0001172661-11-000611.txt : 20111021 0001172661-11-000611.hdr.sgml : 20111021 20111021101918 ACCESSION NUMBER: 0001172661-11-000611 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NLI INTERNATIONAL INC CENTRAL INDEX KEY: 0001040190 IRS NUMBER: 133398996 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06364 FILM NUMBER: 111151409 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: STE 18R CITY: NEW YORK STATE: NY ZIP: 10020-1195 BUSINESS PHONE: 2124033400 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: STE 18R CITY: NEW YORK STATE: NY ZIP: 10020-1195 13F-HR 1 nli3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NLI International Inc. Address: 1251 Avenue of the Americas 18th Floor New York, New York 10020 13F File Number: 028-06364 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tomohiko Masuda Title: President Phone: (212) 403-3400 Signature, Place, and Date of Signing: /s/ Tomohiko Masuda New York, NY/USA October 21, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: $550,567 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 4687 91640 SH SOLE 91640 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4030 76495 SH SOLE 76495 0 0 ACE LTD SHS H0023R105 7856 129657 SH SOLE 129657 0 0 AGNICO EAGLE MINES LTD COM 008474108 484 8140 SH SOLE 8140 0 0 AGRIUM INC COM 008916108 797 11950 SH SOLE 11950 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 765 43190 SH SOLE 43190 0 0 ALTERA CORP COM 021441100 758 24040 SH SOLE 24040 0 0 ALTRIA GROUP INC COM 02209S103 5655 210908 SH SOLE 210908 0 0 AMAZON COM INC COM 023135106 6513 30121 SH SOLE 30121 0 0 AMERICAN EXPRESS CO COM 025816109 5926 131978 SH SOLE 131978 0 0 AMERICAN TOWER CORP CL A 029912201 4250 78984 SH SOLE 78984 0 0 AMERIPRISE FINL INC COM 03076C106 2732 69416 SH SOLE 69416 0 0 ANN INC COM 035623107 2185 95700 SH SOLE 95700 0 0 AON CORP COM 037389103 1789 42633 SH SOLE 42633 0 0 APACHE CORP COM 037411105 4536 56542 SH SOLE 56542 0 0 APPLE INC COM 037833100 18737 49155 SH SOLE 49155 0 0 AT&T INC COM 00206R102 12293 431059 SH SOLE 431059 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 3725 113633 SH SOLE 113633 0 0 BALL CORP COM 058498106 2117 68216 SH SOLE 68216 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1656 33030 SH SOLE 33030 0 0 BANK OF AMERICA CORPORATION COM 060505104 2738 447127 SH SOLE 447127 0 0 BOEING CO COM 097023105 2426 40100 SH SOLE 40100 0 0 BORGWARNER INC COM 099724106 1150 18994 SH SOLE 18994 0 0 CALPINE CORP COM NEW 131347304 3721 264258 SH SOLE 264258 0 0 CANADIAN PAC RY LTD COM 13645T100 1399 29100 SH SOLE 29100 0 0 CARDINAL HEALTH INC COM 14149Y108 5695 135987 SH SOLE 135987 0 0 CARNIVAL CORP PAIRED CTF 143658300 3515 115969 SH SOLE 115969 0 0 CATERPILLAR INC DEL COM 149123101 2718 36812 SH SOLE 36812 0 0 CELANESE CORP DEL COM SER A 150870103 2902 89223 SH SOLE 89223 0 0 CERNER CORP COM 156782104 831 12130 SH SOLE 12130 0 0 CHEVRON CORP NEW COM 166764100 13297 143725 SH SOLE 143725 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 3239 10691 SH SOLE 10691 0 0 CISCO SYS INC COM 17275R102 4010 258870 SH SOLE 258870 0 0 CITIGROUP INC COM NEW 172967424 3797 148181 SH SOLE 148181 0 0 CITRIX SYS INC COM 177376100 1679 30786 SH SOLE 30786 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1893 36979 SH SOLE 36979 0 0 COACH INC COM 189754104 3481 67148 SH SOLE 67148 0 0 COCA COLA CO COM 191216100 9555 141412 SH SOLE 141412 0 0 COLGATE PALMOLIVE CO COM 194162103 6463 72884 SH SOLE 72884 0 0 CORNING INC COM 219350105 580 46978 SH SOLE 46978 0 0 CSX CORP COM 126408103 5361 287117 SH SOLE 287117 0 0 CUMMINS INC COM 231021106 2477 30341 SH SOLE 30341 0 0 CVS CAREMARK CORPORATION COM 126650100 4673 139195 SH SOLE 139195 0 0 DEERE & CO COM 244199105 2088 32347 SH SOLE 32347 0 0 DIRECTV COM CL A 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832696405 695 9540 SH SOLE 9540 0 0 SOUTHERN CO COM 842587107 7635 180193 SH SOLE 180193 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 1141 375410 SH SOLE 375410 0 0 SUNTRUST BKS INC COM 867914103 4295 239326 SH SOLE 239326 0 0 SYMANTEC CORP COM 871503108 5171 317185 SH SOLE 317185 0 0 TARGET CORP COM 87612E106 973 19842 SH SOLE 19842 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 3543 240980 SH SOLE 240980 0 0 TERADATA CORP DEL COM 88076W103 1354 25284 SH SOLE 25284 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3351 66195 SH SOLE 66195 0 0 TJX COS INC NEW COM 872540109 1357 24454 SH SOLE 24454 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3939 96666 SH SOLE 96666 0 0 UNITED TECHNOLOGIES CORP COM 913017109 9142 129927 SH SOLE 129927 0 0 VALE S A ADR 91912E105 1508 66120 SH SOLE 66120 0 0 VARIAN MED SYS INC COM 92220P105 4093 78470 SH SOLE 78470 0 0 VERISK ANALYTICS INC CL A 92345Y106 1112 31983 SH SOLE 31983 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2149 58388 SH SOLE 58388 0 0 VERTEX 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