Operations Supervisor

0001040197-17-000002.txt : 20170131 0001040197-17-000002.hdr.sgml : 20170131 20170131122012 ACCESSION NUMBER: 0001040197-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 EFFECTIVENESS DATE: 20170131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 17560077 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040197 XXXXXXXX 12-31-2016 12-31-2016 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Operations Supervisor 216-920-4965 Bryan Gregorich Cleveland OH 01-31-2017 0 445 1375251 false INFORMATION TABLE 2 inftable.xml 3M Company CS 88579Y101 1651 9245 SH SOLE 184 0 9061 A T & T Corp New CS 00206R102 2531 59503 SH SOLE 1165 0 58338 Abbott Laboratories CS 002824100 10801 281209 SH SOLE 8006 0 273203 AbbVie Inc. CS 00287Y109 2440 38961 SH SOLE 1180 0 37781 Accenture PLC Cl A CS G1151C101 1545 13190 SH SOLE 500 0 12690 Acuity Brands Inc CS 00508Y102 956 4140 SH SOLE 890 0 3250 Adobe Systems CS 00724F101 3586 34831 SH SOLE 3786 0 31045 Aegon N.V. Adr CS 007924103 117 21129 SH SOLE 19004 0 2125 Aercap Holdings NV CS N00985106 295 7098 SH SOLE 2974 0 4124 Aetna Inc. CS 00817Y108 383 3092 SH SOLE 495 0 2597 Affiliated Managers CS 008252108 367 2525 SH SOLE 375 0 2150 Air Products & Chemicals Inc CS 009158106 339 2358 SH SOLE 0 0 2358 Akamai Tech CS 00971T101 1474 22111 SH SOLE 3430 0 18681 Albemarle Corp CS 012653101 384 4460 SH SOLE 1292 0 3168 Alexandria Real Estate Equitie CS 015271109 340 3063 SH SOLE 1213 0 1850 Alexion Pharmaceuticals Inc CS 015351109 576 4710 SH SOLE 1948 0 2762 Allergan PLC CS G0177J108 288 1372 SH SOLE 0 0 1372 Allstate Corp CS 020002101 593 8000 SH SOLE 2517 0 5483 Alphabet Inc Class A CS 02079k305 3292 4154 SH SOLE 474 0 3680 Alphabet Inc Class C CS 02079k107 7014 9087 SH SOLE 861 0 8226 Altria Group Inc. CS 02209S103 7211 106634 SH SOLE 5852 0 100782 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 3244 4326 SH SOLE 573 0 3753 America Movil SA de CV ADR Ser CS 02364W105 762 60600 SH SOLE 0 0 60600 American Campus Communities CS 024835100 291 5845 SH SOLE 2445 0 3400 American International Group CS 026874784 254 3892 SH SOLE 545 0 3347 American Tower CS 03027X100 2273 21508 SH SOLE 1716 0 19792 Ameriprise Financial Inc CS 03076C106 311 2805 SH SOLE 1132 0 1673 Ametek Inc CS 031100100 1194 24564 SH SOLE 675 0 23889 Amgen Inc CS 031162100 10983 75117 SH SOLE 2378 0 72739 Amphenol Corp CS 032095101 693 10319 SH SOLE 4273 0 6046 Anadarko Pete Co. CS 032511107 337 4837 SH SOLE 1802 0 3035 Ansys Inc CS 03662Q105 314 3400 SH SOLE 1407 0 1993 Apple Inc CS 037833100 19879 171641 SH SOLE 5553 0 166088 Aramark CS 03852u106 225 6299 SH SOLE 2529 0 3770 Archer Daniels Midland Co. CS 039483102 2626 57523 SH SOLE 0 0 57523 Automatic Data Processing CS 053015103 256 2487 SH SOLE 0 0 2487 Avangrid Inc CS 05351w103 716 18907 SH SOLE 0 0 18907 B/E Aerospace, Inc CS 073302101 734 12200 SH SOLE 2500 0 9700 Baidu ADR CS 056752108 2781 16914 SH SOLE 623 0 16291 Bank of America Corp CS 060505104 8998 407129 SH SOLE 21277 0 385852 Banner Corp CS 06652v208 247 4430 SH SOLE 0 0 4430 Barclays Plc Adr CS 06738E204 114 10358 SH SOLE 9316 0 1042 Baxter International CS 071813109 494 11146 SH SOLE 765 0 10381 Berkshire Hathaway CS 084670108 976 4 SH SOLE 0 0 4 Berkshire Hathaway Class B CS 084670702 4102 25167 SH SOLE 1154 0 24013 Biogen Inc CS 09062X103 1181 4166 SH SOLE 81 0 4085 Biolife Solutions Inc CS 09062w204 24 14881 SH SOLE 0 0 14881 Blackrock Inc CS 09247X101 2254 5923 SH SOLE 499 0 5424 Boeing Company CS 097023105 13485 86620 SH SOLE 3899 0 82721 Booz Allen Hamilton Holding CS 099502106 208 5775 SH