Supervisor of Investment Operations

0001040197-17-000004.txt : 20170807 0001040197-17-000004.hdr.sgml : 20170807 20170807101450 ACCESSION NUMBER: 0001040197-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170807 DATE AS OF CHANGE: 20170807 EFFECTIVENESS DATE: 20170807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 171010335 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001040197 XXXXXXXX 06-30-2017 06-30-2017 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Supervisor of Investment Operations 216-920-4965 Bryan Gregorich Cleveland OH 08-07-2017 0 461 1552218 false INFORMATION TABLE 2 13F063017.xml 3M Company CS 88579Y101 1640 7878 SH SOLE 264 0 7614 A T & T Corp New CS 00206R102 3696 97955 SH SOLE 38665 0 59290 Abbott Laboratories CS 002824100 12672 260686 SH SOLE 64923 0 195763 AbbVie Inc. CS 00287Y109 2746 37865 SH SOLE 3365 0 34500 Accenture PLC Cl A CS G1151C101 1824 14744 SH SOLE 785 0 13959 Acuity Brands Inc CS 00508Y102 882 4340 SH SOLE 890 0 3450 Adobe Systems CS 00724F101 4520 31954 SH SOLE 2471 0 29483 Aegon N.V. Adr CS 007924103 108 21129 SH SOLE 19004 0 2125 Aercap Holdings NV CS N00985106 319 6869 SH SOLE 2956 0 3913 Aetna Inc. CS 00817Y108 394 2592 SH SOLE 255 0 2337 Affiliated Managers CS 008252108 419 2525 SH SOLE 375 0 2150 Air Products & Chemicals Inc CS 009158106 275 1919 SH SOLE 0 0 1919 Akamai Tech CS 00971T101 715 14353 SH SOLE 500 0 13853 Albemarle Corp CS 012653101 259 2451 SH SOLE 622 0 1829 Alexandria Real Estate Equitie CS 015271109 349 2899 SH SOLE 1209 0 1690 Allegheny Tech CS 01741R102 181 10670 SH SOLE 4591 0 6079 Alliance Data Systems CS 018581108 200 780 SH SOLE 145 0 635 Allstate Corp CS 020002101 444 5021 SH SOLE 1702 0 3319 Alphabet Inc Class A CS 02079k305 3909 4205 SH SOLE 393 0 3812 Alphabet Inc Class C CS 02079k107 7671 8441 SH SOLE 697 0 7744 Altria Group Inc. CS 02209S103 7110 95481 SH SOLE 29825 0 65656 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 4662 4816 SH SOLE 284 0 4532 America Movil SA de CV ADR Ser CS 02364W105 901 56600 SH SOLE 0 0 56600 American Campus Communities CS 024835100 268 5656 SH SOLE 2433 0 3223 American International Group CS 026874784 219 3504 SH SOLE 545 0 2959 American Tower CS 03027X100 2892 21858 SH SOLE 1466 0 20392 Ameriprise Financial Inc CS 03076C106 279 2195 SH SOLE 901 0 1294 Ametek Inc CS 031100100 1304 21534 SH SOLE 675 0 20859 Amgen Inc CS 031162100 12699 73732 SH SOLE 23572 0 50160 Anheuser-Busch InBev CS 03524A108 7135 64649 SH SOLE 18891 0 45758 Anthem, Inc CS 036752103 231 1230 SH SOLE 0 0 1230 Apple Inc CS 037833100 23674 164381 SH SOLE 32623 0 131758 Apple Inc CS 037833100 144 1000 SH Put SOLE 0 0 1000 Aramark CS 03852u106 354 8635 SH SOLE 3588 0 5047 Archer Daniels Midland Co. CS 039483102 2348 56751 SH SOLE 0 0 56751 Ashland Global Holdings Inc CS 044186104 457 6932 SH SOLE 0 0 6932 Automatic Data Processing CS 053015103 261 2552 SH SOLE 0 0 2552 Avangrid Inc CS 05351w103 835 18907 SH SOLE 0 0 18907 Avery Dennison CS 053611109 866 9800 SH SOLE 2175 0 7625 Baidu ADR CS 056752108 2990 16716 SH SOLE 623 0 16093 Bank of America Corp CS 060505104 10597 436799 SH SOLE 177550 0 259249 Banner Corp CS 06652v208 275 4873 SH SOLE 0 0 4873 Barclays Plc Adr CS 06738E204 134 12619 SH SOLE 11350 0 1269 Baxter International CS 071813109 673 11111 SH SOLE 765 0 10346 Becton Dickinson & Company CS 075887109 327 1677 SH SOLE 275 0 1402 Bemis CS 081437105 223 4825 SH SOLE 2076 0 2749 Berkshire Hathaway CS 084670108 764 3 SH SOLE 0 0 3 Berkshire Hathaway Class B CS 084670702 4459 26325 SH SOLE 1965 0 24360 Biogen Inc CS 09062X103 1185 4368 SH SOLE 188 0 4180 Blackrock Inc CS 09247X101 3098 7333 SH SOLE 552 0 6781 Boeing Company CS 097023105 14151 71560 SH SOLE 10431 0 61129 BorgWarner CS 099724106 