0001040197-16-000010.txt : 20160714
0001040197-16-000010.hdr.sgml : 20160714
20160714140345
ACCESSION NUMBER: 0001040197-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160714
DATE AS OF CHANGE: 20160714
EFFECTIVENESS DATE: 20160714
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 161767196
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001040197
XXXXXXXX
06-30-2016
06-30-2016
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Diane Whitehouse
Managing Director
216-920-4985
Diane Whitehouse
Cleveland
OH
07-14-2016
0
426
1297486
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
1823
10409
SH
SOLE
184
0
10225
A T & T Corp New
CS
00206R102
2279
52736
SH
SOLE
0
0
52736
Abbott Laboratories
CS
002824100
12921
328683
SH
SOLE
8006
0
320677
AbbVie Inc.
CS
00287Y109
2330
37630
SH
SOLE
1180
0
36450
Accenture PLC Cl A
CS
G1151C101
1712
15109
SH
SOLE
500
0
14609
Acuity Brands Inc
CS
00508Y102
1045
4215
SH
SOLE
890
0
3325
Adobe Systems
CS
00724F101
3285
34289
SH
SOLE
3354
0
30935
Aegon N.V. Adr
CS
007924103
58
14484
SH
SOLE
13026
0
1458
Aercap Holdings NV
CS
N00985106
217
6457
SH
SOLE
2974
0
3483
Aetna Inc.
CS
00817Y108
395
3234
SH
SOLE
495
0
2739
Affiliated Managers
CS
008252108
412
2925
SH
SOLE
375
0
2550
Air Products & Chemicals Inc
CS
009158106
413
2908
SH
SOLE
0
0
2908
Akamai Tech
CS
00971T101
1256
22457
SH
SOLE
3586
0
18871
Albemarle Corp
CS
012653101
580
7310
SH
SOLE
1892
0
5418
Alexandria Real Estate Equitie
CS
015271109
331
3197
SH
SOLE
1384
0
1813
Alexion Pharmaceuticals Inc
CS
015351109
500
4281
SH
SOLE
1706
0
2575
Allergan PLC
CS
G0177J108
445
1924
SH
SOLE
0
0
1924
Allstate Corp
CS
020002101
520
7428
SH
SOLE
2417
0
5011
Alphabet Inc Class A
CS
02079k305
3515
4996
SH
SOLE
557
0
4439
Alphabet Inc Class C
CS
02079k107
6478
9359
SH
SOLE
861
0
8498
Altria Group Inc.
CS
02209S103
1009
14638
SH
SOLE
3374
0
11264
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amazon.com
CS
023135106
1388
1939
SH
SOLE
509
0
1430
Amdocs Ltd
CS
G02602103
238
4115
SH
SOLE
755
0
3360
America Movil SA de CV ADR Ser
CS
02364W105
743
60600
SH
SOLE
0
0
60600
American Campus Communities
CS
024835100
281
5315
SH
SOLE
2445
0
2870
American Eagle Outfitters Inc.
CS
02553E106
207
12973
SH
SOLE
5861
0
7112
American International Group
CS
026874784
203
3834
SH
SOLE
630
0
3204
American Tower
CS
03027X100
2497
21980
SH
SOLE
1716
0
20264
Amerisource Bergen Corp.
CS
03073E105
289
3641
SH
SOLE
1132
0
2509
Ametek Inc
CS
031100100
1359
29406
SH
SOLE
675
0
28731
Amgen Inc
CS
031162100
11309
74325
SH
SOLE
2358
0
71967
Amphenol Corp
CS
032095101
592
10319
SH
SOLE
4273
0
6046
Anadarko Pete Co.
CS
032511107
256
4814
SH
SOLE
1981
0
2833
Ansys Inc
CS
03662Q105
349
3851
SH
SOLE
1593
0
2258
Apple Inc
CS
037833100
17565
183739
SH
SOLE
5716
0
178023
Applied Industrial Technologie
CS
03820C105
866
19178
SH
SOLE
0
0
19178
Archer Daniels Midland Co.
CS
039483102
2459
57338
SH
SOLE
0
0
57338
Automatic Data Processing
CS
053015103
232
2520
SH
SOLE
0
0
2520
B/E Aerospace, Inc
CS
073302101
573
12400
SH
SOLE
2500
0
9900
Baidu ADR
CS
056752108
2812
17029
SH
SOLE
623
0
16406
Bank of America Corp
CS
060505104
8184
616709
SH
SOLE
23715
0
592994
Barclays Plc Adr
CS
06738E204
79
10358
SH
SOLE
9316
0
1042
Baxter International
CS
071813109
505
11161
SH
SOLE
765
0
10396
Becton Dickinson & Company
CS
075887109
215
1269
SH
SOLE
200
0
1069
Berkshire Hathaway
CS
084670108
868
4
SH
SOLE
0
0
4
Berkshire Hathaway Class B
CS
084670702
3872
26744
SH
SOLE
1154
0
25590
Biogen Inc
CS
09062X103
1173
4849
SH
SOLE
81
0
4768
Blackrock Inc
CS
09247X101
2246
6558
SH
SOLE
499
0
6059
Boeing Company
CS
097023105
12915
99443
SH
SOLE
3899
0
95544
BP Amoco PLC ADR
CS
055622104
238
6709
SH
SOLE
4254
0
2455
Bristol-Myers Squibb
CS
110122108
1342
18248
SH
SOLE
4382
0
13866
Cadence Design Systems
CS
127387108
231
9521
SH
SOLE
4383
0
5138
Cambrex Corp
CS
132011107
836
16160
SH
SOLE
3600
0
12560
Camden Property Trust
CS
133131102
635
7177
SH
SOLE
1300
0
5877
Cardinal Health Inc.