SOLE 1065 0 4710 BorgWarner CS 099724106 268 6803 SH SOLE 2849 0 3954 BP Amoco PLC ADR CS 055622104 206 5503 SH SOLE 4602 0 901 Bristol-Myers Squibb CS 110122108 475 8124 SH SOLE 500 0 7624 Cadence Design Systems CS 127387108 264 10467 SH SOLE 4383 0 6084 Cambrex Corp CS 132011107 856 15860 SH SOLE 3600 0 12260 Camden Property Trust CS 133131102 595 7077 SH SOLE 1300 0 5777 Cardinal Health Inc. CS 14149Y108 6345 88168 SH SOLE 1458 0 86710 Carter's Inc CS 146229109 658 7620 SH SOLE 1600 0 6020 Caterpillar Inc CS 149123101 221 2385 SH SOLE 170 0 2215 Cedar Fair LP CS 150185106 298 4647 SH SOLE 295 0 4352 Celgene Corp. CS 151020104 653 5641 SH SOLE 0 0 5641 Centrus Energy Corp CS 15643u104 82 12783 SH SOLE 40 0 12743 Charter Communications Inc CS 16119p108 1253 4351 SH SOLE 39 0 4312 Chesapeake Energy Corp. CS 165167107 83 11884 SH SOLE 0 0 11884 Chevron Corporation CS 166764100 6898 58605 SH SOLE 3364 0 55241 China Mobile ADR CS 16941M109 492 9385 SH SOLE 1916 0 7469 Chromadex Corporation CS 171077407 35 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11181 84625 SH SOLE 2879 0 81746 Church & Dwight Co CS 171340102 810 18338 SH SOLE 3740 0 14598 Cintas Inc. CS 172908105 1148 9938 SH SOLE 2200 0 7738 Cisco Systems CS 17275R102 10054 332685 SH SOLE 9272 0 323413 Citigroup CS 172967424 3151 53026 SH SOLE 1131 0 51895 Citizens Financial Group CS 174610105 399 11192 SH SOLE 1572 0 9620 Citrix Systems Inc CS 177376100 950 10636 SH SOLE 600 0 10036 Clean Harbors Inc CS 184496107 203 3653 SH SOLE 1531 0 2122 Coca-Cola Co. CS 191216100 372 8967 SH SOLE 1246 0 7721 Cocrystal Pharma Inc CS 19188j102 33 85000 SH SOLE 0 0 85000 Cognex Corp. CS 192422103 1249 19640 SH SOLE 4350 0 15290 Cognizant Technology Solutions CS 192446102 2799 49961 SH SOLE 5435 0 44526 Colgate Palmolive CS 194162103 1170 17882 SH SOLE 435 0 17447 Comcast Corp. Cl A CS 20030n101 16062 232610 SH SOLE 7431 0 225179 Commscope Holding Co. CS 20337X109 244 6560 SH SOLE 0 0 6560 Compagnie de Saint-Gobain ADR CS 204280309 100 10733 SH SOLE 9652 0 1081 ConocoPhillips CS 20825C104 366 7295 SH SOLE 160 0 7135 Cooper Companies CS 216648402 1111 6350 SH SOLE 1743 0 4607 Core Laboratories N.V. CS N22717107 561 4675 SH SOLE 925 0 3750 Corning, Inc. CS 219350105 411 16937 SH SOLE 500 0 16437 Costco Wholesale Corp CS 22160K105 4640 28981 SH SOLE 3605 0 25376 Credit Agricole SA CS 225313105 76 12201 SH SOLE 10974 0 1227 CSRA Inc. CS 12650t104 305 9585 SH SOLE 4014 0 5571 CVS Health Corp. CS 126650100 7839 99345 SH SOLE 1985 0 97360 Danaher Corp. CS 235851102 1758 22585 SH SOLE 3973 0 18612 Darling Ingredients, Inc. CS 237266101 181 13982 SH SOLE 5857 0 8125 DaVita Healthcare Partners Inc CS 23918K108 418 6511 SH SOLE 2694 0 3817 Deere & Co CS 244199105 715 6936 SH SOLE 450 0 6486 Dell Technologies Inc. CS 24703l103 358 6521 SH SOLE 44 0 6477 DENTSPLY Sirona Inc. CS 24906p109 228 3943 SH SOLE 1616 0 2327 Dexcom Inc CS 252131107 417 6983 SH SOLE 2890 0 4093 Diageo PLC ADR CS 25243Q205 9586 92229 SH SOLE 2728 0 89501 Disney, Walt Co. CS 254687106 5936 56953 SH SOLE 1103 0 55850 DNB Financial Corp CS 233237106 511 18007 SH SOLE 0 0 18007 Dollar General Corp. CS 256677105 239 3232 SH SOLE 1355 0 1877 Dorman Products CS 258278100 1140 15608 SH SOLE 3715 0 11893 Dover Corp. CS 260003108 200 2674 SH SOLE 1093 0 1581 Dow Chemical CS 260543103 2171 37934 SH SOLE 500 0 37434 Dr Pepper Snapple Group CS 26138E109 290 3201 SH SOLE 435 0 2766 DTE Energy CS 233331107 408 4145 SH SOLE 1433 0 2712 Duke Energy Corp. CS 26441C204 469 6044 SH SOLE 4603 0 1441 Eaton Corporation CS G29183103 750 11172 SH SOLE 300 0 