH SOLE 0 0 1100000 RBC RTY due 8/28/19 SE 78013xgl6 2762 2750000 SH SOLE 0 0 2750000 RBC RTY Nt due 12/24/20 SE 78013xmz8 1620 1700000 SH SOLE 25000 0 1675000 RBC SPX due 6/16/21 SE 78013xue6 13550 12640000 SH SOLE 565000 0 12075000 RBC SPX due 8/13/20 SE 78013xfu7 4257 3917000 SH SOLE 0 0 3917000 RBC SX5E Abs Ret due 8/13/20 SE 78013xft0 4794 4732000 SH SOLE 0 0 4732000 Andeavor Logistics LP ML 03350f106 249 7059 SH SOLE 1437 0 5622 Energy Transfer LP ML 29273v100 7450 484708 SH SOLE 23776 0 460932 Enterprise Products Ptnrs ML 293792107 11554 397028 SH SOLE 23691 0 373337 EQM Midstream Partners LP ML 26885b100 5732 124139 SH SOLE 8684 0 115455 Genesis Energy LP ML 371927104 5092 218543 SH SOLE 7891 0 210652 JPMorgan Alerian MLP Index ML 46625H365 3196 125294 SH SOLE 13195 0 112099 Magellan Midstream Ptnrs LP ML 559080106 6647 109631 SH SOLE 6968 0 102663 MPLX LP ML 55336V100 4595 139716 SH SOLE 2707 0 137009 Nextera Energy Partners Lp ML 65341b106 2482 53220 SH SOLE 4880 0 48340 Phillips 66 Partners LP Common ML 718549207 3097 59160 SH SOLE 2700 0 56460 Salient MLP & Energy Infrastru ML 79471l602 246 32858 SH SOLE 0 0 32858 Tallgrass Energy LP Class A ML 874696107 4224 168029 SH SOLE 3506 0 164523 Targa Resources Prtns Com St ML 87612G101 5932 142775 SH SOLE 5077 0 137698 UBS E-TRACS Alerian MLP Infras ML 902641646 8433 371158 SH SOLE 18601 0 352557 Western Midstream Partners LP ML 958669103 6214 198146 SH SOLE 12242 0 185904 Deutsche X Tracks MSCI EAFE EE 233051200 12984 415886 SH SOLE 34802 0 381084 First Tr Value Line Dividend I EE 33734H106 204 6280 SH SOLE 0 0 6280 GS Activebeta Large Cap ETF EE 381430503 4842 85205 SH SOLE 2345 0 82860 Invesco Dynamic Building and C EE 46137V779 5258 189957 SH SOLE 12433 0 177525 Invesco ETF Insider Sentiment EE 46137V555 358 5500 SH SOLE 0 0 5500 Invesco QQQ Trust EE 46090E103 20616 114749 SH SOLE 17017 0 97732 Invesco S&P 500 Equal Weight E EE 46137V357 248 2371 SH SOLE 0 0 2371 Invesco S&P 500 Healthcare EE 46137V332 7638 38696 SH SOLE 2067 0 36629 iShares Dow Jones US Aerospace EE 464288760 2443 12241 SH SOLE 441 0 11800 iShares FTSE/Xinhua China25 In EE 464287184 624 14088 SH SOLE 0 0 14088 iShares MSCI South Korea Index EE 464286772 268 4395 SH SOLE 4395 0 0 iShares Russell 1000 Growth In EE 464287614 25783 170342 SH SOLE 5192 0 165150 iShares Russell Mid Cap Growth EE 464287481 1389 10236 SH SOLE 0 0 10236 iShares Russell Mid Cap Index EE 464287499 1802 33399 SH SOLE 0 0 33399 iShares Russell Mid Cap Value EE 464287473 1656 19062 SH SOLE 0 0 19062 iShares Select Dividend ETF EE 464287168 4220 42982 SH SOLE 1385 0 41597 iShares US Home Construction EE 464288752 1514 42950 SH SOLE 3750 0 39200 JP Morgan Diversified Ret Intl EE 46641q209 2448 44269 SH SOLE 2235 0 42034 JPM Diversified EM Mkts Etf EE 46641q308 636 11720 SH SOLE 478 0 11242 SPDR Dow Jone Global Real Esta EE 78463x749 310 6200 SH SOLE 0 0 6200 SPDR Dow Jones Indl Avg ETF Se EE 78467X109 889 3430 SH SOLE 2667 0 763 SPDR Energy Index EE 81369Y506 281 4246 SH SOLE 290 0 3956 SPDR Euro STOXX 50 ETF EE 78463X202 3421 93524 SH SOLE 4160 0 89364 SPDR Financial Index EE 81369Y605 551 21416 SH SOLE 0 0 21416 SPDR S&P 500 ETF EE 78462F103 109777 388618 SH SOLE 35108 0 353510 SPDR S&P Bank ETF EE 78464a797 2440 58404 SH SOLE 3503 0 54901 SPDR S&P Biotech EE 78464A870 1415 15631 SH SOLE 0 0 15631 SPDR S&P Dividend ETF EE 78464A763 