0001040197-17-000004.txt : 20170807
0001040197-17-000004.hdr.sgml : 20170807
20170807101450
ACCESSION NUMBER: 0001040197-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170807
DATE AS OF CHANGE: 20170807
EFFECTIVENESS DATE: 20170807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 171010335
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001040197
XXXXXXXX
06-30-2017
06-30-2017
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Supervisor of Investment Operations
216-920-4965
Bryan Gregorich
Cleveland
OH
08-07-2017
0
461
1552218
false
INFORMATION TABLE
2
13F063017.xml
3M Company
CS
88579Y101
1640
7878
SH
SOLE
264
0
7614
A T & T Corp New
CS
00206R102
3696
97955
SH
SOLE
38665
0
59290
Abbott Laboratories
CS
002824100
12672
260686
SH
SOLE
64923
0
195763
AbbVie Inc.
CS
00287Y109
2746
37865
SH
SOLE
3365
0
34500
Accenture PLC Cl A
CS
G1151C101
1824
14744
SH
SOLE
785
0
13959
Acuity Brands Inc
CS
00508Y102
882
4340
SH
SOLE
890
0
3450
Adobe Systems
CS
00724F101
4520
31954
SH
SOLE
2471
0
29483
Aegon N.V. Adr
CS
007924103
108
21129
SH
SOLE
19004
0
2125
Aercap Holdings NV
CS
N00985106
319
6869
SH
SOLE
2956
0
3913
Aetna Inc.
CS
00817Y108
394
2592
SH
SOLE
255
0
2337
Affiliated Managers
CS
008252108
419
2525
SH
SOLE
375
0
2150
Air Products & Chemicals Inc
CS
009158106
275
1919
SH
SOLE
0
0
1919
Akamai Tech
CS
00971T101
715
14353
SH
SOLE
500
0
13853
Albemarle Corp
CS
012653101
259
2451
SH
SOLE
622
0
1829
Alexandria Real Estate Equitie
CS
015271109
349
2899
SH
SOLE
1209
0
1690
Allegheny Tech
CS
01741R102
181
10670
SH
SOLE
4591
0
6079
Alliance Data Systems
CS
018581108
200
780
SH
SOLE
145
0
635
Allstate Corp
CS
020002101
444
5021
SH
SOLE
1702
0
3319
Alphabet Inc Class A
CS
02079k305
3909
4205
SH
SOLE
393
0
3812
Alphabet Inc Class C
CS
02079k107
7671
8441
SH
SOLE
697
0
7744
Altria Group Inc.
CS
02209S103
7110
95481
SH
SOLE
29825
0
65656
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amazon.com
CS
023135106
4662
4816
SH
SOLE
284
0
4532
America Movil SA de CV ADR Ser
CS
02364W105
901
56600
SH
SOLE
0
0
56600
American Campus Communities
CS
024835100
268
5656
SH
SOLE
2433
0
3223
American International Group
CS
026874784
219
3504
SH
SOLE
545
0
2959
American Tower
CS
03027X100
2892
21858
SH
SOLE
1466
0
20392
Ameriprise Financial Inc
CS
03076C106
279
2195
SH
SOLE
901
0
1294
Ametek Inc
CS
031100100
1304
21534
SH
SOLE
675
0
20859
Amgen Inc
CS
031162100
12699
73732
SH
SOLE
23572
0
50160
Anheuser-Busch InBev
CS
03524A108
7135
64649
SH
SOLE
18891
0
45758
Anthem, Inc
CS
036752103
231
1230
SH
SOLE
0
0
1230
Apple Inc
CS
037833100
23674
164381
SH
SOLE
32623
0
131758
Apple Inc
CS
037833100
144
1000
SH
Put
SOLE
0
0
1000
Aramark
CS
03852u106
354
8635
SH
SOLE
3588
0
5047
Archer Daniels Midland Co.
CS
039483102
2348
56751
SH
SOLE
0
0
56751
Ashland Global Holdings Inc
CS
044186104
457
6932
SH
SOLE
0
0
6932
Automatic Data Processing
CS
053015103
261
2552
SH
SOLE
0
0
2552
Avangrid Inc
CS
05351w103
835
18907
SH
SOLE
0
0
18907
Avery Dennison
CS
053611109
866
9800
SH
SOLE
2175
0
7625
Baidu ADR
CS
056752108
2990
16716
SH
SOLE
623
0
16093
Bank of America Corp
CS
060505104
10597
436799
SH
SOLE
177550
0
259249
Banner Corp
CS
06652v208
275
4873
SH
SOLE
0
0
4873
Barclays Plc Adr
CS
06738E204
134
12619
SH
SOLE
11350
0
1269
Baxter International
CS
071813109
673
11111
SH
SOLE
765
0
10346
Becton Dickinson & Company
CS
075887109
327
1677
SH
SOLE
275
0
1402
Bemis
CS
081437105
223
4825
SH
SOLE
2076
0
2749
Berkshire Hathaway
CS
084670108
764
3
SH
SOLE
0
0
3
Berkshire Hathaway Class B
CS
084670702
4459
26325
SH
SOLE
1965
0
24360
Biogen Inc
CS
09062X103
1185
4368
SH
SOLE
188
0
4180
Blackrock Inc
CS
09247X101
3098
7333
SH
SOLE
552
0
6781
Boeing Company
CS
097023105
14151
71560
SH
SOLE
10431
0
61129
BorgWarner
CS
099724106
280
6602
SH
SOLE
2841
0
3761
Bristol-Myers Squibb
CS
110122108
7338
131692
SH
SOLE
47763
0
83929
Cambrex Corp
CS
132011107
949
15875
SH
SOLE
3400
0
12475
Camden Property Trust
CS
133131102
640
7487
SH
SOLE
1300
0
6187
Cardinal Health Inc.