CS
14149Y108
9084
116440
SH
SOLE
3207
0
113233
Carter's Inc
CS
146229109
826
7755
SH
SOLE
1600
0
6155
Celgene Corp.
CS
151020104
369
3743
SH
SOLE
0
0
3743
Centrus Energy Corp
CS
15643u104
42
12783
SH
SOLE
40
0
12743
Charles Schwab
CS
808513105
222
8754
SH
SOLE
3103
0
5651
Charter Communications Inc
CS
16119p108
929
4062
SH
SOLE
210
0
3852
Chesapeake Energy Corp.
CS
165167107
66
15501
SH
SOLE
0
0
15501
Chevron Corporation
CS
166764100
6880
65630
SH
SOLE
3556
0
62074
China Mobile ADR
CS
16941M109
538
9285
SH
SOLE
1880
0
7405
Chromadex Corporation
CS
171077407
44
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
13748
105178
SH
SOLE
3110
0
102068
Church & Dwight Co
CS
171340102
1103
10724
SH
SOLE
1870
0
8854
Cintas Inc.
CS
172908105
1012
10313
SH
SOLE
2200
0
8113
Cisco Systems
CS
17275R102
9879
344344
SH
SOLE
9272
0
335072
Citigroup
CS
172967424
2526
59578
SH
SOLE
1131
0
58447
Citrix Systems Inc
CS
177376100
1279
15965
SH
SOLE
1847
0
14118
Coca-Cola Co.
CS
191216100
500
11035
SH
SOLE
1246
0
9789
Cocrystal Pharma Inc
CS
19188j102
40
85000
SH
SOLE
0
0
85000
Cognex Corp.
CS
192422103
862
19990
SH
SOLE
4350
0
15640
Cognizant Technology Solutions
CS
192446102
2970
51880
SH
SOLE
4449
0
47431
Colgate Palmolive
CS
194162103
1348
18417
SH
SOLE
435
0
17982
Comcast Corp. Cl A
CS
20030n101
16571
254198
SH
SOLE
7776
0
246422
Compagnie de Saint-Gobain ADR
CS
204280309
82
10733
SH
SOLE
9652
0
1081
ConocoPhillips
CS
20825C104
575
13192
SH
SOLE
160
0
13032
Cooper Companies
CS
216648402
1159
6754
SH
SOLE
1935
0
4819
Core Laboratories N.V.
CS
N22717107
588
4745
SH
SOLE
925
0
3820
Corning, Inc.
CS
219350105
460
22463
SH
SOLE
5626
0
16837
Costco Wholesale Corp
CS
22160K105
4755
30278
SH
SOLE
3647
0
26631
Credit Agricole SA
CS
225313105
72
17105
SH
SOLE
15383
0
1722
CVS Health Corp.
CS
126650100
9049
94518
SH
SOLE
2969
0
91549
Danaher Corp.
CS
235851102
1947
19280
SH
SOLE
3363
0
15917
Darling Ingredients, Inc.
CS
237266101
270
18145
SH
SOLE
7602
0
10543
DaVita Healthcare Partners Inc
CS
23918K108
429
5550
SH
SOLE
2300
0
3250
Deere & Co
CS
244199105
680
8395
SH
SOLE
560
0
7835
DENTSPLY Sirona Inc.
CS
24906p109
218
3511
SH
SOLE
1616
0
1895
Deutsche Boerse AG
CS
251542106
85
10399
SH
SOLE
9351
0
1048
Diageo PLC ADR
CS
25243Q205
9501
84168
SH
SOLE
2203
0
81965
Disney, Walt Co.
CS
254687106
5604
57287
SH
SOLE
1103
0
56184
DNB Financial Corp
CS
233237106
425
18007
SH
SOLE
0
0
18007
Dollar General Corp.
CS
256677105
247
2632
SH
SOLE
988
0
1644
Dorman Products
CS
258278100
923
16133
SH
SOLE
3990
0
12143
Dow Chemical
CS
260543103
1484
29859
SH
SOLE
500
0
29359
DTE Energy
CS
233331107
395
3990
SH
SOLE
1433
0
2557
Duke Energy Corp.
CS
26441C204
587
6845
SH
SOLE
4603
0
2242
E M C Corporation
CS
268648102
3371
124060
SH
SOLE
1099
0
122961
Eaton Corporation
CS
G29183103
682
11422
SH
SOLE
300
0
11122
Ecolabs Inc.
CS
278865100
659
5555
SH
SOLE
2260
0
3295
Edison International Inc.
CS
281020107
306
3936
SH
SOLE
1605
0
2331
EOG Resources
CS
26875P101
243
2907
SH
SOLE
350
0
2557
Eplus Inc
CS
294268107
204
2500
SH
SOLE
0
0
2500
EQT Corp
CS
26884L109
288
3722
SH
SOLE
1434
0
2288
Equifax Inc.