280 6602 SH SOLE 2841 0 3761 Bristol-Myers Squibb CS 110122108 7338 131692 SH SOLE 47763 0 83929 Cambrex Corp CS 132011107 949 15875 SH SOLE 3400 0 12475 Camden Property Trust CS 133131102 640 7487 SH SOLE 1300 0 6187 Cardinal Health Inc. CS 14149Y108 5323 68315 SH SOLE 12408 0 55907 Carter's Inc CS 146229109 716 8050 SH SOLE 1600 0 6450 Caterpillar Inc CS 149123101 240 2231 SH SOLE 0 0 2231 Cedar Fair LP CS 150185106 337 4670 SH SOLE 295 0 4375 Celgene Corp. CS 151020104 850 6547 SH SOLE 0 0 6547 Charles River Laboratories Int CS 159864107 246 2429 SH SOLE 1046 0 1383 Charter Communications Inc CS 16119p108 1386 4114 SH SOLE 0 0 4114 Chesapeake Energy Corp. CS 165167107 58 11740 SH SOLE 0 0 11740 Chevron Corporation CS 166764100 5917 56717 SH SOLE 17632 0 39085 China Mobile ADR CS 16941M109 518 9764 SH SOLE 2006 0 7758 Chromadex Corporation CS 171077407 41 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11971 82341 SH SOLE 26956 0 55385 Church & Dwight Co CS 171340102 944 18203 SH SOLE 3540 0 14663 Cigna Corp CS 125509109 223 1335 SH SOLE 240 0 1095 Cintas Inc. CS 172908105 1198 9503 SH SOLE 2000 0 7503 Cisco Systems CS 17275R102 10383 331731 SH SOLE 98247 0 233484 Citigroup CS 172967424 3567 53335 SH SOLE 2720 0 50615 Citizens Financial Group CS 174610105 483 13525 SH SOLE 1122 0 12403 Citrix Systems Inc CS 177376100 791 9938 SH SOLE 966 0 8972 Coca-Cola Co. CS 191216100 568 12661 SH SOLE 1246 0 11415 Cocrystal Pharma Inc CS 19188j102 19 85000 SH SOLE 0 0 85000 Cognex Corp. CS 192422103 1448 17060 SH SOLE 3850 0 13210 Cognizant Technology Solutions CS 192446102 1896 28553 SH SOLE 1974 0 26579 Colgate Palmolive CS 194162103 1334 17998 SH SOLE 435 0 17563 Comcast Corp. Cl A CS 20030n101 17694 454624 SH SOLE 106080 0 348544 Commscope Holding Co. CS 20337X109 249 6560 SH SOLE 0 0 6560 Compagnie de Saint-Gobain ADR CS 204280309 141 13230 SH SOLE 11900 0 1330 ConocoPhillips CS 20825C104 299 6799 SH SOLE 0 0 6799 Constellation Brands Inc. CS 21036P108 890 4592 SH SOLE 513 0 4079 Cooper Companies CS 216648402 1408 5882 SH SOLE 1519 0 4363 Core Laboratories N.V. CS N22717107 526 5195 SH SOLE 925 0 4270 Corning, Inc. CS 219350105 512 17032 SH SOLE 500 0 16532 Costco Wholesale Corp CS 22160K105 4299 26881 SH SOLE 2423 0 24458 Credit Agricole SA CS 225313105 107 13316 SH SOLE 10974 0 2342 CSRA Inc. CS 12650t104 319 10050 SH SOLE 4324 0 5726 CVS Health Corp. CS 126650100 7623 94746 SH SOLE 37283 0 57463 Danaher Corp. CS 235851102 1425 16884 SH SOLE 1043 0 15841 Darling Ingredients, Inc. CS 237266101 213 13555 SH SOLE 5832 0 7723 Deere & Co CS 244199105 837 6776 SH SOLE 450 0 6326 Dell Technologies Inc. CS 24703l103 346 5663 SH SOLE 83 0 5580 DENTSPLY Sirona Inc. CS 24906p109 283 4357 SH SOLE 1875 0 2482 Devon Energy Corp CS 25179M103 392 12256 SH SOLE 513 0 11743 Devon Energy Corp CS 25179M103 96 3000 SH Put SOLE 0 0 3000 Devon Energy Corp CS 25179M103 96 3000 SH Put SOLE 0 0 3000 Diageo PLC ADR CS 25243Q205 9983 83307 SH SOLE 30044 0 53263 Diebold Nixdorf Inc. CS 253651103 206 7363 SH SOLE 3168 0 4195 Disney, Walt Co. CS 254687106 5749 54107 SH SOLE 23225 0 30882 DNB Financial Corp CS 233237106 618 18007 SH SOLE 0 0 18007 Dollar General Corp. CS 256677105 228 3163 SH SOLE 1350 0 1813 Dorman Products CS 258278100 1242 15003 SH SOLE 3415 0 11588 Dover Corp. CS 260003108 317 3956 SH SOLE 1676 0 2280 Dow Chemical CS 260543103 2399 38038 SH SOLE 31500 0 6538 Dr Pepper Snapple Group CS 26138E109 291 3191 SH SOLE 435 0 2756 DTE Energy CS 233331107 371 3509 SH SOLE 1273 0 2236 Duke Energy Corp. CS 26441C204 560 6698 SH SOLE 4603 0 2095 Eaton Corporation CS G29183103 758 9741 SH SOLE 200 0 9541 Ecolabs Inc. CS 278865100 208 1567 SH SOLE 447 0 1120 Edison International Inc. CS 281020107 438 5598 SH SOLE 