CS
14149Y108
5323
68315
SH
SOLE
12408
0
55907
Carter's Inc
CS
146229109
716
8050
SH
SOLE
1600
0
6450
Caterpillar Inc
CS
149123101
240
2231
SH
SOLE
0
0
2231
Cedar Fair LP
CS
150185106
337
4670
SH
SOLE
295
0
4375
Celgene Corp.
CS
151020104
850
6547
SH
SOLE
0
0
6547
Charles River Laboratories Int
CS
159864107
246
2429
SH
SOLE
1046
0
1383
Charter Communications Inc
CS
16119p108
1386
4114
SH
SOLE
0
0
4114
Chesapeake Energy Corp.
CS
165167107
58
11740
SH
SOLE
0
0
11740
Chevron Corporation
CS
166764100
5917
56717
SH
SOLE
17632
0
39085
China Mobile ADR
CS
16941M109
518
9764
SH
SOLE
2006
0
7758
Chromadex Corporation
CS
171077407
41
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
11971
82341
SH
SOLE
26956
0
55385
Church & Dwight Co
CS
171340102
944
18203
SH
SOLE
3540
0
14663
Cigna Corp
CS
125509109
223
1335
SH
SOLE
240
0
1095
Cintas Inc.
CS
172908105
1198
9503
SH
SOLE
2000
0
7503
Cisco Systems
CS
17275R102
10383
331731
SH
SOLE
98247
0
233484
Citigroup
CS
172967424
3567
53335
SH
SOLE
2720
0
50615
Citizens Financial Group
CS
174610105
483
13525
SH
SOLE
1122
0
12403
Citrix Systems Inc
CS
177376100
791
9938
SH
SOLE
966
0
8972
Coca-Cola Co.
CS
191216100
568
12661
SH
SOLE
1246
0
11415
Cocrystal Pharma Inc
CS
19188j102
19
85000
SH
SOLE
0
0
85000
Cognex Corp.
CS
192422103
1448
17060
SH
SOLE
3850
0
13210
Cognizant Technology Solutions
CS
192446102
1896
28553
SH
SOLE
1974
0
26579
Colgate Palmolive
CS
194162103
1334
17998
SH
SOLE
435
0
17563
Comcast Corp. Cl A
CS
20030n101
17694
454624
SH
SOLE
106080
0
348544
Commscope Holding Co.
CS
20337X109
249
6560
SH
SOLE
0
0
6560
Compagnie de Saint-Gobain ADR
CS
204280309
141
13230
SH
SOLE
11900
0
1330
ConocoPhillips
CS
20825C104
299
6799
SH
SOLE
0
0
6799
Constellation Brands Inc.
CS
21036P108
890
4592
SH
SOLE
513
0
4079
Cooper Companies
CS
216648402
1408
5882
SH
SOLE
1519
0
4363
Core Laboratories N.V.
CS
N22717107
526
5195
SH
SOLE
925
0
4270
Corning, Inc.
CS
219350105
512
17032
SH
SOLE
500
0
16532
Costco Wholesale Corp
CS
22160K105
4299
26881
SH
SOLE
2423
0
24458
Credit Agricole SA
CS
225313105
107
13316
SH
SOLE
10974
0
2342
CSRA Inc.
CS
12650t104
319
10050
SH
SOLE
4324
0
5726
CVS Health Corp.
CS
126650100
7623
94746
SH
SOLE
37283
0
57463
Danaher Corp.
CS
235851102
1425
16884
SH
SOLE
1043
0
15841
Darling Ingredients, Inc.
CS
237266101
213
13555
SH
SOLE
5832
0
7723
Deere & Co
CS
244199105
837
6776
SH
SOLE
450
0
6326
Dell Technologies Inc.
CS
24703l103
346
5663
SH
SOLE
83
0
5580
DENTSPLY Sirona Inc.
CS
24906p109
283
4357
SH
SOLE
1875
0
2482
Devon Energy Corp
CS
25179M103
392
12256
SH
SOLE
513
0
11743
Devon Energy Corp
CS
25179M103
96
3000
SH
Put
SOLE
0
0
3000
Devon Energy Corp
CS
25179M103
96
3000
SH
Put
SOLE
0
0
3000
Diageo PLC ADR
CS
25243Q205
9983
83307
SH
SOLE
30044
0
53263
Diebold Nixdorf Inc.
CS
253651103
206
7363
SH
SOLE
3168
0
4195
Disney, Walt Co.
CS
254687106
5749
54107
SH
SOLE
23225
0
30882
DNB Financial Corp
CS
233237106
618
18007
SH
SOLE
0
0
18007
Dollar General Corp.
CS
256677105
228
3163
SH
SOLE
1350
0
1813
Dorman Products
CS
258278100
1242
15003
SH
SOLE
3415
0
11588
Dover Corp.
CS
260003108
317
3956
SH
SOLE
1676
0
2280
Dow Chemical
CS
260543103
2399
38038
SH
SOLE
31500
0
6538
Dr Pepper Snapple Group
CS
26138E109
291
3191
SH
SOLE
435
0
2756
DTE Energy
CS
233331107
371
3509
SH
SOLE
1273
0
2236
Duke Energy Corp.
CS
26441C204
560
6698
SH
SOLE
4603
0
2095
Eaton Corporation
CS
G29183103
758
9741
SH
SOLE
200
0
9541
Ecolabs Inc.
CS
278865100
208
1567
SH
SOLE
447
0
1120
Edison International Inc.
CS
281020107
438
5598
SH
SOLE
1597
0
4001
Eldorado Gold Corp
CS
284902103
66
25026
SH
SOLE
20261
0
4765
Envision Healthcare Corp
CS
29414d100
373
5949
SH
SOLE
2533
0
3416
EOG Resources
CS
26875P101
829
9159
SH
SOLE
910
0
8249
EQT Corp
CS
26884L109
236
4023
SH
SOLE
1721
0
2302
Equifax Inc.
