Supervisor of Investment Operations

0001040197-18-000001.txt : 20180130 0001040197-18-000001.hdr.sgml : 20180130 20180130092656 ACCESSION NUMBER: 0001040197-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 EFFECTIVENESS DATE: 20180130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 18557613 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001040197 XXXXXXXX 12-31-2017 12-31-2017 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Supervisor of Investment Operations 216-920-4965 Bryan Gregorich Cleveland OH 12-31-2017 0 481 1760090 true INFORMATION TABLE 2 12311713F.xml 3M Company CS 88579Y101 1818 7722 SH SOLE 0 0 7722 A T & T Corp New CS 00206R102 3908 100519 SH SOLE 39540 0 60979 Abbott Laboratories CS 002824100 14611 256017 SH SOLE 56818 0 199199 AbbVie Inc. CS 00287Y109 4344 44915 SH SOLE 10800 0 34115 Accenture PLC Cl A CS G1151C101 2195 14340 SH SOLE 785 0 13555 Adobe Systems CS 00724F101 5699 32522 SH SOLE 2390 0 30132 Aegon N.V. Adr CS 007924103 133 21129 SH SOLE 19004 0 2125 Aercap Holdings NV CS N00985106 339 6437 SH SOLE 2956 0 3481 Aetna Inc. CS 00817Y108 329 1823 SH SOLE 109 0 1714 Affiliated Managers CS 008252108 518 2525 SH SOLE 375 0 2150 Air Products & Chemicals Inc CS 009158106 895 5456 SH SOLE 3500 0 1956 Akamai Tech CS 00971T101 669 10289 SH SOLE 500 0 9789 Albemarle Corp CS 012653101 211 1647 SH SOLE 275 0 1372 Alexandria Real Estate Equitie CS 015271109 357 2736 SH SOLE 1114 0 1622 Allegheny Tech CS 01741R102 230 9527 SH SOLE 4378 0 5149 Allegion Plc CS g0176j109 775 9740 SH SOLE 1850 0 7890 Allergan PLC CS G0177J108 1056 6455 SH SOLE 415 0 6040 Allstate Corp CS 020002101 505 4827 SH SOLE 1412 0 3415 Alphabet Inc Class A CS 02079k305 6477 6149 SH SOLE 2189 0 3960 Alphabet Inc Class C CS 02079k107 9097 8693 SH SOLE 787 0 7906 Altria Group Inc. CS 02209S103 8018 112288 SH SOLE 33903 0 78385 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 8038 6873 SH SOLE 1419 0 5454 America Movil SA de CV ADR Ser CS 02364W105 954 55600 SH SOLE 0 0 55600 American Campus Communities CS 024835100 263 6402 SH SOLE 2940 0 3462 American Tower CS 03027X100 4110 28811 SH SOLE 8466 0 20345 Ameriprise Financial Inc CS 03076C106 350 2066 SH SOLE 901 0 1165 Ametek Inc CS 031100100 1558 21504 SH SOLE 675 0 20829 Amgen Inc CS 031162100 12300 70730 SH SOLE 19572 0 51158 Amphenol Corp CS 032095101 223 2541 SH SOLE 767 0 1774 Anadarko Pete Co. CS 032511107 259 4828 SH SOLE 2207 0 2621 Anheuser-Busch InBev CS 03524A108 7654 68608 SH SOLE 19145 0 49463 Anthem, Inc CS 036752103 277 1230 SH SOLE 0 0 1230 Apple Inc CS 037833100 29899 176675 SH SOLE 31023 0 145652 Aramark CS 03852u106 388 9084 SH SOLE 3991 0 5093 Archer Daniels Midland Co. CS 039483102 2204 54999 SH SOLE 0 0 54999 Ashland Global Holdings Inc CS 044186104 494 6932 SH SOLE 0 0 6932 Astellas Pharma Inc CS 04623U102 167 13126 SH SOLE 11807 0 1319 Automatic Data Processing CS 053015103 345 2948 SH SOLE 0 0 2948 Avangrid Inc CS 05351w103 956 18907 SH SOLE 0 0 18907 Avery Dennison CS 053611109 1057 9205 SH SOLE 1825 0 7380 Baidu ADR CS 056752108 3903 16666 SH SOLE 623 0 16043 Bank of America Corp CS 060505104 12734 431353 SH SOLE 162550 0 268803 Bank of New York Mellon CS 064058100 211 3920 SH SOLE 0 0 3920 Banner Corp CS 06652v208 269 4881 SH SOLE 0 0 4881 Barclays Plc Adr CS 06738E204 138 12619 SH SOLE 11350 0 1269 Barnes Group Inc CS 067806109 826 13060 SH SOLE 2525 0 10535 Baxter International CS 071813109 698 10798 SH SOLE 700 0 10098 Becton Dickinson & Company CS 075887109 359 1677 SH SOLE 275 0 1402 Bemis CS 081437105 204 4266 SH SOLE 1960 0 2306 Berkshire Hathaway CS 084670108 1190 4 SH SOLE 0 0 4 Berkshire Hathaway