0001040197-16-000011.txt : 20161018
0001040197-16-000011.hdr.sgml : 20161018
20161018115147
ACCESSION NUMBER: 0001040197-16-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
EFFECTIVENESS DATE: 20161018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 161940268
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001040197
XXXXXXXX
09-30-2016
09-30-2016
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Senior Associate
219-920-4965
Bryan Gregorich
Cleveland
OH
10-18-2016
0
449
1325895
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
1856
10529
SH
SOLE
184
0
10345
A T & T Corp New
CS
00206R102
2278
56106
SH
SOLE
0
0
56106
Abbott Laboratories
CS
002824100
12034
284556
SH
SOLE
8006
0
276550
AbbVie Inc.
CS
00287Y109
2377
37688
SH
SOLE
1180
0
36508
Accenture PLC Cl A
CS
G1151C101
1841
15066
SH
SOLE
500
0
14566
Acuity Brands Inc
CS
00508Y102
1095
4140
SH
SOLE
890
0
3250
Adobe Systems
CS
00724F101
3759
34630
SH
SOLE
3576
0
31054
Aegon N.V. Adr
CS
007924103
82
21129
SH
SOLE
19004
0
2125
Aercap Holdings NV
CS
N00985106
273
7102
SH
SOLE
2974
0
4128
Aetna Inc.
CS
00817Y108
374
3242
SH
SOLE
495
0
2747
Affiliated Managers
CS
008252108
423
2925
SH
SOLE
375
0
2550
Air Products & Chemicals Inc
CS
009158106
362
2411
SH
SOLE
0
0
2411
Akamai Tech
CS
00971T101
1209
22808
SH
SOLE
3731
0
19077
Albemarle Corp
CS
012653101
613
7168
SH
SOLE
1704
0
5464
Alexandria Real Estate Equitie
CS
015271109
333
3064
SH
SOLE
1213
0
1851
Alexion Pharmaceuticals Inc
CS
015351109
637
5201
SH
SOLE
2087
0
3114
Allergan PLC
CS
G0177J108
683
2964
SH
SOLE
0
0
2964
Allstate Corp
CS
020002101
556
8031
SH
SOLE
2517
0
5514
Alphabet Inc Class A
CS
02079k305
3925
4881
SH
SOLE
503
0
4378
Alphabet Inc Class C
CS
02079k107
7300
9391
SH
SOLE
861
0
8530
Altria Group Inc.
CS
02209S103
907
14338
SH
SOLE
3374
0
10964
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amazon.com
CS
023135106
1579
1886
SH
SOLE
470
0
1416
America Movil SA de CV ADR Ser
CS
02364W105
693
60600
SH
SOLE
0
0
60600
American Campus Communities
CS
024835100
297
5846
SH
SOLE
2445
0
3401
American International Group
CS
026874784
207
3484
SH
SOLE
545
0
2939
American Tower
CS
03027X100
2503
22086
SH
SOLE
1716
0
20370
Ameriprise Financial Inc
CS
03076C106
230
2302
SH
SOLE
921
0
1381
Amerisource Bergen Corp.
CS
03073E105
314
3887
SH
SOLE
1132
0
2755
Ametek Inc
CS
031100100
1405
29406
SH
SOLE
675
0
28731
Amgen Inc
CS
031162100
11478
68809
SH
SOLE
2358
0
66451
Amphenol Corp
CS
032095101
670
10319
SH
SOLE
4273
0
6046
AmSurg Corp
CS
03232P405
266
3962
SH
SOLE
1660
0
2302
Anadarko Pete Co.
CS
032511107
340
5366
SH
SOLE
2054
0
3312
Ansys Inc
CS
03662Q105
357
3851
SH
SOLE
1593
0
2258
Apache Corporation
CS
037411105
200
3135
SH
SOLE
0
0
3135
Apple Inc
CS
037833100
20056
177404
SH
SOLE
5553
0
171851
Aramark
CS
03852u106
224
5891
SH
SOLE
2382
0
3509
Archer Daniels Midland Co.
CS
039483102
2426
57518
SH
SOLE
0
0
57518
Automatic Data Processing
CS
053015103
222
2520
SH
SOLE
0
0
2520
Avangrid Inc
CS
05351w103
399
9543
SH
SOLE
0
0
9543
B/E Aerospace, Inc
CS
073302101
630
12200
SH
SOLE
2500
0
9700
Baidu ADR
CS
056752108
3087
16957
SH
SOLE
623
0
16334
Bank of America Corp
CS
060505104
8770
560364
SH
SOLE
22985
0
537379
Barclays Plc Adr
CS
06738E204
90
10358
SH
SOLE
9316
0
1042
Baxter International
CS
071813109
531
11146
SH
SOLE
765
0
10381
Becton Dickinson & Company
CS
075887109
228
1269
SH
SOLE
200
0
1069
Bemis
CS
081437105
206
4047
SH
SOLE
1695
0
2352
Berkshire Hathaway
CS
084670108
865
4
SH
SOLE
0
0
4
Berkshire Hathaway Class B
CS
084670702
4013
27779
SH
SOLE
1154
0
26625
Biogen Inc
CS
09062X103
1251
3995
SH
SOLE
81
0
3914
Blackrock Inc
CS
09247X101
2128
5870
SH
SOLE
499
0
5371
Boeing Company
CS
097023105
12987
98581
SH
SOLE
3899
0
94682
Booz Allen Hamilton Holding
CS
099502106
213
6744
SH
SOLE
1065
0
5679
BorgWarner
CS
099724106
239
6804
SH
SOLE
2849
0
3955
BP Amoco PLC ADR
CS
055622104
250
7100
SH
SOLE
4602
0
2498
Bristol-Myers Squibb
CS
110122108
492
9125
SH
SOLE
500
0
8625
Cadence Design Systems
CS
127387108
267
10472
SH
SOLE
4383
0
6089
Cambrex Corp
CS
132011107
705
15860
SH
SOLE
3600
0
12260
Camden Property Trust
CS
133131102
593
7077
SH
SOLE
1300
0
5777
Cardinal Health Inc.