CS
294429105
1001
7285
SH
SOLE
1350
0
5935
Equinix Corp
CS
29444U700
421
981
SH
SOLE
663
0
318
Estee Lauder
CS
518439104
1260
13123
SH
SOLE
2049
0
11074
ETRADE Fin Corp.
CS
269246401
265
6971
SH
SOLE
2986
0
3985
Eversource Energy
CS
30040W108
268
4408
SH
SOLE
3444
0
964
Exelon Corp.
CS
30161N101
1493
41397
SH
SOLE
4295
0
37102
Express Scripts Holding Co.
CS
30219G108
652
10210
SH
SOLE
626
0
9584
Exxon Mobil Corp
CS
30231G102
9710
120279
SH
SOLE
33794
0
86485
F5 Networks
CS
315616102
877
6906
SH
SOLE
1400
0
5506
Fabrinet
CS
g3323l100
806
18905
SH
SOLE
4325
0
14580
Facebook
CS
30303M102
1857
12299
SH
SOLE
1080
0
11219
Factset Research Systems
CS
303075105
753
4531
SH
SOLE
950
0
3581
Fairmount Santrol Holdings Inc
CS
30555q108
265
67918
SH
SOLE
0
0
67918
Farmers National Banc Corp
CS
309627107
297
20466
SH
SOLE
0
0
20466
Fedex
CS
31428X106
311
1430
SH
SOLE
425
0
1005
Fidelity National Information
CS
31620M106
319
3735
SH
SOLE
1607
0
2128
Fidelity Natl Finl Inc New
CS
31620r303
7296
162751
SH
SOLE
27565
0
135186
First Atlantic Holdings Inc
CS
337651103
205
15482
SH
SOLE
0
0
15482
Fluor Corp.
CS
343412102
210
4577
SH
SOLE
1534
0
3043
Footlocker Inc
CS
344849104
490
9939
SH
SOLE
2050
0
7889
Fortive Corporation
CS
34959j108
532
8393
SH
SOLE
772
0
7621
General Dynamics
CS
369550108
1394
7039
SH
SOLE
1253
0
5786
General Electric Company
CS
369604103
13857
513044
SH
SOLE
146291
0
366753
General Mills Inc
CS
370334104
238
4300
SH
SOLE
490
0
3810
Genpact Ltd
CS
G3922B107
856
30749
SH
SOLE
7147
0
23602
Gentex Corp
CS
371901109
240
12670
SH
SOLE
0
0
12670
Gilead Sciences Inc
CS
375558103
1643
23216
SH
SOLE
1642
0
21574
Goldman Sachs Group, Inc.
CS
38141G104
878
3958
SH
SOLE
310
0
3648
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Great Plains Energy Inc.
CS
391164100
203
6936
SH
SOLE
2985
0
3951
Grupo Financiero Banorte SAB d
CS
P49501201
167
26240
SH
SOLE
0
0
26240
Hain Celestial Group
CS
405217100
289
7450
SH
SOLE
2784
0
4666
Halliburton Company
CS
406216101
348
8150
SH
SOLE
585
0
7565
Harley Davidson Inc.
CS
412822108
1050
19429
SH
SOLE
1600
0
17829
Hartford Financial Services Gr
CS
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323
6141
SH
SOLE
2627
0
3514
Hasbro Inc
CS
418056107
1018
9133
SH
SOLE
1900
0
7233
Henry Jack and Associates Inc
CS
426281101
1035
9961
SH
SOLE
2128
0
7833
Henry Schein
CS
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1011
5525
SH
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1150
0
4375
Home Depot, Inc.
CS
437076102
12509
81542
SH
SOLE
26068
0
55474
Honeywell International, Inc.
CS
438516106
9227
69225
SH
SOLE
23677
0
45547
Host Hotels and Resorts
CS
44107P104
220
12050
SH
SOLE
5185
0
6865
HP Inc.
CS
40434l105
194
11072
SH
SOLE
1470
0
9602
HSBC Holdings PLC ADR
CS
404280406
227
4885
SH
SOLE
3715
0
1170
Huntington Bancshares
CS
446150104
466
34493
SH
SOLE
0
0
34493
Illinois Tool Works
CS
452308109
289
2018
SH
SOLE
0
0
2018
Imageware Systems Inc.
CS
45245s108
52
51636
SH
SOLE
0
0
51636
Immune Therapeutics Inc
CS
45252a107
1
12500
SH
SOLE
0
0
12500
ING Groep NV ADS
CS
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178
10212
SH
SOLE
8288
0
1924
Int'l Business Machines Corp.
CS
459200101
1688
10974
SH
SOLE
504
0
10470
Intel Corp
CS
458140100
13309
394454
SH
SOLE
125319
0
269135
Intercontinental Exchange, Inc
CS
45866f104
2909
44124
SH
SOLE
3324
0
40800
International Flavors & Fragra
CS
459506101
944
6991
SH
SOLE
1480
0
5511
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
IPG Photonics Corp Com
CS
44980x109
1222
8420
SH
SOLE
1625
0
6795
J B Hunt Transport Services In
CS
445658107
793
8679
SH
SOLE
1765
0
6914
Johnson & Johnson
CS
478160104
19720
149066
SH
SOLE
31998
0
117068
Johnson Controls Intl. PLC
CS
g51502105
212
4890
SH
SOLE
376
0
4514
Jones Energy Inc
CS
48019r108
33
20605
SH
SOLE
4863
0
15742
JPMorgan Chase & Co.
CS
46625H100
20386
223041
SH
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49189
0
173852
Kar Auction Services Inc
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270
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2771
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3670
Kinder Morgan, Inc.