10872 Ecolabs Inc. CS 278865100 691 5895 SH SOLE 2376 0 3519 Edison International Inc. CS 281020107 308 4285 SH SOLE 1605 0 2680 Envision Healthcare Corp CS 29414d100 312 4935 SH SOLE 2037 0 2898 EOG Resources CS 26875P101 261 2581 SH SOLE 350 0 2231 Eplus Inc CS 294268107 230 2000 SH SOLE 0 0 2000 EQT Corp CS 26884L109 515 7876 SH SOLE 1912 0 5964 Equifax Inc. CS 294429105 867 7329 SH SOLE 1425 0 5904 Equinix Corp CS 29444U700 351 982 SH SOLE 663 0 319 Estee Lauder CS 518439104 1578 20627 SH SOLE 4104 0 16523 ETRADE Fin Corp. CS 269246401 247 7137 SH SOLE 2991 0 4146 Everi Holdings Inc CS 30034t103 65 29797 SH SOLE 7111 0 22686 Eversource Energy CS 30040W108 242 4383 SH SOLE 3444 0 939 Exelon Corp. CS 30161N101 1575 44393 SH SOLE 3443 0 40950 Express Scripts Holding Co. CS 30219G108 868 12618 SH SOLE 375 0 12243 Exxon Mobil Corp CS 30231G102 10228 113312 SH SOLE 2799 0 110513 F5 Networks CS 315616102 969 6696 SH SOLE 1400 0 5296 Facebook CS 30303M102 2060 17908 SH SOLE 3001 0 14907 Factset Research Systems CS 303075105 698 4271 SH SOLE 950 0 3321 Fairmount Santrol Holdings Inc CS 30555q108 476 40362 SH SOLE 0 0 40362 Farmers National Banc Corp CS 309627107 280 19717 SH SOLE 0 0 19717 Fedex CS 31428X106 259 1390 SH SOLE 425 0 965 Fidelity National Information CS 31620M106 292 3860 SH SOLE 1616 0 2244 Fidelity Natl Finl Inc New CS 31620r303 6511 191733 SH SOLE 8876 0 182857 First Atlantic Holdings Inc CS 337651103 169 15190 SH SOLE 0 0 15190 Fleet Financial Group CS 339041105 429 3030 SH SOLE 1254 0 1776 Fluor Corp. CS 343412102 245 4657 SH SOLE 1536 0 3121 Footlocker Inc CS 344849104 651 9185 SH SOLE 2050 0 7135 Ford Motor Company CS 345370860 169 13964 SH SOLE 0 0 13964 Fortive Corporation CS 34959j108 795 14825 SH SOLE 3923 0 10902 G-III Apparel Group CS 36237H101 445 15065 SH SOLE 3350 0 11715 General Dynamics CS 369550108 1159 6712 SH SOLE 1253 0 5459 General Electric Company CS 369604103 15630 494630 SH SOLE 17747 0 476883 General Mills Inc CS 370334104 250 4054 SH SOLE 490 0 3564 Genpact Ltd CS G3922B107 1032 42417 SH SOLE 12965 0 29452 Gentex Corp CS 371901109 249 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 1432 19998 SH SOLE 601 0 19397 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Gray Television CS 389375106 121 11170 SH SOLE 2600 0 8570 Grupo Financiero Banorte SAB d CS P49501201 130 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 1068 27364 SH SOLE 6389 0 20975 Halliburton Company CS 406216101 263 4855 SH SOLE 0 0 4855 Hancock Holding Co CS 410120109 280 6487 SH SOLE 2814 0 3673 Harley Davidson Inc. CS 412822108 1152 19752 SH SOLE 1610 0 18142 Hartford Financial Services Gr CS 416515104 300 6291 SH SOLE 2635 0 3656 Hasbro Inc CS 418056107 702 9030 SH SOLE 2000 0 7030 HD Supply Hldgs Inc. CS 40416m105 303 7125 SH SOLE 0 0 7125 Henry Jack and Associates Inc CS 426281101 918 10341 SH SOLE 2278 0 8063 Henry Schein CS 806407102 856 5640 SH SOLE 1225 0 4415 Heritage Commerce Corp CS 426927109 315 21858 SH SOLE 0 0 21858 Home Depot, Inc. CS 437076102 12729 94935 SH SOLE 2766 0 92169 Honeywell International, Inc. CS 438516106 8113 70034 SH SOLE 2830 0 67203 Host Hotels and Resorts CS 44107P104 235 12447 SH SOLE 5209 0 7238 Huntington Bancshares CS 446150104 157 11901 SH SOLE 0 0 11901 Illinois Tool Works CS 452308109 242 1979 SH SOLE 0 0 1979 Imageware Systems Inc. CS 45245s108 69 51636 SH SOLE 0 0 51636 Immune Therapeutics Inc CS 45252a107 1 12500 SH SOLE 0 0 12500 Ingredion Inc CS 457187102 205 1641 SH SOLE 688 0 953 Int'l Business Machines Corp. CS 459200101 1812 10915 SH SOLE 504 0 10411 Intel Corp CS 458140100 