28230 283976 SH SOLE 27531 0 256445 SPDR S&P Int'l Small Cap Fd EE 78463X871 793 26138 SH SOLE 0 0 26138 SPDR S&P Mid Cap 400 ETF EE 78467Y107 66127 191449 SH SOLE 16506 0 174944 SPDR STOXX Europe 50 ETF EE 78463X103 264 7966 SH SOLE 5700 0 2266 SPDR Technology Index EE 81369Y803 207 2799 SH SOLE 0 0 2799 UBS AG FI Large Cap Growth EE 902677780 267 1065 SH SOLE 0 0 1065 Vaneck Vectors ETF TR EE 92189f106 1037 46248 SH SOLE 0 0 46248 Vaneck Vectors ETF TR EE 92189f700 799 12822 SH SOLE 1200 0 11622 Vanguard Dividend Appreciation EE 921908844 403 3675 SH SOLE 0 0 3675 Vanguard Europe ETF EE 922042874 210 3915 SH SOLE 0 0 3915 Vanguard FTSE All-World Ex-US EE 922042775 1034 20609 SH SOLE 0 0 20609 Vanguard FTSE Developed Mkts E EE 921943858 8202 200677 SH SOLE 2100 0 198577 Vanguard FTSE Emerging Mkts ET EE 922042858 15460 363776 SH SOLE 18624 0 345151 Vanguard Growth ETF EE 922908736 718 4590 SH SOLE 0 0 4590 Vanguard Index Fds S&p 500 EE 922908363 405 1560 SH SOLE 0 0 1560 Vanguard Information Technolog EE 92204A702 1868 9309 SH SOLE 864 0 8445 Vanguard Mid Cap Vipers Index EE 922908629 322 2005 SH SOLE 0 0 2005 Vanguard Small Cap ETF EE 922908751 585 3826 SH SOLE 0 0 3826 Vanguard Small Cap Growth EE 922908595 276 1536 SH SOLE 0 0 1536 Vanguard Small Cap Value Fund EE 922908611 610 4740 SH SOLE 0 0 4740 Vanguard Tot Stock Mrkt ETF EE 922908769 20411 141049 SH SOLE 0 0 141049 Vanguard Value ETF EE 922908744 452 4204 SH SOLE 0 0 4204 WisdomTree Dividend Ex-Finl ET EE 97717W406 209 2450 SH SOLE 0 0 2450 WisdomTree Int'l Small Cap Div EE 97717W760 5077 77151 SH SOLE 2889 0 74262 Wisdomtree Midcap Dividend EE 97717w505 5267 147168 SH SOLE 8058 0 139110 iShares Core MSCI EAFE EZ 46432f842 24967 410837 SH SOLE 18878 0 391959 iShares Core MSCI Emerging Mkt EZ 46434g103 34017 657850 SH SOLE 29314 0 628537 IShares Core S&P Total US Stoc EZ 464287150 215 3342 SH SOLE 716 0 2626 iShares Dow Jones US RE Index EZ 464287739 1276 14663 SH SOLE 175 0 14488 iShares MSCI EAFE Index EZ 464287465 19740 304350 SH SOLE 20236 0 284114 iShares MSCI EAFE Small Cap In EZ 464288273 7575 131877 SH SOLE 8351 0 123525 iShares MSCI Emerg Mkts Indx F EZ 464287234 8324 193949 SH SOLE 24910 0 169039 iShares Russell 1000 EZ 464287622 1268 8064 SH SOLE 0 0 8064 iShares Russell 1000 Value Ind EZ 464287598 17437 141204 SH SOLE 3992 0 137212 iShares Russell 2000 Growth In EZ 464287648 10162 51671 SH SOLE 2754 0 48917 iShares Russell 2000 Index EZ 464287655 28451 185844 SH SOLE 9996 0 175847 iShares Russell 2000 Value Ind EZ 464287630 8465 70598 SH SOLE 4428 0 66170 iShares S&P 500 Growth EZ 464287309 19296 111952 SH SOLE 11693 0 100259 iShares S&P 500 Index EZ 464287200 90265 317210 SH SOLE 10408 0 306802 iShares S&P Barra Value Index EZ 464287408 26803 237742 SH SOLE 5865 0 231877 iShares S&P Mid Cap 400 Growth EZ 464287606 25628 116971 SH SOLE 6892 0 110079 iShares S&P Mid Cap 400 Value EZ 464287705 23787 151539 SH SOLE 7202 0 144337 iShares S&P Mid Cap Index EZ 464287507 50822 268333 SH SOLE 9637 0 258696 iShares S&P Small Cap 600 Grow EZ 464287887 2620 14679 SH SOLE 3188 0 11491 iShares S&P Small Cap 600 Valu EZ 464287879 4273 28961 SH SOLE 3175 0 25786 iShares S&P Small Cap Index EZ 464287804 26556 344214 SH SOLE 15064 0 329150 iShares Tr MSCI AC Asia Ex Jap EZ 464288182 1608 22750 SH SOLE 0 0 22750 Ishares Trust High Dividend Eq EZ 46429B663 439 4706 SH SOLE 0 0 4706