CS
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7572
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SH
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151700
0
243473
Kroger Co
CS
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231
9912
SH
SOLE
4222
0
5690
L-3 Communications
CS
502413107
337
2015
SH
SOLE
0
0
2015
Lam Research Corp
CS
512807108
223
1575
SH
SOLE
155
0
1420
Lennar Corp
CS
526057104
251
4707
SH
SOLE
0
0
4707
Lennox International Inc
CS
526107107
1210
6591
SH
SOLE
1375
0
5216
Level 3 Communications
CS
52729N308
315
5314
SH
SOLE
357
0
4957
Liberty Broadband Corporation
CS
530307107
212
2468
SH
SOLE
0
0
2468
Liberty Broadband Corporation
CS
530307305
402
4639
SH
SOLE
0
0
4639
Liberty Global PLC Cl A
CS
G5480U104
297
9255
SH
SOLE
0
0
9255
Liberty Global PLC Cl C
CS
G5480U120
639
20499
SH
SOLE
0
0
20499
Liberty Media Corp A SiriusXM
CS
531229409
385
9181
SH
SOLE
0
0
9181
Liberty Media Corp C
CS
531229607
757
18162
SH
SOLE
0
0
18162
Lilly, Eli Co
CS
532457108
490
5955
SH
SOLE
2272
0
3683
LKQ
CS
501889208
377
11445
SH
SOLE
4925
0
6520
Lockheed Martin
CS
539830109
373
1343
SH
SOLE
0
0
1343
Lowe's Cos.
CS
548661107
1781
22970
SH
SOLE
3476
0
19494
M & T Bank
CS
55261F104
274
1693
SH
SOLE
715
0
978
Manhattan Associates
CS
562750109
580
12065
SH
SOLE
2650
0
9415
Marathon Petroleum Corp
CS
56585A102
6146
117449
SH
SOLE
39758
0
77691
Masco Corp
CS
574599106
873
22838
SH
SOLE
5100
0
17738
McDonalds Corp
CS
580135101
1513
9876
SH
SOLE
4200
0
5676
McKesson HBOC Corp.
CS
58155Q103
601
3651
SH
SOLE
0
0
3651
Medtronic Plc
CS
g5960l103
3059
34473
SH
SOLE
20013
0
14460
Merck & Co
CS
58933Y105
3579
55838
SH
SOLE
4309
0
51529
Metlife Inc.
CS
59156R108
8313
151319
SH
SOLE
50742
0
100577
Metro AG
CS
59160r102
78
11557
SH
SOLE
10395
0
1162
Mettler-Toledo International
CS
592688105
1323
2248
SH
SOLE
485
0
1763
Microchip Technology
CS
595017104
320
4143
SH
SOLE
1621
0
2522
Microsoft Corporation
CS
594918104
16122
233883
SH
SOLE
63184
0
170699
Middleby Corp.
CS
596278101
911
7500
SH
SOLE
1575
0
5925
Molson Coors Brewing Co
CS
60871R209
438
5074
SH
SOLE
120
0
4954
Molson Coors Brewing Co
CS
60871R209
397
4600
SH
Put
SOLE
0
0
4600
Mondelez Intl Inc Com
CS
609207105
7026
162669
SH
SOLE
66126
0
96543
Monolithic Power Systems
CS
609839105
955
9910
SH
SOLE
2075
0
7835
Monsanto Co.
CS
61166W101
353
2980
SH
SOLE
0
0
2980
Nestle SA ADR
CS
641069406
759
8700
SH
SOLE
0
0
8700
Netflix Inc.
CS
64110L106
1507
10084
SH
SOLE
41
0
10043
NextEra Energy
CS
65339F101
12575
89741
SH
SOLE
28323
0
61418
Nike Inc.
CS
654106103
8479
143718
SH
SOLE
38419
0
105299
Noble Energy
CS
655044105
619
21866
SH
SOLE
2935
0
18931
Norfolk Southern
CS
655844108
619
5088
SH
SOLE
0
0
5088
Northrop Grumman Corp
CS
666807102
1842
7176
SH
SOLE
517
0
6659
NRG Yield Inc Cl A New
CS
62942x306
210
12300
SH
SOLE
0
0
12300
Nugene International Inc
CS
67052f102
0
14000
SH
SOLE
0
0
14000
Occidental Petroleum
CS
674599105
6547
109362
SH
SOLE
42405
0
66957
Omnicom Group
CS
681919106
891
10748
SH
SOLE
777
0
9971
Oracle Corp
CS
68389X105
4118
82123
SH
SOLE
41875
0
40248
P P & L Resources Inc
CS
69351T106
481
12432
SH
SOLE
2493
0
9939
Palo Alto Networks Inc.
CS
697435105
447
3341
SH
SOLE
84
0
3257
Palo Alto Networks Inc.
CS
697435105
294
2200
SH
Put
SOLE
0
0
2200
Panasonic Adr
CS
69832A205
187
13820
SH
SOLE
12430
0
1390
Parker-Hannifin
CS
701094104
1202
7518
SH
SOLE
568
0
6950
Patterson Companies Inc.
CS
703395103
338
7193
SH
SOLE
3043
0
4150
PayPal Holdings, Inc
CS
70450y103
941
17536
SH
SOLE
1460
0
16076
PepsiCo, Inc.
CS
713448108
11700
101304
SH
SOLE
24174
0
77130
Pfizer Inc
CS
717081103
3892
115881
SH
SOLE
75612
0
40269
Philip Morris Int'l
CS
718172109
1698
14461
SH
SOLE
200
0
14261
Phillips 66
CS
718546104
476
5760
SH
SOLE
0
0
5760
Pinnacle West Capital Corp.
CS
723484101
360
4225
SH
SOLE
1691
0
2534
Pioneer Natural Resources
CS
723787107
218
1369
SH
SOLE
583
0
786
Pool Corp.