14131 389615 SH SOLE 19628 0 369987 Intercontinental Exchange, Inc CS 45866f104 2394 42437 SH SOLE 2435 0 40002 International Flavors & Fragra CS 459506101 820 6961 SH SOLE 1530 0 5431 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 639 1008 SH SOLE 415 0 593 IPG Photonics Corp Com CS 44980x109 799 8095 SH SOLE 1775 0 6320 J B Hunt Transport Services In CS 445658107 812 8364 SH SOLE 1765 0 6599 Johnson & Johnson CS 478160104 17457 151527 SH SOLE 5533 0 145994 Johnson Controls Intl. PLC CS g51502105 315 7645 SH SOLE 376 0 7269 JPMorgan Chase & Co. CS 46625H100 18302 212103 SH SOLE 9544 0 202559 Kar Auction Services Inc CS 48238t109 284 6654 SH SOLE 2705 0 3949 Kinder Morgan, Inc. CS 49456B101 7060 340921 SH SOLE 8190 0 332731 Kohls Corp. CS 500255104 251 5077 SH SOLE 0 0 5077 L-3 Communications CS 502413107 304 2000 SH SOLE 0 0 2000 Lennox International Inc CS 526107107 1054 6881 SH SOLE 1525 0 5356 Level 3 Communications CS 52729N308 357 6327 SH SOLE 357 0 5970 Liberty Broadband Corporation CS 530307305 341 4606 SH SOLE 0 0 4606 Liberty Global PLC Cl A CS G5480U104 281 9195 SH SOLE 0 0 9195 Liberty Global PLC Cl C CS G5480U120 603 20319 SH SOLE 0 0 20319 Liberty Media Corp A SiriusXM CS 531229409 315 9114 SH SOLE 0 0 9114 Liberty Media Corp C CS 531229607 612 18028 SH SOLE 0 0 18028 Lilly, Eli Co CS 532457108 520 7076 SH SOLE 2272 0 4804 LKQ CS 501889208 233 7607 SH SOLE 3187 0 4420 Lockheed Martin CS 539830109 410 1639 SH SOLE 125 0 1514 Lowe's Cos. CS 548661107 1615 22702 SH SOLE 2730 0 19972 M & T Bank CS 55261F104 331 2117 SH SOLE 850 0 1267 Manhattan Associates CS 562750109 588 11090 SH SOLE 2650 0 8440 Marathon Petroleum Corp CS 56585A102 5141 102105 SH SOLE 4647 0 97458 Masco Corp CS 574599106 689 21805 SH SOLE 5100 0 16705 McDonalds Corp CS 580135101 2505 20579 SH SOLE 500 0 20079 McKesson HBOC Corp. CS 58155Q103 739 5263 SH SOLE 0 0 5263 Mead Johnson Nutrition CS 582839106 2038 28796 SH SOLE 3462 0 25334 Medtronic Plc CS g5960l103 10874 152666 SH SOLE 5526 0 147140 Mercer International CS 588056101 131 12311 SH SOLE 3031 0 9280 Merck & Co CS 58933Y105 3323 56442 SH SOLE 3481 0 52961 Metlife Inc. CS 59156R108 7214 133863 SH SOLE 5811 0 128052 Metro AG CS 59160r102 92 13862 SH SOLE 12465 0 1397 Mettler-Toledo International CS 592688105 1010 2413 SH SOLE 535 0 1878 Microchip Technology CS 595017104 277 4316 SH SOLE 1625 0 2691 Microsoft Corporation CS 594918104 15306 246318 SH SOLE 8114 0 238204 Middleby Corp. CS 596278101 978 7590 SH SOLE 1650 0 5940 Molson Coors Brewing Co CS 60871R209 503 5174 SH SOLE 120 0 5054 Mondelez Intl Inc Com CS 609207105 7544 170189 SH SOLE 5596 0 164593 Monolithic Power Systems CS 609839105 832 10155 SH SOLE 2225 0 7930 Monsanto Co. CS 61166W101 406 3856 SH SOLE 0 0 3856 Nestle SA ADR CS 641069406 624 8700 SH SOLE 0 0 8700 Netflix Inc. CS 64110L106 220 1774 SH SOLE 93 0 1681 Newfield Exploration Co CS 651290108 273 6750 SH SOLE 2828 0 3922 NextEra Energy CS 65339F101 11738 98255 SH SOLE 2515 0 95740 Nike Inc. CS 654106103 4746 93375 SH SOLE 3657 0 89718 Norfolk Southern CS 655844108 499 4620 SH SOLE 0 0 4620 Northrop Grumman Corp CS 666807102 266 1145 SH SOLE 0 0 1145 Nugene International Inc CS 67052f102 5 14000 SH SOLE 0 0 14000 NVR Inc CS 62944T105 1263 757 SH SOLE 0 0 757 Nxp Semiconductors Nv CS n6596x109 635 6477 SH SOLE 2682 0 3795 Occidental Petroleum CS 674599105 7742 108685 SH SOLE 2702 0 105983 Olin CS 680665205 224 8761 SH SOLE 3671 0 5090 Omnicom Group CS 681919106 928 10907 SH SOLE 777 0 10130 Oracle Corp CS 68389X105 3156 82086 SH SOLE 775 0 81311 P P & L Resources Inc CS 69351T106 