Senior Associate

0001040197-16-000011.txt : 20161018 0001040197-16-000011.hdr.sgml : 20161018 20161018115147 ACCESSION NUMBER: 0001040197-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 EFFECTIVENESS DATE: 20161018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 161940268 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001040197 XXXXXXXX 09-30-2016 09-30-2016 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Senior Associate 219-920-4965 Bryan Gregorich Cleveland OH 10-18-2016 0 449 1325895 false INFORMATION TABLE 2 inftable.xml 3M Company CS 88579Y101 1856 10529 SH SOLE 184 0 10345 A T & T Corp New CS 00206R102 2278 56106 SH SOLE 0 0 56106 Abbott Laboratories CS 002824100 12034 284556 SH SOLE 8006 0 276550 AbbVie Inc. CS 00287Y109 2377 37688 SH SOLE 1180 0 36508 Accenture PLC Cl A CS G1151C101 1841 15066 SH SOLE 500 0 14566 Acuity Brands Inc CS 00508Y102 1095 4140 SH SOLE 890 0 3250 Adobe Systems CS 00724F101 3759 34630 SH SOLE 3576 0 31054 Aegon N.V. Adr CS 007924103 82 21129 SH SOLE 19004 0 2125 Aercap Holdings NV CS N00985106 273 7102 SH SOLE 2974 0 4128 Aetna Inc. CS 00817Y108 374 3242 SH SOLE 495 0 2747 Affiliated Managers CS 008252108 423 2925 SH SOLE 375 0 2550 Air Products & Chemicals Inc CS 009158106 362 2411 SH SOLE 0 0 2411 Akamai Tech CS 00971T101 1209 22808 SH SOLE 3731 0 19077 Albemarle Corp CS 012653101 613 7168 SH SOLE 1704 0 5464 Alexandria Real Estate Equitie CS 015271109 333 3064 SH SOLE 1213 0 1851 Alexion Pharmaceuticals Inc CS 015351109 637 5201 SH SOLE 2087 0 3114 Allergan PLC CS G0177J108 683 2964 SH SOLE 0 0 2964 Allstate Corp CS 020002101 556 8031 SH SOLE 2517 0 5514 Alphabet Inc Class A CS 02079k305 3925 4881 SH SOLE 503 0 4378 Alphabet Inc Class C CS 02079k107 7300 9391 SH SOLE 861 0 8530 Altria Group Inc. CS 02209S103 907 14338 SH SOLE 3374 0 10964 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 1579 1886 SH SOLE 470 0 1416 America Movil SA de CV ADR Ser CS 02364W105 693 60600 SH SOLE 0 0 60600 American Campus Communities CS 024835100 297 5846 SH SOLE 2445 0 3401 American International Group CS 026874784 207 3484 SH SOLE 545 0 2939 American Tower CS 03027X100 2503 22086 SH SOLE 1716 0 20370 Ameriprise Financial Inc CS 03076C106 230 2302 SH SOLE 921 0 1381 Amerisource Bergen Corp. CS 03073E105 314 3887 SH SOLE 1132 0 2755 Ametek Inc CS 031100100 1405 29406 SH SOLE 675 0 28731 Amgen Inc CS 031162100 11478 68809 SH SOLE 2358 0 66451 Amphenol Corp CS 032095101 670 10319 SH SOLE 4273 0 6046 AmSurg Corp CS 03232P405 266 3962 SH SOLE 1660 0 2302 Anadarko Pete Co. CS 032511107 340 5366 SH SOLE 2054 0 3312 Ansys Inc CS 03662Q105 357 3851 SH SOLE 1593 0 2258 Apache Corporation CS 037411105 200 3135 SH SOLE 0 0 3135 Apple Inc CS 037833100 20056 177404 SH SOLE 5553 0 171851 Aramark CS 03852u106 224 5891 SH SOLE 2382 0 3509 Archer Daniels Midland Co. CS 039483102 2426 57518 SH SOLE 0 0 57518 Automatic Data Processing CS 053015103 222 2520 SH SOLE 0 0 2520 Avangrid Inc CS 05351w103 399 9543 SH SOLE 0 0 9543 B/E Aerospace, Inc CS 073302101 630 12200 SH SOLE 2500 0 9700 Baidu ADR CS 056752108 3087 16957 SH SOLE 623 0 16334 Bank of America Corp CS 060505104 8770 560364 SH SOLE 22985 0 537379 Barclays Plc Adr CS 06738E204 90 10358 SH SOLE 9316 0 1042 Baxter International CS 071813109 531 11146 SH SOLE 765 0 10381 Becton Dickinson & Company CS 075887109 228 1269 SH SOLE 200 0 1069 Bemis CS 081437105 206 4047 SH SOLE 1695 0 2352 Berkshire Hathaway CS 084670108 865 4 SH SOLE 0 0 4 Berkshire Hathaway Class B CS 084670702 4013 27779 SH SOLE 1154 0 26625 Biogen Inc CS 09062X103 1251 3995 SH SOLE 81 0 3914 Blackrock Inc CS 09247X101 