CS
14149Y108
8611
110829
SH
SOLE
3207
0
107622
CarMax Inc.
CS
143130102
206
3866
SH
SOLE
0
0
3866
Carter's Inc
CS
146229109
661
7620
SH
SOLE
1600
0
6020
Caterpillar Inc
CS
149123101
216
2436
SH
SOLE
170
0
2266
Cedar Fair LP
CS
150185106
272
4747
SH
SOLE
295
0
4452
Celgene Corp.
CS
151020104
611
5847
SH
SOLE
0
0
5847
Centrus Energy Corp
CS
15643u104
51
12783
SH
SOLE
40
0
12743
Charles River Laboratories Int
CS
159864107
209
2511
SH
SOLE
1051
0
1460
Chart Industries
CS
16115Q308
241
7339
SH
SOLE
0
0
7339
Charter Communications Inc
CS
16119p108
1183
4380
SH
SOLE
39
0
4341
Chesapeake Energy Corp.
CS
165167107
90
14276
SH
SOLE
0
0
14276
Chevron Corporation
CS
166764100
6638
64493
SH
SOLE
3364
0
61129
China Mobile ADR
CS
16941M109
571
9285
SH
SOLE
1880
0
7405
Chromadex Corporation
CS
171077407
32
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
12722
101248
SH
SOLE
3110
0
98138
Church & Dwight Co
CS
171340102
1013
21148
SH
SOLE
3740
0
17408
Cintas Inc.
CS
172908105
1142
10138
SH
SOLE
2200
0
7938
Cisco Systems
CS
17275R102
10736
338461
SH
SOLE
9272
0
329189
Citigroup
CS
172967424
2511
53167
SH
SOLE
1131
0
52036
Citrix Systems Inc
CS
177376100
1127
13228
SH
SOLE
600
0
12628
Coca-Cola Co.
CS
191216100
477
11269
SH
SOLE
1246
0
10023
Cocrystal Pharma Inc
CS
19188j102
42
85000
SH
SOLE
0
0
85000
Cognex Corp.
CS
192422103
1038
19640
SH
SOLE
4350
0
15290
Cognizant Technology Solutions
CS
192446102
2503
52456
SH
SOLE
5160
0
47296
Colgate Palmolive
CS
194162103
1359
18329
SH
SOLE
435
0
17894
Comcast Corp. Cl A
CS
20030n101
16361
246629
SH
SOLE
7776
0
238853
Commscope Holding Co.
CS
20337X109
292
9700
SH
SOLE
0
0
9700
Compagnie de Saint-Gobain ADR
CS
204280309
93
10733
SH
SOLE
9652
0
1081
ConocoPhillips
CS
20825C104
391
9002
SH
SOLE
160
0
8842
Cooper Companies
CS
216648402
1138
6351
SH
SOLE
1743
0
4608
Core Laboratories N.V.
CS
N22717107
525
4675
SH
SOLE
925
0
3750
Corning, Inc.
CS
219350105
412
17400
SH
SOLE
963
0
16437
Costco Wholesale Corp
CS
22160K105
4605
30197
SH
SOLE
3647
0
26550
Credit Agricole SA
CS
225313105
60
12201
SH
SOLE
10974
0
1227
CSRA Inc.
CS
12650t104
258
9586
SH
SOLE
4014
0
5572
CSX Corp
CS
126408103
215
7050
SH
SOLE
485
0
6565
CVS Health Corp.
CS
126650100
8327
93572
SH
SOLE
2969
0
90603
Danaher Corp.
CS
235851102
1652
21078
SH
SOLE
4105
0
16973
Darling Ingredients, Inc.
CS
237266101
189
13986
SH
SOLE
5857
0
8129
DaVita Healthcare Partners Inc
CS
23918K108
434
6563
SH
SOLE
2717
0
3846
Deere & Co
CS
244199105
708
8291
SH
SOLE
450
0
7841
Dell Technologies Inc.
CS
24703l103
484
10132
SH
SOLE
122
0
10010
DENTSPLY Sirona Inc.
CS
24906p109
230
3862
SH
SOLE
1616
0
2246
Dexcom Inc
CS
252131107
434
4953
SH
SOLE
2050
0
2903
Diageo PLC ADR
CS
25243Q205
9989
86082
SH
SOLE
2203
0
83879
Disney, Walt Co.
CS
254687106
5762
62047
SH
SOLE
1103
0
60944
DNB Financial Corp
CS
233237106
456
18007
SH
SOLE
0
0
18007
Dollar General Corp.
CS
256677105
245
3502
SH
SOLE
1269
0
2233
Dorman Products
CS
258278100
1007
15758
SH
SOLE
3865
0
11893
Dow Chemical
CS
260543103
2268
43759
SH
SOLE
500
0
43259
Dr Pepper Snapple Group
CS
26138E109
252
2761
SH
SOLE
330
0
2431
DTE Energy
CS
233331107
388
4147
SH
SOLE
1433
0
2714
Duke Energy Corp.
CS
26441C204
519
6479
SH
SOLE
4603
0
1876
E*TRADE Fin Corp.