491 14419 SH SOLE 2496 0 11923 Palo Alto Networks Inc. CS 697435105 489 3908 SH SOLE 0 0 3908 Palo Alto Networks Inc. CS 697435105 375 3000 SH Put SOLE 0 0 3000 Panasonic Adr CS 69832A205 141 13820 SH SOLE 12430 0 1390 Parexel International Corp. CS 699462107 778 11845 SH SOLE 2645 0 9200 Parker-Hannifin CS 701094104 1098 7840 SH SOLE 569 0 7271 Patterson Companies Inc. CS 703395103 310 7547 SH SOLE 3047 0 4500 PayPal Holdings, Inc CS 70450y103 1175 29772 SH SOLE 6389 0 23383 PepsiCo, Inc. CS 713448108 12103 115673 SH SOLE 4354 0 111319 Petrofac Ltd. CS 716473103 54 10039 SH SOLE 9028 0 1011 Pfizer Inc CS 717081103 4495 138396 SH SOLE 25072 0 113324 Philip Morris Int'l CS 718172109 1281 14005 SH SOLE 0 0 14005 Phillips 66 CS 718546104 537 6210 SH SOLE 0 0 6210 Pinnacle West Capital Corp. CS 723484101 337 4325 SH SOLE 1695 0 2630 Pioneer Natural Resources CS 723787107 252 1397 SH SOLE 585 0 812 PRA Group, Inc. CS 69354n106 344 8800 SH SOLE 1000 0 7800 Preferred Bank CS 740367404 422 8043 SH SOLE 0 0 8043 Priceline Group Inc. CS 741503403 4051 2763 SH SOLE 141 0 2622 Procter & Gamble CS 742718109 12179 144848 SH SOLE 5070 0 139778 Profire Energy CS 74316x101 35 25000 SH SOLE 0 0 25000 PVH Corp CS 693656100 405 4493 SH SOLE 348 0 4145 Qorvo Inc CS 74736K101 248 4696 SH SOLE 1966 0 2730 Qualcomm Incorporated CS 747525103 10201 156453 SH SOLE 4372 0 152081 Quest Diagnostics Inc CS 74834L100 401 4362 SH SOLE 1261 0 3101 Raymond James Financial CS 754730109 792 11436 SH SOLE 2185 0 9251 Raytheon Company CS 755111507 10211 71911 SH SOLE 2482 0 69429 Regal Beloit Corp CS 758750103 278 4008 SH SOLE 1661 0 2347 Regions Financial Corp CS 7591EP100 250 17384 SH SOLE 0 0 17384 Reinsurance Group of America I CS 759351604 302 2401 SH SOLE 1005 0 1396 ResMed Inc CS 761152107 856 13800 SH SOLE 3000 0 10800 RingCentral, Inc. CS 76680r206 103 5000 SH SOLE 0 0 5000 RingCentral, Inc. CS 76680r206 103 5000 SH Put SOLE 0 0 5000 Riverview Bancorp Inc CS 769397100 258 36815 SH SOLE 0 0 36815 Robert Half International CS 770323103 645 13230 SH SOLE 2875 0 10355 Roper Industries CS 776696106 2097 11453 SH SOLE 1752 0 9701 Royal Dutch Shell Plc Spon ADR CS 780259206 319 5862 SH SOLE 0 0 5862 Salesforce.com CS 79466L302 638 9326 SH SOLE 3069 0 6257 SAP SE Spon ADR CS 803054204 489 5652 SH SOLE 1503 0 4149 SBA Communications CS 78410g104 517 5008 SH SOLE 2073 0 2935 Scana Corp. CS 80589M102 227 3100 SH SOLE 0 0 3100 Schlumberger Limited CS 806857108 4049 48233 SH SOLE 1465 0 46768 Scripps Networks Interactive I CS 811065101 665 9315 SH SOLE 1750 0 7565 Sherwin Williams Company CS 824348106 2952 10984 SH SOLE 115 0 10869 Shire plc ADR CS 82481R106 288 1691 SH SOLE 112 0 1579 Signature Bank NY CS 82669G104 1138 7576 SH SOLE 2073 0 5503 Snap-On Inc CS 833034101 870 5080 SH SOLE 1125 0 3955 Southern Company CS 842587107 225 4579 SH SOLE 505 0 4074 Spectra Energy CS 847560109 297 7230 SH SOLE 1670 0 5560 Spirit Aerosystems CS 848574109 408 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 1935 34852 SH SOLE 6052 0 28800 State Street Corp. CS 857477103 1748 22485 SH SOLE 658 0 21827 Stericycle Inc CS 858912108 261 3388 SH SOLE 1419 0 1969 Sterling Bancorp Del CS 85917a100 333 14218 SH SOLE 0 0 14218 Stryker Corp. CS 863667101 698 5826 SH SOLE 85 0 5741 SVB Finl Group CS 78486Q101 382 2224 SH SOLE 879 0 1345 Synopsys Inc CS 871607107 1266 21505 SH SOLE 5444 0 16061 T. Rowe Price Associates Inc CS 74144T108 964 12805 SH SOLE 750 0 12055 Target CS 87612E106 7326 101423 SH SOLE 3053 0 98370 TCF Financial Corp. CS 872275102 230 11731 SH SOLE 4905 0 6826 Tesco ADR CS 881575302 92 