2128 5870 SH SOLE 499 0 5371 Boeing Company CS 097023105 12987 98581 SH SOLE 3899 0 94682 Booz Allen Hamilton Holding CS 099502106 213 6744 SH SOLE 1065 0 5679 BorgWarner CS 099724106 239 6804 SH SOLE 2849 0 3955 BP Amoco PLC ADR CS 055622104 250 7100 SH SOLE 4602 0 2498 Bristol-Myers Squibb CS 110122108 492 9125 SH SOLE 500 0 8625 Cadence Design Systems CS 127387108 267 10472 SH SOLE 4383 0 6089 Cambrex Corp CS 132011107 705 15860 SH SOLE 3600 0 12260 Camden Property Trust CS 133131102 593 7077 SH SOLE 1300 0 5777 Cardinal Health Inc. CS 14149Y108 8611 110829 SH SOLE 3207 0 107622 CarMax Inc. CS 143130102 206 3866 SH SOLE 0 0 3866 Carter's Inc CS 146229109 661 7620 SH SOLE 1600 0 6020 Caterpillar Inc CS 149123101 216 2436 SH SOLE 170 0 2266 Cedar Fair LP CS 150185106 272 4747 SH SOLE 295 0 4452 Celgene Corp. CS 151020104 611 5847 SH SOLE 0 0 5847 Centrus Energy Corp CS 15643u104 51 12783 SH SOLE 40 0 12743 Charles River Laboratories Int CS 159864107 209 2511 SH SOLE 1051 0 1460 Chart Industries CS 16115Q308 241 7339 SH SOLE 0 0 7339 Charter Communications Inc CS 16119p108 1183 4380 SH SOLE 39 0 4341 Chesapeake Energy Corp. CS 165167107 90 14276 SH SOLE 0 0 14276 Chevron Corporation CS 166764100 6638 64493 SH SOLE 3364 0 61129 China Mobile ADR CS 16941M109 571 9285 SH SOLE 1880 0 7405 Chromadex Corporation CS 171077407 32 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 12722 101248 SH SOLE 3110 0 98138 Church & Dwight Co CS 171340102 1013 21148 SH SOLE 3740 0 17408 Cintas Inc. CS 172908105 1142 10138 SH SOLE 2200 0 7938 Cisco Systems CS 17275R102 10736 338461 SH SOLE 9272 0 329189 Citigroup CS 172967424 2511 53167 SH SOLE 1131 0 52036 Citrix Systems Inc CS 177376100 1127 13228 SH SOLE 600 0 12628 Coca-Cola Co. CS 191216100 477 11269 SH SOLE 1246 0 10023 Cocrystal Pharma Inc CS 19188j102 42 85000 SH SOLE 0 0 85000 Cognex Corp. CS 192422103 1038 19640 SH SOLE 4350 0 15290 Cognizant Technology Solutions CS 192446102 2503 52456 SH SOLE 5160 0 47296 Colgate Palmolive CS 194162103 1359 18329 SH SOLE 435 0 17894 Comcast Corp. Cl A CS 20030n101 16361 246629 SH SOLE 7776 0 238853 Commscope Holding Co. CS 20337X109 292 9700 SH SOLE 0 0 9700 Compagnie de Saint-Gobain ADR CS 204280309 93 10733 SH SOLE 9652 0 1081 ConocoPhillips CS 20825C104 391 9002 SH SOLE 160 0 8842 Cooper Companies CS 216648402 1138 6351 SH SOLE 1743 0 4608 Core Laboratories N.V. CS N22717107 525 4675 SH SOLE 925 0 3750 Corning, Inc. CS 219350105 412 17400 SH SOLE 963 0 16437 Costco Wholesale Corp CS 22160K105 4605 30197 SH SOLE 3647 0 26550 Credit Agricole SA CS 225313105 60 12201 SH SOLE 10974 0 1227 CSRA Inc. CS 12650t104 258 9586 SH SOLE 4014 0 5572 CSX Corp CS 126408103 215 7050 SH SOLE 485 0 6565 CVS Health Corp. CS 126650100 8327 93572 SH SOLE 2969 0 90603 Danaher Corp. CS 235851102 1652 21078 SH SOLE 4105 0 16973 Darling Ingredients, Inc. CS 237266101 189 13986 SH SOLE 5857 0 8129 DaVita Healthcare Partners Inc CS 23918K108 434 6563 SH SOLE 2717 0 3846 Deere & Co CS 244199105 708 8291 SH SOLE 450 0 7841 Dell Technologies Inc. CS 24703l103 484 10132 SH SOLE 122 0 10010 DENTSPLY Sirona Inc. CS 24906p109 230 3862 SH SOLE 1616 0 2246 Dexcom Inc CS 252131107 434 4953 SH SOLE 2050 0 2903 Diageo PLC ADR CS 25243Q205 9989 86082 SH SOLE 2203 0 83879 Disney, Walt Co. CS 254687106 5762 62047 SH SOLE 1103 0 60944 DNB Financial Corp CS 233237106 456 18007 SH SOLE 0 0 18007 Dollar General Corp. CS 256677105 245 3502 SH SOLE 1269 0 2233 Dorman Products CS 258278100 1007 15758 SH SOLE 3865 0 11893 Dow Chemical CS 260543103 2268 43759 SH SOLE 500 0 43259 Dr Pepper Snapple Group CS 26138E109 252 2761 SH