1597 0 4001 Eldorado Gold Corp CS 284902103 66 25026 SH SOLE 20261 0 4765 Envision Healthcare Corp CS 29414d100 373 5949 SH SOLE 2533 0 3416 EOG Resources CS 26875P101 829 9159 SH SOLE 910 0 8249 EQT Corp CS 26884L109 236 4023 SH SOLE 1721 0 2302 Equifax Inc. CS 294429105 1001 7285 SH SOLE 1350 0 5935 Equinix Corp CS 29444U700 421 981 SH SOLE 663 0 318 Estee Lauder CS 518439104 1260 13123 SH SOLE 2049 0 11074 ETRADE Fin Corp. CS 269246401 265 6971 SH SOLE 2986 0 3985 Eversource Energy CS 30040W108 268 4408 SH SOLE 3444 0 964 Exelon Corp. CS 30161N101 1493 41397 SH SOLE 4295 0 37102 Express Scripts Holding Co. CS 30219G108 652 10210 SH SOLE 626 0 9584 Exxon Mobil Corp CS 30231G102 9710 120279 SH SOLE 33794 0 86485 F5 Networks CS 315616102 877 6906 SH SOLE 1400 0 5506 Fabrinet CS g3323l100 806 18905 SH SOLE 4325 0 14580 Facebook CS 30303M102 1857 12299 SH SOLE 1080 0 11219 Factset Research Systems CS 303075105 753 4531 SH SOLE 950 0 3581 Fairmount Santrol Holdings Inc CS 30555q108 265 67918 SH SOLE 0 0 67918 Farmers National Banc Corp CS 309627107 297 20466 SH SOLE 0 0 20466 Fedex CS 31428X106 311 1430 SH SOLE 425 0 1005 Fidelity National Information CS 31620M106 319 3735 SH SOLE 1607 0 2128 Fidelity Natl Finl Inc New CS 31620r303 7296 162751 SH SOLE 27565 0 135186 First Atlantic Holdings Inc CS 337651103 205 15482 SH SOLE 0 0 15482 Fluor Corp. CS 343412102 210 4577 SH SOLE 1534 0 3043 Footlocker Inc CS 344849104 490 9939 SH SOLE 2050 0 7889 Fortive Corporation CS 34959j108 532 8393 SH SOLE 772 0 7621 General Dynamics CS 369550108 1394 7039 SH SOLE 1253 0 5786 General Electric Company CS 369604103 13857 513044 SH SOLE 146291 0 366753 General Mills Inc CS 370334104 238 4300 SH SOLE 490 0 3810 Genpact Ltd CS G3922B107 856 30749 SH SOLE 7147 0 23602 Gentex Corp CS 371901109 240 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 1643 23216 SH SOLE 1642 0 21574 Goldman Sachs Group, Inc. CS 38141G104 878 3958 SH SOLE 310 0 3648 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Great Plains Energy Inc. CS 391164100 203 6936 SH SOLE 2985 0 3951 Grupo Financiero Banorte SAB d CS P49501201 167 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 289 7450 SH SOLE 2784 0 4666 Halliburton Company CS 406216101 348 8150 SH SOLE 585 0 7565 Harley Davidson Inc. CS 412822108 1050 19429 SH SOLE 1600 0 17829 Hartford Financial Services Gr CS 416515104 323 6141 SH SOLE 2627 0 3514 Hasbro Inc CS 418056107 1018 9133 SH SOLE 1900 0 7233 Henry Jack and Associates Inc CS 426281101 1035 9961 SH SOLE 2128 0 7833 Henry Schein CS 806407102 1011 5525 SH SOLE 1150 0 4375 Home Depot, Inc. CS 437076102 12509 81542 SH SOLE 26068 0 55474 Honeywell International, Inc. CS 438516106 9227 69225 SH SOLE 23677 0 45547 Host Hotels and Resorts CS 44107P104 220 12050 SH SOLE 5185 0 6865 HP Inc. CS 40434l105 194 11072 SH SOLE 1470 0 9602 HSBC Holdings PLC ADR CS 404280406 227 4885 SH SOLE 3715 0 1170 Huntington Bancshares CS 446150104 466 34493 SH SOLE 0 0 34493 Illinois Tool Works CS 452308109 289 2018 SH SOLE 0 0 2018 Imageware Systems Inc. CS 45245s108 52 51636 SH SOLE 0 0 51636 Immune Therapeutics Inc CS 45252a107 1 12500 SH SOLE 0 0 12500 ING Groep NV ADS CS 456837103 178 10212 SH SOLE 8288 0 1924 Int'l Business Machines Corp. CS 459200101 1688 10974 SH SOLE 504 0 10470 Intel Corp CS 458140100 13309 394454 SH SOLE 125319 0 269135 Intercontinental Exchange, Inc CS 45866f104 2909 44124 SH SOLE 3324 0 40800 International Flavors & Fragra CS 459506101 944 6991 SH SOLE 1480 0 5511 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 IPG Photonics Corp Com CS 44980x109 1222 8420 SH SOLE 1625 0 6795 J B Hunt Transport Services In CS 445658107 793 8679 SH SOLE 1765 0 6914 Johnson & Johnson CS 478160104 19720 149066 SH SOLE 31998 0 