CS
294429105
955
7439
SH
SOLE
1425
0
6014
Equinix Corp
CS
29444U700
361
932
SH
SOLE
663
0
269
Estee Lauder
CS
518439104
2132
23426
SH
SOLE
3936
0
19490
Everi Holdings Inc
CS
30034t103
43
37130
SH
SOLE
8931
0
28199
Eversource Energy
CS
30040W108
279
4662
SH
SOLE
3723
0
939
Exelon Corp.
CS
30161N101
1803
49586
SH
SOLE
3443
0
46143
Express Scripts Holding Co.
CS
30219G108
1812
23906
SH
SOLE
3591
0
20315
Exxon Mobil Corp
CS
30231G102
10544
112483
SH
SOLE
2799
0
109684
F5 Networks
CS
315616102
775
6806
SH
SOLE
1400
0
5406
Facebook
CS
30303M102
1873
16387
SH
SOLE
3201
0
13186
Factset Research Systems
CS
303075105
702
4346
SH
SOLE
950
0
3396
Fairmount Santrol Holdings Inc
CS
30555q108
250
32362
SH
SOLE
0
0
32362
Farmers National Banc Corp
CS
309627107
322
36563
SH
SOLE
0
0
36563
Fastenal Co
CS
311900104
387
8721
SH
SOLE
3615
0
5106
Fidelity National Information
CS
31620M106
259
3511
SH
SOLE
1616
0
1895
First NBC Bank Holding Company
CS
32115D106
582
34643
SH
SOLE
0
0
34643
First Solar Inc
CS
336433107
1905
39291
SH
SOLE
1000
0
38291
Fiserv, Inc.
CS
337738108
407
3744
SH
SOLE
104
0
3640
Fleet Financial Group
CS
339041105
421
2942
SH
SOLE
1217
0
1725
Footlocker Inc
CS
344849104
509
9276
SH
SOLE
2050
0
7226
Ford Motor Company
CS
345370860
1596
127000
SH
SOLE
0
0
127000
G-III Apparel Group
CS
36237H101
701
15340
SH
SOLE
3350
0
11990
General Dynamics
CS
369550108
941
6760
SH
SOLE
1253
0
5507
General Electric Company
CS
369604103
16547
525645
SH
SOLE
16944
0
508701
General Mills Inc
CS
370334104
328
4600
SH
SOLE
365
0
4235
Genpact Ltd
CS
G3922B107
1203
44838
SH
SOLE
13746
0
31092
Gentex Corp
CS
371901109
196
12670
SH
SOLE
0
0
12670
Gilead Sciences Inc
CS
375558103
1970
23613
SH
SOLE
607
0
23006
GlaxoSmithKline PLC
CS
37733W105
249
5755
SH
SOLE
2528
0
3227
Glencore PLC
CS
37827x100
67
16451
SH
SOLE
14795
0
1656
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Great Plains Energy Inc.
CS
391164100
270
8883
SH
SOLE
3531
0
5352
Grupo Financiero Banorte SAB d
CS
P49501201
174
31240
SH
SOLE
0
0
31240
Hain Celestial Group
CS
405217100
1000
20096
SH
SOLE
5735
0
14361
Halliburton Company
CS
406216101
269
5945
SH
SOLE
0
0
5945
Harley Davidson Inc.
CS
412822108
865
19095
SH
SOLE
1610
0
17485
Healthwatch Inc
CS
422214809
0
10000
SH
SOLE
0
0
10000
Helen of Troy Limited
CS
g4388n106
824
8015
SH
SOLE
1750
0
6265
Henry Jack and Associates Inc
CS
426281101
920
10541
SH
SOLE
2278
0
8263
Henry Schein
CS
806407102
1010
5715
SH
SOLE
1225
0
4490
Heritage Commerce Corp
CS
426927109
460
43716
SH
SOLE
0
0
43716
Hershey Foods Corp
CS
427866108
208
1834
SH
SOLE
845
0
989
Home Depot, Inc.
CS
437076102
12381
96962
SH
SOLE
2641
0
94321
Honeywell International, Inc.
CS
438516106
9102
78253
SH
SOLE
2830
0
75423
Host Hotels and Resorts
CS
44107P104
183
11320
SH
SOLE
5209
0
6111
HP Inc.
CS
40434l105
130
10332
SH
SOLE
2132
0
8200
Illinois Tool Works
CS
452308109
232
2229
SH
SOLE
0
0
2229
Imageware Systems Inc.
CS
45245s108
61
51636
SH
SOLE
0
0
51636
Immune Therapeutics Inc
CS
45252a107
2
12500
SH
SOLE
0
0
12500
Int'l Business Machines Corp.
CS
459200101
1525
10048
SH
SOLE
504
0
9544
Intel Corp
CS
458140100
13639
415827
SH
SOLE
19628
0
396199
Intercontinental Exchange, Inc
CS
45866f104
2628
10266
SH
SOLE
367
0
9899
International Flavors & Fragra
CS
459506101
901
7146
SH
SOLE
1530
0
5616
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
Intuitive Surgical Inc
CS
46120E602
672
1016
SH
SOLE
419
0
597
IPG Photonics Corp Com
CS
44980x109
660
8245
SH
SOLE
1775
0
6470
J B Hunt Transport Services In
CS
445658107
689
8514
SH
SOLE
1765
0
6749
J M Smucker
CS
832696405
248
1625
SH
SOLE
195
0
1430
Johnson & Johnson
CS
478160104
19542
161107
SH
SOLE
5241
0
155866
JPMorgan Chase & Co.