Class B CS 084670702 7599 38337 SH SOLE 8452 0 29885 Berry Plastics Group CS 08579w103 218 3719 SH SOLE 1709 0 2010 Biogen Inc CS 09062X103 1472 4622 SH SOLE 188 0 4434 Black Knight Inc CS 09215c105 303 6859 SH SOLE 850 0 6009 Blackrock Inc CS 09247X101 3870 7534 SH SOLE 552 0 6982 Boeing Company CS 097023105 19862 67350 SH SOLE 14057 0 53293 Booz Allen Hamilton Holding CS 099502106 220 5775 SH SOLE 1065 0 4710 BorgWarner CS 099724106 316 6188 SH SOLE 2841 0 3347 BP Amoco PLC ADR CS 055622104 5138 122250 SH SOLE 25776 0 96474 Bristol-Myers Squibb CS 110122108 7549 123182 SH SOLE 33044 0 90138 Broadcom Limited CS Y09827109 1099 4279 SH SOLE 4000 0 279 Burlington Stores Inc CS 122017106 941 7648 SH SOLE 1475 0 6173 Cambrex Corp CS 132011107 763 15895 SH SOLE 2850 0 13045 Camden Property Trust CS 133131102 681 7392 SH SOLE 1100 0 6292 Cardinal Health Inc. CS 14149Y108 4194 68454 SH SOLE 12408 0 56046 Carter's Inc CS 146229109 1109 9440 SH SOLE 1985 0 7455 Caterpillar Inc CS 149123101 334 2122 SH SOLE 0 0 2122 Cedar Fair LP CS 150185106 284 4370 SH SOLE 0 0 4370 Celgene Corp. CS 151020104 699 6702 SH SOLE 0 0 6702 Charles River Laboratories Int CS 159864107 1119 10222 SH SOLE 2596 0 7626 Charles Schwab CS 808513105 1100 21416 SH SOLE 20000 0 1416 Charter Communications Inc CS 16119p108 1407 4189 SH SOLE 113 0 4076 Chevron Corporation CS 166764100 7190 57433 SH SOLE 13382 0 44051 China Mobile ADR CS 16941M109 493 9764 SH SOLE 2006 0 7758 Chromadex Corporation CS 171077407 63 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11254 77014 SH SOLE 19826 0 57188 Church & Dwight Co CS 171340102 899 17928 SH SOLE 2940 0 14988 Cigna Corp CS 125509109 272 1339 SH SOLE 240 0 1099 Cimarex Energy Co. CS 171798101 301 2464 SH SOLE 1082 0 1382 Cintas Inc. CS 172908105 1334 8558 SH SOLE 1500 0 7058 Cisco Systems CS 17275R102 13025 340072 SH SOLE 97247 0 242825 Citigroup CS 172967424 9786 131517 SH SOLE 35777 0 95740 Citizens Financial Group CS 174610105 589 14030 SH SOLE 772 0 13258 Citrix Systems Inc CS 177376100 875 9938 SH SOLE 966 0 8972 Clean Harbors Inc CS 184496107 222 4092 SH SOLE 1879 0 2213 Coca-Cola Co. CS 191216100 651 14194 SH SOLE 1246 0 12948 Cocrystal Pharma Inc CS 19188j102 17 85000 SH SOLE 0 0 85000 Cognex Corp. CS 192422103 1372 22438 SH SOLE 3600 0 18838 Cognizant Technology Solutions CS 192446102 2044 28782 SH SOLE 1974 0 26808 Colgate Palmolive CS 194162103 1347 17848 SH SOLE 435 0 17413 Comcast Corp. Cl A CS 20030n101 18169 453658 SH SOLE 98580 0 355078 Commscope Holding Co. CS 20337X109 222 5860 SH SOLE 0 0 5860 Compagnie de Saint-Gobain ADR CS 204280309 146 13230 SH SOLE 11900 0 1330 ConocoPhillips CS 20825C104 355 6473 SH SOLE 0 0 6473 Constellation Brands Inc. CS 21036P108 1312 5742 SH SOLE 513 0 5229 Cooper Companies CS 216648402 986 4525 SH SOLE 800 0 3725 Copart Inc CS 217204106 861 19940 SH SOLE 3800 0 16140 Corning, Inc. CS 219350105 545 17041 SH SOLE 500 0 16541 Costco Wholesale Corp CS 22160K105 5772 31011 SH SOLE 4576 0 26435 CSRA Inc. CS 12650t104 282 9419 SH SOLE 4324 0 5095 Cummins Inc CS 231021106 214 1210 SH SOLE 0 0 1210 CVS Health Corp. CS 126650100 6737 92924 SH SOLE 32903 0 60021 Danaher Corp. CS 235851102 1571 16921 SH SOLE 976 0 15945 Deere & Co CS 244199105 1123 7175 SH SOLE 450 0 6725 Dell Technologies Inc. CS 24703l103 434 5344 SH SOLE 0 0 5344 DENTSPLY Sirona Inc. CS 24906p109 269 4083 SH SOLE 1875 0 2208 Devon Energy Corp CS 25179M103 668 16139 SH SOLE 513 0 15626 Devon Energy Corp CS 25179M103 290 7000 SH Put SOLE 0 0 7000 Devon Energy Corp CS 25179M103 124 3000 SH Put SOLE 0 0 3000 Diageo PLC ADR CS 25243Q205 10709 73335 SH SOLE 19844 0 53491 Disney, Walt