117068 Johnson Controls Intl. PLC CS g51502105 212 4890 SH SOLE 376 0 4514 Jones Energy Inc CS 48019r108 33 20605 SH SOLE 4863 0 15742 JPMorgan Chase & Co. CS 46625H100 20386 223041 SH SOLE 49189 0 173852 Kar Auction Services Inc CS 48238t109 270 6441 SH SOLE 2771 0 3670 Kinder Morgan, Inc. CS 49456B101 7572 395173 SH SOLE 151700 0 243473 Kroger Co CS 501044101 231 9912 SH SOLE 4222 0 5690 L-3 Communications CS 502413107 337 2015 SH SOLE 0 0 2015 Lam Research Corp CS 512807108 223 1575 SH SOLE 155 0 1420 Lennar Corp CS 526057104 251 4707 SH SOLE 0 0 4707 Lennox International Inc CS 526107107 1210 6591 SH SOLE 1375 0 5216 Level 3 Communications CS 52729N308 315 5314 SH SOLE 357 0 4957 Liberty Broadband Corporation CS 530307107 212 2468 SH SOLE 0 0 2468 Liberty Broadband Corporation CS 530307305 402 4639 SH SOLE 0 0 4639 Liberty Global PLC Cl A CS G5480U104 297 9255 SH SOLE 0 0 9255 Liberty Global PLC Cl C CS G5480U120 639 20499 SH SOLE 0 0 20499 Liberty Media Corp A SiriusXM CS 531229409 385 9181 SH SOLE 0 0 9181 Liberty Media Corp C CS 531229607 757 18162 SH SOLE 0 0 18162 Lilly, Eli Co CS 532457108 490 5955 SH SOLE 2272 0 3683 LKQ CS 501889208 377 11445 SH SOLE 4925 0 6520 Lockheed Martin CS 539830109 373 1343 SH SOLE 0 0 1343 Lowe's Cos. CS 548661107 1781 22970 SH SOLE 3476 0 19494 M & T Bank CS 55261F104 274 1693 SH SOLE 715 0 978 Manhattan Associates CS 562750109 580 12065 SH SOLE 2650 0 9415 Marathon Petroleum Corp CS 56585A102 6146 117449 SH SOLE 39758 0 77691 Masco Corp CS 574599106 873 22838 SH SOLE 5100 0 17738 McDonalds Corp CS 580135101 1513 9876 SH SOLE 4200 0 5676 McKesson HBOC Corp. CS 58155Q103 601 3651 SH SOLE 0 0 3651 Medtronic Plc CS g5960l103 3059 34473 SH SOLE 20013 0 14460 Merck & Co CS 58933Y105 3579 55838 SH SOLE 4309 0 51529 Metlife Inc. CS 59156R108 8313 151319 SH SOLE 50742 0 100577 Metro AG CS 59160r102 78 11557 SH SOLE 10395 0 1162 Mettler-Toledo International CS 592688105 1323 2248 SH SOLE 485 0 1763 Microchip Technology CS 595017104 320 4143 SH SOLE 1621 0 2522 Microsoft Corporation CS 594918104 16122 233883 SH SOLE 63184 0 170699 Middleby Corp. CS 596278101 911 7500 SH SOLE 1575 0 5925 Molson Coors Brewing Co CS 60871R209 438 5074 SH SOLE 120 0 4954 Molson Coors Brewing Co CS 60871R209 397 4600 SH Put SOLE 0 0 4600 Mondelez Intl Inc Com CS 609207105 7026 162669 SH SOLE 66126 0 96543 Monolithic Power Systems CS 609839105 955 9910 SH SOLE 2075 0 7835 Monsanto Co. CS 61166W101 353 2980 SH SOLE 0 0 2980 Nestle SA ADR CS 641069406 759 8700 SH SOLE 0 0 8700 Netflix Inc. CS 64110L106 1507 10084 SH SOLE 41 0 10043 NextEra Energy CS 65339F101 12575 89741 SH SOLE 28323 0 61418 Nike Inc. CS 654106103 8479 143718 SH SOLE 38419 0 105299 Noble Energy CS 655044105 619 21866 SH SOLE 2935 0 18931 Norfolk Southern CS 655844108 619 5088 SH SOLE 0 0 5088 Northrop Grumman Corp CS 666807102 1842 7176 SH SOLE 517 0 6659 NRG Yield Inc Cl A New CS 62942x306 210 12300 SH SOLE 0 0 12300 Nugene International Inc CS 67052f102 0 14000 SH SOLE 0 0 14000 Occidental Petroleum CS 674599105 6547 109362 SH SOLE 42405 0 66957 Omnicom Group CS 681919106 891 10748 SH SOLE 777 0 9971 Oracle Corp CS 68389X105 4118 82123 SH SOLE 41875 0 40248 P P & L Resources Inc CS 69351T106 481 12432 SH SOLE 2493 0 9939 Palo Alto Networks Inc. CS 697435105 447 3341 SH SOLE 84 0 3257 Palo Alto Networks Inc. CS 697435105 294 2200 SH Put SOLE 0 0 2200 Panasonic Adr CS 69832A205 187 13820 SH SOLE 12430 0 1390 Parker-Hannifin CS 701094104 1202 7518 SH SOLE 568 0 6950 Patterson Companies Inc. CS 703395103 338 7193 SH SOLE 3043 0 4150 PayPal Holdings, Inc CS 70450y103 941 17536 SH SOLE 1460 0 16076 PepsiCo, Inc. CS 713448108 11700 101304 SH SOLE 24174 0 77130 Pfizer Inc CS 717081103 3892 115881 SH SOLE 75612 0 40269 Philip