SOLE 330 0 2431 DTE Energy CS 233331107 388 4147 SH SOLE 1433 0 2714 Duke Energy Corp. CS 26441C204 519 6479 SH SOLE 4603 0 1876 E*TRADE Fin Corp. CS 269246401 265 9117 SH SOLE 3818 0 5299 Eaton Corporation CS G29183103 731 11128 SH SOLE 300 0 10828 Ecolabs Inc. CS 278865100 682 5605 SH SOLE 2260 0 3345 Edison International Inc. CS 281020107 310 4285 SH SOLE 1605 0 2680 EOG Resources CS 26875P101 281 2907 SH SOLE 350 0 2557 Eplus Inc CS 294268107 236 2500 SH SOLE 0 0 2500 EQT Corp CS 26884L109 662 9121 SH SOLE 1803 0 7318 Equifax Inc. CS 294429105 986 7329 SH SOLE 1425 0 5904 Equinix Corp CS 29444U700 354 982 SH SOLE 663 0 319 Estee Lauder CS 518439104 1927 21761 SH SOLE 4104 0 17657 Everi Holdings Inc CS 30034t103 92 37130 SH SOLE 8931 0 28199 Eversource Energy CS 30040W108 253 4662 SH SOLE 3723 0 939 Exelon Corp. CS 30161N101 1672 50232 SH SOLE 3443 0 46789 Express Scripts Holding Co. CS 30219G108 1126 15960 SH SOLE 375 0 15585 Exxon Mobil Corp CS 30231G102 10633 121829 SH SOLE 2799 0 119030 F5 Networks CS 315616102 835 6696 SH SOLE 1400 0 5296 Facebook CS 30303M102 2102 16387 SH SOLE 3201 0 13186 Factset Research Systems CS 303075105 692 4271 SH SOLE 950 0 3321 Fairmount Santrol Holdings Inc CS 30555q108 342 40362 SH SOLE 0 0 40362 Farmers National Banc Corp CS 309627107 406 37617 SH SOLE 0 0 37617 Fidelity National Information CS 31620M106 297 3862 SH SOLE 1616 0 2246 Fidelity Natl Finl Inc New CS 31620r303 304 8229 SH SOLE 229 0 8000 First Atlantic Holdings Inc CS 337651103 164 15190 SH SOLE 0 0 15190 First NBC Bank Holding Company CS 32115D106 327 34643 SH SOLE 0 0 34643 First Solar Inc CS 336433107 1423 36041 SH SOLE 1000 0 35041 Fiserv, Inc. CS 337738108 371 3732 SH SOLE 104 0 3628 Fleet Financial Group CS 339041105 530 3049 SH SOLE 1259 0 1790 FMC Corp CS 302491303 209 4324 SH SOLE 1457 0 2867 Footlocker Inc CS 344849104 616 9101 SH SOLE 2050 0 7051 Ford Motor Company CS 345370860 978 81000 SH SOLE 0 0 81000 Fortive Corporation CS 34959j108 723 14198 SH SOLE 4217 0 9981 G-III Apparel Group CS 36237H101 439 15065 SH SOLE 3350 0 11715 General Dynamics CS 369550108 1049 6760 SH SOLE 1253 0 5507 General Electric Company CS 369604103 15498 523241 SH SOLE 17904 0 505337 General Mills Inc CS 370334104 308 4819 SH SOLE 365 0 4454 Genpact Ltd CS G3922B107 1016 42417 SH SOLE 12965 0 29452 Gentex Corp CS 371901109 222 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 1799 22738 SH SOLE 636 0 22102 GlaxoSmithKline PLC CS 37733W105 248 5755 SH SOLE 2528 0 3227 Glencore PLC CS 37827x100 90 16451 SH SOLE 14795 0 1656 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Grupo Financiero Banorte SAB d CS P49501201 138 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 940 26419 SH SOLE 5991 0 20428 Halliburton Company CS 406216101 229 5105 SH SOLE 0 0 5105 Hancock Holding Co CS 410120109 245 7566 SH SOLE 3263 0 4303 Harley Davidson Inc. CS 412822108 1049 19954 SH SOLE 1610 0 18344 Hartford Financial Services Gr CS 416515104 269 6292 SH SOLE 2635 0 3657 HD Supply Hldgs Inc. CS 40416m105 228 7125 SH SOLE 0 0 7125 Helen of Troy Limited CS g4388n106 679 7875 SH SOLE 1750 0 6125 Henry Jack and Associates Inc CS 426281101 885 10341 SH SOLE 2278 0 8063 Henry Schein CS 806407102 919 5640 SH SOLE 1225 0 4415 Heritage Commerce Corp CS 426927109 478 43716 SH SOLE 0 0 43716 Home Depot, Inc. CS 437076102 12180 94655 SH SOLE 2691 0 91964 Honeywell International, Inc. CS 438516106 8606 73814 SH SOLE 2830 0 70984 Host Hotels and Resorts CS 44107P104 194 12451 SH SOLE 5209 0 7242 Huntington Bancshares CS 446150104 181 18401 SH SOLE 0 0 18401 Illinois Tool Works CS 452308109 267 