CS
73278L105
857
7290
SH
SOLE
1675
0
5615
PPG Industries
CS
693506107
211
1920
SH
SOLE
811
0
1109
PRA Group, Inc.
CS
69354n106
334
8800
SH
SOLE
1000
0
7800
Precision Drilling
CS
74022D308
50
14762
SH
SOLE
13278
0
1484
Priceline Group Inc.
CS
741503403
6814
3643
SH
SOLE
194
0
3449
Procter & Gamble
CS
742718109
6978
80073
SH
SOLE
16277
0
63796
Profire Energy
CS
74316x101
33
25000
SH
SOLE
0
0
25000
Ptc Inc
CS
69370C100
247
4482
SH
SOLE
1928
0
2554
PVH Corp
CS
693656100
577
5038
SH
SOLE
757
0
4281
Qorvo Inc
CS
74736K101
239
3779
SH
SOLE
1620
0
2159
Qualcomm Incorporated
CS
747525103
13157
238257
SH
SOLE
73052
0
165205
Raymond James Financial
CS
754730109
929
11586
SH
SOLE
2185
0
9401
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Company
CS
755111507
11672
72283
SH
SOLE
24979
0
47304
Regal Beloit Corp
CS
758750103
314
3849
SH
SOLE
1656
0
2193
Regions Financial Corp
CS
7591EP100
295
20155
SH
SOLE
0
0
20155
Reinsurance Group of America I
CS
759351604
271
2109
SH
SOLE
903
0
1206
ResMed Inc
CS
761152107
1049
13475
SH
SOLE
2800
0
10675
RingCentral, Inc.
CS
76680r206
128
3500
SH
SOLE
0
0
3500
RingCentral, Inc.
CS
76680r206
91
2500
SH
Put
SOLE
0
0
2500
RingCentral, Inc.
CS
76680r206
91
2500
SH
Put
SOLE
0
0
2500
Riverview Bancorp Inc
CS
769397100
239
35979
SH
SOLE
0
0
35979
Rolls-Royce PLC ADR
CS
775781206
160
13836
SH
SOLE
12445
0
1391
Roper Industries
CS
776696106
1744
7531
SH
SOLE
677
0
6854
Royal Dutch Shell Plc Spon ADR
CS
780259206
312
5862
SH
SOLE
0
0
5862
Royal Dutch Shell Plc Spon ADR
CS
780259107
212
3894
SH
SOLE
2730
0
1164
Salesforce.com
CS
79466L302
405
4678
SH
SOLE
888
0
3790
Sanofi-Aventis Spon ADR
CS
80105N105
214
4465
SH
SOLE
2930
0
1535
SAP SE Spon ADR
CS
803054204
594
5677
SH
SOLE
1059
0
4618
Scana Corp.
CS
80589M102
208
3100
SH
SOLE
0
0
3100
Schlumberger Limited
CS
806857108
3972
60335
SH
SOLE
28075
0
32260
Scripps Networks Interactive I
CS
811065101
675
9880
SH
SOLE
1750
0
8130
Sherwin Williams Company
CS
824348106
3120
8891
SH
SOLE
115
0
8776
Shire plc ADR
CS
82481R106
278
1682
SH
SOLE
112
0
1570
Signature Bank NY
CS
82669G104
1136
7912
SH
SOLE
2185
0
5727
SLM Corp. New
CS
78442P106
269
23397
SH
SOLE
10068
0
13329
Snap-On Inc
CS
833034101
812
5140
SH
SOLE
1125
0
4015
Southern Company
CS
842587107
218
4547
SH
SOLE
505
0
4042
Spirit Aerosystems
CS
848574109
406
7000
SH
SOLE
0
0
7000
Starbucks Corp
CS
855244109
1217
20867
SH
SOLE
1360
0
19507
State Street Corp.
CS
857477103
2014
22444
SH
SOLE
970
0
21474
Stericycle Inc
CS
858912108
254
3322
SH
SOLE
1415
0
1907
Sterling Bancorp Del
CS
85917a100
331
14218
SH
SOLE
0
0
14218
Straight Path Communications I
CS
862578101
901
5015
SH
SOLE
0
0
5015
Straight Path Communications I
CS
862578101
719
4000
SH
Put
SOLE
0
0
4000
Stryker Corp.
CS
863667101
777
5596
SH
SOLE
85
0
5511
SVB Finl Group
CS
78486Q101
262
1491
SH
SOLE
641
0
850
Synopsys Inc
CS
871607107
1487
20393
SH
SOLE
5135
0
15258
T. Rowe Price Associates Inc
CS
74144T108
893
12035
SH
SOLE
762
0
11273
Taiwan Semiconductor Manufactu
CS
874039100
221
6324
SH
SOLE
3648
0
2676
Target
CS
87612E106
396
7566
SH
SOLE
578
0
6988
TCF Financial Corp
CS
872275102
181
11360
SH
SOLE
4888
0
6472
Tesla Inc.
CS
88160r101
506
1400
SH
SOLE
0
0
1400
Teva Pharmaceutical Inds
CS
881624209
595
17904
SH
SOLE
3133
0
14771
Texas Instruments
CS
882508104
675
8772
SH
SOLE
220
0
8552
Texas Roadhouse
CS
882681109
987
19368
SH
SOLE
3850
0
15518
The Wendy's Company
CS
95058W100
275
17700
SH
SOLE
0
0
17700
Thermo Fisher Scientific Inc
CS
883556102
483
2769
SH
SOLE
563
0
2206
Time Warner Inc
CS
887317303
10063
100224
SH
SOLE
15443
0
84781
Tivo Corp.