CS
269246401
265
9117
SH
SOLE
3818
0
5299
Eaton Corporation
CS
G29183103
731
11128
SH
SOLE
300
0
10828
Ecolabs Inc.
CS
278865100
682
5605
SH
SOLE
2260
0
3345
Edison International Inc.
CS
281020107
310
4285
SH
SOLE
1605
0
2680
EOG Resources
CS
26875P101
281
2907
SH
SOLE
350
0
2557
Eplus Inc
CS
294268107
236
2500
SH
SOLE
0
0
2500
EQT Corp
CS
26884L109
662
9121
SH
SOLE
1803
0
7318
Equifax Inc.
CS
294429105
986
7329
SH
SOLE
1425
0
5904
Equinix Corp
CS
29444U700
354
982
SH
SOLE
663
0
319
Estee Lauder
CS
518439104
1927
21761
SH
SOLE
4104
0
17657
Everi Holdings Inc
CS
30034t103
92
37130
SH
SOLE
8931
0
28199
Eversource Energy
CS
30040W108
253
4662
SH
SOLE
3723
0
939
Exelon Corp.
CS
30161N101
1672
50232
SH
SOLE
3443
0
46789
Express Scripts Holding Co.
CS
30219G108
1126
15960
SH
SOLE
375
0
15585
Exxon Mobil Corp
CS
30231G102
10633
121829
SH
SOLE
2799
0
119030
F5 Networks
CS
315616102
835
6696
SH
SOLE
1400
0
5296
Facebook
CS
30303M102
2102
16387
SH
SOLE
3201
0
13186
Factset Research Systems
CS
303075105
692
4271
SH
SOLE
950
0
3321
Fairmount Santrol Holdings Inc
CS
30555q108
342
40362
SH
SOLE
0
0
40362
Farmers National Banc Corp
CS
309627107
406
37617
SH
SOLE
0
0
37617
Fidelity National Information
CS
31620M106
297
3862
SH
SOLE
1616
0
2246
Fidelity Natl Finl Inc New
CS
31620r303
304
8229
SH
SOLE
229
0
8000
First Atlantic Holdings Inc
CS
337651103
164
15190
SH
SOLE
0
0
15190
First NBC Bank Holding Company
CS
32115D106
327
34643
SH
SOLE
0
0
34643
First Solar Inc
CS
336433107
1423
36041
SH
SOLE
1000
0
35041
Fiserv, Inc.
CS
337738108
371
3732
SH
SOLE
104
0
3628
Fleet Financial Group
CS
339041105
530
3049
SH
SOLE
1259
0
1790
FMC Corp
CS
302491303
209
4324
SH
SOLE
1457
0
2867
Footlocker Inc
CS
344849104
616
9101
SH
SOLE
2050
0
7051
Ford Motor Company
CS
345370860
978
81000
SH
SOLE
0
0
81000
Fortive Corporation
CS
34959j108
723
14198
SH
SOLE
4217
0
9981
G-III Apparel Group
CS
36237H101
439
15065
SH
SOLE
3350
0
11715
General Dynamics
CS
369550108
1049
6760
SH
SOLE
1253
0
5507
General Electric Company
CS
369604103
15498
523241
SH
SOLE
17904
0
505337
General Mills Inc
CS
370334104
308
4819
SH
SOLE
365
0
4454
Genpact Ltd
CS
G3922B107
1016
42417
SH
SOLE
12965
0
29452
Gentex Corp
CS
371901109
222
12670
SH
SOLE
0
0
12670
Gilead Sciences Inc
CS
375558103
1799
22738
SH
SOLE
636
0
22102
GlaxoSmithKline PLC
CS
37733W105
248
5755
SH
SOLE
2528
0
3227
Glencore PLC
CS
37827x100
90
16451
SH
SOLE
14795
0
1656
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Grupo Financiero Banorte SAB d
CS
P49501201
138
26240
SH
SOLE
0
0
26240
Hain Celestial Group
CS
405217100
940
26419
SH
SOLE
5991
0
20428
Halliburton Company
CS
406216101
229
5105
SH
SOLE
0
0
5105
Hancock Holding Co
CS
410120109
245
7566
SH
SOLE
3263
0
4303
Harley Davidson Inc.
CS
412822108
1049
19954
SH
SOLE
1610
0
18344
Hartford Financial Services Gr
CS
416515104
269
6292
SH
SOLE
2635
0
3657
HD Supply Hldgs Inc.
CS
40416m105
228
7125
SH
SOLE
0
0
7125
Helen of Troy Limited
CS
g4388n106
679
7875
SH
SOLE
1750
0
6125
Henry Jack and Associates Inc
CS
426281101
885
10341
SH
SOLE
2278
0
8063
Henry Schein
CS
806407102
919
5640
SH
SOLE
1225
0
4415
Heritage Commerce Corp
CS
426927109
478
43716
SH
SOLE
0
0
43716
Home Depot, Inc.
CS
437076102
12180
94655
SH
SOLE
2691
0
91964
Honeywell International, Inc.
CS
438516106
8606
73814
SH
SOLE
2830
0
70984
Host Hotels and Resorts
CS
44107P104
194
12451
SH
SOLE
5209
0
7242
Huntington Bancshares
CS
446150104
181
18401
SH
SOLE
0
0
18401
Illinois Tool Works
CS
452308109
267
2229
SH
SOLE
0
0
2229
Imageware Systems Inc.
CS
45245s108
61
51636
SH
SOLE
0
0
51636
Immune Therapeutics Inc
CS
45252a107
1
12500
SH
SOLE
0
0
12500
Ingredion Inc
CS
457187102
218
1642
SH
SOLE
688
0
954
Int'l Business Machines Corp.