2229 SH SOLE 0 0 2229 Imageware Systems Inc. CS 45245s108 61 51636 SH SOLE 0 0 51636 Immune Therapeutics Inc CS 45252a107 1 12500 SH SOLE 0 0 12500 Ingredion Inc CS 457187102 218 1642 SH SOLE 688 0 954 Int'l Business Machines Corp. CS 459200101 1741 10958 SH SOLE 504 0 10454 Intel Corp CS 458140100 15155 401469 SH SOLE 19628 0 381841 Intercontinental Exchange, Inc CS 45866f104 2672 9921 SH SOLE 487 0 9434 International Flavors & Fragra CS 459506101 1005 7031 SH SOLE 1530 0 5501 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 705 972 SH SOLE 400 0 572 IPG Photonics Corp Com CS 44980x109 667 8095 SH SOLE 1775 0 6320 J B Hunt Transport Services In CS 445658107 679 8364 SH SOLE 1765 0 6599 Johnson & Johnson CS 478160104 17693 149773 SH SOLE 5411 0 144362 Johnson Controls Intl. PLC CS g51502105 356 7645 SH SOLE 376 0 7269 JPMorgan Chase & Co. CS 46625H100 17519 263087 SH SOLE 9544 0 253543 Kar Auction Services Inc CS 48238t109 279 6458 SH SOLE 2705 0 3753 KBR CS 48242W106 168 11122 SH SOLE 0 0 11122 Kinder Morgan, Inc. CS 49456B101 6570 284033 SH SOLE 5821 0 278212 Kohls Corp. CS 500255104 328 7500 SH SOLE 0 0 7500 L-3 Communications CS 502424104 301 2000 SH SOLE 0 0 2000 Lennox International Inc CS 526107107 1081 6881 SH SOLE 1525 0 5356 Level 3 Communications CS 52729N308 247 5335 SH SOLE 0 0 5335 Liberty Broadband Corporation CS 530307305 329 4606 SH SOLE 0 0 4606 Liberty Global PLC Cl A CS G5480U104 314 9195 SH SOLE 0 0 9195 Liberty Global PLC Cl C CS G5480U120 671 20319 SH SOLE 0 0 20319 Liberty Media Corp A SiriusXM CS 531229409 310 9114 SH SOLE 0 0 9114 Liberty Media Corp C CS 531229607 602 18028 SH SOLE 0 0 18028 Lilly, Eli Co CS 532457108 528 6576 SH SOLE 2272 0 4304 LinkedIn Corp Cl A CS 53578A108 764 4000 SH SOLE 0 0 4000 LKQ CS 501889208 204 5749 SH SOLE 2407 0 3342 Lockheed Martin CS 539830109 460 1917 SH SOLE 125 0 1792 Lowe's Cos. CS 548661107 1870 25895 SH SOLE 2730 0 23165 M & T Bank CS 55261F104 246 2116 SH SOLE 886 0 1230 Macy's CS 55616P104 1740 46951 SH SOLE 0 0 46951 Manhattan Associates CS 562750109 639 11090 SH SOLE 2650 0 8440 Masco Corp CS 574599106 748 21805 SH SOLE 5100 0 16705 Mastercard CS 57636Q104 277 2721 SH SOLE 0 0 2721 McCormick & Co CS 579780206 208 2085 SH SOLE 405 0 1680 McDonalds Corp CS 580135101 2434 21100 SH SOLE 500 0 20600 McKesson HBOC Corp. CS 58155Q103 933 5592 SH SOLE 0 0 5592 Mead Johnson Nutrition CS 582839106 2797 35402 SH SOLE 3565 0 31837 Medtronic Plc CS g5960l103 12030 139238 SH SOLE 5462 0 133776 Mercer International CS 588056101 104 12311 SH SOLE 3031 0 9280 Merck & Co CS 58933Y105 3776 60496 SH SOLE 3481 0 57015 Metlife Inc. CS 59156R108 7794 175420 SH SOLE 5258 0 170162 Metro AG CS 59160r102 83 13862 SH SOLE 12465 0 1397 Mettler-Toledo International CS 592688105 1013 2413 SH SOLE 535 0 1878 Microchip Technology CS 595017104 268 4316 SH SOLE 1625 0 2691 Microsoft Corporation CS 594918104 14976 259996 SH SOLE 8114 0 251882 Middleby Corp. CS 596278101 938 7590 SH SOLE 1650 0 5940 Molson Coors Brewing Co CS 60871R209 568 5174 SH SOLE 120 0 5054 Mondelez Intl Inc Com CS 609207105 7601 173140 SH SOLE 5752 0 167388 Monolithic Power Systems CS 609839105 817 10155 SH SOLE 2225 0 7930 Monsanto Co. CS 61166W101 394 3856 SH SOLE 0 0 3856 Nestle SA ADR CS 641069406 698 8829 SH SOLE 0 0 8829 NetSuite Inc CS 64118q107 581 5247 SH SOLE 2175 0 3072 Newfield Exploration Co CS 651290108 294 6754 SH SOLE 2828 0 3926 NextEra Energy CS 65339F101 11082 90600 SH SOLE 2885 0 87715 Nike Inc. CS 654106103 5184 98457 SH SOLE 3657 0 94800 Nordstrom CS 655664100 294 5674 SH SOLE 1120 0 4554 Norfolk Southern CS 655844108 495 5104 SH