CS
88870p106
236
12628
SH
SOLE
0
0
12628
TJX Companies Inc
CS
872540109
264
3652
SH
SOLE
517
0
3135
TransCanada Corp
CS
89353d107
925
19396
SH
SOLE
1838
0
17558
Travelers Companies Inc
CS
89417E109
1150
9089
SH
SOLE
500
0
8589
Treehouse Foods Inc
CS
89469A104
474
5808
SH
SOLE
2497
0
3311
Tyler Technologies Inc
CS
902252105
4784
27235
SH
SOLE
235
0
27000
U S Bancorp new
CS
902973304
1236
23805
SH
SOLE
23500
0
305
UBS AG
CS
h42097107
197
11605
SH
SOLE
8076
0
3529
UDR Inc
CS
902653104
242
6200
SH
SOLE
0
0
6200
Ultra Petroleum Corp
CS
903914208
297
27400
SH
SOLE
0
0
27400
Union Pacific Corp
CS
907818108
525
4823
SH
SOLE
320
0
4503
United Parcel Service Inc.
CS
911312106
4853
43883
SH
SOLE
14501
0
29382
United Technologies
CS
913017109
1691
13852
SH
SOLE
0
0
13852
UnitedHealth Group Inc
CS
91324P102
14816
79903
SH
SOLE
20586
0
59317
UNUM Corp.
CS
91529Y106
344
7382
SH
SOLE
3146
0
4236
Valvoline Inc
CS
92047w101
676
28518
SH
SOLE
4083
0
24435
Verizon Communications
CS
92343V104
8283
185463
SH
SOLE
50481
0
134982
VF Corp.
CS
918204108
236
4100
SH
SOLE
555
0
3545
Vipshop Holding Ltd
CS
92763w103
53
5000
SH
SOLE
0
0
5000
Vipshop Holding Ltd
CS
92763w103
69
6500
SH
Put
SOLE
0
0
6500
Visa Inc Cl A
CS
92826C839
7257
77385
SH
SOLE
13379
0
64006
Vodafone Group PLC
CS
92857W308
343
11922
SH
SOLE
5095
0
6827
Vonage Holdings Corporation
CS
92886T201
75
11410
SH
SOLE
2500
0
8910
Vulcan Materials
CS
929160109
1174
9269
SH
SOLE
0
0
9269
Wabco Holdings Inc
CS
92927K102
868
6805
SH
SOLE
1575
0
5230
Wal-Mart Stores Inc
CS
931142103
341
4503
SH
SOLE
483
0
4020
Walgreen Boots Alliance Inc
CS
931427108
413
5272
SH
SOLE
0
0
5272
WEC Energy Group Inc.
CS
92939u106
258
4210
SH
SOLE
565
0
3645
WellCare Health Plans
CS
94946T106
359
2000
SH
SOLE
0
0
2000
Wells Fargo & Company
CS
949746101
12281
221641
SH
SOLE
78937
0
142704
Westar Energy Inc
CS
95709T100
208
3921
SH
SOLE
1683
0
2238
Weyerhauser Corporation
CS
962166104
6054
180710
SH
SOLE
65721
0
114989
Wheaton Precious Metals Corp
CS
962879102
202
10167
SH
SOLE
4802
0
5365
Williams Companies, Inc.
CS
969457100
721
23825
SH
SOLE
0
0
23825
Xilinx Inc
CS
983919101
2474
38460
SH
SOLE
12500
0
25960
Xylem Inc
CS
98419M100
237
4273
SH
SOLE
1570
0
2703
Yum China Holdings Inc
CS
98850p109
470
11916
SH
SOLE
0
0
11916
Yum! Brands Inc.
CS
988498101
884
11989
SH
SOLE
0
0
11989
Zagg Inc.
CS
98884u108
94
10902
SH
SOLE
2472
0
8430
Blackstone Mortgage Trust
RE
09257w100
289
9154
SH
SOLE
3938
0
5216
Brixmor Property Group
RE
11120u105
233
13014
SH
SOLE
5600
0
7414
Colony Northstar Inc
RE
19625w104
566
40177
SH
SOLE
0
0
40177
Mid-America Apartment Communit
RE
59522J103
247
2343
SH
SOLE
1002
0
1341
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
341
27904
SH
SOLE
0
0
27904
Vanguard REIT Viper Index Seri
RE
922908553
723
8685
SH
SOLE
0
0
8685
Barclays S&P 500 due 7/26/17
SE
06741upv0
7806
6275000
SH
SOLE
990000
0
5285000
Goldman Sachs LKD Euro
SE
38148t7l7
526
500000
SH
SOLE
0
0
500000
GS EEM Nt due 11/26/19
SE
40054ld50
1761
1740000
SH
SOLE
75000
0
1665000
GS EEM Nt due 12/6/18
SE
40054kdn3
12177
9880000
SH
SOLE
405000
0
9475000
GS EFA Nt due 11/26/19
SE
40054ld68
1906
1895000
SH
SOLE
175000
0
1720000
GS Indices Note Due 10/4/17
SE
38148tfc8
593
500000
SH
SOLE
0
0
500000
GS MSCI EM 8/2/19
SE
40054kux2
1449
1325000
SH
SOLE
75000
0
1250000
GS Russell 2000 Idx Due 5/20
SE
40054kpk6
6480
5935000
SH
SOLE
890000
0
5045000
GS S&P 400 Mid Nt due 4/9/19
SE
40054klz7
6582
5980000
SH
SOLE
50000
0
5930000
GS S&P 500 Nt 8/2/19
SE
40054kuv6
3202
3040000
SH
SOLE
185000
0
2855000
GS S&P MidCap 400 8/2/19
SE
40054kuw4
2789
2685000
SH
SOLE
110000
0
2575000
GS S&P500 buffered equity Nt 9
SE
40054l2m5
5125
5000000
SH
SOLE
200000
0
4800000
JPM EAFE Nt due 4/10/2019
SE
46646ey63
4334
3915000
