-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRGz8rKjG5F507OL9wJ4O5rFdOX8h02cRBgTsjhWZ0Aybq63kxg+QT3DLi9xGozP 8gegR7XUQHOLZU4QCVhRiw== 0001040197-11-000002.txt : 20110208 0001040197-11-000002.hdr.sgml : 20110208 20110208103259 ACCESSION NUMBER: 0001040197-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 EFFECTIVENESS DATE: 20110208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Wealth Advisors CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 11580962 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 mai123110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MAI Wealth Advisors LLC Address: 1360 E. 9th St., Suite 1100 Cleveland, Ohio 44114-1782 Form 13F File Number: 28-06392 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly A. Novak Title: Director Phone: (216) 920-4987 Signature, Place, and Date of Signing Kimberly A. Novak Cleveland, Ohio February 8, 2011 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $320775 List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3GS, LLC Class B COM 0 140000 SH SOLE 140000 A T & T Corp New COM 00206R102 3810 129664 SH SOLE 129664 AFLAC Inc COM 001055102 3435 60877 SH SOLE 60877 Abbott Labs Inc. COM 002824100 5757 120163 SH SOLE 11153 109010 Accenture PLC Cl A COM G1151C101 3419 70515 SH SOLE 18036 52479 Adobe Systems COM 00724F101 3895 126558 SH SOLE 28505 98053 Affiliated Managers COM 008252108 431 4341 SH SOLE 4341 Air Products & Chemicals Inc COM 009158106 1199 13189 SH SOLE 3837 9352 Akamai Tech COM 00971T101 2645 56220 SH SOLE 8275 47945 Albemarle Corp COM 012653101 2452 43960 SH SOLE 6953 37007 Alcoa Inc. COM 013817101 728 47329 SH SOLE 16834 30495 AllianceBernstein Holding LP COM 01881G106 980 42017 SH SOLE 13853 28164 Altria Group Inc. COM 02209S103 630 25607 SH SOLE 11517 14090 America Movil ADR COM 02364W105 5367 93602 SH SOLE 13631 79971 American Eagle Outfitters Inc. COM 02553E106 2917 199379 SH SOLE 199379 American Tower COM 029912201 3228 62501 SH SOLE 13255 49246 Ametek Inc COM 031100100 2917 74328 SH SOLE 12097 62231 Anadarko Pete Co. COM 032511107 306 4017 SH SOLE 4017 Analog Devices Inc COM 032654105 3332 88462 SH SOLE 88462 Annaly Mortgage Mgmt REITS COM 035710409 2689 150043 SH SOLE 15499 134544 Apple Inc COM 037833100 2679 8304 SH SOLE 1220 7084 Applied Industrial Technologie COM 03820C105 552 17000 SH SOLE 17000 Archer-Daniels Midland COM 039483102 1171 38934 SH SOLE 10549 28385 Avon Products Inc. COM 054303102 4578 157547 SH SOLE 22755 134792 Axcelis Technologies Inc. COM 054540109 45 12869 SH SOLE 12869 BHP Billiton Limited COM 088606108 3277 35270 SH SOLE 35270 BP Amoco PLC ADR COM 055622104 231 5222 SH SOLE 5222 Baker Hughes Inc. COM 057224107 1032 18054 SH SOLE 7074 10980 Bank of America Corp COM 060505104 135 10089 SH SOLE 10089 Baxter International COM 071813109 1424 28141 SH SOLE 28141 Beckman Coulter COM 075811109 323 4300 SH SOLE 4300 Berkshire Hathaway COM 084670108 361 3 SH SOLE 3 Berkshire Hathaway Class B COM 084670702 562 7012 SH SOLE 7012 Blackstone Group LP COM 09253U108 677 47867 SH SOLE 15737 32130 Bowood Energy COM 103066106 6 10000 SH SOLE 10000 Bristol-Myers Squibb COM 110122108 472 17821 SH SOLE 17821 Cablevision New Cl A COM 12686C109 540 15954 SH SOLE 15954 CareFusion Corp COM 14170T101 853 33204 SH SOLE 13363 19841 Cephalon Inc COM 156708109 528 8553 SH SOLE 8553 Chesapeake Energy Corp. COM 165167107 1158 44687 SH SOLE 13374 31313 Chevron Corp. COM 166764100 6302 69064 SH SOLE 6391 62673 Chimera Investments COM 16934Q109 164 40000 SH SOLE 40000 China Mobile ADR COM 16941M109 1079 21746 SH SOLE 5766 15980 Chubb Corporation COM 171232101 5227 87648 SH SOLE 7088 80560 Cisco Systems COM 17275R102 806 39866 SH SOLE 9850 30016 Citigroup COM 172967101 228 48283 SH SOLE 