SOLE 0 0 5104 Nugene International Inc CS 67052f102 9 14000 SH SOLE 0 0 14000 NVR Inc CS 62944T105 1361 830 SH SOLE 0 0 830 Nxp Semiconductors Nv CS n6596x109 661 6477 SH SOLE 2682 0 3795 Occidental Petroleum CS 674599105 8175 112108 SH SOLE 2368 0 109740 Omnicom Group CS 681919106 1022 12019 SH SOLE 777 0 11242 Oracle Corp CS 68389X105 3131 79709 SH SOLE 775 0 78934 P P & L Resources Inc CS 69351T106 515 14895 SH SOLE 2731 0 12164 Palo Alto Networks Inc. CS 697435105 623 3908 SH SOLE 0 0 3908 Panasonic Adr CS 69832A205 103 10385 SH SOLE 9341 0 1044 Parexel International Corp. CS 699462107 823 11845 SH SOLE 2645 0 9200 Parker-Hannifin CS 701094104 992 7904 SH SOLE 569 0 7335 Patterson Companies Inc. CS 703395103 233 5076 SH SOLE 2010 0 3066 PayPal Holdings, Inc CS 70450y103 1139 27812 SH SOLE 5993 0 21819 PepsiCo, Inc. CS 713448108 14928 137241 SH SOLE 4869 0 132372 Petrofac Ltd. CS 716473103 58 10039 SH SOLE 9028 0 1011 Pfizer Inc CS 717081103 4588 135462 SH SOLE 25072 0 110390 Philip Morris Int'l CS 718172109 1579 16243 SH SOLE 0 0 16243 Phillips 66 CS 718546104 500 6210 SH SOLE 0 0 6210 Pinnacle West Capital Corp. CS 723484101 269 3538 SH SOLE 1364 0 2174 Pioneer Natural Resources CS 723787107 260 1398 SH SOLE 585 0 813 PRA Group, Inc. CS 69354n106 307 8900 SH SOLE 1000 0 7900 Preferred Bank CS 740367404 527 14747 SH SOLE 0 0 14747 Priceline Group Inc. CS 741503403 4116 2797 SH SOLE 141 0 2656 Procter & Gamble CS 742718109 15298 170447 SH SOLE 5306 0 165141 Profire Energy CS 74316x101 31 25000 SH SOLE 0 0 25000 PVH Corp CS 693656100 423 3827 SH SOLE 348 0 3479 Qorvo Inc CS 74736K101 262 4697 SH SOLE 1966 0 2731 Qualcomm Incorporated CS 747525103 6752 98568 SH SOLE 2284 0 96284 Quest Diagnostics Inc CS 74834L100 369 4363 SH SOLE 1261 0 3102 Raymond James Financial CS 754730109 855 14686 SH SOLE 2185 0 12501 Raytheon Company CS 755111507 11960 87855 SH SOLE 2882 0 84973 Regal Beloit Corp CS 758750103 236 3965 SH SOLE 1661 0 2304 Regions Financial Corp CS 7591EP100 168 17051 SH SOLE 0 0 17051 Reinsurance Group of America I CS 759351604 259 2402 SH SOLE 1005 0 1397 ResMed Inc CS 761152107 894 13800 SH SOLE 3000 0 10800 Reynolds American CS 761713106 248 5268 SH SOLE 3828 0 1440 Riverview Bancorp Inc CS 769397100 193 35884 SH SOLE 0 0 35884 Robert Half International CS 770323103 535 14130 SH SOLE 3100 0 11030 Roper Industries CS 776696106 1878 10293 SH SOLE 1067 0 9226 Royal Dutch Shell Plc Spon ADR CS 780259206 392 7826 SH SOLE 0 0 7826 Sabre Corporation CS 78573m104 212 7524 SH SOLE 0 0 7524 Salesforce.com CS 79466L302 771 10813 SH SOLE 3547 0 7266 SAP SE Spon ADR CS 803054204 506 5532 SH SOLE 1503 0 4029 SBA Communications CS 78388J106 491 4379 SH SOLE 1813 0 2566 Schlumberger Limited CS 806857108 3931 49985 SH SOLE 1465 0 48520 Scripps Networks Interactive I CS 811065101 591 9315 SH SOLE 1750 0 7565 Sherwin Williams Company CS 824348106 2957 10689 SH SOLE 115 0 10574 Shire plc ADR CS 82481R106 304 1568 SH SOLE 112 0 1456 Signature Bank NY CS 82669G104 703 5934 SH SOLE 1385 0 4549 Snap-On Inc CS 833034101 772 5080 SH SOLE 1125 0 3955 Southern Company CS 842587107 236 4609 SH SOLE 505 0 4104 Spectra Energy CS 847560109 318 7428 SH SOLE 1670 0 5758 Spirit Aerosystems CS 848574109 312 7000 SH SOLE 0 0 7000 St. Jude Medical Inc CS 790849103 202 2537 SH SOLE 1062 0 1475 Starbucks Corp CS 855244109 2047 37817 SH SOLE 6052 0 31765 Starz Liberty Cap Com Ser A CS 85571Q102 261 8354 SH SOLE 0 0 8354 State Street Corp. CS 857477103 1644 23609 SH SOLE 658 0 22951 Stericycle Inc CS 858912108 272 3389 SH SOLE 1419 0 1970 Sterling Bancorp Del CS 85917a100 249 14218 SH SOLE 0 