Co. CS 254687106 5970 55534 SH SOLE 20154 0 35380 DNB Financial Corp CS 233237106 598 17757 SH SOLE 0 0 17757 Dollar General Corp. CS 256677105 218 2342 SH SOLE 999 0 1343 Dollar Tree CS 256746108 217 2020 SH SOLE 923 0 1097 Dover Corp. CS 260003108 329 3255 SH SOLE 1467 0 1788 DowDuPont Inc. CS 26078j100 2793 39221 SH SOLE 30641 0 8580 Dr Pepper Snapple Group CS 26138E109 309 3180 SH SOLE 330 0 2850 DTE Energy CS 233331107 364 3323 SH SOLE 1273 0 2050 Duke Energy Corp. CS 26441C204 536 6372 SH SOLE 4266 0 2106 Eaton Corporation CS G29183103 780 9872 SH SOLE 200 0 9672 Ecolabs Inc. CS 278865100 215 1606 SH SOLE 459 0 1147 Edison International Inc. CS 281020107 339 5365 SH SOLE 1597 0 3768 Emerson Electric CS 291011104 218 3134 SH SOLE 0 0 3134 Envision Healthcare Corp CS 29414d100 334 9661 SH SOLE 3998 0 5663 EOG Resources CS 26875P101 2036 18866 SH SOLE 10310 0 8556 EQT Corp CS 26884L109 272 4773 SH SOLE 2182 0 2591 Equinix Corp CS 29444U700 429 947 SH SOLE 663 0 284 Estee Lauder CS 518439104 1678 13190 SH SOLE 2021 0 11169 ETRADE Fin Corp. CS 269246401 268 5407 SH SOLE 2469 0 2938 Eversource Energy CS 30040W108 278 4408 SH SOLE 3444 0 964 Exelon Corp. CS 30161N101 1692 42945 SH SOLE 4295 0 38650 Express Scripts Holding Co. CS 30219G108 684 9165 SH SOLE 375 0 8790 Exxon Mobil Corp CS 30231G102 6130 73289 SH SOLE 23459 0 49830 Fabrinet CS g3323l100 525 18280 SH SOLE 3650 0 14630 Facebook CS 30303M102 3891 22050 SH SOLE 12484 0 9566 Factset Research Systems CS 303075105 875 4539 SH SOLE 800 0 3739 Fairmount Santrol Holdings Inc CS 30555q108 355 67918 SH SOLE 0 0 67918 Farmers National Banc Corp CS 309627107 262 17753 SH SOLE 0 0 17753 Fedex CS 31428X106 407 1632 SH SOLE 425 0 1207 Fidelity National Information CS 31620M106 321 3409 SH SOLE 1426 0 1983 Fidelity Natl Finl Inc New CS 31620r303 2560 65239 SH SOLE 6311 0 58928 First Republic Bank of Califor CS 33616C100 644 7435 SH SOLE 1475 0 5960 Fiserv, Inc. CS 337738108 634 4838 SH SOLE 0 0 4838 Fluor Corp. CS 343412102 224 4333 SH SOLE 1534 0 2799 FMC Corp CS 302491303 237 2506 SH SOLE 1150 0 1356 Fortive Corporation CS 34959j108 560 7742 SH SOLE 825 0 6917 General Dynamics CS 369550108 1433 7043 SH SOLE 1193 0 5850 General Electric Company CS 369604103 5395 309154 SH SOLE 139250 0 169904 General Mills Inc CS 370334104 244 4111 SH SOLE 490 0 3621 Genpact Ltd CS G3922B107 955 30087 SH SOLE 6338 0 23749 Gentex Corp CS 371901109 265 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 2224 31048 SH SOLE 8142 0 22906 Goldfield Corp CS 381370105 54 10922 SH SOLE 2697 0 8225 Goldman Sachs Group, Inc. CS 38141G104 1070 4201 SH SOLE 310 0 3891 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Great Plains Energy Inc. CS 391164100 210 6500 SH SOLE 2985 0 3515 Grupo Financiero Banorte SAB d CS P49501201 145 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 302 7126 SH SOLE 2823 0 4303 Halliburton Company CS 406216101 391 8000 SH SOLE 585 0 7415 Hanover Insurance Group Inc CS 410867105 213 1967 SH SOLE 903 0 1064 Harley Davidson Inc. CS 412822108 799 15710 SH SOLE 0 0 15710 Hartford Financial Services Gr CS 416515104 267 4750 SH SOLE 2157 0 2593 Hasbro Inc CS 418056107 831 9148 SH SOLE 1600 0 7548 Henry Jack and Associates Inc CS 426281101 1166 9966 SH SOLE 1650 0 8316 Henry Schein CS 806407102 773 11065 SH SOLE 1930 0 9135 Home Depot, Inc. CS 437076102 15778 83246 SH SOLE 25568 0 57678 Honeywell International, Inc. CS 438516106 10876 70915 SH SOLE 23662 0 47253 Host Hotels and Resorts CS 44107P104 228 11471 SH SOLE 5185 0 6286 HP Inc. CS 40434l105 298 14171 SH SOLE 1470 0 12701 HSBC Holdings PLC ADR CS 404280406 252 4885 SH SOLE 3715 0 1170 