CS
459200101
1741
10958
SH
SOLE
504
0
10454
Intel Corp
CS
458140100
15155
401469
SH
SOLE
19628
0
381841
Intercontinental Exchange, Inc
CS
45866f104
2672
9921
SH
SOLE
487
0
9434
International Flavors & Fragra
CS
459506101
1005
7031
SH
SOLE
1530
0
5501
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
Intuitive Surgical Inc
CS
46120E602
705
972
SH
SOLE
400
0
572
IPG Photonics Corp Com
CS
44980x109
667
8095
SH
SOLE
1775
0
6320
J B Hunt Transport Services In
CS
445658107
679
8364
SH
SOLE
1765
0
6599
Johnson & Johnson
CS
478160104
17693
149773
SH
SOLE
5411
0
144362
Johnson Controls Intl. PLC
CS
g51502105
356
7645
SH
SOLE
376
0
7269
JPMorgan Chase & Co.
CS
46625H100
17519
263087
SH
SOLE
9544
0
253543
Kar Auction Services Inc
CS
48238t109
279
6458
SH
SOLE
2705
0
3753
KBR
CS
48242W106
168
11122
SH
SOLE
0
0
11122
Kinder Morgan, Inc.
CS
49456B101
6570
284033
SH
SOLE
5821
0
278212
Kohls Corp.
CS
500255104
328
7500
SH
SOLE
0
0
7500
L-3 Communications
CS
502424104
301
2000
SH
SOLE
0
0
2000
Lennox International Inc
CS
526107107
1081
6881
SH
SOLE
1525
0
5356
Level 3 Communications
CS
52729N308
247
5335
SH
SOLE
0
0
5335
Liberty Broadband Corporation
CS
530307305
329
4606
SH
SOLE
0
0
4606
Liberty Global PLC Cl A
CS
G5480U104
314
9195
SH
SOLE
0
0
9195
Liberty Global PLC Cl C
CS
G5480U120
671
20319
SH
SOLE
0
0
20319
Liberty Media Corp A SiriusXM
CS
531229409
310
9114
SH
SOLE
0
0
9114
Liberty Media Corp C
CS
531229607
602
18028
SH
SOLE
0
0
18028
Lilly, Eli Co
CS
532457108
528
6576
SH
SOLE
2272
0
4304
LinkedIn Corp Cl A
CS
53578A108
764
4000
SH
SOLE
0
0
4000
LKQ
CS
501889208
204
5749
SH
SOLE
2407
0
3342
Lockheed Martin
CS
539830109
460
1917
SH
SOLE
125
0
1792
Lowe's Cos.
CS
548661107
1870
25895
SH
SOLE
2730
0
23165
M & T Bank
CS
55261F104
246
2116
SH
SOLE
886
0
1230
Macy's
CS
55616P104
1740
46951
SH
SOLE
0
0
46951
Manhattan Associates
CS
562750109
639
11090
SH
SOLE
2650
0
8440
Masco Corp
CS
574599106
748
21805
SH
SOLE
5100
0
16705
Mastercard
CS
57636Q104
277
2721
SH
SOLE
0
0
2721
McCormick & Co
CS
579780206
208
2085
SH
SOLE
405
0
1680
McDonalds Corp
CS
580135101
2434
21100
SH
SOLE
500
0
20600
McKesson HBOC Corp.
CS
58155Q103
933
5592
SH
SOLE
0
0
5592
Mead Johnson Nutrition
CS
582839106
2797
35402
SH
SOLE
3565
0
31837
Medtronic Plc
CS
g5960l103
12030
139238
SH
SOLE
5462
0
133776
Mercer International
CS
588056101
104
12311
SH
SOLE
3031
0
9280
Merck & Co
CS
58933Y105
3776
60496
SH
SOLE
3481
0
57015
Metlife Inc.
CS
59156R108
7794
175420
SH
SOLE
5258
0
170162
Metro AG
CS
59160r102
83
13862
SH
SOLE
12465
0
1397
Mettler-Toledo International
CS
592688105
1013
2413
SH
SOLE
535
0
1878
Microchip Technology
CS
595017104
268
4316
SH
SOLE
1625
0
2691
Microsoft Corporation
CS
594918104
14976
259996
SH
SOLE
8114
0
251882
Middleby Corp.
CS
596278101
938
7590
SH
SOLE
1650
0
5940
Molson Coors Brewing Co
CS
60871R209
568
5174
SH
SOLE
120
0
5054
Mondelez Intl Inc Com
CS
609207105
7601
173140
SH
SOLE
5752
0
167388
Monolithic Power Systems
CS
609839105
817
10155
SH
SOLE
2225
0
7930
Monsanto Co.
CS
61166W101
394
3856
SH
SOLE
0
0
3856
Nestle SA ADR
CS
641069406
698
8829
SH
SOLE
0
0
8829
NetSuite Inc
CS
64118q107
581
5247
SH
SOLE
2175
0
3072
Newfield Exploration Co
CS
651290108
294
6754
SH
SOLE
2828
0
3926
NextEra Energy
CS
65339F101
11082
90600
SH
SOLE
2885
0
87715
Nike Inc.