SH
SOLE
250000
0
3665000
JPM Russell 2000 Nt 8/2/19
SE
46646qxa8
1393
1340000
SH
SOLE
50000
0
1290000
JPM Russell 2000 Nt due 4/10/1
SE
46646er95
2872
2620000
SH
SOLE
25000
0
2595000
JPM S&P 500 Nt due 12/6/18
SE
46646efz0
15971
14390000
SH
SOLE
610000
0
13780000
JPM S&P 500 Nt due 4/10/19
SE
46646er87
8719
8005000
SH
SOLE
475000
0
7530000
MS EEM Nt due 4/8/19
SE
61768cau1
5407
4945000
SH
SOLE
100000
0
4845000
MS EFA Nt 8/2/19
SE
61768cev5
1777
1637000
SH
SOLE
137000
0
1500000
MS EFA Nt Due 12/8/18
SE
61761j3a5
10823
9460000
SH
SOLE
450000
0
9010000
MS Euro 50 Note Due 9-22-17
SE
61761jxu8
1612
1620000
SH
SOLE
25000
0
1595000
MS EURO STOXX 50 due 2/8/18
SE
61761jw96
2493
2125000
SH
SOLE
100000
0
2025000
MS SPX Due 2/8/18
SE
61761jx20
4927
4030000
SH
SOLE
125000
0
3905000
Antero Midstream Partners LP
ML
03673l103
2656
80061
SH
SOLE
8832
0
71229
Dominion Energy Midstream Part
ML
257454108
4723
163710
SH
SOLE
6087
0
157623
Enbridge Energy
ML
29250R106
256
16000
SH
SOLE
0
0
16000
Energy Transfer Equity LP
ML
29273V100
3698
205917
SH
SOLE
11280
0
194637
Energy Transfer Ptnrs LP
ML
29278n103
3002
147228
SH
SOLE
11092
0
136136
Enterprise Products Ptnrs
ML
293792107
10482
387077
SH
SOLE
24835
0
362242
EQT GP Holdings LP
ML
26885j103
621
20588
SH
SOLE
145
0
20443
EQT Midstream Partners, LP
ML
26885b100
8307
111303
SH
SOLE
10307
0
100996
Genesis Energy LP
ML
371927104
2062
64997
SH
SOLE
2021
0
62976
JPMorgan Alerian MLP Index
ML
46625H365
10431
351198
SH
SOLE
17882
0
333316
Magellan Midstream Ptnrs LP
ML
559080106
9175
128740
SH
SOLE
8581
0
120159
MPLX LP
ML
55336V100
4636
138803
SH
SOLE
5403
0
133400
Nextera Energy Partners Lp
ML
65341b106
3041
82199
SH
SOLE
6312
0
75887
Phillips 66 Partners LP Common
ML
718549207
2703
54705
SH
SOLE
3977
0
50728
Plains All Amern Pipeline
ML
726503105
575
21905
SH
SOLE
0
0
21905
Plains Group Holdings LP Cla
ML
72651a207
1913
73133
SH
SOLE
1894
0
71239
Shell Midstream Partners LP
ML
822634101
3212
106013
SH
SOLE
4415
0
101598
Spectra Energy Prtns
ML
84756N109
1881
43845
SH
SOLE
4910
0
38935
T C Pipelines
ML
87233Q108
897
16318
SH
SOLE
2498
0
13820
Tallgrass Energy LP
ML
874696107
832
32707
SH
SOLE
187
0
32520
Targa Resources Prtns Com St
ML
87612G101
3434
75980
SH
SOLE
5668
0
70312
Tesoro Logistics LP
ML
88160T107
2851
55151
SH
SOLE
117
0
55034
UBS E-TRACS Alerian MLP Infras
ML
902641646
23358
876137
SH
SOLE
42981
0
833156
Valero Energy Partners LP
ML
91914j102
6833
149709
SH
SOLE
12708
0
137001
Western Gas Equity Partners LP
ML
95825R103
3941
91620
SH
SOLE
2358
0
89262
Western Gas Partners
ML
958254104
4277
76454
SH
SOLE
10061
0
66393
Williams Partners LP
ML
96949l105
3908
97442
SH
SOLE
7975
0
89467
Deutsche X Tracks MSCI EAFE
EE
233051200
11323
377169
SH
SOLE
43843
0
333326
Diamonds Trust Series 1
EE
78467X109
754
3536
SH
SOLE
2667
0
869
GS Activebeta Large Cap ETF
EE
381430503
689
14324
SH
SOLE
0
0
14324
Guggenheim Insider Sentiment E
EE
18383M209
306
5500
SH
SOLE
0
0
5500
Guggenheim S&P 500 Equal Weigh
EE
78355W106
256
2766
SH
SOLE
0
0
2766
Guggenheim S&P Healthcare Equa
EE
78355W841
8035
46171
SH
SOLE
2961
0
43210
iShares Dow Jones US Aerospace
EE
464288760
1258
7993
SH
SOLE
1002
0
6991
iShares FTSE/Xinhua China25 In
EE
464287184
619
15588
SH
SOLE
0
0
15588
iShares Goldman Sachs Nat Res
EE
464287374
353
11145
SH
SOLE
0
0
11145
iShares MSCI EAFE Index
EE
464287465
22355
342865
SH
SOLE
23885
0
318980
iShares MSCI Emerg Mkts Indx F
EE
464287234
9031
218182
SH
SOLE
28080
0
190102
iShares MSCI South Korea Index
EE
464286772
443
6527
SH
SOLE
5871
0
656
iShares NASDAQ Biotech Index
EE
464287556
312
1006
SH
SOLE
0
0
1006
iShares Russell 1000
EE
464287622
1101
8141
SH
SOLE
2800
0
5341
iShares Russell 1000 Growth In
EE
464287614
19340
162495
SH
SOLE
15590
0
146905