CS
46625H100
16744
269453
SH
SOLE
9674
0
259779
Kar Auction Services Inc
CS
48238t109
258
6192
SH
SOLE
2852
0
3340
KBR
CS
48242W106
147
11122
SH
SOLE
0
0
11122
KeyCorp
CS
493267108
143
12932
SH
SOLE
0
0
12932
Kimberly-Clark
CS
494368103
208
1511
SH
SOLE
0
0
1511
Kinder Morgan, Inc.
CS
49456B101
640
34176
SH
SOLE
1
0
34175
Kohls Corp.
CS
500255104
284
7500
SH
SOLE
0
0
7500
L-3 Communications
CS
502424104
293
2000
SH
SOLE
0
0
2000
Lennox International Inc
CS
526107107
999
7006
SH
SOLE
1525
0
5481
Liberty Broadband Corporation
CS
530307305
276
4606
SH
SOLE
0
0
4606
Liberty Global PLC Cl A
CS
G5480U104
267
9195
SH
SOLE
0
0
9195
Liberty Global PLC Cl C
CS
G5480U120
582
20319
SH
SOLE
0
0
20319
Liberty Media Corp A SiriusXM
CS
531229409
286
9114
SH
SOLE
0
0
9114
Liberty Media Corp C
CS
531229607
557
18028
SH
SOLE
0
0
18028
Lilly, Eli Co
CS
532457108
506
6422
SH
SOLE
2272
0
4150
Linear Technology Corporation
CS
535678106
697
14979
SH
SOLE
3175
0
11804
Lloyds TSB Group PLC
CS
539439109
68
22805
SH
SOLE
20509
0
2296
Lockheed Martin
CS
539830109
402
1620
SH
SOLE
125
0
1495
Lowe's Cos.
CS
548661107
1967
24845
SH
SOLE
2730
0
22115
M & T Bank
CS
55261F104
215
1822
SH
SOLE
839
0
983
Macy's
CS
55616P104
2248
66893
SH
SOLE
0
0
66893
Manhattan Associates
CS
562750109
724
11290
SH
SOLE
2650
0
8640
Masco Corp
CS
574599106
687
22205
SH
SOLE
5100
0
17105
Mastercard
CS
57636Q104
240
2721
SH
SOLE
0
0
2721
McCormick & Co
CS
579780206
222
2085
SH
SOLE
405
0
1680
McDonalds Corp
CS
580135101
2589
21515
SH
SOLE
500
0
21015
McKesson HBOC Corp.
CS
58155Q103
796
4266
SH
SOLE
0
0
4266
Mead Johnson Nutrition
CS
582839106
3167
34897
SH
SOLE
3426
0
31471
Medtronic Plc
CS
g5960l103
12207
140687
SH
SOLE
5462
0
135225
Merck & Co
CS
58933Y105
3317
57579
SH
SOLE
3481
0
54098
Metlife Inc.
CS
59156R108
7199
180741
SH
SOLE
5258
0
175483
Metro AG
CS
59160r102
85
13862
SH
SOLE
12465
0
1397
Mettler-Toledo International
CS
592688105
897
2458
SH
SOLE
535
0
1923
Microchip Technology
CS
595017104
263
5186
SH
SOLE
2178
0
3008
Microsoft Corporation
CS
594918104
13145
256892
SH
SOLE
8114
0
248778
Middleby Corp.
CS
596278101
890
7725
SH
SOLE
1650
0
6075
Mondelez Intl Inc Com
CS
609207105
7951
174708
SH
SOLE
5752
0
168956
Monsanto Co.
CS
61166W101
399
3856
SH
SOLE
0
0
3856
Nestle SA ADR
CS
641069406
683
8829
SH
SOLE
0
0
8829
NetSuite Inc
CS
64118q107
382
5247
SH
SOLE
2175
0
3072
Newfield Exploration Co
CS
651290108
271
6141
SH
SOLE
2828
0
3313
Newmont Mining
CS
651639106
250
6386
SH
SOLE
0
0
6386
NextEra Energy
CS
65339F101
12309
94391
SH
SOLE
2885
0
91506
Nike Inc.
CS
654106103
5163
93535
SH
SOLE
3657
0
89878
Norfolk Southern
CS
655844108
434
5101
SH
SOLE
0
0
5101
Nugene International Inc
CS
67052f102
9
14000
SH
SOLE
0
0
14000
NVR Inc
CS
62944T105
1478
830
SH
SOLE
0
0
830
Nxp Semiconductors Nv
CS
n6596x109
507
6477
SH
SOLE
2682
0
3795
Occidental Petroleum
CS
674599105
8733
115580
SH
SOLE
2368
0
113212
Omnicom Group
CS
681919106
979
12014
SH
SOLE
777
0
11237
Oracle Corp
CS
68389X105
3110
75973
SH
SOLE
0
0
75973
P P & L Resources Inc
CS
69351T106
524
13887
SH
SOLE
2527
0
11360
Parexel International Corp.
CS
699462107
755
12000
SH
SOLE
2600
0
9400
Parker-Hannifin
CS
701094104
939
8690
SH
SOLE
569
0
8121
Patterson Companies Inc.