CS
654106103
5184
98457
SH
SOLE
3657
0
94800
Nordstrom
CS
655664100
294
5674
SH
SOLE
1120
0
4554
Norfolk Southern
CS
655844108
495
5104
SH
SOLE
0
0
5104
Nugene International Inc
CS
67052f102
9
14000
SH
SOLE
0
0
14000
NVR Inc
CS
62944T105
1361
830
SH
SOLE
0
0
830
Nxp Semiconductors Nv
CS
n6596x109
661
6477
SH
SOLE
2682
0
3795
Occidental Petroleum
CS
674599105
8175
112108
SH
SOLE
2368
0
109740
Omnicom Group
CS
681919106
1022
12019
SH
SOLE
777
0
11242
Oracle Corp
CS
68389X105
3131
79709
SH
SOLE
775
0
78934
P P & L Resources Inc
CS
69351T106
515
14895
SH
SOLE
2731
0
12164
Palo Alto Networks Inc.
CS
697435105
623
3908
SH
SOLE
0
0
3908
Panasonic Adr
CS
69832A205
103
10385
SH
SOLE
9341
0
1044
Parexel International Corp.
CS
699462107
823
11845
SH
SOLE
2645
0
9200
Parker-Hannifin
CS
701094104
992
7904
SH
SOLE
569
0
7335
Patterson Companies Inc.
CS
703395103
233
5076
SH
SOLE
2010
0
3066
PayPal Holdings, Inc
CS
70450y103
1139
27812
SH
SOLE
5993
0
21819
PepsiCo, Inc.
CS
713448108
14928
137241
SH
SOLE
4869
0
132372
Petrofac Ltd.
CS
716473103
58
10039
SH
SOLE
9028
0
1011
Pfizer Inc
CS
717081103
4588
135462
SH
SOLE
25072
0
110390
Philip Morris Int'l
CS
718172109
1579
16243
SH
SOLE
0
0
16243
Phillips 66
CS
718546104
500
6210
SH
SOLE
0
0
6210
Pinnacle West Capital Corp.
CS
723484101
269
3538
SH
SOLE
1364
0
2174
Pioneer Natural Resources
CS
723787107
260
1398
SH
SOLE
585
0
813
PRA Group, Inc.
CS
69354n106
307
8900
SH
SOLE
1000
0
7900
Preferred Bank
CS
740367404
527
14747
SH
SOLE
0
0
14747
Priceline Group Inc.
CS
741503403
4116
2797
SH
SOLE
141
0
2656
Procter & Gamble
CS
742718109
15298
170447
SH
SOLE
5306
0
165141
Profire Energy
CS
74316x101
31
25000
SH
SOLE
0
0
25000
PVH Corp
CS
693656100
423
3827
SH
SOLE
348
0
3479
Qorvo Inc
CS
74736K101
262
4697
SH
SOLE
1966
0
2731
Qualcomm Incorporated
CS
747525103
6752
98568
SH
SOLE
2284
0
96284
Quest Diagnostics Inc
CS
74834L100
369
4363
SH
SOLE
1261
0
3102
Raymond James Financial
CS
754730109
855
14686
SH
SOLE
2185
0
12501
Raytheon Company
CS
755111507
11960
87855
SH
SOLE
2882
0
84973
Regal Beloit Corp
CS
758750103
236
3965
SH
SOLE
1661
0
2304
Regions Financial Corp
CS
7591EP100
168
17051
SH
SOLE
0
0
17051
Reinsurance Group of America I
CS
759351604
259
2402
SH
SOLE
1005
0
1397
ResMed Inc
CS
761152107
894
13800
SH
SOLE
3000
0
10800
Reynolds American
CS
761713106
248
5268
SH
SOLE
3828
0
1440
Riverview Bancorp Inc
CS
769397100
193
35884
SH
SOLE
0
0
35884
Robert Half International
CS
770323103
535
14130
SH
SOLE
3100
0
11030
Roper Industries
CS
776696106
1878
10293
SH
SOLE
1067
0
9226
Royal Dutch Shell Plc Spon ADR
CS
780259206
392
7826
SH
SOLE
0
0
7826
Sabre Corporation
CS
78573m104
212
7524
SH
SOLE
0
0
7524
Salesforce.com
CS
79466L302
771
10813
SH
SOLE
3547
0
7266
SAP SE Spon ADR
CS
803054204
506
5532
SH
SOLE
1503
0
4029
SBA Communications
CS
78388J106
491
4379
SH
SOLE
1813
0
2566
Schlumberger Limited
CS
806857108
3931
49985
SH
SOLE
1465
0
48520
Scripps Networks Interactive I
CS
811065101
591
9315
SH
SOLE
1750
0
7565
Sherwin Williams Company
CS
824348106
2957
10689
SH
SOLE
115
0
10574
Shire plc ADR
CS
82481R106
304
1568
SH
SOLE
112
0
1456
Signature Bank NY
CS
82669G104
703
5934
SH
SOLE
1385
0
4549
Snap-On Inc
CS
833034101
772
5080
SH
SOLE
1125
0
3955
Southern Company
CS
842587107
236
4609
SH
SOLE
505
0
4104
Spectra Energy
CS
847560109
318
7428
SH
SOLE
1670
0
5758
Spirit Aerosystems
CS
848574109
312
7000
SH
SOLE
0
0
7000
St. Jude Medical Inc
CS
790849103
202
2537
SH
SOLE
1062
0
1475
Starbucks Corp
CS
855244109
2047
37817
SH
SOLE
6052
0
31765
Starz Liberty Cap Com Ser A
CS
85571Q102
261
8354
SH
SOLE
0
0
8354
State Street Corp.
CS
857477103
1644
23609
SH
SOLE
658
0
22951
Stericycle Inc
CS
858912108
272
3389
SH
SOLE
1419
0
1970
Sterling Bancorp Del
CS
85917a100
249
14218
SH
SOLE
0
0
14218
Stryker Corp.