Morris Int'l CS 718172109 1698 14461 SH SOLE 200 0 14261 Phillips 66 CS 718546104 476 5760 SH SOLE 0 0 5760 Pinnacle West Capital Corp. CS 723484101 360 4225 SH SOLE 1691 0 2534 Pioneer Natural Resources CS 723787107 218 1369 SH SOLE 583 0 786 Pool Corp. CS 73278L105 857 7290 SH SOLE 1675 0 5615 PPG Industries CS 693506107 211 1920 SH SOLE 811 0 1109 PRA Group, Inc. CS 69354n106 334 8800 SH SOLE 1000 0 7800 Precision Drilling CS 74022D308 50 14762 SH SOLE 13278 0 1484 Priceline Group Inc. CS 741503403 6814 3643 SH SOLE 194 0 3449 Procter & Gamble CS 742718109 6978 80073 SH SOLE 16277 0 63796 Profire Energy CS 74316x101 33 25000 SH SOLE 0 0 25000 Ptc Inc CS 69370C100 247 4482 SH SOLE 1928 0 2554 PVH Corp CS 693656100 577 5038 SH SOLE 757 0 4281 Qorvo Inc CS 74736K101 239 3779 SH SOLE 1620 0 2159 Qualcomm Incorporated CS 747525103 13157 238257 SH SOLE 73052 0 165205 Raymond James Financial CS 754730109 929 11586 SH SOLE 2185 0 9401 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 11672 72283 SH SOLE 24979 0 47304 Regal Beloit Corp CS 758750103 314 3849 SH SOLE 1656 0 2193 Regions Financial Corp CS 7591EP100 295 20155 SH SOLE 0 0 20155 Reinsurance Group of America I CS 759351604 271 2109 SH SOLE 903 0 1206 ResMed Inc CS 761152107 1049 13475 SH SOLE 2800 0 10675 RingCentral, Inc. CS 76680r206 128 3500 SH SOLE 0 0 3500 RingCentral, Inc. CS 76680r206 91 2500 SH Put SOLE 0 0 2500 RingCentral, Inc. CS 76680r206 91 2500 SH Put SOLE 0 0 2500 Riverview Bancorp Inc CS 769397100 239 35979 SH SOLE 0 0 35979 Rolls-Royce PLC ADR CS 775781206 160 13836 SH SOLE 12445 0 1391 Roper Industries CS 776696106 1744 7531 SH SOLE 677 0 6854 Royal Dutch Shell Plc Spon ADR CS 780259206 312 5862 SH SOLE 0 0 5862 Royal Dutch Shell Plc Spon ADR CS 780259107 212 3894 SH SOLE 2730 0 1164 Salesforce.com CS 79466L302 405 4678 SH SOLE 888 0 3790 Sanofi-Aventis Spon ADR CS 80105N105 214 4465 SH SOLE 2930 0 1535 SAP SE Spon ADR CS 803054204 594 5677 SH SOLE 1059 0 4618 Scana Corp. CS 80589M102 208 3100 SH SOLE 0 0 3100 Schlumberger Limited CS 806857108 3972 60335 SH SOLE 28075 0 32260 Scripps Networks Interactive I CS 811065101 675 9880 SH SOLE 1750 0 8130 Sherwin Williams Company CS 824348106 3120 8891 SH SOLE 115 0 8776 Shire plc ADR CS 82481R106 278 1682 SH SOLE 112 0 1570 Signature Bank NY CS 82669G104 1136 7912 SH SOLE 2185 0 5727 SLM Corp. New CS 78442P106 269 23397 SH SOLE 10068 0 13329 Snap-On Inc CS 833034101 812 5140 SH SOLE 1125 0 4015 Southern Company CS 842587107 218 4547 SH SOLE 505 0 4042 Spirit Aerosystems CS 848574109 406 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 1217 20867 SH SOLE 1360 0 19507 State Street Corp. CS 857477103 2014 22444 SH SOLE 970 0 21474 Stericycle Inc CS 858912108 254 3322 SH SOLE 1415 0 1907 Sterling Bancorp Del CS 85917a100 331 14218 SH SOLE 0 0 14218 Straight Path Communications I CS 862578101 901 5015 SH SOLE 0 0 5015 Straight Path Communications I CS 862578101 719 4000 SH Put SOLE 0 0 4000 Stryker Corp. CS 863667101 777 5596 SH SOLE 85 0 5511 SVB Finl Group CS 78486Q101 262 1491 SH SOLE 641 0 850 Synopsys Inc CS 871607107 1487 20393 SH SOLE 5135 0 15258 T. Rowe Price Associates Inc CS 74144T108 893 12035 SH SOLE 762 0 11273 Taiwan Semiconductor Manufactu CS 874039100 221 6324 SH SOLE 3648 0 2676 Target CS 87612E106 396 7566 SH SOLE 578 0 6988 TCF Financial Corp CS 872275102 181 11360 SH SOLE 4888 0 6472 Tesla Inc. CS 88160r101 506 1400 SH SOLE 0 0 1400 Teva Pharmaceutical Inds CS 881624209 595 17904 SH SOLE 3133 0 14771 Texas Instruments CS 882508104 675 8772 SH SOLE 220 0 8552 Texas Roadhouse CS 882681109 987 19368 SH SOLE 3850 0 15518 The Wendy's Company CS 95058W100 275 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 483 2769 SH SOLE 563 0 2206 Time Warner Inc CS 