CS
703395103
224
4679
SH
SOLE
2010
0
2669
PayPal Holdings, Inc
CS
70450y103
643
17624
SH
SOLE
1043
0
16581
PepsiCo, Inc.
CS
713448108
16562
156332
SH
SOLE
5177
0
151155
Petrofac Ltd.
CS
716473103
52
10039
SH
SOLE
9028
0
1011
Pfizer Inc
CS
717081103
4535
128810
SH
SOLE
29772
0
99038
Philip Morris Int'l
CS
718172109
1633
16052
SH
SOLE
0
0
16052
Phillips 66
CS
718546104
543
6848
SH
SOLE
90
0
6758
Pinnacle West Capital Corp.
CS
723484101
255
3142
SH
SOLE
1364
0
1778
Pioneer Natural Resources
CS
723787107
240
1590
SH
SOLE
732
0
858
PRA Group, Inc.
CS
69354n106
215
8900
SH
SOLE
1000
0
7900
Praxair Inc.
CS
74005P104
340
3022
SH
SOLE
0
0
3022
Preferred Bank
CS
740367404
426
14747
SH
SOLE
0
0
14747
Priceline Group Inc.
CS
741503403
3725
2984
SH
SOLE
141
0
2843
Procter & Gamble
CS
742718109
15987
188819
SH
SOLE
5306
0
183513
Qihoo 360 Technology Co Ltd
CS
74734M109
2308
31599
SH
SOLE
0
0
31599
Qorvo Inc
CS
74736K101
270
4891
SH
SOLE
2252
0
2639
Qualcomm Incorporated
CS
747525103
5856
109306
SH
SOLE
2284
0
107022
Quest Diagnostics Inc
CS
74834L100
333
4089
SH
SOLE
1261
0
2828
Raymond James Financial
CS
754730109
733
14861
SH
SOLE
2185
0
12676
Raytheon Company
CS
755111507
11861
87248
SH
SOLE
2882
0
84366
Reinsurance Group of America I
CS
759351604
212
2184
SH
SOLE
1005
0
1179
ResMed Inc
CS
761152107
888
14050
SH
SOLE
3000
0
11050
Reynolds American
CS
761713106
284
5268
SH
SOLE
3828
0
1440
Robert Half International
CS
770323103
548
14365
SH
SOLE
3100
0
11265
Roper Industries
CS
776696106
1499
8792
SH
SOLE
425
0
8367
Royal Dutch Shell Plc Spon ADR
CS
780259206
414
7499
SH
SOLE
0
0
7499
Salesforce.com
CS
79466L302
809
10191
SH
SOLE
3283
0
6908
SAP SE Spon ADR
CS
803054204
387
5165
SH
SOLE
1173
0
3992
SBA Communications
CS
78388J106
473
4379
SH
SOLE
1813
0
2566
Schlumberger Limited
CS
806857108
4003
50625
SH
SOLE
1465
0
49160
Scripps Networks Interactive I
CS
811065101
589
9465
SH
SOLE
1750
0
7715
Sherwin Williams Company
CS
824348106
3139
10689
SH
SOLE
115
0
10574
Shire plc ADR
CS
82481R106
289
1568
SH
SOLE
112
0
1456
Signature Bank NY
CS
82669G104
732
5859
SH
SOLE
1385
0
4474
Snap-On Inc
CS
833034101
817
5175
SH
SOLE
1125
0
4050
Southern Company
CS
842587107
227
4234
SH
SOLE
505
0
3729
Spectra Energy
CS
847560109
245
6702
SH
SOLE
1468
0
5234
Spirit Aerosystems
CS
848574109
301
7000
SH
SOLE
0
0
7000
St. Jude Medical Inc
CS
790849103
290
3712
SH
SOLE
1709
0
2003
Starbucks Corp
CS
855244109
1850
32393
SH
SOLE
5778
0
26615
Starz Liberty Cap Com Ser A
CS
85571Q102
250
8354
SH
SOLE
0
0
8354
State Street Corp.
CS
857477103
1275
23650
SH
SOLE
658
0
22992
Stericycle Inc
CS
858912108
223
2141
SH
SOLE
987
0
1154
Sterling Bancorp Del
CS
85917a100
223
14218
SH
SOLE
0
0
14218
Stryker Corp.
CS
863667101
904
7547
SH
SOLE
85
0
7462
SunTrust Banks
CS
867914103
217
5288
SH
SOLE
2293
0
2995
Synopsys Inc
CS
871607107
1160
21450
SH
SOLE
5444
0
16006
T. Rowe Price Associates Inc
CS
74144T108
1070
14666
SH
SOLE
750
0
13916
Target
CS
87612E106
8531
122183
SH
SOLE
3343
0
118840
TCF Financial Corp.