0 14218 Stryker Corp. CS 863667101 871 7482 SH SOLE 85 0 7397 SVB Finl Group CS 78486Q101 268 2420 SH SOLE 960 0 1460 Synopsys Inc CS 871607107 1276 21507 SH SOLE 5444 0 16063 T. Rowe Price Associates Inc CS 74144T108 969 14572 SH SOLE 750 0 13822 Target CS 87612E106 8526 124146 SH SOLE 3343 0 120803 TCF Financial Corp. CS 872275102 170 11728 SH SOLE 4905 0 6823 Tesco ADR CS 881575302 86 12037 SH SOLE 10825 0 1212 Teva Pharmaceutical Inds CS 881624209 891 19375 SH SOLE 3133 0 16242 Texas Instruments CS 882508104 320 4553 SH SOLE 455 0 4098 Texas Roadhouse CS 882681109 759 19438 SH SOLE 4050 0 15388 The Wendy's Company CS 95058W100 191 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 303 1906 SH SOLE 325 0 1581 Time Warner Inc CS 887317303 8605 108090 SH SOLE 4086 0 104004 TransCanada Corp CS 89353d107 936 19680 SH SOLE 1838 0 17842 Travelers Companies Inc CS 89417E109 1135 9908 SH SOLE 500 0 9408 Treehouse Foods Inc CS 89469A104 293 3360 SH SOLE 1407 0 1953 TripAdvisor CS 896945201 559 8853 SH SOLE 3670 0 5183 UDR Inc CS 902653104 311 8646 SH SOLE 0 0 8646 Under Armour CS 904311107 355 9179 SH SOLE 2064 0 7115 Under Armour class C CS 904311206 345 10179 SH SOLE 3214 0 6965 Union Pacific Corp CS 907818108 680 6970 SH SOLE 418 0 6552 United Parcel Service Inc. CS 911312106 3387 30972 SH SOLE 1862 0 29110 United Technologies CS 913017109 2127 20939 SH SOLE 0 0 20939 UnitedHealth Group Inc CS 91324P102 12048 86059 SH SOLE 2309 0 83750 UNUM Corp. CS 91529Y106 267 7548 SH SOLE 3160 0 4388 VCA, Inc. CS 918194101 814 11635 SH SOLE 2500 0 9135 Verizon Communications CS 92343V104 9360 180071 SH SOLE 4761 0 175310 Visa Inc Cl A CS 92826C839 6249 75567 SH SOLE 5932 0 69635 Vodafone Group PLC CS 92857W308 1011 34670 SH SOLE 2586 0 32084 Vonage Holdings Corporation CS 92886T201 121 18249 SH SOLE 4476 0 13773 Vulcan Materials CS 929160109 649 5707 SH SOLE 0 0 5707 Wabtec CS 929740108 459 5625 SH SOLE 2329 0 3296 Wal-Mart Stores Inc CS 931142103 311 4315 SH SOLE 483 0 3832 Walgreen Boots Alliance Inc CS 931427108 636 7889 SH SOLE 195 0 7694 WEC Energy Group Inc. CS 92939u106 268 4470 SH SOLE 565 0 3905 WellCare Health Plans CS 94946T106 239 2040 SH SOLE 40 0 2000 Wells Fargo & Company CS 949746101 9961 224955 SH SOLE 7686 0 217269 Weyerhauser Corporation CS 962166104 4995 156401 SH SOLE 5825 0 150576 Williams Companies, Inc. CS 969457100 702 22839 SH SOLE 0 0 22839 Xcerra Corp CS 98400j108 78 12844 SH SOLE 2945 0 9899 Xilinx Inc CS 983919101 1434 26395 SH SOLE 0 0 26395 Xylem Inc CS 98419M100 261 4977 SH SOLE 1833 0 3144 Yum! Brands Inc. CS 988498101 1174 12923 SH SOLE 0 0 12923 Zions Bancorp CS 989701107 370 11941 SH SOLE 4612 0 7329 Blackstone Mortgage Trust RE 09257w100 278 9445 SH SOLE 3955 0 5490 Brixmor Property Group RE 11120u105 263 9470 SH SOLE 3963 0 5507 Cedar Realty Trust Inc RE 150602209 106 14772 SH SOLE 3308 0 11464 Gramercy Property Trust RE 385002100 328 34000 SH SOLE 0 0 34000 Northern Funds Global RE Index RE 665162541 141 13426 SH SOLE 0 0 13426 NorthStar Asset Mgmt Group Inc RE 66705y104 379 29350 SH SOLE 0 0 29350 NorthStar Realty Finance Corp RE 66704r803 302 22923 SH SOLE 0 0 22923 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 467 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 561 6462 SH SOLE 0 0 6462 Kinder Morgan Warrants Exp 5/2 WT 49456b119 0 10015 SH SOLE 0 0 10015 Barclays S&P 500 due 7/26/17 SE 06741upv0 7277 6525000 SH SOLE 990000 0 5535000 Barclays Spx Mid Note due 01-2 SE 06741ugh1 4431 3900000 SH SOLE 130000 0 3770000 GS EEM Nt due 12/6/18 SE 40054kdn3 10926 9985000 SH SOLE 405000 0 9580000 GS Russell 2000 Note due 11-17 