Huntington Bancshares CS 446150104 429 29493 SH SOLE 0 0 29493 Illinois Tool Works CS 452308109 292 1748 SH SOLE 0 0 1748 Imageware Systems Inc. CS 45245s108 75 47344 SH SOLE 0 0 47344 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 ING Groep NV ADS CS 456837103 189 10212 SH SOLE 8288 0 1924 Int'l Business Machines Corp. CS 459200101 1786 11642 SH SOLE 504 0 11138 Intel Corp CS 458140100 16589 359386 SH SOLE 77319 0 282067 Intercontinental Exchange, Inc CS 45866f104 3168 44903 SH SOLE 3324 0 41579 International Flavors & Fragra CS 459506101 1066 6986 SH SOLE 1280 0 5706 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 230 629 SH SOLE 182 0 447 IPG Photonics Corp Com CS 44980x109 1420 6630 SH SOLE 1175 0 5455 J B Hunt Transport Services In CS 445658107 979 8514 SH SOLE 1490 0 7024 Johnson & Johnson CS 478160104 23096 165300 SH SOLE 27567 0 137733 JPMorgan Chase & Co. CS 46625H100 24203 226325 SH SOLE 45573 0 180753 Kar Auction Services Inc CS 48238t109 305 6037 SH SOLE 2771 0 3266 Kimberly-Clark CS 494368103 286 2368 SH SOLE 0 0 2368 Kinder Morgan, Inc. CS 49456B101 9186 508350 SH SOLE 169956 0 338394 Kingfisher ADR CS 495724403 93 10203 SH SOLE 9178 0 1025 Kohls Corp. CS 500255104 271 5000 SH SOLE 0 0 5000 Kroger Co CS 501044101 258 9414 SH SOLE 4280 0 5134 L-3 Communications CS 502413107 399 2017 SH SOLE 0 0 2017 Lam Research Corp CS 512807108 276 1502 SH SOLE 155 0 1347 LCI Industries Inc CS 50189k103 881 6780 SH SOLE 1425 0 5355 Lennar Corp CS 526057104 298 4707 SH SOLE 0 0 4707 Lennox International Inc CS 526107107 1268 6089 SH SOLE 1125 0 4964 Liberty Broadband Corporation CS 530307107 210 2468 SH SOLE 0 0 2468 Liberty Broadband Corporation CS 530307305 395 4639 SH SOLE 0 0 4639 Liberty Global PLC Cl A CS G5480U104 332 9255 SH SOLE 0 0 9255 Liberty Global PLC Cl C CS G5480U120 694 20499 SH SOLE 0 0 20499 Liberty Media Corp A SiriusXM CS 531229409 364 9181 SH SOLE 0 0 9181 Liberty Media Corp C CS 531229607 720 18162 SH SOLE 0 0 18162 Lilly, Eli Co CS 532457108 508 6015 SH SOLE 2272 0 3743 LKQ CS 501889208 433 10658 SH SOLE 4897 0 5761 Lockheed Martin CS 539830109 481 1499 SH SOLE 0 0 1499 Lonza Group LTD CS h50524133 1142 4225 SH SOLE 0 0 4225 Lowe's Cos. CS 548661107 2225 23944 SH SOLE 3476 0 20468 MACOM Tech Solutions Holdings CS 55405y100 322 9888 SH SOLE 4543 0 5345 Marathon Petroleum Corp CS 56585A102 7121 107931 SH SOLE 28258 0 79673 Masco Corp CS 574599106 1004 22848 SH SOLE 4300 0 18548 Mastercard CS 57636Q104 205 1354 SH SOLE 0 0 1354 McCormick & Co CS 579780206 907 8901 SH SOLE 1625 0 7276 McDonalds Corp CS 580135101 1673 9721 SH SOLE 4700 0 5021 McKesson HBOC Corp. CS 58155Q103 552 3540 SH SOLE 0 0 3540 Medtronic Plc CS g5960l103 2519 31196 SH SOLE 19132 0 12064 Merck & Co CS 58933Y105 3987 70861 SH SOLE 14582 0 56279 Metlife Inc. CS 59156R108 7731 152905 SH SOLE 45742 0 107163 Mettler-Toledo International CS 592688105 1139 1838 SH SOLE 305 0 1533 Microsoft Corporation CS 594918104 20610 240938 SH SOLE 67995 0 172943 Molson Coors Brewing Co CS 60871R209 416 5074 SH SOLE 0 0 5074 Molson Coors Brewing Co CS 60871R209 378 4600 SH Put SOLE 0 0 4600 Mondelez Intl Inc Com CS 609207105 6727 157162 SH SOLE 49926 0 107236 Monolithic Power Systems CS 609839105 1113 9910 SH SOLE 1750 0 8160 Monsanto Co. CS 61166W101 348 2980 SH SOLE 0 0 2980 Moody's Corp. CS 615369105 221 1495 SH SOLE 0 0 1495 Motorola Solutions CS 620076307 202 2231 SH SOLE 410 0 1821 Nestle SA ADR CS 641069406 764 8888 SH SOLE 0 0 8888 Netflix Inc. CS 64110L106 1823 9497 SH SOLE 41 0 9456 Netflix Inc. CS 64110L106 288 1500 SH Put SOLE 0 0 1500 Newfield Exploration Co CS 651290108 240 7608 SH SOLE 3465 