887317303 10063 100224 SH SOLE 15443 0 84781 Tivo Corp. CS 88870p106 236 12628 SH SOLE 0 0 12628 TJX Companies Inc CS 872540109 264 3652 SH SOLE 517 0 3135 TransCanada Corp CS 89353d107 925 19396 SH SOLE 1838 0 17558 Travelers Companies Inc CS 89417E109 1150 9089 SH SOLE 500 0 8589 Treehouse Foods Inc CS 89469A104 474 5808 SH SOLE 2497 0 3311 Tyler Technologies Inc CS 902252105 4784 27235 SH SOLE 235 0 27000 U S Bancorp new CS 902973304 1236 23805 SH SOLE 23500 0 305 UBS AG CS h42097107 197 11605 SH SOLE 8076 0 3529 UDR Inc CS 902653104 242 6200 SH SOLE 0 0 6200 Ultra Petroleum Corp CS 903914208 297 27400 SH SOLE 0 0 27400 Union Pacific Corp CS 907818108 525 4823 SH SOLE 320 0 4503 United Parcel Service Inc. CS 911312106 4853 43883 SH SOLE 14501 0 29382 United Technologies CS 913017109 1691 13852 SH SOLE 0 0 13852 UnitedHealth Group Inc CS 91324P102 14816 79903 SH SOLE 20586 0 59317 UNUM Corp. CS 91529Y106 344 7382 SH SOLE 3146 0 4236 Valvoline Inc CS 92047w101 676 28518 SH SOLE 4083 0 24435 Verizon Communications CS 92343V104 8283 185463 SH SOLE 50481 0 134982 VF Corp. CS 918204108 236 4100 SH SOLE 555 0 3545 Vipshop Holding Ltd CS 92763w103 53 5000 SH SOLE 0 0 5000 Vipshop Holding Ltd CS 92763w103 69 6500 SH Put SOLE 0 0 6500 Visa Inc Cl A CS 92826C839 7257 77385 SH SOLE 13379 0 64006 Vodafone Group PLC CS 92857W308 343 11922 SH SOLE 5095 0 6827 Vonage Holdings Corporation CS 92886T201 75 11410 SH SOLE 2500 0 8910 Vulcan Materials CS 929160109 1174 9269 SH SOLE 0 0 9269 Wabco Holdings Inc CS 92927K102 868 6805 SH SOLE 1575 0 5230 Wal-Mart Stores Inc CS 931142103 341 4503 SH SOLE 483 0 4020 Walgreen Boots Alliance Inc CS 931427108 413 5272 SH SOLE 0 0 5272 WEC Energy Group Inc. CS 92939u106 258 4210 SH SOLE 565 0 3645 WellCare Health Plans CS 94946T106 359 2000 SH SOLE 0 0 2000 Wells Fargo & Company CS 949746101 12281 221641 SH SOLE 78937 0 142704 Westar Energy Inc CS 95709T100 208 3921 SH SOLE 1683 0 2238 Weyerhauser Corporation CS 962166104 6054 180710 SH SOLE 65721 0 114989 Wheaton Precious Metals Corp CS 962879102 202 10167 SH SOLE 4802 0 5365 Williams Companies, Inc. CS 969457100 721 23825 SH SOLE 0 0 23825 Xilinx Inc CS 983919101 2474 38460 SH SOLE 12500 0 25960 Xylem Inc CS 98419M100 237 4273 SH SOLE 1570 0 2703 Yum China Holdings Inc CS 98850p109 470 11916 SH SOLE 0 0 11916 Yum! Brands Inc. CS 988498101 884 11989 SH SOLE 0 0 11989 Zagg Inc. CS 98884u108 94 10902 SH SOLE 2472 0 8430 Blackstone Mortgage Trust RE 09257w100 289 9154 SH SOLE 3938 0 5216 Brixmor Property Group RE 11120u105 233 13014 SH SOLE 5600 0 7414 Colony Northstar Inc RE 19625w104 566 40177 SH SOLE 0 0 40177 Mid-America Apartment Communit RE 59522J103 247 2343 SH SOLE 1002 0 1341 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 341 27904 SH SOLE 0 0 27904 Vanguard REIT Viper Index Seri RE 922908553 723 8685 SH SOLE 0 0 8685 Barclays S&P 500 due 7/26/17 SE 06741upv0 7806 6275000 SH SOLE 990000 0 5285000 Goldman Sachs LKD Euro SE 38148t7l7 526 500000 SH SOLE 0 0 500000 GS EEM Nt due 11/26/19 SE 40054ld50 1761 1740000 SH SOLE 75000 0 1665000 GS EEM Nt due 12/6/18 SE 40054kdn3 12177 9880000 SH SOLE 405000 0 9475000 GS EFA Nt due 11/26/19 SE 40054ld68 1906 1895000 SH SOLE 175000 0 1720000 GS Indices Note Due 10/4/17 SE 38148tfc8 593 500000 SH SOLE 0 0 500000 GS MSCI EM 8/2/19 SE 40054kux2 1449 1325000 SH SOLE 75000 0 1250000 GS Russell 2000 Idx Due 5/20 SE 40054kpk6 6480 5935000 SH SOLE 890000 0 5045000 GS S&P 400 Mid Nt due 4/9/19 SE 40054klz7 6582 5980000 SH SOLE 50000 0 5930000 GS S&P 500 Nt 8/2/19 SE 40054kuv6 3202 3040000 SH SOLE 185000 0 2855000 GS S&P MidCap 400 8/2/19 SE 40054kuw4 2789 2685000 SH SOLE 110000 0 2575000 GS S&P500 buffered equity Nt 9 SE 40054l2m5 5125 5000000 SH SOLE 200000 0 4800000 JPM EAFE Nt