12037 SH SOLE 10825 0 1212 Tesla Motors CS 88160r101 276 1290 SH SOLE 0 0 1290 Teva Pharmaceutical Inds CS 881624209 887 24479 SH SOLE 3133 0 21346 Texas Roadhouse CS 882681109 938 19438 SH SOLE 4050 0 15388 The Wendy's Company CS 95058W100 239 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 269 1906 SH SOLE 325 0 1581 Time Warner Inc CS 887317303 9795 101469 SH SOLE 3657 0 97812 Tivo Corp. CS 88870p106 350 16760 SH SOLE 132 0 16628 TransCanada Corp CS 89353d107 802 17761 SH SOLE 1838 0 15923 Travelers Companies Inc CS 89417E109 1176 9608 SH SOLE 500 0 9108 Treehouse Foods Inc CS 89469A104 378 5235 SH SOLE 2193 0 3042 TripAdvisor CS 896945201 447 9647 SH SOLE 3988 0 5659 UDR Inc CS 902653104 315 8646 SH SOLE 0 0 8646 Under Armour Inc CS 904311206 244 9706 SH SOLE 4017 0 5689 Union Pacific Corp CS 907818108 575 5550 SH SOLE 320 0 5230 United Parcel Service Inc. CS 911312106 3478 30342 SH SOLE 1882 0 28460 United States Steel Corp CS 912909108 241 7307 SH SOLE 0 0 7307 United States Steel Corp CS 912909108 238 7200 SH Put SOLE 0 0 7200 United Technologies CS 913017109 2524 23022 SH SOLE 0 0 23022 UnitedHealth Group Inc CS 91324P102 12846 80270 SH SOLE 2309 0 77961 UNUM Corp. CS 91529Y106 331 7544 SH SOLE 3160 0 4384 Valvoline Inc CS 92047w101 230 10703 SH SOLE 4485 0 6218 VCA, Inc. CS 918194101 799 11635 SH SOLE 2500 0 9135 Verizon Communications CS 92343V104 8883 166413 SH SOLE 4978 0 161435 VF Corp. CS 918204108 216 4055 SH SOLE 555 0 3500 Visa Inc Cl A CS 92826C839 5684 72852 SH SOLE 5699 0 67153 Vodafone Group PLC CS 92857W308 219 8975 SH SOLE 2586 0 6389 Vonage Holdings Corporation CS 92886T201 125 18249 SH SOLE 4476 0 13773 Vulcan Materials CS 929160109 1158 9249 SH SOLE 0 0 9249 Wabtec CS 929740108 467 5625 SH SOLE 2329 0 3296 Wal-Mart Stores Inc CS 931142103 317 4580 SH SOLE 483 0 4097 Walgreen Boots Alliance Inc CS 931427108 454 5486 SH SOLE 195 0 5291 WellCare Health Plans CS 94946T106 280 2040 SH SOLE 40 0 2000 Wells Fargo & Company CS 949746101 12042 218502 SH SOLE 7594 0 210908 Weyerhauser Corporation CS 962166104 5176 172028 SH SOLE 5825 0 166203 Williams Companies, Inc. CS 969457100 585 18798 SH SOLE 0 0 18798 Xcerra Corp CS 98400j108 86 11286 SH SOLE 2557 0 8729 Xilinx Inc CS 983919101 1627 26950 SH SOLE 0 0 26950 Xylem Inc CS 98419M100 246 4977 SH SOLE 1833 0 3144 Yum China Holdings Inc CS 98850p109 316 12097 SH SOLE 0 0 12097 Yum! Brands Inc. CS 988498101 782 12353 SH SOLE 0 0 12353 Zagg Inc. CS 98884u108 71 10012 SH SOLE 2472 0 7540 Zions Bancorp CS 989701107 354 8223 SH SOLE 3056 0 5167 Blackstone Mortgage Trust RE 09257w100 284 9442 SH SOLE 3955 0 5487 Brixmor Property Group RE 11120u105 257 10514 SH SOLE 4407 0 6107 Cedar Realty Trust Inc RE 150602209 96 14772 SH SOLE 3308 0 11464 Gramercy Property Trust RE 385002308 312 34000 SH SOLE 0 0 34000 Northern Funds Global RE Index RE 665162541 133 13717 SH SOLE 0 0 13717 NorthStar Asset Mgmt Group Inc RE 66705y104 324 21735 SH SOLE 0 0 21735 NorthStar Realty Finance Corp RE 66704r803 249 16419 SH SOLE 0 0 16419 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 427 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 554 6712 SH SOLE 0 0 6712 Kinder Morgan Warrants Exp 5/2 WT 49456b119 0 10015 SH SOLE 0 0 10015 Barclays S&P 500 due 7/26/17 SE 06741upv0 7257 6300000 SH SOLE 990000 0 5310000 Barclays Spx Mid Note due 01-2 SE 06741ugh1 4201 3525000 SH SOLE 130000 0 3395000 GS EEM Nt due 12/6/18 SE 40054kdn3 10672 9965000 SH SOLE 405000 0 9560000 GS Russell 2000 Idx Due 5/20 SE 40054kpk6 6109 5935000 SH SOLE 890000 0 5045000 GS S&P 400 Mid Nt due 4/9/19 SE 40054klz7 6301 