0 4143 NextEra Energy CS 65339F101 14342 91826 SH SOLE 28474 0 63352 Nike Inc. CS 654106103 8358 133615 SH SOLE 27645 0 105970 Noble Energy CS 655044105 693 23772 SH SOLE 4208 0 19564 Norfolk Southern CS 655844108 636 4388 SH SOLE 0 0 4388 Northrop Grumman Corp CS 666807102 2337 7614 SH SOLE 517 0 7097 NRG Yield Inc Cl A New CS 62942x306 213 11300 SH SOLE 0 0 11300 Occidental Petroleum CS 674599105 6913 93847 SH SOLE 26853 0 66994 Omnicom Group CS 681919106 768 10549 SH SOLE 606 0 9943 Oracle Corp CS 68389X105 3836 81130 SH SOLE 40275 0 40855 P P & L Resources Inc CS 69351T106 343 11075 SH SOLE 2493 0 8582 Pac-West Telecom Inc. CS 695263103 323 6408 SH SOLE 2520 0 3888 Panasonic Adr CS 69832A205 202 13820 SH SOLE 12430 0 1390 Papa John's Intl Inc CS 698813102 263 4690 SH SOLE 0 0 4690 Parker-Hannifin CS 701094104 1424 7136 SH SOLE 444 0 6692 Patterson Companies Inc. CS 703395103 232 6430 SH SOLE 2863 0 3567 PayPal Holdings, Inc CS 70450y103 1159 15745 SH SOLE 957 0 14788 PepsiCo, Inc. CS 713448108 12689 105814 SH SOLE 26408 0 79406 Pfizer Inc CS 717081103 3537 97652 SH SOLE 57672 0 39980 Philip Morris Int'l CS 718172109 2324 21995 SH SOLE 0 0 21995 Phillips 66 CS 718546104 587 5800 SH SOLE 0 0 5800 Pinnacle West Capital Corp. CS 723484101 339 3978 SH SOLE 1691 0 2287 Pool Corp. CS 73278L105 946 7300 SH SOLE 1425 0 5875 PPG Industries CS 693506107 250 2137 SH SOLE 965 0 1172 PRA Group, Inc. CS 69354n106 222 6700 SH SOLE 1000 0 5700 Praxair Inc. CS 74005P104 214 1382 SH SOLE 0 0 1382 Precision Drilling CS 74022D308 45 14762 SH SOLE 13278 0 1484 Priceline Group Inc. CS 741503403 6416 3692 SH SOLE 202 0 3490 Procter & Gamble CS 742718109 7620 82938 SH SOLE 11959 0 70979 Profire Energy CS 74316x101 48 25000 SH SOLE 0 0 25000 Ptc Inc CS 69370C100 255 4200 SH SOLE 1928 0 2272 PVH Corp CS 693656100 1807 13167 SH SOLE 2282 0 10885 Qorvo Inc CS 74736K101 236 3542 SH SOLE 1620 0 1922 Qualcomm Incorporated CS 747525103 14738 230202 SH SOLE 52967 0 177235 Raymond James Financial CS 754730109 1028 11511 SH SOLE 1845 0 9666 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 13045 69445 SH SOLE 20284 0 49161 Regal Beloit Corp CS 758750103 276 3608 SH SOLE 1656 0 1952 Regions Financial Corp CS 7591EP100 348 20164 SH SOLE 0 0 20164 Reinsurance Group of America I CS 759351604 308 1977 SH SOLE 903 0 1074 ResMed Inc CS 761152107 1140 13460 SH SOLE 2325 0 11135 Riverview Bancorp Inc CS 769397100 303 34950 SH SOLE 0 0 34950 Rolls-Royce PLC ADR CS 775781206 159 13836 SH SOLE 12445 0 1391 Roper Industries CS 776696106 1904 7352 SH SOLE 677 0 6675 Royal Dutch Shell Plc Spon ADR CS 780259107 587 8594 SH SOLE 2730 0 5864 S S & C Technologies Inc CS 78467J100 855 21115 SH SOLE 4150 0 16965 Salesforce.com CS 79466L302 470 4601 SH SOLE 931 0 3670 Sanofi-Aventis Spon ADR CS 80105N105 210 4878 SH SOLE 2930 0 1948 SAP SE Spon ADR CS 803054204 577 5136 SH SOLE 680 0 4456 SBA Communications CS 78410g104 204 1251 SH SOLE 390 0 861 Schlumberger Limited CS 806857108 3786 56184 SH SOLE 23775 0 32409 Sherwin Williams Company CS 824348106 8680 21168 SH SOLE 115 0 21053 Shire plc ADR CS 82481R106 251 1620 SH SOLE 103 0 1517 Signature Bank NY CS 82669G104 355 2587 SH SOLE 934 0 1653 Snap-On Inc CS 833034101 1191 6831 SH SOLE 1722 0 5109 Sonoco Products CS 835495102 215 4037 SH SOLE 1479 0 2558 Southern Company CS 842587107 219 4547 SH SOLE 505 0 4042 Spirit Aerosystems CS 848574109 611 7000 SH SOLE 0 0 7000 Stanley Black & Decker CS 854502101 215 1269 SH SOLE 0 0 1269 Starbucks Corp CS 855244109 1228 21389 SH SOLE 1147 0 20242 State Street Corp. CS 857477103 2135 21874 SH SOLE 400 0 21474 Stericycle Inc CS 858912108 212 3116 SH