SE 38141gts3 6486 4850000 SH SOLE 700000 0 4150000 JPM S&P 500 Nt due 12/6/18 SE 46646efz0 15456 15235000 SH SOLE 610000 0 14625000 Morgan Stanley SPX due 2/8/18 SE 61761jx20 5087 4605000 SH SOLE 125000 0 4480000 MS EEM Note due 03-13-17 SE 61761jll1 2230 2295000 SH SOLE 155000 0 2140000 MS EFA Nt Due 12/8/18 SE 61761j3a5 9818 9655000 SH SOLE 450000 0 9205000 MS Euro 50 Note Due 9-22-17 SE 61761jxu8 1484 1670000 SH SOLE 25000 0 1645000 MS EURO STOXX 50 due 2/8/18 SE 61761jw96 2215 2175000 SH SOLE 100000 0 2075000 MS Int'l Note Due 5/11/17 SE 61761jzc6 5412 5925000 SH SOLE 200000 0 5725000 MS XLE Note Due 5-19-17 SE 61761jut4 6014 6600000 SH SOLE 100000 0 6500000 DCP Midstream Ptnrs ML 23311P100 381 10775 SH SOLE 0 0 10775 Dominion Midstream Partners ML 257454108 4027 168406 SH SOLE 5824 0 162582 Enbridge Energy ML 29250R106 721 28357 SH SOLE 2500 0 25857 Energy Transfer Equity LP ML 29273V100 3734 222422 SH SOLE 20280 0 202142 Energy Transfer Ptnrs LP ML 29273R109 248 6699 SH SOLE 800 0 5899 Enterprise Products Ptnrs ML 293792107 11594 419616 SH SOLE 24438 0 395178 EQT GP Holdings LP ML 26885j103 735 29326 SH SOLE 145 0 29181 EQT Midstream Partners, LP ML 26885b100 8692 114078 SH SOLE 10407 0 103671 Genesis Energy LP ML 371927104 3948 103968 SH SOLE 7712 0 96256 JPMorgan Alerian MLP Index ML 46625H365 11370 360939 SH SOLE 23027 0 337912 Magellan Midstream Ptnrs LP ML 559080106 11430 161578 SH SOLE 9092 0 152486 MPLX LP ML 55336V100 4591 135583 SH SOLE 4756 0 130827 Nextera Energy Partners Lp ML 65341b106 3332 119129 SH SOLE 7102 0 112027 Phillips 66 Partners LP Common ML 718549207 2965 61010 SH SOLE 877 0 60133 Plains All Amern Pipeline ML 726503105 1184 37702 SH SOLE 3284 0 34418 Plains Group Holdings LP Cla ML 72651a108 2246 173558 SH SOLE 1340 0 172218 Shell Midstream Partners LP ML 822634101 2610 81344 SH SOLE 3999 0 77345 Spectra Energy Prtns ML 84756N109 2083 47678 SH SOLE 5116 0 42562 Sunoco Logistics Ptnrs ML 86764L108 4710 165785 SH SOLE 8962 0 156823 T C Pipelines ML 87233Q108 1061 18608 SH SOLE 2498 0 16110 Tallgrass Energy LP ML 874696107 669 27808 SH SOLE 113 0 27695 Targa Resources Prtns Com St ML 87612G101 3151 64160 SH SOLE 4910 0 59250 Tesoro Logistics LP ML 88160T107 3351 69180 SH SOLE 117 0 69063 UBS E-TRACS Alerian MLP Infras ML 902641646 21274 749361 SH SOLE 34301 0 715060 Valero Energy Partners LP ML 91914j102 6927 158551 SH SOLE 9657 0 148894 Western Gas Equity Partners LP ML 95825R103 4997 117601 SH SOLE 2522 0 115079 Western Gas Partners ML 958254104 4585 83291 SH SOLE 10061 0 73230 Williams Partners LP ML 96949l105 3842 103314 SH SOLE 8478 0 94836 Deutsche X Tracks MSCI EAFE EE 233051200 8289 314233 SH SOLE 26240 0 287993 Diamonds Trust Series 1 EE 78467X109 645 3531 SH SOLE 2667 0 864 Guggenheim Insider Sentiment E EE 18383M209 276 5500 SH SOLE 0 0 5500 Guggenheim S&P 500 Equal Weigh EE 78355W106 533 6382 SH SOLE 0 0 6382 Guggenheim S&P Healthcare Equa EE 78355W841 8316 53438 SH SOLE 2944 0 50494 Industrial Select Sector SPDR EE 81369Y704 531 9104 SH SOLE 0 0 9104 iShares FTSE/Xinhua China25 In EE 464287184 792 20846 SH SOLE 0 0 20846 iShares Goldman Sachs Nat Res EE 464287374 578 16768 SH SOLE 4150 0 12618 iShares MSCI EAFE Index EE 464287465 22698 383867 SH SOLE 25023 0 358844 iShares MSCI Emerg Mkts Indx F EE 464287234 9165 244720 SH SOLE 34233 0 210487 iShares MSCI South Korea Index EE 464286772 379 6527 SH SOLE 5871 0 656 iShares NASDAQ Biotech Index EE 464287556 948 3276 SH SOLE 0 0 3276 iShares Russell 1000 EE 464287622 937 7780 SH SOLE 2800 0 4980 iShares Russell 1000 Growth In EE 464287614 14204 136353 SH SOLE 14667 0 121686 