6030000 SH SOLE 50000 0 5980000 JPM EAFE Nt due 4/10/2019 SE 46646ey63 3868 3915000 SH SOLE 250000 0 3665000 JPM Russell 2000 Nt due 4/10/1 SE 46646er95 2727 2620000 SH SOLE 25000 0 2595000 JPM S&P 500 Nt due 12/6/18 SE 46646efz0 15000 14515000 SH SOLE 610000 0 13905000 JPM S&P 500 Nt due 4/10/19 SE 46646er87 8283 8145000 SH SOLE 475000 0 7670000 Morgan Stanley SPX due 2/8/18 SE 61761jx20 4804 4230000 SH SOLE 125000 0 4105000 MS EEM Note due 03-13-17 SE 61761jll1 1847 1955000 SH SOLE 155000 0 1800000 MS EEM Nt due 4/8/19 SE 61768cau1 4643 4945000 SH SOLE 100000 0 4845000 MS EFA Nt Due 12/8/18 SE 61761j3a5 9602 9630000 SH SOLE 450000 0 9180000 MS Euro 50 Note Due 9-22-17 SE 61761jxu8 1521 1595000 SH SOLE 25000 0 1570000 MS EURO STOXX 50 due 2/8/18 SE 61761jw96 2380 2175000 SH SOLE 100000 0 2075000 MS Int'l Note Due 5/11/17 SE 61761jzc6 5576 5725000 SH SOLE 200000 0 5525000 MS XLE Note Due 5-19-17 SE 61761jut4 6251 6500000 SH SOLE 100000 0 6400000 Antero Midstream Partners LP ML 03673l103 2229 72197 SH SOLE 6240 0 65957 Dominion Midstream Partners ML 257454108 5797 196184 SH SOLE 6095 0 190089 Enbridge Energy ML 29250R106 408 16000 SH SOLE 0 0 16000 Energy Transfer Equity LP ML 29273V100 4056 210024 SH SOLE 12000 0 198024 Enterprise Products Ptnrs ML 293792107 10652 393950 SH SOLE 24142 0 369808 EQT GP Holdings LP ML 26885j103 698 27694 SH SOLE 145 0 27549 EQT Midstream Partners, LP ML 26885b100 8713 113626 SH SOLE 10295 0 103331 Genesis Energy LP ML 371927104 3106 86229 SH SOLE 5012 0 81217 JPMorgan Alerian MLP Index ML 46625H365 10560 334057 SH SOLE 17577 0 316480 Magellan Midstream Ptnrs LP ML 559080106 11251 148767 SH SOLE 8368 0 140399 MPLX LP ML 55336V100 4852 140160 SH SOLE 5247 0 134913 Nextera Energy Partners Lp ML 65341b106 2803 109748 SH SOLE 7338 0 102410 Phillips 66 Partners LP Common ML 718549207 2679 55087 SH SOLE 3977 0 51110 Plains All Amern Pipeline ML 726503105 436 13505 SH SOLE 0 0 13505 Plains Group Holdings LP Cla ML 72651a207 613 17662 SH SOLE 0 0 17662 Shell Midstream Partners LP ML 822634101 3394 116666 SH SOLE 4035 0 112631 Spectra Energy Prtns ML 84756N109 2116 46150 SH SOLE 5116 0 41034 Sunoco Logistics Ptnrs ML 86764L108 3677 153093 SH SOLE 8962 0 144131 T C Pipelines ML 87233Q108 974 16548 SH SOLE 2498 0 14050 Tallgrass Energy LP ML 874696107 717 26767 SH SOLE 113 0 26654 Targa Resources Prtns Com St ML 87612G101 3319 59196 SH SOLE 4910 0 54286 Tesoro Logistics LP ML 88160T107 3229 63544 SH SOLE 117 0 63427 UBS E-TRACS Alerian MLP Infras ML 902641646 23421 824401 SH SOLE 41526 0 782875 Valero Energy Partners LP ML 91914j102 7281 164468 SH SOLE 12157 0 152311 Western Gas Equity Partners LP ML 95825R103 4723 111515 SH SOLE 2358 0 109157 Western Gas Partners ML 958254104 4553 77486 SH SOLE 10061 0 67425 Williams Partners LP ML 96949l105 3689 96996 SH SOLE 8478 0 88518 Deutsche X Tracks MSCI EAFE EE 233051200 9872 351820 SH SOLE 37276 0 314544 Diamonds Trust Series 1 EE 78467X109 697 3531 SH SOLE 2667 0 864 Guggenheim Insider Sentiment E EE 18383M209 271 5500 SH SOLE 0 0 5500 Guggenheim S&P Healthcare Equa EE 78355W841 7928 54329 SH SOLE 3011 0 51318 iShares FTSE/Xinhua China25 In EE 464287184 576 16601 SH SOLE 0 0 16601 iShares Goldman Sachs Nat Res EE 464287374 625 17393 SH SOLE 4500 0 12893 iShares MSCI EAFE Index EE 464287465 19856 343954 SH SOLE 24340 0 319614 iShares MSCI Emerg Mkts Indx F EE 464287234 8083 230883 SH SOLE 29708 0 201175 iShares MSCI South Korea Index EE 464286772 347 6527 SH SOLE 5871 0 656 iShares NASDAQ Biotech Index EE 464287556 1165 4390 SH SOLE 0 0 4390 iShares Russell 1000 EE 464287622 