SOLE 1415 0 1701 Steris Plc CS g84720104 820 9375 SH SOLE 1800 0 7575 Sterling Bancorp Del CS 85917a100 350 14218 SH SOLE 0 0 14218 Straight Path Communications I CS 862578101 912 5015 SH SOLE 0 0 5015 Stryker Corp. CS 863667101 857 5536 SH SOLE 0 0 5536 Sumitomo Metal Mining Co CS 86563t104 166 14460 SH SOLE 13006 0 1454 Sumitomo Mitsui ADR CS 86562M209 167 19176 SH SOLE 17249 0 1927 Suncor Energy CS 867224107 215 5860 SH SOLE 4182 0 1678 SVB Finl Group CS 78486Q101 327 1397 SH SOLE 641 0 756 Synopsys Inc CS 871607107 1613 18924 SH SOLE 4037 0 14887 T. Rowe Price Associates Inc CS 74144T108 1224 11660 SH SOLE 550 0 11110 Taiwan Semiconductor Manufactu CS 874039100 251 6324 SH SOLE 3648 0 2676 Target CS 87612E106 299 4580 SH SOLE 0 0 4580 TCF Financial Corp CS 872275102 218 10647 SH SOLE 4888 0 5759 Tesla Inc. CS 88160r101 436 1400 SH SOLE 0 0 1400 Texas Instruments CS 882508104 710 6796 SH SOLE 220 0 6576 Texas Roadhouse CS 882681109 1002 19023 SH SOLE 3200 0 15823 The Wendy's Company CS 95058W100 291 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 553 2913 SH SOLE 481 0 2432 Time Warner Inc CS 887317303 10129 110733 SH SOLE 25443 0 85290 Tivo Corp. CS 88870p106 197 12628 SH SOLE 0 0 12628 TJX Companies Inc CS 872540109 280 3662 SH SOLE 567 0 3095 TransCanada Corp CS 89353d107 866 17803 SH SOLE 1838 0 15965 Travelers Companies Inc CS 89417E109 1263 9313 SH SOLE 500 0 8813 Tyler Technologies Inc CS 902252105 4808 27155 SH SOLE 155 0 27000 Tyler Technologies Inc CS 902252105 1062 6000 SH Put SOLE 0 0 6000 U S Bancorp new CS 902973304 1644 30686 SH SOLE 26010 0 4676 UBS AG CS h42097107 213 11605 SH SOLE 8076 0 3529 UDR Inc CS 902653104 239 6200 SH SOLE 0 0 6200 Ultra Petroleum Corp CS 903914208 247 27296 SH SOLE 0 0 27296 Union Pacific Corp CS 907818108 1736 12944 SH SOLE 7820 0 5124 United Parcel Service Inc. CS 911312106 5392 45252 SH SOLE 14501 0 30751 United Technologies CS 913017109 2808 22011 SH SOLE 8200 0 13811 UnitedHealth Group Inc CS 91324P102 17994 81620 SH SOLE 20586 0 61034 UNUM Corp. CS 91529Y106 315 5746 SH SOLE 2366 0 3380 Valvoline Inc CS 92047w101 746 29763 SH SOLE 4930 0 24833 Verizon Communications CS 92343V104 8598 162442 SH SOLE 34926 0 127516 VF Corp. CS 918204108 303 4100 SH SOLE 555 0 3545 Visa Inc Cl A CS 92826C839 10758 94354 SH SOLE 27282 0 67072 Vodafone Group PLC CS 92857W308 380 11922 SH SOLE 5095 0 6827 Vonage Holdings Corporation CS 92886T201 119 11726 SH SOLE 2500 0 9226 Vulcan Materials CS 929160109 10009 77969 SH SOLE 0 0 77969 Wabco Holdings Inc CS 92927K102 969 6750 SH SOLE 1275 0 5475 Wal-Mart Stores Inc CS 931142103 1259 12745 SH SOLE 8483 0 4262 Walgreen Boots Alliance Inc CS 931427108 376 5182 SH SOLE 0 0 5182 WEC Energy Group Inc. CS 92939u106 280 4210 SH SOLE 565 0 3645 WellCare Health Plans CS 94946T106 402 2000 SH SOLE 0 0 2000 Wells Fargo & Company CS 949746101 12798 210948 SH SOLE 63451 0 147497 Western Alliance Bancorp CS 957638109 208 3671 SH SOLE 672 0 2999 Weyerhauser Corporation CS 962166104 6466 183391 SH SOLE 60296 0 123095 Wheaton Precious Metals Corp CS 962879102 225 10167 SH SOLE 4802 0 5365 Williams Companies, Inc. CS 969457100 697 22872 SH SOLE 0 0 22872 Xilinx Inc CS 983919101 7441 110366 SH SOLE 29187 0 81179 Yum China Holdings Inc CS 98850p109 466 11654 SH SOLE 0 0 11654 Yum! Brands Inc. CS 988498101 1022 12519 SH SOLE 0 0 12519 Zoetis Inc CS 98978V103 252 3495 SH SOLE 1058 0 2437 Blackstone Mortgage Trust RE 09257w100 276 8579 SH SOLE 3938 0 4641 Brixmor Property Group RE 11120u105 228 12195 SH SOLE 5600 0 6595 Cole Credit Property Trust RE 19326u100 130 12851 SH SOLE 0 0 12851 Colony Northstar Inc RE 19625w104 466 40805 