due 4/10/2019 SE 46646ey63 4334 3915000 SH SOLE 250000 0 3665000 JPM Russell 2000 Nt 8/2/19 SE 46646qxa8 1393 1340000 SH SOLE 50000 0 1290000 JPM Russell 2000 Nt due 4/10/1 SE 46646er95 2872 2620000 SH SOLE 25000 0 2595000 JPM S&P 500 Nt due 12/6/18 SE 46646efz0 15971 14390000 SH SOLE 610000 0 13780000 JPM S&P 500 Nt due 4/10/19 SE 46646er87 8719 8005000 SH SOLE 475000 0 7530000 MS EEM Nt due 4/8/19 SE 61768cau1 5407 4945000 SH SOLE 100000 0 4845000 MS EFA Nt 8/2/19 SE 61768cev5 1777 1637000 SH SOLE 137000 0 1500000 MS EFA Nt Due 12/8/18 SE 61761j3a5 10823 9460000 SH SOLE 450000 0 9010000 MS Euro 50 Note Due 9-22-17 SE 61761jxu8 1612 1620000 SH SOLE 25000 0 1595000 MS EURO STOXX 50 due 2/8/18 SE 61761jw96 2493 2125000 SH SOLE 100000 0 2025000 MS SPX Due 2/8/18 SE 61761jx20 4927 4030000 SH SOLE 125000 0 3905000 Antero Midstream Partners LP ML 03673l103 2656 80061 SH SOLE 8832 0 71229 Dominion Energy Midstream Part ML 257454108 4723 163710 SH SOLE 6087 0 157623 Enbridge Energy ML 29250R106 256 16000 SH SOLE 0 0 16000 Energy Transfer Equity LP ML 29273V100 3698 205917 SH SOLE 11280 0 194637 Energy Transfer Ptnrs LP ML 29278n103 3002 147228 SH SOLE 11092 0 136136 Enterprise Products Ptnrs ML 293792107 10482 387077 SH SOLE 24835 0 362242 EQT GP Holdings LP ML 26885j103 621 20588 SH SOLE 145 0 20443 EQT Midstream Partners, LP ML 26885b100 8307 111303 SH SOLE 10307 0 100996 Genesis Energy LP ML 371927104 2062 64997 SH SOLE 2021 0 62976 JPMorgan Alerian MLP Index ML 46625H365 10431 351198 SH SOLE 17882 0 333316 Magellan Midstream Ptnrs LP ML 559080106 9175 128740 SH SOLE 8581 0 120159 MPLX LP ML 55336V100 4636 138803 SH SOLE 5403 0 133400 Nextera Energy Partners Lp ML 65341b106 3041 82199 SH SOLE 6312 0 75887 Phillips 66 Partners LP Common ML 718549207 2703 54705 SH SOLE 3977 0 50728 Plains All Amern Pipeline ML 726503105 575 21905 SH SOLE 0 0 21905 Plains Group Holdings LP Cla ML 72651a207 1913 73133 SH SOLE 1894 0 71239 Shell Midstream Partners LP ML 822634101 3212 106013 SH SOLE 4415 0 101598 Spectra Energy Prtns ML 84756N109 1881 43845 SH SOLE 4910 0 38935 T C Pipelines ML 87233Q108 897 16318 SH SOLE 2498 0 13820 Tallgrass Energy LP ML 874696107 832 32707 SH SOLE 187 0 32520 Targa Resources Prtns Com St ML 87612G101 3434 75980 SH SOLE 5668 0 70312 Tesoro Logistics LP ML 88160T107 2851 55151 SH SOLE 117 0 55034 UBS E-TRACS Alerian MLP Infras ML 902641646 23358 876137 SH SOLE 42981 0 833156 Valero Energy Partners LP ML 91914j102 6833 149709 SH SOLE 12708 0 137001 Western Gas Equity Partners LP ML 95825R103 3941 91620 SH SOLE 2358 0 89262 Western Gas Partners ML 958254104 4277 76454 SH SOLE 10061 0 66393 Williams Partners LP ML 96949l105 3908 97442 SH SOLE 7975 0 89467 Deutsche X Tracks MSCI EAFE EE 233051200 11323 377169 SH SOLE 43843 0 333326 Diamonds Trust Series 1 EE 78467X109 754 3536 SH SOLE 2667 0 869 GS Activebeta Large Cap ETF EE 381430503 689 14324 SH SOLE 0 0 14324 Guggenheim Insider Sentiment E EE 18383M209 306 5500 SH SOLE 0 0 5500 Guggenheim S&P 500 Equal Weigh EE 78355W106 256 2766 SH SOLE 0 0 2766 Guggenheim S&P Healthcare Equa EE 78355W841 8035 46171 SH SOLE 2961 0 43210 iShares Dow Jones US Aerospace EE 464288760 1258 7993 SH SOLE 1002 0 6991 iShares FTSE/Xinhua China25 In EE 464287184 619 15588 SH SOLE 0 0 15588 iShares Goldman Sachs Nat Res EE 464287374 353 11145 SH SOLE 0 0 11145 iShares MSCI EAFE Index EE 464287465 22355 342865 SH SOLE 23885 0 318980 iShares MSCI Emerg Mkts Indx F EE 464287234 9031 218182 SH SOLE 28080 0 190102 iShares MSCI South Korea Index EE 464286772 443 6527 SH SOLE 5871 0 656 iShares NASDAQ Biotech Index EE 464287556 312 1006 SH SOLE 0 0 1006 iShares Russell 1000 EE 464287622 1101 8141 SH SOLE 2800 0 5341 iShares Russell 1000 Growth In EE 464287614 19340 