48283 Citrix Systems Inc COM 177376100 2939 42961 SH SOLE 6302 36659 Coca-Cola Co. COM 191216100 232 3533 SH SOLE 3533 Colgate Palmolive COM 194162103 1680 20903 SH SOLE 5108 15795 Comcast Corp Class A Special COM 20030N200 1119 53772 SH SOLE 53772 Comcast Corp. Cl A COM 20030N101 820 37302 SH SOLE 37302 ConocoPhillips COM 20825C104 5686 83489 SH SOLE 4986 78503 Corning, Inc. COM 219350105 1011 52324 SH SOLE 11772 40552 Costco Wholesale Corp COM 22160K105 3026 41904 SH SOLE 5958 35946 Danaher Corp. COM 235851102 2641 55979 SH SOLE 9700 46279 Deere & Co COM 244199105 3792 45656 SH SOLE 11082 34574 Developers Diversified Realty COM 251591103 876 62143 SH SOLE 62143 Diageo PLC ADR COM 25243Q205 3367 45297 SH SOLE 45297 DirectTV Group Inc COM 25490A101 1398 35023 SH SOLE 35023 Discovery Communications COM 25470f104 1429 34259 SH SOLE 7600 26659 Dow Chemical COM 260543103 273 7988 SH SOLE 7988 Du Pont (EI) de Nemours COM 263534109 1212 24300 SH SOLE 24300 E M C Corporation COM 268648102 706 30828 SH SOLE 11153 19675 Eaton Corporation COM 278058102 490 4830 SH SOLE 4830 Emerson Electric COM 291011104 349 6110 SH SOLE 6110 Enerplus Corp COM 292766102 888 28784 SH SOLE 28784 Exxon Mobil Corp. COM 30231G102 8921 122011 SH SOLE 122011 Flir Systems COM 302445101 1451 48774 SH SOLE 7216 41558 Ford Motor Corp. com new COM 345370860 376 22400 SH SOLE 22400 Freeport McMoRan Copper & Gold COM 35671D857 1378 11473 SH SOLE 3684 7789 Frontier Communications COM 35906A108 167 17185 SH SOLE 17185 General Dynamics COM 369550108 464 6545 SH SOLE 6545 General Electric COM 369604103 2670 146001 SH SOLE 20281 125720 General Growth Properties Inc COM 370023103 229 14800 SH SOLE 14800 Goodrich Corp. COM 382388106 1518 17240 SH SOLE 2515 14725 Google Inc COM 38259P508 4974 8375 SH SOLE 1638 6737 Grand Central Silver Mines COM 384906202 0 17000 SH SOLE 17000 Halliburton Company COM 406216101 264 6459 SH SOLE 6459 Harley Davidson Inc. COM 412822108 651 18772 SH SOLE 18772 Healthwatch Inc COM 422214809 0 10000 SH SOLE 10000 Hewlett-Packard COM 428236103 2852 67746 SH SOLE 17252 50494 Home Depot COM 437076102 3652 104151 SH SOLE 104151 Honeywell International COM 438516106 3547 66719 SH SOLE 66719 Illinois Tool Works COM 452308109 1694 31720 SH SOLE 31720 Informatica Corp COM 45666Q102 3484 79133 SH SOLE 14370 64763 Int'l Business Machines COM 459200101 3183 21689 SH SOLE 3393 18296 Intel Corp COM 458140100 4040 192090 SH SOLE 192090 International Power Group Ltd COM 46018A100 0 20000 SH SOLE 20000 J P Morgan Chase & Co. COM 46625H100 1604 37814 SH SOLE 37814 Jacobs Engineering COM 469814107 1352 29489 SH SOLE 6731 22758 Johnson & Johnson COM 478160104 6569 106211 SH SOLE 7981 98230 KeyCorp COM 493267108 347 39265 SH SOLE 39265 L-3 Communications COM 502424104 659 9348 SH SOLE 2529 6819 Ladenburg Thalmann Financial S COM 50575Q102 18 15000 SH SOLE 15000 Liberty Capital Media A COM 53071M302 542 8656 SH SOLE 8656 Liberty Global Inc Cl A COM 530555101 400 11305 SH SOLE 11305 Liberty Global Inc Ser C COM 530555309 233 6872 SH SOLE 6872 Liberty MediaStarz A COM 53071M708 217 3265 SH SOLE 3265 Life Technologies Corp COM 53217V109 649 11700 SH SOLE 11700 Lilly, Eli Co COM 532457108 329 9375 SH SOLE 9375 Loews Corp COM 540424108 204 5231 SH SOLE 5231 Lubrizol Corporation COM 549271104 529 4953 SH SOLE 4953 Marathon Oil Corp COM 565849106 351 9475 SH SOLE 9475 McDonalds Corp COM 580135101 4004 52157 SH SOLE 52157 MedAssets COM 584045108 2386 118177 SH SOLE 19725 98452 Medco Health Solutions COM 58405U102 3859 62983 SH SOLE 14166 48817 Medtronic Inc. COM 585055106 3760 101366 SH SOLE 101366 Merck & Co COM 58933Y105 662 18359 SH SOLE 18359 Microsoft Corporation COM 594918104 4420 158372 SH SOLE 158372 NY Community Bancorp COM 649445103 