CS
863667101
871
7482
SH
SOLE
85
0
7397
SVB Finl Group
CS
78486Q101
268
2420
SH
SOLE
960
0
1460
Synopsys Inc
CS
871607107
1276
21507
SH
SOLE
5444
0
16063
T. Rowe Price Associates Inc
CS
74144T108
969
14572
SH
SOLE
750
0
13822
Target
CS
87612E106
8526
124146
SH
SOLE
3343
0
120803
TCF Financial Corp.
CS
872275102
170
11728
SH
SOLE
4905
0
6823
Tesco ADR
CS
881575302
86
12037
SH
SOLE
10825
0
1212
Teva Pharmaceutical Inds
CS
881624209
891
19375
SH
SOLE
3133
0
16242
Texas Instruments
CS
882508104
320
4553
SH
SOLE
455
0
4098
Texas Roadhouse
CS
882681109
759
19438
SH
SOLE
4050
0
15388
The Wendy's Company
CS
95058W100
191
17700
SH
SOLE
0
0
17700
Thermo Fisher Scientific Inc
CS
883556102
303
1906
SH
SOLE
325
0
1581
Time Warner Inc
CS
887317303
8605
108090
SH
SOLE
4086
0
104004
TransCanada Corp
CS
89353d107
936
19680
SH
SOLE
1838
0
17842
Travelers Companies Inc
CS
89417E109
1135
9908
SH
SOLE
500
0
9408
Treehouse Foods Inc
CS
89469A104
293
3360
SH
SOLE
1407
0
1953
TripAdvisor
CS
896945201
559
8853
SH
SOLE
3670
0
5183
UDR Inc
CS
902653104
311
8646
SH
SOLE
0
0
8646
Under Armour
CS
904311107
355
9179
SH
SOLE
2064
0
7115
Under Armour class C
CS
904311206
345
10179
SH
SOLE
3214
0
6965
Union Pacific Corp
CS
907818108
680
6970
SH
SOLE
418
0
6552
United Parcel Service Inc.
CS
911312106
3387
30972
SH
SOLE
1862
0
29110
United Technologies
CS
913017109
2127
20939
SH
SOLE
0
0
20939
UnitedHealth Group Inc
CS
91324P102
12048
86059
SH
SOLE
2309
0
83750
UNUM Corp.
CS
91529Y106
267
7548
SH
SOLE
3160
0
4388
VCA, Inc.
CS
918194101
814
11635
SH
SOLE
2500
0
9135
Verizon Communications
CS
92343V104
9360
180071
SH
SOLE
4761
0
175310
Visa Inc Cl A
CS
92826C839
6249
75567
SH
SOLE
5932
0
69635
Vodafone Group PLC
CS
92857W308
1011
34670
SH
SOLE
2586
0
32084
Vonage Holdings Corporation
CS
92886T201
121
18249
SH
SOLE
4476
0
13773
Vulcan Materials
CS
929160109
649
5707
SH
SOLE
0
0
5707
Wabtec
CS
929740108
459
5625
SH
SOLE
2329
0
3296
Wal-Mart Stores Inc
CS
931142103
311
4315
SH
SOLE
483
0
3832
Walgreen Boots Alliance Inc
CS
931427108
636
7889
SH
SOLE
195
0
7694
WEC Energy Group Inc.
CS
92939u106
268
4470
SH
SOLE
565
0
3905
WellCare Health Plans
CS
94946T106
239
2040
SH
SOLE
40
0
2000
Wells Fargo & Company
CS
949746101
9961
224955
SH
SOLE
7686
0
217269
Weyerhauser Corporation
CS
962166104
4995
156401
SH
SOLE
5825
0
150576
Williams Companies, Inc.
CS
969457100
702
22839
SH
SOLE
0
0
22839
Xcerra Corp
CS
98400j108
78
12844
SH
SOLE
2945
0
9899
Xilinx Inc
CS
983919101
1434
26395
SH
SOLE
0
0
26395
Xylem Inc
CS
98419M100
261
4977
SH
SOLE
1833
0
3144
Yum! Brands Inc.