SH SOLE 0 0 40805 Corporate Prop Associates 18 RE 22004e109 109 13000 SH SOLE 0 0 13000 Industrial Ppty Trust CL T RE 45632a207 211 18988 SH SOLE 0 0 18988 KBS Real Estate Investment Tru RE 48668l105 258 22016 SH SOLE 0 0 22016 Mid-America Apartment Communit RE 59522J103 221 2197 SH SOLE 1002 0 1195 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 374 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 645 7773 SH SOLE 0 0 7773 GS EEM Nt due 11/26/19 SE 40054ld50 1908 1715000 SH SOLE 75000 0 1640000 GS EEM Nt due 12/6/18 SE 40054kdn3 13081 9865000 SH SOLE 405000 0 9460000 GS 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due 4/10/19 SE 46646er87 9145 7965000 SH SOLE 475000 0 7490000 MS EEM Nt due 4/8/19 SE 61768cau1 6018 4945000 SH SOLE 100000 0 4845000 MS EFA Nt 8/2/19 SE 61768cev5 1895 1612000 SH SOLE 137000 0 1475000 MS EFA Nt Due 12/8/18 SE 61761j3a5 11685 9450000 SH SOLE 450000 0 9000000 MS EURO STOXX 50 due 2/8/18 SE 61761jw96 2545 2125000 SH SOLE 100000 0 2025000 MS SPX Due 2/8/18 SE 61761jx20 5182 3995000 SH SOLE 125000 0 3870000 MS SPX due 6/11/20 SE 61768cwj2 1879 1880000 SH SOLE 125000 0 1755000 MS SPX Nt 2/6/20 SE 61768cnq6 11187 10637000 SH SOLE 1125000 0 9512000 RBC EEM due 6/11/20 SE 78013xca4 2181 2150000 SH SOLE 0 0 2150000 RBC EFA due 6/11/20 SE 78013xcb2 1144 1150000 SH SOLE 0 0 1150000 Andeavor Logistics LP ML 03350f106 2434 52687 SH SOLE 2287 0 50400 Antero Midstream Partners LP ML 03673l103 3290 113298 SH SOLE 8410 0 104888 Dominion Energy Midstream Part ML 257454108 5106 167699 SH SOLE 5781 0 161918 Energy Transfer Equity LP ML 29273V100 3257 188688 SH SOLE 11280 0 177408 Energy Transfer Ptnrs LP ML 29278n103 2853 159181 SH SOLE 6166 0 153015 Enterprise Products Ptnrs ML 293792107 10292 388229 SH SOLE 24922 0 363307 EQT GP Holdings LP ML 26885j103 723 26878 SH SOLE 145 0 26733 EQT Midstream Partners, LP ML 26885b100 8295 113475 SH SOLE 9292 0 104183 Genesis Energy LP ML 371927104 3285 146990 SH SOLE 2947 0 144043 JPMorgan Alerian MLP Index ML 46625H365 9427 343183 SH SOLE 24299 0 318884 Magellan Midstream Ptnrs LP ML 559080106 8362 117878 SH SOLE 8381 0 109497 MPLX LP ML 55336V100 4125 116304 SH SOLE 2815 0 113489 Nextera Energy Partners Lp ML 65341b106 3684 85447 SH SOLE 6312 0 79135 Phillips 66 Partners LP Common ML 718549207 3208 61273 SH SOLE 4009 0 57264 Plains Group Holdings LP Cla ML 72651a207 292 13289 SH SOLE 0 0 13289 Shell Midstream Partners LP ML 822634101 1540 51646 SH SOLE 1656 0 49990 Spectra Energy Prtns ML 84756N109 1650 41730 SH SOLE 4610 0 37120 T C Pipelines ML 87233Q108 658 12400 SH SOLE 0 0 12400 Tallgrass Energy LP ML 874696107 2480 96329 SH SOLE 3267 0 93062 Targa Resources Prtns Com St ML 87612G101 4503 92995 SH SOLE 5219 0 87776 UBS E-TRACS Alerian MLP Infras ML 902641646 12529 517932 SH SOLE 25212 0 492720 Valero Energy Partners LP ML 91914j102 6680 150119 SH SOLE 12746 0 137373 Western Gas Equity Partners LP ML 95825R103 3252 87515 SH SOLE 2159 0 85356 Western Gas Partners ML 958254104 3343 69509 SH SOLE 7487 0 62022 Williams Partners LP ML 96949l105 3461 89249 SH SOLE 6575 0 82674 Deutsche X Tracks MSCI EAFE EE 233051200 12521 393974 SH SOLE 43844 0 350130 Diamonds Trust Series 1 EE 78467X109 875 3538 SH SOLE 2667 0 871 GS Activebeta Large Cap ETF EE 381430503 992 18593 SH SOLE 0 0 18593 Guggenheim Insider Sentiment E EE 18383M209 341 5500 SH SOLE 0 0 5500 Guggenheim S&P 500 Equal Weigh EE 78355W106 219 2172 SH SOLE 0 0 2172 Guggenheim S&P Healthcare Equa EE 78355W841 8238 45864 SH SOLE 2961 0 42903 iShares Dow Jones US Aerospace EE 464288760 1504 7996 SH SOLE 1005 0 6991 iShares FTSE/Xinhua China25 In EE 464287184 703 15218 