236 12500 SH SOLE 12500 Nabors Industries COM G6359F103 2046 87200 SH SOLE 11644 75556 National Oilwell Varco Inc COM 637071101 282 4200 SH SOLE 4200 Neoprobe Corp COM 640518106 41 20000 SH SOLE 20000 Nestle SA (REG) ADR COM 641069406 546 9300 SH SOLE 9300 NextEra Energy (formerly FPL) COM 65339f101 3406 65518 SH SOLE 65518 Nice Systems ADR COM 653656108 2450 70193 SH SOLE 12545 57648 Nike Inc. COM 654106103 997 11677 SH SOLE 11677 Norfolk Southern COM 655844108 3389 53952 SH SOLE 53952 Nucor Corporation COM 670346105 3526 80466 SH SOLE 80466 Nuvasive Inc COM 670704105 1623 63290 SH SOLE 10898 52392 Nvidia Corp. COM 67066G104 2227 144604 SH SOLE 23553 121051 Occidental Petroleum COM 674599105 2795 28493 SH SOLE 4643 23850 Ocwen Financial Corp COM 675746309 95 10000 SH SOLE 10000 Omnicom Group COM 681919106 2703 59025 SH SOLE 9253 49772 Oracle Corp COM 68389X105 4182 133615 SH SOLE 27140 106475 PNC Financial Services Group COM 693475105 1143 18818 SH SOLE 6972 11846 PVF Capital Corp COM 693654105 395 217249 SH SOLE 217249 Parker-Hannifin COM 701094104 2122 24592 SH SOLE 8092 16500 Pepsico Inc. COM 713448108 7235 110749 SH SOLE 12160 98589 Petaquilla Minerals Ltd COM 716013107 14 13400 SH SOLE 13400 Pfizer Inc COM 717081103 424 24216 SH SOLE 24216 Philip Morris Int'l COM 718172109 4403 75229 SH SOLE 6514 68715 Portfolio Recovery Associates COM 73640Q105 2696 35846 SH SOLE 5430 30416 Praxair Inc. COM 74005P104 1834 19206 SH SOLE 3710 15496 Procter & Gamble COM 742718109 1861 28936 SH SOLE 28936 Progressive Corp COM 743315103 945 47564 SH SOLE 47564 Qualcomm Incorporated COM 747525103 10151 205113 SH SOLE 23230 181883 Raytheon Company COM 755111507 3927 84744 SH SOLE 84744 Robbins & Myers Inc COM 770196103 229 6406 SH SOLE 6406 Roper Industries COM 776696106 3158 41325 SH SOLE 6595 34730 Royal Dutch Shell Plc Spon Adr COM 780259206 5161 77279 SH SOLE 6454 70825 Schlumberger Limited COM 806857108 484 5796 SH SOLE 5796 Secom Ltd ADR COM 813113206 190 16000 SH SOLE 16000 Spirit Aerosystems COM 848574109 222 10649 SH SOLE 10649 State Street Corp. COM 857477103 3353 72348 SH SOLE 15974 56374 Stryker Corp. COM 863667101 441 8205 SH SOLE 8205 Suncor Energy COM 867224107 218 5700 SH SOLE 5700 Synaptics Inc COM 87157D109 2108 71738 SH SOLE 12150 59588 T. Rowe Price Associates Inc COM 74144T108 2985 46244 SH SOLE 6780 39464 Target COM 87612E106 509 8473 SH SOLE 8473 Telefonos de Mexico COM 879403780 355 22000 SH SOLE 22000 Teva Pharmaceutical Inds COM 881624209 4891 93827 SH SOLE 15356 78471 Time Warner Cable COM 88732J207 214 3240 SH SOLE 3240 Time Warner Inc COM 887317303 419 13025 SH SOLE 13025 Travelers Companies Inc COM 89417E109 1095 19648 SH SOLE 7117 12531 U S Bancorp new COM 902973304 364 13500 SH SOLE 13500 UDR Inc COM 902653104 203 8646 SH SOLE 8646 Union Pacific Corp COM 907818108 257 2773 SH SOLE 2773 United Technologies COM 913017109 1025 13022 SH SOLE 13022 VCA Antech Inc COM 918194101 1388 59602 SH SOLE 11470 48132 VISA Inc Cl A COM 92826C839 1998 28389 SH SOLE 4628 23761 Verizon Communications COM 92343V104 1751 48934 SH SOLE 48934 Vodafone Group PLC COM 92857W209 6592 249314 SH SOLE 7199 242115 WCA Waste Corporation COM 92926K103 515 106593 SH SOLE 106593 Walgreen Inc. COM 931422109 222 5700 SH SOLE 5700 Waste Management Inc. COM 94106L109 3708 100561 SH SOLE 100561 Watsco COM 942622200 2507 39739 SH SOLE 7006 32733 Weatherford Int'l Inc COM H27013103 4437 194584 SH SOLE 45802 148782 Wendy's/Arby's Group Inc Cl A COM 950587105 237 51250 SH SOLE 51250 Western Union COM 959802109 664 35753 SH SOLE 13257 22496 Yum! Brands Inc. COM 988498101 3693 75287 SH SOLE 18174 57113 Ford Motor Co Nt Fixed Rate Ca 345370852 395 15200 SH SOLE 15200
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