CS
988498101
1174
12923
SH
SOLE
0
0
12923
Zions Bancorp
CS
989701107
370
11941
SH
SOLE
4612
0
7329
Blackstone Mortgage Trust
RE
09257w100
278
9445
SH
SOLE
3955
0
5490
Brixmor Property Group
RE
11120u105
263
9470
SH
SOLE
3963
0
5507
Cedar Realty Trust Inc
RE
150602209
106
14772
SH
SOLE
3308
0
11464
Gramercy Property Trust
RE
385002100
328
34000
SH
SOLE
0
0
34000
Northern Funds Global RE Index
RE
665162541
141
13426
SH
SOLE
0
0
13426
NorthStar Asset Mgmt Group Inc
RE
66705y104
379
29350
SH
SOLE
0
0
29350
NorthStar Realty Finance Corp
RE
66704r803
302
22923
SH
SOLE
0
0
22923
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
467
27824
SH
SOLE
0
0
27824
Vanguard REIT Viper Index Seri
RE
922908553
561
6462
SH
SOLE
0
0
6462
Kinder Morgan Warrants Exp 5/2
WT
49456b119
0
10015
SH
SOLE
0
0
10015
Barclays S&P 500 due 7/26/17
SE
06741upv0
7277
6525000
SH
SOLE
990000
0
5535000
Barclays Spx Mid Note due 01-2
SE
06741ugh1
4431
3900000
SH
SOLE
130000
0
3770000
GS EEM Nt due 12/6/18
SE
40054kdn3
10926
9985000
SH
SOLE
405000
0
9580000
GS Russell 2000 Note due 11-17
SE
38141gts3
6486
4850000
SH
SOLE
700000
0
4150000
JPM S&P 500 Nt due 12/6/18
SE
46646efz0
15456
15235000
SH
SOLE
610000
0
14625000
Morgan Stanley SPX due 2/8/18
SE
61761jx20
5087
4605000
SH
SOLE
125000
0
4480000
MS EEM Note due 03-13-17
SE
61761jll1
2230
2295000
SH
SOLE
155000
0
2140000
MS EFA Nt Due 12/8/18
SE
61761j3a5
9818
9655000
SH
SOLE
450000
0
9205000
MS Euro 50 Note Due 9-22-17
SE
61761jxu8
1484
1670000
SH
SOLE
25000
0
1645000
MS EURO STOXX 50 due 2/8/18
SE
61761jw96
2215
2175000
SH
SOLE
100000
0
2075000
MS Int'l Note Due 5/11/17
SE
61761jzc6
5412
5925000
SH
SOLE
200000
0
5725000
MS XLE Note Due 5-19-17
SE
61761jut4
6014
6600000
SH
SOLE
100000
0
6500000
DCP Midstream Ptnrs
ML
23311P100
381
10775
SH
SOLE
0
0
10775
Dominion Midstream Partners
ML
257454108
4027
168406
SH
SOLE
5824
0
162582
Enbridge Energy
ML
29250R106
721
28357
SH
SOLE
2500
0
25857
Energy Transfer Equity LP
ML
29273V100
3734
222422
SH
SOLE
20280
0
202142
Energy Transfer Ptnrs LP
ML
29273R109
248
6699
SH
SOLE
800
0
5899
Enterprise Products Ptnrs
ML
293792107
11594
419616
SH
SOLE
24438
0
395178
EQT GP Holdings LP
ML
26885j103
735
29326
SH
SOLE
145
0
29181
EQT Midstream Partners, LP
ML
26885b100
8692
114078
SH
SOLE
10407
0
103671
Genesis Energy LP
ML
371927104
3948
103968
SH
SOLE
7712
0
96256
JPMorgan Alerian MLP Index
ML
46625H365
11370
360939
SH
SOLE
23027
0
337912
Magellan Midstream Ptnrs LP
ML
559080106
11430
161578
SH
SOLE
9092
0
152486
MPLX LP
ML
55336V100
4591
135583
SH
SOLE
4756
0
130827
Nextera Energy Partners Lp
ML
65341b106
3332
119129
SH
SOLE
7102
0
112027
Phillips 66 Partners LP Common
ML
718549207
2965
61010
SH
SOLE
877
0
60133
Plains All Amern Pipeline
ML
726503105
1184
37702
SH
SOLE
3284
0
34418
Plains Group Holdings LP Cla
ML
72651a108
2246
173558
SH
SOLE
1340
0
172218
Shell Midstream Partners LP
ML
822634101
2610
81344
SH
SOLE
3999
0
77345
Spectra Energy Prtns
ML
84756N109
2083
47678
SH
SOLE
5116
0
42562
Sunoco Logistics Ptnrs
ML
86764L108
4710
165785
SH
SOLE
8962
0
156823
T C Pipelines
ML
87233Q108
1061
18608
SH
SOLE
2498
0
16110
Tallgrass Energy LP
ML
874696107
669
27808
SH
SOLE
113
0
27695
Targa Resources Prtns Com St
ML
87612G101
3151
64160
SH
SOLE
4910
0
59250
Tesoro Logistics LP
ML
88160T107
3351
69180
SH
SOLE
117
0
69063
UBS E-TRACS Alerian MLP Infras
ML
902641646
21274
749361
SH
SOLE
34301
0
715060
Valero Energy Partners LP
ML
91914j102
6927
158551
SH
SOLE
9657
0
148894
Western Gas Equity Partners LP
ML
95825R103
4997
117601
SH
SOLE
2522
0
115079
Western Gas Partners
ML
958254104
4585
83291
SH
SOLE
10061
0
73230
Williams Partners LP
ML
96949l105
3842
103314
SH
SOLE
8478
0
94836
Deutsche X Tracks MSCI EAFE
EE
233051200
8289
314233
SH
SOLE
26240
0
287993
Diamonds Trust Series 1
EE
78467X109
645
3531
SH
SOLE
2667
0
864
Guggenheim Insider Sentiment E
EE
18383M209
276
5500
SH
SOLE
0
0
5500
Guggenheim S&P 500 Equal Weigh
EE
78355W106
533
6382
SH
SOLE
0
0
6382
Guggenheim S&P Healthcare Equa
EE
78355W841
8316
53438
SH
SOLE
2944
0
50494
Industrial Select Sector SPDR
EE
81369Y704
531
9104
SH
SOLE
0
0
9104
iShares FTSE/Xinhua China25 In
EE
464287184
792
20846