162495 SH SOLE 15590 0 146905 iShares Russell 1000 Value Ind EE 464287598 10890 93532 SH SOLE 11490 0 82042 iShares Russell 2000 Growth In EE 464287648 7347 43534 SH SOLE 4050 0 39484 iShares Russell 2000 Index EE 464287655 25457 180651 SH SOLE 12887 0 167764 iShares Russell 2000 Value Ind EE 464287630 6497 54660 SH SOLE 6522 0 48138 iShares Russell Mid Cap Growth EE 464287481 1093 10115 SH SOLE 0 0 10115 iShares Russell Mid Cap Index EE 464287499 1702 8857 SH SOLE 0 0 8857 iShares Russell Mid Cap Value EE 464287473 1407 16736 SH SOLE 461 0 16275 iShares S&P Global Technology EE 464287291 419 3200 SH SOLE 0 0 3200 iShares Select Dividend ETF EE 464287168 3726 40409 SH SOLE 2325 0 38084 iShares US Home Construction EE 464288752 1458 42950 SH SOLE 3750 0 39200 JP Morgan Diversified Return I EE 46641q209 390 6943 SH SOLE 1065 0 5878 PowerShares QQQ EE 73935A104 20379 148064 SH SOLE 18020 0 130043 PwrShares Bldg/Construction ET EE 73935x666 8368 280377 SH SOLE 19681 0 260696 SPDR Energy Index EE 81369Y506 629 9687 SH SOLE 260 0 9427 SPDR Euro STOXX 50 ETF EE 78463X202 9256 240598 SH SOLE 14364 0 226234 SPDR Financial Index EE 81369Y605 422 17095 SH SOLE 0 0 17095 SPDR S&P 500 ETF EE 78462F103 102772 425028 SH SOLE 42414 0 382614 SPDR S&P Bank ETF EE 78464a797 2296 52759 SH SOLE 4225 0 48534 SPDR S&P Biotech EE 78464A870 1446 18730 SH SOLE 0 0 18730 SPDR S&P Dividend ETF EE 78464A763 23138 260302 SH SOLE 29848 0 230454 SPDR S&P Int'l Small Cap Fd EE 78463X871 847 25392 SH SOLE 0 0 25392 SPDR S&P Mid Cap 400 ETF EE 78467Y107 77053 242596 SH SOLE 21328 0 221268 SPDR STOXX Europe 50 ETF EE 78463X103 526 15500 SH SOLE 5700 0 9800 Vaneck Vectors ETF TR EE 92189f106 2787 126240 SH SOLE 250 0 125990 Vaneck Vectors ETF TR EE 92189f700 906 16472 SH SOLE 1200 0 15272 Vanguard Dividend Appreciation EE 921908844 223 2409 SH SOLE 0 0 2409 Vanguard FTSE All-World Ex-US EE 922042775 522 10442 SH SOLE 0 0 10442 Vanguard FTSE Developed Market EE 921943858 4397 106424 SH SOLE 2396 0 104027 Vanguard FTSE Emerging Markets EE 922042858 10875 266352 SH SOLE 27905 0 238447 Vanguard Growth ETF EE 922908736 453 3568 SH SOLE 0 0 3568 Vanguard Information Technolog EE 92204A702 541 3842 SH SOLE 350 0 3492 Vanguard Mid Cap Vipers Index EE 922908629 214 1500 SH SOLE 0 0 1500 Vanguard Small Cap Value Fund EE 922908611 238 1935 SH SOLE 0 0 1935 Vanguard Total Stock Market ET EE 922908769 1497 12031 SH SOLE 0 0 12031 WisdomTree Dividend Ex-Finl ET EE 97717W406 210 2552 SH SOLE 0 0 2552 WisdomTree Emerging Mkts SmCp EE 97717W281 208 4554 SH SOLE 500 0 4054 WisdomTree Int'l Small Cap Div EE 97717W760 4201 60413 SH SOLE 3579 0 56834 Wisdomtree Midcap Dividend EE 97717w505 2097 21451 SH SOLE 2036 0 19415 iShares Core MSCI EAFE EZ 46432f842 18807 308861 SH SOLE 14137 0 294724 iShares Core MSCI Emerging Mkt EZ 46434g103 24429 488191 SH SOLE 25819 0 462372 iShares Dow Jones US RE Index EZ 464287739 1490 18680 SH SOLE 333 0 18347 iShares MSCI EAFE Small Cap In EZ 464288273 6066 104872 SH SOLE 9094 0 95778 iShares S&P 500 Growth EZ 464287309 6528 47703 SH SOLE 13043 0 34660 iShares S&P 500 Index EZ 464287200 49689 204139 SH SOLE 7667 0 196472 iShares S&P Barra Value Index EZ 464287408 6857 65328 SH SOLE 7000 0 58328 iShares S&P Mid Cap 400 Growth EZ 464287606 16578 84316 SH SOLE 6941 0 77375 iShares S&P Mid Cap Barra Valu EZ 464287705 16327 109911 SH SOLE 5965 0 103946 iShares S&P Mid Cap Index EZ 464287507 36012 207023 SH SOLE 12261 0 194762 iShares S&P Small Cap 600 Grow EZ 464287887 1592 10207 SH SOLE 3900 0 6307 iShares S&P Small Cap 600 Valu EZ 464287879 2898 20727 SH SOLE 2932 0 17795 iShares S&P Small Cap Index EZ 464287804 17263 246228 SH SOLE 15613 0 230615 Ishares Trust High Dividend Eq EZ 46429B663 302 3637 SH SOLE 0 0 3637