iShares Russell 1000 Value Ind
EE
464287598
10890
93532
SH
SOLE
11490
0
82042
iShares Russell 2000 Growth In
EE
464287648
7347
43534
SH
SOLE
4050
0
39484
iShares Russell 2000 Index
EE
464287655
25457
180651
SH
SOLE
12887
0
167764
iShares Russell 2000 Value Ind
EE
464287630
6497
54660
SH
SOLE
6522
0
48138
iShares Russell Mid Cap Growth
EE
464287481
1093
10115
SH
SOLE
0
0
10115
iShares Russell Mid Cap Index
EE
464287499
1702
8857
SH
SOLE
0
0
8857
iShares Russell Mid Cap Value
EE
464287473
1407
16736
SH
SOLE
461
0
16275
iShares S&P Global Technology
EE
464287291
419
3200
SH
SOLE
0
0
3200
iShares Select Dividend ETF
EE
464287168
3726
40409
SH
SOLE
2325
0
38084
iShares US Home Construction
EE
464288752
1458
42950
SH
SOLE
3750
0
39200
JP Morgan Diversified Return I
EE
46641q209
390
6943
SH
SOLE
1065
0
5878
PowerShares QQQ
EE
73935A104
20379
148064
SH
SOLE
18020
0
130043
PwrShares Bldg/Construction ET
EE
73935x666
8368
280377
SH
SOLE
19681
0
260696
SPDR Energy Index
EE
81369Y506
629
9687
SH
SOLE
260
0
9427
SPDR Euro STOXX 50 ETF
EE
78463X202
9256
240598
SH
SOLE
14364
0
226234
SPDR Financial Index
EE
81369Y605
422
17095
SH
SOLE
0
0
17095
SPDR S&P 500 ETF
EE
78462F103
102772
425028
SH
SOLE
42414
0
382614
SPDR S&P Bank ETF
EE
78464a797
2296
52759
SH
SOLE
4225
0
48534
SPDR S&P Biotech
EE
78464A870
1446
18730
SH
SOLE
0
0
18730
SPDR S&P Dividend ETF
EE
78464A763
23138
260302
SH
SOLE
29848
0
230454
SPDR S&P Int'l Small Cap Fd
EE
78463X871
847
25392
SH
SOLE
0
0
25392
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
77053
242596
SH
SOLE
21328
0
221268
SPDR STOXX Europe 50 ETF
EE
78463X103
526
15500
SH
SOLE
5700
0
9800
Vaneck Vectors ETF TR
EE
92189f106
2787
126240
SH
SOLE
250
0
125990
Vaneck Vectors ETF TR
EE
92189f700
906
16472
SH
SOLE
1200
0
15272
Vanguard Dividend Appreciation
EE
921908844
223
2409
SH
SOLE
0
0
2409
Vanguard FTSE All-World Ex-US
EE
922042775
522
10442
SH
SOLE
0
0
10442
Vanguard FTSE Developed Market
EE
921943858
4397
106424
SH
SOLE
2396
0
104027
Vanguard FTSE Emerging Markets
EE
922042858
10875
266352
SH
SOLE
27905
0
238447
Vanguard Growth ETF
EE
922908736
453
3568
SH
SOLE
0
0
3568
Vanguard Information Technolog
EE
92204A702
541
3842
SH
SOLE
350
0
3492
Vanguard Mid Cap Vipers Index
EE
922908629
214
1500
SH
SOLE
0
0
1500
Vanguard Small Cap Value Fund
EE
922908611
238
1935
SH
SOLE
0
0
1935
Vanguard Total Stock Market ET
EE
922908769
1497
12031
SH
SOLE
0
0
12031
WisdomTree Dividend Ex-Finl ET
EE
97717W406
210
2552
SH
SOLE
0
0
2552
WisdomTree Emerging Mkts SmCp
EE
97717W281
208
4554
SH
SOLE
500
0
4054
WisdomTree Int'l Small Cap Div
EE
97717W760
4201
60413
SH
SOLE
3579
0
56834
Wisdomtree Midcap Dividend
EE
97717w505
2097
21451
SH
SOLE
2036
0
19415
iShares Core MSCI EAFE
EZ
46432f842
18807
308861
SH
SOLE
14137
0
294724
iShares Core MSCI Emerging Mkt
EZ
46434g103
24429
488191
SH
SOLE
25819
0
462372
iShares Dow Jones US RE Index
EZ
464287739
1490
18680
SH
SOLE
333
0
18347
iShares MSCI EAFE Small Cap In
EZ
464288273
6066
104872
SH
SOLE
9094
0
95778
iShares S&P 500 Growth
EZ
464287309
6528
47703
SH
SOLE
13043
0
34660
iShares S&P 500 Index
EZ
464287200
49689
204139
SH
SOLE
7667
0
196472
iShares S&P Barra Value Index
EZ
464287408
6857
65328
SH
SOLE
7000
0
58328
iShares S&P Mid Cap 400 Growth
EZ
464287606
16578
84316
SH
SOLE
6941
0
77375
iShares S&P Mid Cap Barra Valu
EZ
464287705
16327
109911
SH
SOLE
5965
0
103946
iShares S&P Mid Cap Index
EZ
464287507
36012
207023
SH
SOLE
12261
0
194762
iShares S&P Small Cap 600 Grow
EZ
464287887
1592
10207
SH
SOLE
3900
0
6307
iShares S&P Small Cap 600 Valu
EZ
464287879
2898
20727
SH
SOLE
2932
0
17795
iShares S&P Small Cap Index
EZ
464287804
17263
246228
SH
SOLE
15613
0
230615
Ishares Trust High Dividend Eq
EZ
46429B663
302
3637
SH
SOLE
0
0
3637