SH
SOLE
0
0
20846
iShares Goldman Sachs Nat Res
EE
464287374
578
16768
SH
SOLE
4150
0
12618
iShares MSCI EAFE Index
EE
464287465
22698
383867
SH
SOLE
25023
0
358844
iShares MSCI Emerg Mkts Indx F
EE
464287234
9165
244720
SH
SOLE
34233
0
210487
iShares MSCI South Korea Index
EE
464286772
379
6527
SH
SOLE
5871
0
656
iShares NASDAQ Biotech Index
EE
464287556
948
3276
SH
SOLE
0
0
3276
iShares Russell 1000
EE
464287622
937
7780
SH
SOLE
2800
0
4980
iShares Russell 1000 Growth In
EE
464287614
14204
136353
SH
SOLE
14667
0
121686
iShares Russell 1000 Value Ind
EE
464287598
8692
82297
SH
SOLE
10890
0
71407
iShares Russell 2000 Growth In
EE
464287648
6951
46685
SH
SOLE
2990
0
43695
iShares Russell 2000 Index
EE
464287655
19827
159626
SH
SOLE
11574
0
148051
iShares Russell 2000 Value Ind
EE
464287630
5920
56516
SH
SOLE
4227
0
52289
iShares Russell Mid Cap Growth
EE
464287481
415
4261
SH
SOLE
0
0
4261
iShares Russell Mid Cap Index
EE
464287499
685
3931
SH
SOLE
0
0
3931
iShares Russell Mid Cap Value
EE
464287473
742
9660
SH
SOLE
1050
0
8610
iShares S&P Global Technology
EE
464287291
354
3200
SH
SOLE
0
0
3200
iShares US Home Construction
EE
464288752
1287
46700
SH
SOLE
3750
0
42950
Powershares Dynamic Port
EE
73935x666
973
37537
SH
SOLE
5500
0
32037
PowerShares QQQ
EE
73935A104
17389
146472
SH
SOLE
18696
0
127776
SPDR Consumer Staples Select S
EE
81369Y308
311
5841
SH
SOLE
0
0
5841
SPDR Energy Index
EE
81369Y506
914
12940
SH
SOLE
260
0
12680
SPDR Euro STOXX 50 ETF
EE
78463X202
7286
222402
SH
SOLE
15564
0
206838
SPDR Financial Index
EE
81369Y605
204
10553
SH
SOLE
0
0
10553
SPDR S&P 500 ETF
EE
78462F103
80173
370658
SH
SOLE
46888
0
323770
SPDR S&P Dividend ETF
EE
78464A763
21425
253976
SH
SOLE
27342
0
226634
SPDR S&P Int'l Small Cap Fd
EE
78463X871
759
24192
SH
SOLE
0
0
24192
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
60505
214352
SH
SOLE
18860
0
195492
SPDR STOXX Europe 50 ETF
EE
78463X103
1240
40982
SH
SOLE
14700
0
26282
SPDR Technology Index
EE
81369Y803
616
12889
SH
SOLE
0
0
12889
Vaneck Vectors ETF TR
EE
92189f106
3343
126480
SH
SOLE
250
0
126230
Vaneck Vectors ETF TR
EE
92189f700
821
16430
SH
SOLE
1200
0
15230
Vanguard FTSE All-World Ex-US
EE
922042775
530
11672
SH
SOLE
0
0
11672
Vanguard FTSE Developed Market
EE
921943858
2759
73752
SH
SOLE
2372
0
71380
Vanguard FTSE Emerging Markets
EE
922042858
9527
253169
SH
SOLE
22433
0
230736
Vanguard Growth ETF
EE
922908736
419
3728
SH
SOLE
0
0
3728
Vanguard Information Technolog
EE
92204A702
402
3341
SH
SOLE
319
0
3022
Vanguard Mid Cap Vipers Index
EE
922908629
505
3903
SH
SOLE
0
0
3903
Vanguard Small Cap ETF
EE
922908751
318
2599
SH
SOLE
0
0
2599
Vanguard Small Cap Value Fund
EE
922908611
207
1874
SH
SOLE
0
0
1874
Vanguard Total Stock Market ET
EE
922908769
1338
12021
SH
SOLE
0
0
12021
WisdomTree Dividend Ex-Finl ET
EE
97717W406
201
2552
SH
SOLE
0
0
2552
WisdomTree Emerging Mkts SmCp
EE
97717W281
316
7580
SH
SOLE
500
0
7080
WisdomTree Int'l Small Cap Div
EE
97717W760
3928
64005
SH
SOLE
2124
0
61881
Wisdomtree Midcap Dividend
EE
97717w505
1797
19774
SH
SOLE
2095
0
17679
iShares Core MSCI EAFE
EZ
46432f842
7985
144822
SH
SOLE
15580
0
129242
iShares Core MSCI Emerging Mkt
EZ
46434g103
12474
273482
SH
SOLE
18861
0
254621
iShares Dow Jones US RE Index
EZ
464287739
1812
22473
SH
SOLE
0
0
22473
iShares MSCI EAFE Small Cap In
EZ
464288273
4591
87607
SH
SOLE
7270
0
80337
iShares S&P 500 Growth
EZ
464287309
4481
36830
SH
SOLE
12464
0
24366
iShares S&P 500 Index
EZ
464287200
29806
137003
SH
SOLE
7225
0
129778
iShares S&P Barra Value Index
EZ
464287408
4761
50139
SH
SOLE
7000
0
43139
iShares S&P Mid Cap 400 Growth
EZ
464287606
15169
86813
SH
SOLE
5949
0
80864
iShares S&P Mid Cap Barra Valu
EZ
464287705
12078
90815
SH
SOLE
3670
0
87145
iShares S&P Mid Cap Index
EZ
464287507
21086
136292
SH
SOLE
12014
0
124278
iShares S&P Small Cap 600 Grow
EZ
464287887
1265
9228
SH
SOLE
3900
0
5328
iShares S&P Small Cap 600 Valu
EZ
464287879
713
5710
SH
SOLE
2932
0
2778
iShares S&P Small Cap Index
EZ
464287804
8712
70169
SH
SOLE
7373
0
62796
iShares Select Dividend ETF
EZ
464287168
3456
40330
SH
SOLE
2190
0
38140
Ishares Trust High Dividend Eq
EZ
46429B663
266
3275
SH
SOLE
0
0
3275