SH SOLE 0 0 15218 iShares MSCI EAFE Index EE 464287465 24145 343403 SH SOLE 23485 0 319918 iShares MSCI Emerg Mkts Indx F EE 464287234 10083 213978 SH SOLE 28180 0 185798 iShares MSCI South Korea Index EE 464286772 410 5476 SH SOLE 4926 0 550 iShares NASDAQ Biotech Index EE 464287556 340 3186 SH SOLE 0 0 3186 iShares Russell 1000 EE 464287622 1197 8055 SH SOLE 2800 0 5255 iShares Russell 1000 Growth In EE 464287614 21523 159805 SH SOLE 15190 0 144615 iShares Russell 1000 Value Ind EE 464287598 11530 92729 SH SOLE 10990 0 81739 iShares Russell 2000 Growth In EE 464287648 8878 47550 SH SOLE 4050 0 43500 iShares Russell 2000 Index EE 464287655 27419 179843 SH SOLE 10750 0 169092 iShares Russell 2000 Value Ind EE 464287630 7404 58880 SH SOLE 6438 0 52442 iShares Russell Mid Cap Growth EE 464287481 1236 10243 SH SOLE 0 0 10243 iShares Russell Mid Cap Index EE 464287499 1831 8797 SH SOLE 0 0 8797 iShares Russell Mid Cap Value EE 464287473 1608 18036 SH SOLE 1140 0 16896 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0 227209 SPDR S&P Int'l Small Cap Fd EE 78463X871 901 25392 SH SOLE 0 0 25392 SPDR S&P Mid Cap 400 ETF EE 78467Y107 81556 236113 SH SOLE 19592 0 216521 SPDR STOXX Europe 50 ETF EE 78463X103 557 15500 SH SOLE 5700 0 9800 SPDR Technology Index EE 81369Y803 251 3926 SH SOLE 0 0 3926 SPDR Utilities Index EE 81369Y886 261 4954 SH SOLE 0 0 4954 Vaneck Vectors ETF TR EE 92189f106 2893 124485 SH SOLE 0 0 124485 Vaneck Vectors ETF TR EE 92189f700 994 16137 SH SOLE 1200 0 14937 Vaneck Vectors ETF TR EE 92189f718 1 57 SH SOLE 0 0 57 Vaneck Vectors ETF TR EE 92189f718 159 6100 SH Call SOLE 0 0 6100 Vaneck Vectors ETF TR EE 92189f718 55 2100 SH Call SOLE 0 0 2100 Vanguard Dividend Appreciation EE 921908844 246 2409 SH SOLE 0 0 2409 Vanguard FTSE All-World Ex-US EE 922042775 350 6404 SH SOLE 0 0 6404 Vanguard FTSE Developed Market EE 921943858 5284 117788 SH SOLE 2398 0 115390 Vanguard FTSE Emerging Markets EE 922042858 12577 273952 SH SOLE 27309 0 246644 Vanguard Growth ETF EE 922908736 598 4252 SH SOLE 0 0 4252 Vanguard Information Technolog EE 92204A702 653 3967 SH SOLE 350 0 3617 Vanguard Small Cap Value Fund EE 922908611 274 2063 SH SOLE 0 0 2063 Vanguard Total Stock Market ET EE 922908769 2807 20451 SH SOLE 0 0 20451 Vanguard Value ETF EE 922908744 270 2535 SH SOLE 0 0 2535 WisdomTree Dividend Ex-Finl ET EE 97717W406 217 2450 SH SOLE 0 0 2450 WisdomTree Emerging Mkts SmCp EE 97717W281 243 4654 SH SOLE 600 0 4054 WisdomTree Int'l Small Cap Div EE 97717W760 4796 62449 SH SOLE 3579 0 58870 Wisdomtree Midcap Dividend EE 97717w505 2877 81554 SH SOLE 6108 0 75446 iShares Core MSCI EAFE EZ 46432f842 25460 385232 SH SOLE 17083 0 368149 iShares Core MSCI Emerging Mkt EZ 46434g103 31975 561959 SH SOLE 26518 0 535441 iShares Dow Jones US RE Index EZ 464287739 1465 18087 SH SOLE 333 0 17754 iShares MSCI EAFE Small Cap In EZ 464288273 7536 116839 SH SOLE 8795 0 108044 iShares S&P 500 Growth EZ 464287309 7398 48424 SH SOLE 12200 0 36224 iShares S&P 500 Index EZ 464287200 60845 226316 SH SOLE 7727 0 218589 iShares S&P Barra Value Index EZ 464287408 8715 76283 SH SOLE 6202 0 70081 iShares S&P Mid Cap 400 Growth EZ 464287606 18538 85893 SH SOLE 6835 0 79058 iShares S&P Mid Cap 400 Value EZ 464287705 17647 110217 SH SOLE 5948 0 104269 iShares S&P Mid Cap Index EZ 464287507 43808 230836 SH SOLE 12553 0 218283 iShares S&P Small Cap 600 Grow EZ 464287887 2232 13120 SH SOLE 3900 0 9220 iShares S&P Small Cap 600 Valu EZ 464287879 3245 21128 SH SOLE 2932 0 18196 iShares S&P Small Cap Index EZ 464287804 21215 276207 SH SOLE 15613 0 260594 Ishares Trust High Dividend Eq EZ 46429B663 333 3697 SH SOLE 0 0 3697