968 7782 SH SOLE 2800 0 4982 iShares Russell 1000 Growth In EE 464287614 14540 138606 SH SOLE 14861 0 123745 iShares Russell 1000 Value Ind EE 464287598 9687 86466 SH SOLE 11490 0 74976 iShares Russell 2000 Growth In EE 464287648 6929 45012 SH SOLE 3115 0 41897 iShares Russell 2000 Index EE 464287655 22585 167484 SH SOLE 11643 0 155841 iShares Russell 2000 Value Ind EE 464287630 6518 54802 SH SOLE 4527 0 50275 iShares Russell Mid Cap Growth EE 464287481 415 4261 SH SOLE 0 0 4261 iShares Russell Mid Cap Index EE 464287499 1194 6676 SH SOLE 0 0 6676 iShares Russell Mid Cap Value EE 464287473 1169 14541 SH SOLE 1050 0 13491 iShares S&P Global Technology EE 464287291 352 3200 SH SOLE 0 0 3200 iShares US Home Construction EE 464288752 1230 44775 SH SOLE 3750 0 41025 JP Morgan Diversified Return I EE 46641q209 212 4341 SH SOLE 0 0 4341 Powershares Dynamic Port EE 73935x666 1774 63654 SH SOLE 6992 0 56662 PowerShares QQQ EE 73935A104 17611 148641 SH SOLE 18782 0 129859 SPDR Energy Index EE 81369Y506 902 11981 SH SOLE 260 0 11721 SPDR Euro STOXX 50 ETF EE 78463X202 5397 161310 SH SOLE 13664 0 147646 SPDR Financial Index EE 81369Y605 350 15070 SH SOLE 0 0 15070 SPDR S&P 500 ETF EE 78462F103 88452 395704 SH SOLE 46895 0 348809 SPDR S&P Dividend ETF EE 78464A763 21586 252291 SH SOLE 27295 0 224996 SPDR S&P Int'l Small Cap Fd EE 78463X871 702 24192 SH SOLE 0 0 24192 SPDR S&P Mid Cap 400 ETF EE 78467Y107 65067 215646 SH SOLE 18895 0 196751 SPDR STOXX Europe 50 ETF EE 78463X103 463 15500 SH SOLE 5700 0 9800 SPDR Utilities Index EE 81369Y886 211 4344 SH SOLE 0 0 4344 Vaneck Vectors ETF TR EE 92189f106 2646 126481 SH SOLE 250 0 126231 Vaneck Vectors ETF TR EE 92189f700 809 15765 SH SOLE 1200 0 14565 Vanguard FTSE All-World Ex-US EE 922042775 483 10942 SH SOLE 0 0 10942 Vanguard FTSE Developed Market EE 921943858 3270 89491 SH SOLE 2372 0 87119 Vanguard FTSE Emerging Markets EE 922042858 8283 231492 SH SOLE 21588 0 209904 Vanguard Growth ETF EE 922908736 398 3568 SH SOLE 0 0 3568 Vanguard Information Technolog EE 92204A702 446 3672 SH SOLE 350 0 3322 Vanguard Small Cap Value Fund EE 922908611 234 1933 SH SOLE 0 0 1933 Vanguard Total Stock Market ET EE 922908769 1383 11989 SH SOLE 0 0 11989 WisdomTree Dividend Ex-Finl ET EE 97717W406 205 2552 SH SOLE 0 0 2552 WisdomTree Emerging Mkts SmCp EE 97717W281 255 6526 SH SOLE 500 0 6026 WisdomTree Int'l Small Cap Div EE 97717W760 3766 62745 SH SOLE 2007 0 60738 Wisdomtree Midcap Dividend EE 97717w505 1928 20432 SH SOLE 2095 0 18337 iShares Core MSCI EAFE EZ 46432f842 9156 170717 SH SOLE 12080 0 158637 iShares Core MSCI Emerging Mkt EZ 46434g103 14774 348034 SH SOLE 24030 0 324004 iShares Dow Jones US RE Index EZ 464287739 1530 19892 SH SOLE 0 0 19892 iShares MSCI EAFE Small Cap In EZ 464288273 4878 97880 SH SOLE 7431 0 90448 iShares S&P 500 Growth EZ 464287309 5152 42299 SH SOLE 12464 0 29835 iShares S&P 500 Index EZ 464287200 34461 153168 SH SOLE 7225 0 145943 iShares S&P Barra Value Index EZ 464287408 5432 53581 SH SOLE 7000 0 46581 iShares S&P Mid Cap 400 Growth EZ 464287606 15073 82730 SH SOLE 5783 0 76947 iShares S&P Mid Cap Barra Valu EZ 464287705 13312 91676 SH SOLE 3632 0 88044 iShares S&P Mid Cap Index EZ 464287507 24254 146694 SH SOLE 12413 0 134281 iShares S&P Small Cap 600 Grow EZ 464287887 1456 9708 SH SOLE 3900 0 5808 iShares S&P Small Cap 600 Valu EZ 464287879 942 6730 SH SOLE 2932 0 3798 iShares S&P Small Cap Index EZ 464287804 10461 76072 SH SOLE 7673 0 68399 iShares Select Dividend ETF EZ 464287168 3605 40702 SH SOLE 2190 0 38512 Ishares Trust High Dividend Eq EZ 46429B663 270 3277 SH SOLE 0 0 3277