iShares Russell 1000 Value Ind EE 464287598 8692 82297 SH SOLE 10890 0 71407 iShares Russell 2000 Growth In EE 464287648 6951 46685 SH SOLE 2990 0 43695 iShares Russell 2000 Index EE 464287655 19827 159626 SH SOLE 11574 0 148051 iShares Russell 2000 Value Ind EE 464287630 5920 56516 SH SOLE 4227 0 52289 iShares Russell Mid Cap Growth EE 464287481 415 4261 SH SOLE 0 0 4261 iShares Russell Mid Cap Index EE 464287499 685 3931 SH SOLE 0 0 3931 iShares Russell Mid Cap Value EE 464287473 742 9660 SH SOLE 1050 0 8610 iShares S&P Global Technology EE 464287291 354 3200 SH SOLE 0 0 3200 iShares US Home Construction EE 464288752 1287 46700 SH SOLE 3750 0 42950 Powershares Dynamic Port EE 73935x666 973 37537 SH SOLE 5500 0 32037 PowerShares QQQ EE 73935A104 17389 146472 SH SOLE 18696 0 127776 SPDR Consumer Staples Select S EE 81369Y308 311 5841 SH SOLE 0 0 5841 SPDR Energy Index EE 81369Y506 914 12940 SH SOLE 260 0 12680 SPDR Euro STOXX 50 ETF EE 78463X202 7286 222402 SH SOLE 15564 0 206838 SPDR Financial Index EE 81369Y605 204 10553 SH SOLE 0 0 10553 SPDR S&P 500 ETF EE 78462F103 80173 370658 SH SOLE 46888 0 323770 SPDR S&P Dividend ETF EE 78464A763 21425 253976 SH SOLE 27342 0 226634 SPDR S&P Int'l Small Cap Fd EE 78463X871 759 24192 SH SOLE 0 0 24192 SPDR S&P Mid Cap 400 ETF EE 78467Y107 60505 214352 SH SOLE 18860 0 195492 SPDR STOXX Europe 50 ETF EE 78463X103 1240 40982 SH SOLE 14700 0 26282 SPDR Technology Index EE 81369Y803 616 12889 SH SOLE 0 0 12889 Vaneck Vectors ETF TR EE 92189f106 3343 126480 SH SOLE 250 0 126230 Vaneck Vectors ETF TR EE 92189f700 821 16430 SH SOLE 1200 0 15230 Vanguard FTSE All-World Ex-US EE 922042775 530 11672 SH SOLE 0 0 11672 Vanguard FTSE Developed Market EE 921943858 2759 73752 SH SOLE 2372 0 71380 Vanguard FTSE Emerging Markets EE 922042858 9527 253169 SH SOLE 22433 0 230736 Vanguard Growth ETF EE 922908736 419 3728 SH SOLE 0 0 3728 Vanguard Information Technolog EE 92204A702 402 3341 SH SOLE 319 0 3022 Vanguard Mid Cap Vipers Index EE 922908629 505 3903 SH SOLE 0 0 3903 Vanguard Small Cap ETF EE 922908751 318 2599 SH SOLE 0 0 2599 Vanguard Small Cap Value Fund EE 922908611 207 1874 SH SOLE 0 0 1874 Vanguard Total Stock Market ET EE 922908769 1338 12021 SH SOLE 0 0 12021 WisdomTree Dividend Ex-Finl ET EE 97717W406 201 2552 SH SOLE 0 0 2552 WisdomTree Emerging Mkts SmCp EE 97717W281 316 7580 SH SOLE 500 0 7080 WisdomTree Int'l Small Cap Div EE 97717W760 3928 64005 SH SOLE 2124 0 61881 Wisdomtree Midcap Dividend EE 97717w505 1797 19774 SH SOLE 2095 0 17679 iShares Core MSCI EAFE EZ 46432f842 7985 144822 SH SOLE 15580 0 129242 iShares Core MSCI Emerging Mkt EZ 46434g103 12474 273482 SH SOLE 18861 0 254621 iShares Dow Jones US RE Index EZ 464287739 1812 22473 SH SOLE 0 0 22473 iShares MSCI EAFE Small Cap In EZ 464288273 4591 87607 SH SOLE 7270 0 80337 iShares S&P 500 Growth EZ 464287309 4481 36830 SH SOLE 12464 0 24366 iShares S&P 500 Index EZ 464287200 29806 137003 SH SOLE 7225 0 129778 iShares S&P Barra Value Index EZ 464287408 4761 50139 SH SOLE 7000 0 43139 iShares S&P Mid Cap 400 Growth EZ 464287606 15169 86813 SH SOLE 5949 0 80864 iShares S&P Mid Cap Barra Valu EZ 464287705 12078 90815 SH SOLE 3670 0 87145 iShares S&P Mid Cap Index EZ 464287507 21086 136292 SH SOLE 12014 0 124278 iShares S&P Small Cap 600 Grow EZ 464287887 1265 9228 SH SOLE 3900 0 5328 iShares S&P Small Cap 600 Valu EZ 464287879 713 5710 SH SOLE 2932 0 2778 iShares S&P Small Cap Index EZ 464287804 8712 70169 SH SOLE 7373 0 62796 iShares Select Dividend ETF EZ 464287168 3456 40330 SH SOLE 2190 0 38140 Ishares Trust High Dividend Eq EZ 46429B663 266 3275 SH SOLE 0 0 3275