CS
872275102
135
10662
SH
SOLE
4905
0
5757
Tesco ADR
CS
881575302
84
12037
SH
SOLE
10825
0
1212
Teva Pharmaceutical Inds
CS
881624209
930
18522
SH
SOLE
2369
0
16153
Texas Instruments
CS
882508104
333
5318
SH
SOLE
595
0
4723
Texas Roadhouse
CS
882681109
900
19738
SH
SOLE
4050
0
15688
The Wendy's Company
CS
95058W100
170
17700
SH
SOLE
0
0
17700
Thermo Fisher Scientific Inc
CS
883556102
282
1906
SH
SOLE
325
0
1581
Time Warner Inc
CS
887317303
7972
108398
SH
SOLE
4086
0
104312
TransCanada Corp
CS
89353d107
945
20906
SH
SOLE
1838
0
19068
Travelers Companies Inc
CS
89417E109
1181
9921
SH
SOLE
500
0
9421
Treehouse Foods Inc
CS
89469A104
313
3054
SH
SOLE
1407
0
1647
TripAdvisor
CS
896945201
569
8853
SH
SOLE
3670
0
5183
Tyco International PLC
CS
G91442106
282
6610
SH
SOLE
394
0
6216
UDR Inc
CS
902653104
319
8646
SH
SOLE
0
0
8646
Under Armour
CS
904311107
296
7379
SH
SOLE
2064
0
5315
Under Armour class C
CS
904311206
371
10186
SH
SOLE
3216
0
6970
Union Pacific Corp
CS
907818108
608
6970
SH
SOLE
418
0
6552
United Parcel Service Inc.
CS
911312106
4894
45428
SH
SOLE
1862
0
43566
United Technologies
CS
913017109
2602
25371
SH
SOLE
265
0
25106
UnitedHealth Group Inc
CS
91324P102
12145
86013
SH
SOLE
2309
0
83704
UNUM Corp.
CS
91529Y106
218
6862
SH
SOLE
3160
0
3702
VCA, Inc.
CS
918194101
800
11835
SH
SOLE
2500
0
9335
Verizon Communications
CS
92343V104
9856
176503
SH
SOLE
4761
0
171742
VF Corp.
CS
918204108
202
3277
SH
SOLE
445
0
2832
Visa Inc Cl A
CS
92826C839
5868
79117
SH
SOLE
5932
0
73185
Vodafone Group PLC
CS
92857W308
1046
33877
SH
SOLE
1823
0
32054
Vonage Holdings Corporation
CS
92886T201
111
18249
SH
SOLE
4476
0
13773
Vulcan Materials
CS
929160109
1114
9254
SH
SOLE
0
0
9254
Wabtec
CS
929740108
395
5625
SH
SOLE
2329
0
3296
Wal-Mart Stores Inc
CS
931142103
300
4115
SH
SOLE
483
0
3632
Walgreen Boots Alliance Inc
CS
931427108
677
8136
SH
SOLE
195
0
7941
WEC Energy Group Inc.
CS
92939u106
292
4470
SH
SOLE
565
0
3905
WellCare Health Plans
CS
94946T106
223
2080
SH
SOLE
80
0
2000
Wells Fargo & Company
CS
949746101
10938
231097
SH
SOLE
7831
0
223266
Weyerhauser Corporation
CS
962166104
3793
127397
SH
SOLE
5825
0
121572
Williams Companies, Inc.
CS
969457100
503
23247
SH
SOLE
0
0
23247
Xcerra Corp
CS
98400j108
74
12844
SH
SOLE
2945
0
9899
Xilinx Inc
CS
983919101
1243
26950
SH
SOLE
0
0
26950
Xylem Inc
CS
98419M100
210
4712
SH
SOLE
2170
0
2542
Yadkin Financial Corp
CS
984305102
568
22643
SH
SOLE
0
0
22643
Yum! Brands Inc.
CS
988498101
1061
12801
SH
SOLE
0
0
12801
Zions Bancorp
CS
989701107
217
8641
SH
SOLE
3538
0
5103
Blackstone Mortgage Trust
RE
09257w100
208
7516
SH
SOLE
3461
0
4055
Brixmor Property Group
RE
11120u105
228
8609
SH
SOLE
3963
0
4646
Cedar Realty Trust Inc
RE
150602209
110
14772
SH
SOLE
3308
0
11464
Northern Funds Global RE Index
RE
665162541
138
13329
SH
SOLE
0
0
13329
NorthStar Asset Mgmt Group Inc
RE
66705y104
322
31579
SH
SOLE
0
0
31579
NorthStar Realty Finance Corp
RE
66704r803
418
36559
SH
SOLE
0
0
36559
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
470
27824
SH
SOLE
0
0
27824
Vanguard REIT Viper Index Seri
RE
922908553
573
6462
SH
SOLE
0
0
6462
Kinder Morgan Warrants Exp 5/2
WT
49456b119
0
10015
SH
SOLE
0
0
10015
Barclays Euro 50 Due 9-27-16
SE
06741ukf0
3540
3675000
SH
SOLE
300000
0
3375000
Barclays S&P 500 due 7/26/17
SE
06741upv0
6997
6550000
SH
SOLE
990000
0
5560000
Barclays Spx Mid Note due 01-2
SE
06741ugh1
4332
4000000
SH
SOLE
130000
0
3870000
GS EEM Nt due 12/6/18
SE
40054kdn3
10171
9985000
SH
SOLE
405000
0
9580000
GS Russell 2000 Note due 11-17
SE
38141gts3
6034
4900000
SH
SOLE
700000
0
4200000
JPM S&P 500 Nt due 12/6/18
SE
46646efz0
15238
15355000
SH
SOLE
610000
0
14745000
Morgan Stanley SPX due 2/8/18
SE
61761jx20
4921
4605000
SH
SOLE
125000
0
4480000
MS EEM Note due 03-13-17
SE
61761jll1
2127
2355000
SH
SOLE
155000
0
2200000
MS EEM Note Due 9-22-16
SE
61761jtm1
1938
2125000
SH
SOLE
100000
0
2025000
MS EFA Nt Due 12/8/18
SE
61761j3a5
9214
9705000
SH
SOLE
450000
0
9255000
MS Euro 50 Note Due 9-22-17
SE
61761jxu8
1416
1670000
SH
SOLE
25000
0
1645000
MS EURO STOXX 50 due 2/8/18
SE
61761jw96
2156
2175000
SH
SOLE
100000
0
2075000
MS Int'l Note Due 5/11/17
SE
61761jzc6
5136
5925000
SH
SOLE
200000
0
5725000
MS Russell 2000 Note Due 9-22-
SE
61761jtl3
646
615000
SH
SOLE
25000
0
590000
MS XLE Note Due 5-19-17
SE
61761jut4
5775
6600000
SH
SOLE
100000
0
6500000
Columbia Pipeline Partners
ML
198281107
339
22623
SH
SOLE
0
0
22623
DCP Midstream Ptnrs
ML
23311P100
403
11673
SH
SOLE
0
0
11673
Dominion Midstream Partners
ML
257454108
4752
168937
SH
SOLE
5824
0
163113
Enbridge Energy
ML
29250R106
657
28318
SH
SOLE
2500
0
25818
Energy Transfer Equity LP
ML
29273V100
3275
227915
SH
SOLE
21680
0
206235
Energy Transfer Ptnrs LP
ML
29273R109
243
6385
SH
SOLE
800
0
5585
Enterprise Products Ptnrs
ML
293792107
12513
427662
SH
SOLE
24438
0
403224
EQT Midstream Partners, LP
ML
26885b100
10157
126492
SH
SOLE
10458
0
116034
Genesis Energy LP
ML
371927104
4038
105227
SH
SOLE
7712
0
97515
JPMorgan Alerian MLP Index
ML
46625H365
10562
332038
SH
SOLE
20979
0
311059
Magellan Midstream Ptnrs LP
ML
559080106
13300
175005
SH
SOLE
9326
0
165679
MPLX LP
ML
55336V100
4531
134737
SH
SOLE
4756
0
129981
Nextera Energy Partners Lp
ML
65341b106
3445
113405
SH
SOLE
7102
0
106303
Phillips 66 Partners LP Common
ML
718549207
3585
64162
SH
SOLE
877
0
63285
Plains All Amern Pipeline
ML
726503105
1044
37978
SH
SOLE
3284
0
34694
Plains Group Holdings LP Cla
ML
72651a108
1701
163104
SH
SOLE
1340
0
161764
Shell Midstream Partners LP
ML
822634101
2589
76625
SH
SOLE
3999
0
72626
Spectra Energy Prtns
ML
84756N109
2410
51072
SH
SOLE
5116
0
45956
Sunoco Logistics Ptnrs
ML
86764L108
5087
176941
SH
SOLE
8962
0
167979
T C Pipelines
ML
87233Q108
1119
19548
SH
SOLE
2498
0
17050
Tallgrass Energy LP
ML
874696107
567
25108
SH
SOLE
113
0
24995
Targa Resources Prtns Com St
ML
87612G101
1205
28591
SH
SOLE
4757
0
23834
Tesoro Logistics LP
ML
88160T107
3487
70399
SH
SOLE
117
0
70282
UBS E-TRACS Alerian MLP Infras
ML
902641646
20957
741301
SH
SOLE
34734
0
706567
Valero Energy Partners LP
ML
91914j102
7618
162046
SH
SOLE
9657
0
152389
Western Gas Equity Partners LP
ML
95825R103
4733
123736
SH
SOLE
2522
0
121214
Western Gas Partners
ML
958254104
4220
83737
SH
SOLE
10216
0
73521
Williams Partners LP
ML
96949l105
3591
103659
SH
SOLE
8595
0
95064
Deutsche X Tracks MSCI EAFE
EE
233051200
8196
327983
SH
SOLE
26240
0
301743
Diamonds Trust Series 1
EE
78467X109
614
3431
SH
SOLE
2667
0
764
Guggenheim Insider Sentiment E
EE
18383M209
264
5500
SH
SOLE
0
0
5500
Guggenheim S&P 500 Equal Weigh
EE
78355W106
513
6382
SH
SOLE
0
0
6382
Guggenheim S&P Healthcare Equa
EE
78355W841
8291
54970
SH
SOLE
2944
0
52026
Industrial Select Sector SPDR
EE
81369Y704
544
9704
SH
SOLE
0
0
9704
iShares FTSE/Xinhua China25 In
EE
464287184
621
18146
SH
SOLE
0
0
18146
iShares Goldman Sachs Nat Res
EE
464287374
559
16836
SH
SOLE
4150
0
12686
iShares MSCI EAFE Index
EE
464287465
22159
396977
SH
SOLE
24723
0
372255
iShares MSCI Emerg Mkts Indx F
EE
464287234
8480
246812
SH
SOLE
34765
0
212047
iShares MSCI South Korea Index
EE
464286772
296
5683
SH
SOLE
5110
0
573
iShares NASDAQ Biotech Index
EE
464287556
819
3182
SH
SOLE
16
0
3166
iShares Russell 1000
EE
464287622
838
7165
SH
SOLE
2800
0
4365
iShares Russell 1000 Growth In
EE
464287614
13388
133399
SH
SOLE
14667
0
118732
iShares Russell 1000 Value Ind
EE
464287598
7623
73845
SH
SOLE
10890
0
62955
iShares Russell 2000 Growth In
EE
464287648
6695
48804
SH
SOLE
2990
0
45814
iShares Russell 2000 Index
EE
464287655
18379
159844
SH
SOLE
11574
0
148270
iShares Russell 2000 Value Ind
EE
464287630
5576
57311
SH
SOLE
4227
0
53084
iShares Russell Mid Cap Growth
EE
464287481
394
4206
SH
SOLE
0
0
4206
iShares Russell Mid Cap Index
EE
464287499
655
3895
SH
SOLE
0
0
3895
iShares Russell Mid Cap Value
EE
464287473
783
10533
SH
SOLE
1050
0
9483
iShares S&P Global Technology
EE
464287291
311
3200
SH
SOLE
0
0
3200
iShares US Home Construction
EE
464288752
1285
46475
SH
SOLE
3750
0
42725
Powershares Dynamic Port
EE
73935x666
621
23937
SH
SOLE
5000
0
18937
PowerShares QQQ
EE
73935A104
16658
154898
SH
SOLE
18696
0
136202
SPDR Consumer Staples Select S
EE
81369Y308
297
5377
SH
SOLE
0
0
5377
SPDR Energy Index
EE
81369Y506
883
12937
SH
SOLE
260
0
12677
SPDR Euro STOXX 50 ETF
EE
78463X202
7354
235936
SH
SOLE
15714
0
220222
SPDR Financial Index
EE
81369Y605
241
10551
SH
SOLE
0
0
10551
SPDR S&P 500 ETF
EE
78462F103
77679
370826
SH
SOLE
46583
0
324242
SPDR S&P Dividend ETF
EE
78464A763
21463
255759
SH
SOLE
27342
0
228417
SPDR S&P Int'l Small Cap Fd
EE
78463X871
703
24192
SH
SOLE
0
0
24192
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
59064
216965
SH
SOLE
18860
0
198105
SPDR STOXX Europe 50 ETF
EE
78463X103
1224
40982
SH
SOLE
14700
0
26282
SPDR Technology Index
EE
81369Y803
576
13289
SH
SOLE
0
0
13289
Vaneck Vectors ETF TR
EE
92189f106
3506
126540
SH
SOLE
250
0
126290
Vaneck Vectors ETF TR
EE
92189f700
822
17130
SH
SOLE
1200
0
15930
Vanguard FTSE All-World Ex-US
EE
922042775
500
11672
SH
SOLE
0
0
11672
Vanguard FTSE Developed Market
EE
921943858
2754
77889
SH
SOLE
2372
0
75517
Vanguard FTSE Emerging Markets
EE
922042858
9069
257409
SH
SOLE
22030
0
235378
Vanguard Growth ETF
EE
922908736
343
3200
SH
SOLE
0
0
3200
Vanguard Information Technolog
EE
92204A702
392
3660
SH
SOLE
319
0
3341
Vanguard Mid Cap Vipers Index
EE
922908629
544
4403
SH
SOLE
0
0
4403
Vanguard Small Cap ETF
EE
922908751
328
2833
SH
SOLE
0
0
2833
Vanguard Total Stock Market ET
EE
922908769
1288
12019
SH
SOLE
0
0
12019
WisdomTree Emerging Mkts SmCp
EE
97717W281
294
7580
SH
SOLE
500
0
7080
WisdomTree Int'l Small Cap Div
EE
97717W760
3660
65226
SH
SOLE
2124
0
63102
Wisdomtree Midcap Dividend
EE
97717w505
1915
21399
SH
SOLE
2095
0
19304
iShares Core MSCI EAFE
EZ
46432f842
6660
128342
SH
SOLE
15580
0
112762
iShares Core MSCI Emerging Mkt
EZ
46434g103
10771
257434
SH
SOLE
18861
0
238573
iShares Dow Jones US RE Index
EZ
464287739
1849
22440
SH
SOLE
0
0
22440
iShares MSCI EAFE Small Cap In
EZ
464288273
4284
88773
SH
SOLE
7270
0
81503
iShares S&P 500 Growth
EZ
464287309
3852
33043
SH
SOLE
12464
0
20579
iShares S&P 500 Index
EZ
464287200
25710
122140
SH
SOLE
7225
0
114915
iShares S&P Barra Value Index
EZ
464287408
3550
38217
SH
SOLE
7000
0
31217
iShares S&P Mid Cap 400 Growth
EZ
464287606
14920
88229
SH
SOLE
5949
0
82280
iShares S&P Mid Cap Barra Valu
EZ
464287705
11751
91768
SH
SOLE
3670
0
88098
iShares S&P Mid Cap Index
EZ
464287507
19658
131592
SH
SOLE
12014
0
119578
iShares S&P Small Cap 600 Grow
EZ
464287887
1178
9174
SH
SOLE
3900
0
5274
iShares S&P Small Cap 600 Valu
EZ
464287879
667
5709
SH
SOLE
2932
0
2777
iShares S&P Small Cap Index
EZ
464287804
8360
71940
SH
SOLE
7373
0
64567
iShares Select Dividend ETF
EZ
464287168
3632
42584
SH
SOLE
2190
0
40394
Ishares Trust High Dividend Eq
EZ
46429B663
249
3031
SH
SOLE
0
0
3031